UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________
`
`
`
`GOOGLE INC.
`Petitioner
`
`v.
`
`VEDANTI SYSTEMS LIMITED
`Patent Owner
`
`_____________________
`
`Case IPR: Unassigned
`_____________________
`
`PETITION FOR INTER PARTES REVIEW
`OF U.S. PATENT NO. 7,974,339
`UNDER 35 U.S.C. §311
`
`
`
`
`
`Mail Stop "PATENT BOARD"
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`

`
`
`I.
` 
`
`II.
` 
`III.
` 
`
`IV.
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`V.
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` 
`
`
`
`TABLE OOF CONTTENTS
`
`
`
`-i-
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`..... 1 
`..... 3 
`..... 3 
`..... 3 
`..... 4 
`..... 4 
`..... 4 
`..... 7 
`..... 8 
`... 10 
`... 11 
`... 12 
`... 13 
`... 14 
`... 15 
`... 15 
`... 16 
`... 17 
`... 17 
`... 18 
`... 19 
`
`... 19 
`... 19 
`
`... 22 
`
`
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`
`
`INNTRODUCCTION ANND STATEMENT OOF RELIEFF REQUE
`STED
` ................
`
`..................................
`
`
`(337 C.F.R. §42.22(a))
`
`..................................
`
`
`
`
`
`
`
`GGROUNDSS FOR STAANDING ((37 C.F.R.. §42.104(aa)) ..............................
`
`
`
`
`IDDENTIFICCATION OOF CHALLLENGE (3
`
`
`7 C.F.R. §§ 42.104(b))) ..............
`A.
`
`
`
`
`Statuutory Grounnds for thee Challengee. ..............
`
`..................................
` 
`
`
`B.
`
`
`Citation of Prioor Art .........................................
`
`..................................
` 
`
`
`  TTHE '339 PPATENT ..
`
`..................................
`
`..................................
`................
`A.
`
`
`
`
`.................ent ............  Overrview of the '339 pate
`
`..................................
`
`
`B.
`
`
`Claimms as Printted ..............................................
`
`..................................
` 
`
`
`C.
`
`
`Proseecution Hisstory ..........................................
`
`..................................
` 
`
`
`D.
`
`
`Level of Ordinaary Skill inn the Art ....................
`
`..................................
`
`
`E.
`
`
`Claimm Construcction ..........................................
`
`..................................
` 
` 1.
`"frame d
`
`..................................
`
`..................................
`ata" .........
` 2.
`
`..................................
`
`..................................
`"region"
`................
` 3.
`
`
`
`.................w detail" ...."high dettail" / "low
`
`..................................
` 4.
`
`
`
`"pixel vaariation datta" .............................
`
`..................................
` 5.
`
`
`
`"matrix" ..................................................
`
`..................................
` 6.
`
`
`
`atrix data"data" / "ma"matrix ddefinition d
`
`..................................
` 7.
`
`
`
`"optimized matrix ddata" .........................
`
`..................................
` 8.
`
`
`
`
`lection datta"/"selectiion pixel ddata" ...........................
`"pixel se
` 9.
`
`
`
`.................................."analysiss system" .
`
`..................................
`
`
`
`
`IDDENTIFICCATION OOF CHALLLENGE (3
`
`
`)) ..............7 C.F.R. §§ 42.104(b)
`
`AA. 
`
`
`
`
`
`
`Claimms 1, 6, 7, 9, 10, 12, aand 13 aree obvious oover Belforr in
`
`
`
`
`
`
`view of Thyagaarajan and further vieew of Golinn ................................
` 1.
`
`
`
`Overvieww of Belforr ................................
`
`..................................
` 2.
`
`
`
`
`
`Overvieww of the Coombinationn of Belforr in view oof
`
`in ..............................
`
`
`
`Thyagaraajan and fuurther in viiew of Gol
`
`A B
`
`A B C D E
`
` 
`
`

`
`
`
`
`
`
`
`IPR Pettition of UU.S. Patent No. 7,9744,339
`
`
`
`
` 3.
`
` 4.
`
` 5.
`
` 6.
`
`b)
` 
`
`c)
`
` 
`
`d)
` 
`
`e)
`
` 
`
`f)
` 
`
`
`
`
`
`
`Belfor inn view of TThyagarajann in furtheer view of GGolin
`1
`
`
`
`
`under 35 U.S.C. §1103 renderss independdent claim
`obvious.
`
`..................................
`
`
`..................................................
`a)
`
`
`
`
`
`"AA system foor transmittting data trransmissioon
` 
`
`
`mprising" ..................................
`co
`
`..................................
`
`
`
`
`
`d me data andeiving framystem rece"a analysis sy
`
`
`generating reegion data
`
`
`comprisedd of high ddetail
`
`
`
`annd or low ddetail" .........................
`
`..................................
`
`
`
`
`
`"a pixel selecction systeem receivinng the regioon data
`h region
`
`
`annd generatinng one set
`
`of pixel daata for each
`" ...............
`
`
`
`
`forrming a neew set of daata for trannsmission;
`
`
`
`
`
`"a data receivving systemm receivinng the regioon data
`rating a
`
`
`
`
`annd the pixell data for eeach regionn and gener
`
`
`
`dissplay;" .......................................
`
`..................................
`
`
`
`
`
`"wwherein thee data receiiving systeem comprisses a
`
`
`
`
`
`pixxel data syystem receiiving matriix definitioon data
`
`
`
`
`
`annd pixel datta and geneerating pixxel locationn data;" .....
`
`
`
`
`
`"wwherein thee data receiiving systeem comprisses a
`
`
`
`
`
`dissplay generation systtem receiviing pixel loocation
`
`
`
`
`
`daata and gennerating dissplay data tthat includdes the
`data." .......
`
`
`
`
`pixxel data plaaced accorrding to thee location d
`
`
`
`
`
`Belfor inn view of TThyagarajann in furtheer view of GGolin
`
`
`
`
`
`under 35 U.S.C. §1103 renderss dependennt claim 133
`obvious.
`
`
`..................................................
`
`..................................
`
`
`
`
`
`Belfor inn view of TThyagarajann in furtheer view of GGolin
`
`
`
`
`under 35 U.S.C. §1103 renderss dependennt claim 6
`obvious.
`
`..................................
`
`
`..................................................
`
`
`
`
`
`Belfor inn view of TThyagarajann in furtheer view of GGolin
`7
`
`
`
`
`under 35 U.S.C. §1103 renderss independdent claim
`obvious.
`
`..................................
`
`
`..................................................
`a)
`
`
`
`
`
`"AA method fofor transmittting data ccomprisingg:" ............
` 
`b)
`
`
`"reeceiving frrame data;
`
`
`generatingg optimizedd matrix
` 
`
`
`
`daata from thee frame daata" ...........
`
`..................................
`
`
`
`
`"seelecting onne of two oor more setts of pixel
`data
`
`
`
`
`
`baased on the optimizedd matrix daata" ............................
`
`c)
`
` 
`
`-ii-
`
`... 26 
`
`... 26 
`
`... 27 
`
`... 32 
`
`... 34 
`
`... 35 
`
`... 36 
`
`... 36 
`
`... 38 
`
`... 39 
`... 39 
`
`... 39 
`
`... 44 
`
`

`
`
`
`
`
`
`
`4,339 IPR Pettition of UU.S. Patent No. 7,974
`
`
`
`
`d)
` 
`
`e)
`
` 
`
`f)
` 
`
`c)
` 
`d)
` 
`
`e)
`
` 
`
`f)
` 
`
`
`
`
`
`
`"wwherein recceiving framme data coomprises reeceiving
`
`
`
`ann array of ppixel data" ..................
`
`..................................
`
`
`
`
`
`"wwherein gennerating thhe optimizeed matrix ddata
`
`
`
`
`
`froom the framme data coomprises seetting a maatrix size
`
`
`
`baased on pixxel selectionn data" .....
`
`..................................
`
`
`
`
`
`nd the ixel data an"annd transmiitting the seelection pi
`
`
`
`
`
`opptimized mmatrix data bby assembbling the opptimized
`
`
`
`
`
`maatrix data aand the seleection pixeel data intoo a
`
`
`
`generated dissplay framme." ...........
`
`..................................
`
`
`
`
`
`Golin er view of Gn in furtheThyagarajanBelfor inn view of T
`
`
`
`
`under 35 U.S.C. §1103 renderss dependennt claim 9
`obvious.
`
`..................................
`
`
`..................................................
`
`
`
`
`
`Belfor inn view of TThyagarajann in furtheer view of GGolin
`10
`
`
`
`
`under 35 U.S.C. §1103 renderss independdent claim
`obvious.
`
`..................................
`
`
`..................................................
`a)
`
`
`
`
`
`"AA method fofor transmittting data ccomprisingg: " ...........
` 
`b)
`
`
`"dividing an array of p
`
`ixel data innto two or
`more
` 
`
`
`reggions;" .......................................
`
`..................................
`
`
`
`"seelecting a sset of pixe
`
`
`ion" ..........l data fromm each regi
`
`
`
`
`
`"wwherein divviding the aarray of pixxel data coomprises
`more
`
`
`
`
`divviding the array of piixel data innto two or
`
`..................................
`
`
`
`maatrices havving a unifoorm size;"
`
`
`
`
`
`"wwherein divviding the aarray of pixxel data coomprises
`more
`
`
`
`
`divviding the array of piixel data innto two or
`
`
`
`
`
`maatrices havving two orr more diffferent sizess;" .............
`
`
`
`"annd transmiitting the reegion data
`
`and the seelection
`
`
`
`
`
`pixxel data for each regiion by asseembling thhe region
`lay
`
`
`
`
`daata and the selection ppixel data iinto a disp
`
`..................................
`
`
`
`fraame." .........................................
`
`
`
`
`
`Belfor inn view of TThyagarajann in furtheer view of GGolin
`
`
`
`
`
`under 35 U.S.C. §1103 renderss dependennt claim 122
`obvious.
`
`
`..................................................
`
`..................................
`VI.
`
`
`
`
`
`  MMANDATOORY NOTTICES (37 C.F.R. §422.8(a)(1)) .
`
`..................................
`
`  CVII. CONCLUS
`
`SION .........
`
`..................................
`
`..................................
`................
`
` 7.
`
` 8.
`
` 9.
`
`... 46 
`
`... 47 
`
`... 47 
`
`... 49 
`
`... 50 
`... 51 
`
`... 51 
`... 51 
`
`... 52 
`
`... 52 
`
`... 56 
`
`... 58 
`... 59 
`... 60 
`
`-iii-
`
`

`
`IPR Petition of U.S. Patent No. 7,974,339
`
`
`TABLE OF AUTHORITIES
`
`Cases 
`Belden Inc. v. Berk-Tek, LLC,
`2014-1575 Fed. Cir. slip op. decided Nov. 5, 2015. ..................................... 26, 31
`
`In re Cuozzo Speed Tech., LLC,
`793 F.3d 1268 (Fed. Cir. 2015) ............................................................................ 12
`
`In re Suitco Surface, Inc.,
`603 F.3d. 1255 (Fed. Cir. 2010) ........................................................................... 14
`
`In re Translogic Tech., Inc.,
`504 F.3d 1249 (Fed. Cir. 2007) ............................................................................ 12
`
`Kamada Ltd., v. Grifols Ther. Inc.,
` IPR2014-00899, Institution Decision, Paper No. 8 (P.T.A.B. Dec. 18, 2014) ... 11
`
`KSR Int'l Co. v. Teleflex, Inc.,
`550 U.S. 398 (2007) ..................................................................................... passim
`
`Macauto U.S.A. v. BOS GMBH & KG,
`IPR2012-00004, Paper No. 18. (P.T.A.B. Jan. 24, 2013) ...................................... 3
`
`Microsoft Corp. v. Proxyconn, Inc.,
`789 F.3d 1292 (Fed. Cir. 2015) ..................................................................... 14, 18
`
`Statutes 
`
`35 U.S.C. § 102(b) ..................................................................................................... 4
`
`35 U.S.C. § 102(e) ..................................................................................................... 4
`
`35 U.S.C. §103 ................................................................................................. passim
`
`35 U.S.C. §112(2) .................................................................................................... 10
`
`
`
`-iv-
`
`

`
`IPR Petition of U.S. Patent No. 7,974,339
`
`Rules 
`
`37 C.F.R §§42.10(b) ................................................................................................ 60
`
`37 C.F.R 42.6(d) ...................................................................................................... 60
`
`37 C.F.R 42.63(e) ..................................................................................................... 60
`
`37 C.F.R. § 42.104(b) ......................................................................................... 3, 18
`
`37 C.F.R. §104(b)(2). ............................................................................................... 11
`
`37 C.F.R. §42.104(a) .................................................................................................. 3
`
`37 C.F.R. §42.22(a) .................................................................................................... 1
`
`37 C.F.R. §42.8(a)(1) ............................................................................................... 59
`
`37 C.F.R. §42.8(b)(1) ............................................................................................... 59
`
`37 C.F.R. §42.8(b)(2) ............................................................................................... 59
`
`37 C.F.R. §42.8(b)(3) ............................................................................................... 59
`
`37 C.F.R. §42.8(b)(4) ............................................................................................... 60
`
`
`
`-v-
`
`

`
`IPR Petition of U.S. Patent No. 7,974,339
`
`
`Exhibit List
`
`GOOG
`Exhibit # 
`1001
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`
`Description
`
`U.S. Patent No. 7,974,339 to Krichevsky, et al. (filed July 16, 2004;
`issued July 11, 2011). 
`
`File History for U.S. Patent No. 7,974,339.
`
`Declaration of John R. Grindon.
`
`Curriculum Vitae of John R. Grindon.
`
`U.S. Patent No. 4,791,486 to Spriggs, et al. (filed February 3, 1986;
`issued December 13, 1988).
`
`U.S. Patent No. 5,225,904 to Golin, et al. (filed December 4, 1991;
`issued July 6, 1993).
`
`Belfor, et al., “Spatially Adaptive Subsampling of Image
`Sequences,” IEEE Transactions on Image Processing, Vol. 3, No. 5
`(1994); pp. 492-500.
`
`U.S. Patent No. 6,529,634 to Thyagarajan, et al. (filed November 8,
`1999; issued March 4, 2003).
`
`Complaint For Patent Infringement, Vedanti Systems Limited, et al.
`v. Google Inc., et al., Case No. 1:14-cv-01029-GMS (D. Del.), filed
`August 9, 2014.
`
`Notice Of Voluntary Dismissal Without Prejudice Pursuant To Rule
`41 Of The Federal Rules Of Civil Procedure, Vedanti Systems
`Limited, et al. v. Google Inc., et al., Case No. 1:14-cv-01029-GMS
`(D. Del.), filed September 30, 2014.
`
`Complaint For Patent Infringement, Max Sound Corporation, et al.,
`v. Google Inc., et al., Case No. 3:14-cv-04412-JCS (N.D. Cal.),
`filed October 1, 2014.
`
`-vi-
`
`

`
`IPR Petition of U.S. Patent No. 7,974,339
`
`
`GOOG
`Exhibit # 
`1012
`
`1013
`
`1014
`
`1015
`
`1016
`
`1017
`
`1018
`
`1019
`
`1020
`
`1021
`
`Description
`
`Definitions of “frame” and “pel”, Webster's New World Dictionary
`of Computer Terms, 7th ed. New York: Simon and Schuster, 1999;
`pp. 217 and 399.
`
`Defendants' Motion to Dismiss for Failure to State a Claim, Max
`Sound Corporation, et al., v. Google Inc., et al., Case No. 5:14-cv-
`04412-EFD (N.D. Cal.), filed February 9, 2015.
`
`Defendants' Reply Brief in Support of Motion to Dismiss for
`Failure to State a Claim, Max Sound Corporation, et al., v. Google
`Inc., et al., Case No. 5:14-cv-04412-EFD (N.D. Cal.), filed March
`30, 2015.
`
`Defendants' Preliminary Claim Constructions and Identification of
`Evidence, Max Sound Corporation, et al., v. Google Inc., et al.,
`Case No. 5:14-cv-04412-EFD (N.D. Cal.), served August 21, 2015.
`
`Plaintiff's Preliminary Claim Constructions and Identification of
`Evidence, Max Sound Corporation, et al., v. Google Inc., et al.,
`Case No. 5:14-cv-04412-EFD (N.D. Cal.), served August 21, 2015.
`
`File History for Reissue Application of U.S. Patent No. 7,974,339.
`
`File History of Parent PCT Application No. PCT/US02/00503 filed
`Jan. 16, 2002.
`
`Order Denying Motion to Dismiss, Max Sound Corporation, et al.,
`v. Google Inc., et al., Case No. 5:14-cv-04412-EFD (N.D. Cal.),
`filed May 13, 2015.
`
`Rostampour, et al., “2-D Median Filtering and Pseudo Median
`Filtering,” Proceedings of the Twentieth Southeastern Symposium
`on System Theory, IEEE (March 20-22, 1988); pp. 554-557.
`
`Certificate of Service on Google Inc., Max Sound Corporation, et
`al., v. Google Inc., et al., Case No. 5:14-cv-04412-EFD (N.D. Cal.),
`filed December 17, 2014.
`
`-vii-
`
`

`
`IPR Petition of U.S. Patent No. 7,974,339
`
`
`GOOG
`Exhibit # 
`1022
`
`1023
`
`1024
`
`1025
`
`1026
`
`1027
`
`1028
`
`Description
`
`Certificate of Service on Youtube, LLC, Max Sound Corporation,
`et al., v. Google Inc., et al., Case No. 5:14-cv-04412-EFD (N.D.
`Cal.), filed December 17, 2014.
`
`Certificate of Service on On2 Technologies, Inc., Max Sound
`Corporation, et al., v. Google Inc., et al., Case No. 5:14-cv-04412-
`EFD (N.D. Cal.), filed December 17, 2014.
`
`U.S. Patent No. 5,418,714 to Sarver (filed April 8, 1993; issued
`May 23, 1995).
`
`U.S. Patent No. 6,687,410 to Brown (filed February 7, 2000; issued
`February 3, 2004).
`
`U.S. Patent No. 7,031,517 B1 to Le et al. (filed October 1, 1999;
`issued April 18, 2006).
`Gilbert Held, Data and Image Compression (4th ed., Wiley 1996).
`
`Yun Q. Shi & Huifang Sun, Image and Video Compression for
`Multimedia Engineering: Fundamentals, Algorithms, and Standards
`(CRC Press, 2000).
`
`-viii-
`
`

`
`
`
`IPR Pettition of UU.S. Patent No. 7,9744,339
`
`
`
`
`
`
`
`
`I.
`
`
`
`D (37 QUESTEDLIEF REQT OF RELINNTRODUUCTION AAND STATEMENT
`
`
`
`
`
`
`
`
`
`
`
`
`
`C.F.R. §42.22(a))
`
`
`ner") petitiGoogle Inc. ("Petition
`
`
`
`ions for innter partes
`
`
`
` review annd cancellaation
`
`
`
`
`
`
`
`of claimms 1, 6, 7,
`
`9, 10, 12,
`
`
`
`and 13 off U.S. Pateent No. 7,9974,339 to
`
`
`
`
`
`
`
`Krichevskky et
`
`C G
`
`
`
`al. (GOOOG 1001..) As the eevidence hhere showss, the '3399 patent shhould not hhave
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
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`
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`been grranted. It wwas only oobtained aafter a lenggthy proseecution oveer seven yyears
`
`
`
`
`
`
`
`
`
`
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`
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`requirinng numerouus amendmments, seveeral changges of counnsel, and eextensive bback-
`
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`and forrth with thhe examineer and proo se appliccants regaarding the
`
`
`
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`
`
`
`
`
`
`
`
`claims, annd a
`
`
`
`purporteed contrast between
`
`
`
`
`
`the inventtors' data ooptimizatioon and weell-known pprior
`
`
`
`
`
`
`
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`
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`art imaage compreession andd decomprression tecchniques.
`
`
`
`
`
`
`
`
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`
`
`Even morre peculiarr the
`
`
`
`
`
`claims beiing enforceed do not ccorrespondd to the subbject matteer the examminer
`
`
`
`
`
`
`
`
`
`
`
`
`
`printed
`
`
`
`and appplicants inddicated as
`
`
`
`
`
`allowed dduring the original pprosecutionn nor was
`
`
`
`
`
`
`
`
`
`
`
`
`
` this
`
`
`
`
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`error fixxed in a folllow-on reissue appliication, whhich was exxpressly abbandoned.
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`TThe challennged claimms of the '3339 patentt essentiallly cover s
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`prior arrt at the timme as sub-sampling ffrom variaable sized bblocks). Thhe areas o
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`-1-
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`IPR Petition of U.S. Patent No. 7,974,339
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`locations for the blocks. Then, the block’s matrix data and selected pixel data can
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`be used to approximate the image. In this way, the purported invention can reduce
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`data needed to transmit an image since selected pixel data is sent rather than an
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`entire image. This is separate from more complicated image processing like
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`compression at a sending side or decompression at a receiving side.
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`Far from being a patentable technique for data optimization, the evidence
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`here shows such pixel selection from different regions sized according to level of
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`detail was well-known in the prior art before the time of the '339 patent filing.
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`Even the specific implementation of the '339 patent involving selected pixels from
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`variable sized blocks and matrix data to help define blocks and selected pixel
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`locations relative to the blocks were well-known in image processing. The
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`evidence shows that, in image processing, this technique was used for the same
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`reason the inventors' '339 patent used it: to reduce data needed to represent an
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`image apart, from any frequency-based compression or decompression.
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`As set forth below, the applied combination of references, Belfor in view of
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`Thyagarajan and further in view of Golin, discloses image transmission as claimed
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`here, and renders claims 1, 6, 7, 9, 10, 12, and 13 of the '339 patent obvious. The
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`Petition and accompanying evidence demonstrate that a more than reasonable
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`likelihood exists that claims 1, 6, 7, 9, 10, 12, and 13 of the '339 patent are
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`-2-
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`

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`IPR Pettition of UU.S. Patent No. 7,9744,339
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`unpatenntable. Acccordingly,
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`Petitioner
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`lly requestss that the BBoard insttitute
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`trial on the groundds set forthh herein.
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` GII. GROUNDS
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`S FOR STTANDINGG (37 C.F.RR. §42.1044(a))
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`TThe underssigned andd Petitionerr certify thhat the '3339 patent i
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`s availablee for
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`review.
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`Petitionerr is not barrred or estoopped fromm requestinng an interr partes revview
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`challengging claimms 1, 6, 7,, 9, 10, 122, and 13
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`petitionn. Petitioner was served with a ccomplaint
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`on the grrounds ideentified in
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`this
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`for infringgement lesss than one
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`year
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`ago on NNovemberr 20, 2014
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`in the Norrthern Distrrict of Caliifornia (3:
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`14-cv-044
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`12)1.
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`(GOOGG 1011, GOOOG 1021..)
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`III.
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`IDDENTIFICATION OF CHALLLENGEE (37 C.F.RR. § 42.1044(b))
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`A.
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`the Challeunds for tStatuutory Grou
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`nge.
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`Petitioner rrequests reeview of claims 1, 66, 7, 9, 10,, 12, and
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`13 on a siingle
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`9, 10, 12,
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`and 13 arre unpaten
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`table undeer 35
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`U.S.C.
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`§ 103 aas obviouss over "SSpatially AAdaptive
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`Subsampliing of Immage
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`Sequencces" to Bellfor et al. iin view of
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`U.S. Pat. NNo. 6,529,
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`634 to Thyyagarajan eet al.
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`and furtther in vieww of U.S. PPat. No. 5,2225,904 too Golin.
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`1 Petitioner was also sserved withh a complaaint for the '339 patennt on Auguust 9,
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`2014. (GOOG 10009.) Howwever, that
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`complaintt was dismmissed witthout prejuudice
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`(GOOGG 1010), annd is not rrelevant too the IPR bbar date. ((Macauto
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`U.S.A. v. BBOS
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`GMBH & KG, IPRR2012-000004, Paper No. 18. (PP.T.A.B. Jaan. 24, 20113))
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`-3-
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`IPR Pettition of UU.S. Patent No. 7,9744,339
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`B.
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` Citattion of Priior Art
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`Petitioner ccites the folllowing priior art refeerences:
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`11) "Spatiaally Adapttive Subsaampling oof Image SSequencess" to Belfofor et
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`al. (GOOG 1007) is prior arrt under at
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`in Septeember 19944, years beefore the eaarliest posssible filingg date of thhe '339 pateent;
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`(22) U.S. Paatent No.
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`6,529,634
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`B1 to Thhyagarajan,, et al. (G
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`8) is
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`prior arrt under att least 35 UU.S.C. § 1102(e) beccause it waas filed onn Novembeer 8,
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`1999, years beforee the earlieest possiblee filing datte of the '3339 patent;
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`(33) U.S. Paatent No. 55,225,904
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`to Golin ((GOOG 10006) is pri
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`or art undder at
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`102(b) beecause it wwas issued d on July 66, 1993, yeears beforee the
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`patent. earliest possible fiiling date oof the '339
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`IV.
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` TTHE '339 PPATENT
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`A.
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` Overrview of thhe '339 pattent
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`The '339 paatent descrribes and cclaims "a s
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`ystem andd method fofor transmi
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`data … ." (GOOOG 1001, 11:32-33.) TThe speciffication inntroduces ssystem 1000 as
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`"allow[iing] data ssuch as viideo data tto be transsmitted in
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`a mannerr that doess not
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`require
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`the data too be compressed." (IId., 2:41-45
`5.) In this
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`purportss to provvide "manny importaant techni
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`cal advanntages" as
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`data cann be
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`the sendiing end oor decomppressing att the
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`receivinng end. (Id., 1:53-57.
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`-4-
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`

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`IPR Petition of U.S. Patent No. 7,974,339
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`System 100 includes a data transmission system 102 and data receiving
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`system 104, which are coupled over a communications medium 114 as shown in
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`FIG.1:
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`"Data transmission system 102 includes frame analysis system 106 and pixel
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`selection system 108, each of which can be implemented in hardware, software or
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`a suitable combination, and which can be one or more software systems operating
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`on a general purpose processing platform." (Id., 2:65-3:3.) Likewise, data receiving
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`system 104 includes pixel data system 110 and display generation system 112 each
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`of which is implemented in hardware, software or a suitable combination. (Id.,
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`FIG. 1, 3:35-40.)
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`In operation, data transmission system 102 can receive frames of video data
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`and select pixels of data for transmission that are needed to allow the frames of
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`video data to be viewed by the human eye. (Id., 3:16-19.) The number of pixels
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`selected depends on whether regions of a frame have high or low detail and can be
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`-5-
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`

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`IPR Petition of U.S. Patent No. 7,974,339
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`decided on a region-by-region basis. (Id., 3:23-34.) More particularly, matrix size
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`data and selected pixel data from locations within a matrix or other region can be
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`transmitted for a frame. (Id., 3:51-4:22 and FIG. 5.)
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`Frame analysis system 106 analyzes an image frame and generates "region
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`data, such as a uniform matrix size that is used to divide the frame into a
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`predetermined set of matrices." (Id., 1:44-46.) Regions can be uniform size blocks
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`such as "a 10x10 matrix" or "matrices varying in size, such as from a 1x1 matrix to
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`a 5x5 matrix or greater." (Id., 3:62 and 4:2-3.)
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`The size and configuration of blocks or "matrices" are based on the level of
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`detail within the block. (Id., 5:21-6:3.) In this way, "the amount of pixel data
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`required to transmit image data or other suitable data for perception by a human
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`eye or other suitable applications can be determined." (Id., 5:29-32.) The amount of
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`pixel data required to reproduce a block is determined by "pixel variation" within a
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`block. (Id., 5:54-55.) The pixel variation tolerance can be set "such that in areas
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`having low information con[t]ent, the matrix size is increased whereas in areas
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`having high information content the matrix size is decreased." (Id., 8:63-67.) That
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`is, there will be more numerous, smaller blocks generated in areas of high detail
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`and fewer, larger blocks generated in areas of low detail.
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`Pixel selection system 108 selects a subset of pixels from each predefined
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`matrix or other region to transmit in an "optimized" data transmission system. (Id.,
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`-6-
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`IPR Pettition of UU.S. Patent No. 7,9744,339
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`4:11-133.) Pixel seelection sysstem 108 aalso generaates "pixell location ddata withinn the
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`iving end,
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`pixel dataa system 1
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`10 "receivves matrix
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`data and ppixel
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`data and assemblles frame
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`data." (Id.
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`receivess frames off data fromm pixel data system 1110 and ge
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`nerates viddeo data, aaudio
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`l data, or
`data, grraphical daata, textua
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`(Id.,
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`4:44-477.) Further
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`descriptionn of the syystems and
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`methods aare provideed with resspect
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`to systeem modulees of FIGs. 2-4, the mmethods inn the flowwcharts of FFIGs. 5-8,, and
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`the exammples of unniform andd non-unifoorm matrixx segmentaation in FIGGs. 9 and 110.
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`B.
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`indepenndent. Indeependent cclaims 1,
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`dependeent claims 6, 9, 12 annd 13, invoolve sampliing pixels
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`sizes. TThis samppling reducces the ddata transmmitted. Whhile there
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`overlap, the three indepenndent claimms approacch the suubject mattter with ssome
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`differennces in theeir languagge like whhether theyy use the
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`terms regiion, matrixx, or
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`optimizzed matrix data for arreas of a fraame or arraay of pixell data.
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`16, 2004
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`as a
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`Jan. 16, 22002.
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`IPR Pettition of UU.S. Patent No. 7,9744,339
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`C.
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`Prosecution History
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`The applicaation leadiing to the
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`continuation of ann internatioonal appliccation, PCTT/US02/000503, filed
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`(GOOGG 1002, p.
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`1.) The orriginal prosecution bbefore the EExaminer
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`It spannned 7 yearss with nummerous offiice actions
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`in a proo se capacitty before thhe patent wwas grantedd July 5, 22011.
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`TTo distinguuish the pprior art dduring proosecution,
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`remarkss and repeeatedly maaintained
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`that their
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`transmits
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`withoutt compresssion. (Seee, e.g., Jann. 24, 20
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`11 Amen
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`dment, Idd., 591 (("the
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`e transmiitted
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`withoutt any furthher processsing, duee to the facct that thee applicantts['] invenntion
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`does nnot comprress nor
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`decompress data.
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`This
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`forth wwith the exxaminer annd highlighhted with
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`indepenndent claimm preamble at allowwance. (Seee April 1,
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`endment AAfter
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`Allowannce and EExaminer's
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`Summaryy of April
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`1, 2011 aagreement
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`with
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`Applicaants, Id., 6334 and 6422.)
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`AApplicants
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`also charaacterized thheir inventiion as varyying a sizee of a matriix or
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`region bbased on itts pixel varriation to rreduce the
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`-8-
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`

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`IPR Petition of U.S. Patent No. 7,974,339
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`Jan. 24, 2011 Supplemental Amendment Applicants reproduced FIGs. 6 and 10 in
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`full and said "[t]he present invention employs an algorithm in which nearby
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`pixel values are compared. If the difference between pixels exceeds a
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`threshold that means that the picture is changing (e.g., changing spatially or
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`temporally) rapidly; accordingly, a smaller region size is selected, with --one
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`pixel or one set meaning zero, one or more pixels, being transmitted for that
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`region. If the difference between the pixels does not exceed the threshold, that
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`means that the picture is changing (spatially or temporally) slowly, and only a
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`small amount of data will need to be transmitted…; accordingly, a larger
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`matrix size is selected." (emphasis in original.) (Id., 585-589.)
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`The printed '339 patent claims though do not reflect the final claims allowed
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`by the Examiner. Several limitations made or required during prosecution are
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`omitted. For example, preamble
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`limitations are omitted. The Examiner's
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`Amendment of June 1, 2011 like the earlier claim version submitted by Applicants
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`on April 1, 2011, amended the preambles of claims 1, 11, and 16 (renumbered at
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`issue as claims 1, 7 and 10) making clear the claimed system and methods are "for
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`transmitting data optimization instead of data compression." (GOOG 1002, 648-
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`649) (emphasis in original).) Other claim limitations are also missing from or
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`added to the printed claims compared to the claims set out in the Examiner's
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`Amendment of June 1, 2011. For example, claim 1 has at least two limitations
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`4,339 IPR Pettition of UU.S. Patent No. 7,974
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`missingg: the termm "frame"
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`to modifyfy "analysiis system"" and "dissplay" andd the
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`"wherein
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`transmittinng the dataa to" beforre a data reeceiving syystem. In ssum,
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`the issuued claimss as printted do nott reflect aall amendmments enttered afterr the
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`Februarry 24, 2011 examiner amendmment (See FFeb. 24, 20011 Noticee of Allow
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`with Exxaminer AAmendmentt, April 1,
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`2011 Ammendment,
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`Amendmment, Id., 5599-652.)22
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`Inn a reissuee applicatioon filed Junne 4, 2013
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` Patent Owwner admittted an erroor in
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`claim sccope, nammely that thhe "issued
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`independeent claims
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`were limitted by feattures
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`15.) Howeever, no atttempt to coorrect erroors in
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`the prinnted claimss from the ooriginal prosecution wwas made.. (Id., p. 477.)
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`PPatent Ownner continuues to ignoore the erroors in claimms 1, 7, aand 10, andd the
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`remain miiss