throbber
Trials@uspto.gov
`Tel: 571-272-7822
`
`Paper 10
`Entered: May 13, 2016
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_______________
`
`THE TORO COMPANY,
`Petitioner,
`
`v.
`
`MTD PRODUCTS INC.,
`Patent Owner.
`_______________
`
`Case IPR2016-00219
`Patent 8,136,613
`_______________
`
`
`
`Before WILLIAM V. SAINDON, RICHARD E. RICE, and
`TIMOTHY J. GOODSON, Administrative Patent Judges.
`
`
`
`SAINDON, Administrative Patent Judge.
`
`
`
`DECISION
`Institution of Inter Partes Review
`37 C.F.R. § 42.108
`
`
`
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`
`

`
`Case IPR2016-00219
`Patent 8,136,613
`
`I. INTRODUCTION
`
`Petitioner requests an inter partes review of claim 28 of U.S. Patent
`
`No. 8,136,613 (Ex. 1001, “the ’613 patent”). Paper 1 (“Pet.”). Patent
`
`Owner filed a Preliminary Response to the Petition. Paper 7 (“Prelim.
`
`Resp.”).
`
`We have jurisdiction under 35 U.S.C. § 314, which provides that
`
`an inter partes review may not be instituted “unless . . . there is a reasonable
`
`likelihood that the petitioner would prevail with respect to at least 1 of the
`
`claims challenged in the petition.” Upon consideration of the Petition and
`
`Patent Owner’s Preliminary Response, we institute an inter partes review of
`
`claim 28 of the ’613 patent.
`
`Our factual findings and conclusions at this stage of the proceeding
`
`are based on the evidentiary record developed thus far. This is not a final
`
`decision as to the patentability of claims for which inter partes review is
`
`instituted. Our final decision will be based on the record as fully developed
`
`during trial.
`
`A. Related Matters
`
`The parties represent that the ’613 Patent is asserted in MTD Products
`
`Inc. v. Toro Company et al., 1:15-cv-00766-PAG (N.D. Ohio). Pet. 1; Paper
`
`6, 2. Petitioner also has filed a petition challenging Patent Owner’s U.S.
`
`Patent No. 8,011,458 (IPR2016-00194). Patent Owner identifies U.S. Patent
`
`No. 8,944,191 as a related patent and U.S. Patent App. No. 14/613,102 as a
`
`related application. Paper 6, 2.
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`Case IPR2016-00219
`Patent 8,136,613
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`B. The ’613 Patent
`
`
`
`The ’613 patent is directed to a steering and driving system. Ex.
`
`1001, Abstract. In particular, the patent is directed to the steering systems of
`
`Zero Turn Radius (ZTR) lawn mowers. Id. at 1:6–14; 4:39–40. Figure 5 of
`
`the ’613 patent, reproduced below with color added and extraneous labeling
`
`removed by the Board, depicts this steering system:
`
`Figure 5 of the ’613 patent shows speed control device 28 (in orange), left
`
`and right speed input members 48 (in orange), left and right control
`
`members 36 (item numbers not shown, colored in green), left and right
`
`integration links 44 and control rods 104 (in blue), and left and right drive
`
`units 29 (in yellow). Control rods 104 are connected to drive units 29 in a
`
`manner such that the distance of the rod fore or aft of a neutral position
`
`causes the output of the corresponding drive unit to spin the wheel forward
`
`or backward with increasing speed. See Ex. 1001, 9:32–44; Fig. 14.
`
`Integration links 44 serve to integrate both speed control as well as steering
`
`control. See, e.g., id. at 9:57–10:21 (explaining how the linkages work as
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`Case IPR2016-00219
`Patent 8,136,613
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`the vehicle is operated from straight forward movement to left forward
`
`movement). Although the vehicle may include steerable wheels, turning can
`
`also be facilitated by spinning the outside wheel faster than the inside wheel
`
`(relative to the radius of the turn). See, e.g., id. at 10:8–21. To do this,
`
`integration links 44 are connected in a manner such as to respond to forward
`
`and reverse speed inputs from speed input members 48 as well as steering
`
`inputs from control members 36. See, e.g., id. at 10:22–35 (providing an
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`example of how the various components interact to make a full forward left
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`turn), Fig. 9 (cited in this example); see also Figs. 5–13 (showing how the
`
`various components interact to make each forward/reverse/neutral and
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`left/right/straight permutation).
`
`C. Challenged Claim
`
`Petitioner challenges claim 28, which is reproduced below.
`
`28. A vehicle control system comprising:
`a pair of integration links, each integration link having
`a slot that is straight over substantially all of the
`length of the slot, and each integration link being
`movable in response to a speed input and configured
`to:
`
`lie in a plane parallel to any flat surface on which
`a vehicle that incorporates the steering control
`system is used; and
`
`transmit a drive signal that is a product of any
`received steering input and any received speed
`input.
`
`
`
`
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`Case IPR2016-00219
`Patent 8,136,613
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`D. Prior Art and Asserted Grounds
`
`Petitioner asserts that claim 28 of the ’613 patent is unpatentable as
`
`anticipated by Seaberg1 or obvious in view of Engel.2 Pet. 2. Petitioner also
`
`relies on the declaration of Fred P. Smith, a Professional Engineer with a
`
`background in mechanical engineering. Ex. 1004 ¶ 4.
`
`II. ANALYSIS
`
`A. Claim Construction
`
`We interpret the claims of an unexpired patent using the broadest
`
`reasonable interpretation in light of the specification of the patent. 37 C.F.R.
`
`§ 42.100(b). Petitioner proposes a construction of the term “moveable.”
`
`Pet. 14–17. Patent Owner disputes this construction and offers an alternative
`
`construction, focusing on the “configured to” language. Prelim. Resp. 10–
`
`26. Although these constructions talk about different terms in the claim,
`
`both involve a determination of which structures are included in the claimed
`
`integration link.
`
`Petitioner’s position is that, where the claim says, “each integration
`
`link being movable in response to a speed input,” the claim does not
`
`preclude any particular type of movement. Pet. 14–15. In particular,
`
`Petitioner asserts that “moveable” includes movement parallel to the ground
`
`(horizontal movement) as well as movement relative to the ground (vertical
`
`movement). See Pet. 15–16. Petitioner points out that movement of the
`
`integration link shown in Figure 14 of the ’613 patent includes some amount
`
`
`1 U.S. Patent No. 4,100,738, issued July 18, 1978 (Ex. 1002).
`
`2 U.S. Patent No. 3,927,527, issued Dec. 23, 1975 (Ex. 1003).
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`Patent 8,136,613
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`of vertical movement in addition to horizontal movement. Id. Petitioner
`
`adds that the prosecution history does not clarify the type of movement of
`
`which the integration link is capable. Id. at 14.
`
`Patent Owner argues that the term “moveable” must be considered in
`
`view of the “configured to” language, and must be considered limited to
`
`horizontal movement. Prelim. Resp. 10–11; see also id. at 10–26 (setting
`
`forth Patent Owner’s construction). On the record before us, we do not
`
`consider Patent Owner’s arguments persuasive; we address those arguments
`
`in turn.
`
`1. The Claim Language Itself
`
`Patent Owner first argues that both the “lie in a plane” and “transmit a
`
`drive signal” elements of the “configured to” clause must happen both
`
`“simultaneously” and “during use” according to the claim language itself.
`
`Id. at 12–15. Patent Owner’s argument is not persuasive because we are
`
`apprised of no such conditions in the claims. As to the “lie in a plane”
`
`element, it requires the integration link to “lie in a plane parallel to any flat
`
`surface on which a vehicle that incorporates the steering control system is
`
`used.” This element does say, “is used,” but that phrase modifies “surface.”
`
`Specifically, the surface is the one “on which a vehicle that incorporates the
`
`steering control system is used.” Thus, the integration link must “lie in a
`
`plane” that is defined essentially as parallel to the ground. On its face, for
`
`something to “lie” in such a plane does not mean it must “move” in a plane
`
`or always lie in the plane. As such, we are not persuaded this element
`
`requires the integration link to move or always to stay in the claimed plane;
`
`it simply must be configured to lie in the claimed plane. As to the “transmit
`
`a drive signal” element, it specifies that the integration link integrate speed
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`Case IPR2016-00219
`Patent 8,136,613
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`and steering inputs. There is nothing in the element that ties it to a particular
`
`orientation or timing. Accordingly, Patent Owner’s argument that the
`
`“configured to” elements somehow require the integration link at all times to
`
`“lie in a plane,” or more clearly stated, to move only in a plane, is
`
`unpersuasive.
`
`Patent Owner’s arguments that In re Giannelli, 739 F.3d 1375, 1379
`
`(Fed. Cir. 2014), or In re Venezia, 530 F.2d 956, 959 (CCPA 1976), support
`
`their interpretation are unpersuasive. See Prelim. Resp. 13–15. In Giannelli,
`
`the Federal Circuit held that a prior art chest press device was not “adapted
`
`to be moved . . . by a pulling force” because the chest press device was
`
`specifically adapted to be pushed; that the chest press device could be
`
`improperly used by pulling did not anticipate because it was not configured
`
`in a manner conducive to exercising by pulling (rowing). See Giannelli, 739
`
`F.3d at 1380. In other words, the Federal Circuit found that there was a
`
`structural difference between the claimed device adapted to be pulled and
`
`the prior art device adapted to be pushed. Patent Owner does not explain
`
`sufficiently how it understands Giannelli to require the “configured to”
`
`language of claim 28 to be met under unclaimed conditions. As we
`
`mentioned above, the claims do not require the integration link to be adapted
`
`to move in a certain plane.
`
`As to Venezia, Patent Owner takes an isolated passage out of context.
`
`In Venezia, the Court of Customs and Patent Appeals held that a claim
`
`directed to a kit of parts (as opposed to an assembled device) did not violate
`
`the definiteness requirement of 35 U.S.C. § 112, second paragraph, because
`
`even though the kit of parts was not assembled, and was structurally defined
`
`in terms of how the parts would fit together if assembled, it was clear from
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`Patent 8,136,613
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`the claim what the structure of those parts would be: one that, once
`
`assembled, would result in the completed assembly. See Venezia, 530 F.2d,
`
`959. Venezia stands for the premise that structure can be defined by how the
`
`elements are to be connected together at a later time. It does not stand for
`
`the premise that all elements are to be construed necessarily as
`
`simultaneously being met throughout every use. Claims read on structures
`
`even if those structures sometimes, but not always, meet the claim language.
`
`Cross Medical Products, Inc. v. Medtronic Sofamor Danek, 424 F.3d 1293,
`
`1311 (Fed. Cir. 2005) (“[T]his court held that the district court had erred by
`
`overlooking the rule that ‘an accused product that sometimes, but not
`
`always, embodies a claimed method nonetheless infringes.’”) (quoting Bell
`
`Com. Research Inc. v. Vitalink Com. Corp., 55 F.3d 615, 622–23 (Fed. Cir.
`
`1995). On this record, Patent Owner’s arguments that the claim itself
`
`requires the integration link to move in a certain plane throughout every use
`
`are unpersuasive.
`
`2. The Claim Language in View of the Specification
`
` Patent Owner argues that “[e]very embodiment described in the ’613
`
`specification and every figure shows the integration links lying in a plane
`
`parallel to the flat surface . . . when transmitting a drive signal.” Prelim.
`
`Resp. 16; id. at 16–19 (going through examples). It is well settled that broad
`
`claims should not be limited to the exemplary embodiments shown in the
`
`specification. Superguide Corp. v. DirecTV Enter., Inc., 358 F.3d 870, 875
`
`(Fed. Cir. 2004) (a particular embodiment appearing in the written
`
`description may not be read into a claim when the claim language is broader
`
`than the embodiment). In addition, the ’613 patent makes very clear that
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`Patent 8,136,613
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`“the present systems and devices are not intended to be limited to the
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`particular forms disclosed.” Ex. 1001, 11:35–39.
`
`Patent Owner points to no passages in the ’613 patent that disclaim
`
`the broader scope or otherwise mandate a narrow reading of the claim, nor
`
`do we find any. Indeed, as Petitioner points out, and Patent Owner does not
`
`contest, the integration link shown in the specification moves vertically, at
`
`least to some degree. Pet. 15–16 (citing Ex. 1001, Fig. 14, depicting
`
`integration link 44 and drive rod 104 attached to control mechanism 106,
`
`which in turn has an arcuate slot to accommodate the vertical motion).
`
`Patent Owner identifies a passage that indicates that the horizontal
`
`orientation of the links “can reduce the amount of space that the steering
`
`assembly 20 and control system 40 occupy.” Prelim. Resp. 19. (citing Ex.
`
`1001, 7:18–20). There is no requirement that patents may only claim that
`
`which satisfies every purpose and benefit described in its specification.
`
`Further, there is no evidence that establishes that this particular benefit is the
`
`sine qua non of the invention or is otherwise so significant such as to effect a
`
`disavowal of claim scope. Accordingly, Patent Owner’s arguments that the
`
`specification requires the integration link to move in a certain plane
`
`throughout every use are unpersuasive.
`
`3. The Claim Language in View of the Prosecution History
`
`Patent Owner argues that the prosecution history supports its position
`
`that “each integration link must lie in a plane parallel to a flat surface during
`
`operation while transmitting a drive signal.” Prelim. Resp. 20; see also id. at
`
`19–22 (setting forth the entire argument). As evidence, Patent Owner points
`
`out that the examiner cited Ishimori (Ex. 2006) to show that “each link lies
`
`in a plane parallel to the ground.” Id. at 20 (citing Ex. 1023, 146). Ishimori
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`depicts integration links that allegedly only move in the horizontal plane.
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`Ex. 2006, Fig. 2. That the examiner found a reference that would satisfy
`
`Patent Owner’s proposed construction does not mean the examiner would
`
`have agreed with Patent Owner’s proposed construction. The prosecution
`
`history does not tell us whether the examiner believed Ishimori represents
`
`the maximum breadth of the claim, because examiners need only find prior
`
`art reading on something that falls within the scope of the claim. At best, the
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`prosecution history establishes that Patent Owner’s proposed construction is
`
`not unreasonable; it does nothing to establish that Petitioner’s proposed
`
`construction is unreasonable.
`
`4. Petitioner’s Construction Does Not Render Limitations Meaningless
`
`Patent Owner argues that Petitioner’s construction renders the
`
`“configured to” language meaningless. Prelim. Resp. 22–26. We disagree.
`
`Petitioner’s construction gives weight to these limitations and demands that
`
`the prior art have certain structures to meet them. The integration link must
`
`be configured to lie in the claimed plane. Although it need not lie in that
`
`plane at all times, it must lie in the plane in a manner that meets the claims.
`
`This distinguishes over art such as Engel, which, as Patent Owner argues,
`
`discloses vertically-oriented integration links that never lie in the claimed
`
`plane. Prelim. Resp. 33; see also Ex. 1003, Fig. 7 (noting element 78′ is
`
`disposed vertically). Further, the claims do not require the integration link
`
`to lie in that plane while the vehicle is moving but rather when the vehicle is
`
`in use. The vehicle can be in use when not moving, e.g., simply idling, or
`
`operating a scoop or mower. As to the “transmit a drive signal” limitation, it
`
`requires the link to integrate speed and steering controls. As Patent Owner
`
`pointed out, this limitation defines over art such as Ishimori; it is not
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`Patent 8,136,613
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`superfluous. Accordingly, Petitioner’s construction of the claim does not
`
`read out limitations. The claims do not say, “lie in a plane . . . while
`
`transmitting a drive signal,” or some similar language, to limit the claims to
`
`the particular structure Patent Owner contends.
`
`On this record, we agree with Petitioner that “moveable” means
`
`“moveable in any direction” and that an integration link “configured to lie in
`
`a plane” simply must be configured to lie in that plane and need not be
`
`wholly bound in that plane at all times.
`
`B. Description of the Asserted Prior Art
`
`Petitioner relies on Seaberg and Engel. We provide an overview of
`
`each of these references before turning to the individual grounds.
`
`1. Seaberg
`
`Seaberg describes an apparatus for driving and steering crawler
`
`tractors or skid steer tractors, or the like. Ex. 1002, Abstract. Figures 1 and
`
`2 of Seaberg, reproduced below, with colors added by Mr. Smith, depicts the
`
`steering and speed linkage assemblies:
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`Patent 8,136,613
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`
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`Ex. 1004 ¶ 52. Figures 1 and 2 of Seaberg depict left and right steering
`
`petals 60, 70 (in yellow), speed control lever 40 (in purple), and left and
`
`right follower links 95, 96 (in blue). As shown in Figure 1, when in the
`
`neutral speed position, left and right follower links 95, 96 are parallel to the
`
`ground. Ex. 1002, 3:58–64 (describing links 94, 95 as “in a horizontal
`
`position”). Application of forward speed control lowers the links down the
`
`guide 68 and 78 of the steering petals, and pulls connector link 92 or 94 to
`
`activate the appropriate output from pump 10. See id. at 3:58–4:18.
`
`Pressing on the steering petals causes the linkage to pull connector link 92 or
`
`94, but unlike with activation of speed control lever 40, steering petals 60,
`
`70 only operate to speed up or slow down one side of the vehicle, effecting
`
`steering. See id. at 3:4–57.
`
`2. Engel
`
`
`
`Engel describes an apparatus for driving and steering tracked vehicles
`
`having a pair of hydrostatic drive pumps. Ex. 1003, Abstract. Figure 7 of
`
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`Engel, reproduced below with colors added by Mr. Smith, depicts the
`
`steering and linkage assemblies:
`
`Ex. 1004 ¶ 33. Figure 7 of Engel depicts driving direction control lever 110
`
`(in purple), rotating control head 90′ (in purple), steering control 115 (in
`
`yellow), first sliding block 50′ (in yellow), and sliding block 70′ (in blue).
`
`Inputs from steering control 115 and directional control lever 110 are
`
`combined by way of their connection at pin assembly 80′ to produce a
`
`resulting output at sliding block 70′, which is connected to the drive pump
`
`and slows, and then reverses, the drive output as it moves to the right. See
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`Ex. 1003, 3:23–32, 4:34–66.
`
`C. Petitioner’s Asserted Grounds
`
`1. Anticipation of Claim 28 by Seaberg
`
`Petitioner’s ground addresses each limitation of claim 28. Pet. 17–28.
`
`In particular, Petitioner reads the claimed integration links on follower links
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`95, 96 (shown in blue in Figure 1 above), which have slots 97, 98 that are
`
`straight. Id. at 20–21. The follower links also move in response to speed
`
`input from speed control lever 41 (shown in purple in Figure 1 above). Id. at
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`21–22. Petitioner points out that Seaberg expressly describes the follower
`
`links to be in a horizontal position. Id. at 22–25 (citing Ex. 1002, 3:62–64;
`
`Fig. 1. (“[certain structures] are in a horizontal position, as are follower links
`
`(95) and (96)”)). Petitioner also asserts that the follower links in Seaberg
`
`transmit both drive and steering signals, by way of their connections to
`
`speed control lever 40 and pedals 60, 70. Id. at 25–28.
`
`Patent Owner argues that Seaberg does not disclose linkages parallel
`
`to the ground during operation or while transmitting a drive signal. Prelim.
`
`Resp. 27–32. As we explained above, however, the claim does not state that
`
`the linkages need to be parallel to the ground “while transmitting a drive
`
`signal.” Likewise, Patent Owner’s arguments that Seaberg’s arms are only
`
`parallel to the ground “when idle” are also not commensurate in scope with
`
`the claims. Moreover, from a logical standpoint, vehicles can be “in
`
`operation” or “in use” without movement relative to a point on the ground,
`
`i.e., when idling or when operating a mower, articulating arms, scoops, or
`
`other connected tools.
`
`In view of the record before us, we are persuaded that Petitioner has
`
`shown a reasonable likelihood that it will prevail in showing that claim 28 is
`
`anticipated by Seaberg.
`
`2. Obviousness of Claim 28 by Engel
`
`Petitioner sets forth how it believes Engel addresses each limitation of
`
`claim 28. Pet. 28–42. Petitioner asserts that the integration links are sliding
`
`blocks 70, 70a (also shown as 70′ in blue in Figure 7 above). Pet. 31.
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`According to Petitioner, “Engel itself is silent on the particular orientation of
`
`the multiplier, which includes sliding blocks (70, 70a).” Id. at 34. Petitioner
`
`adds that “[a] person of ordinary skill in the art reviewing Engel would
`
`understand that the orientation of the integration links . . . is a design
`
`choice.” Id. Petitioner provides evidence that vertically-oriented links were
`
`known, as evidenced by Case. Id. at 35–36 (citing Ex. 1019). Petitioner
`
`provides evidence that horizontally-oriented links were known, as also
`
`evidenced by Case. Id. at 36. Thus, according to Petitioner, “[t]he prior art
`
`reflects that a person of ordinary skill in the art may readily design a vehicle
`
`using integration linkages so that the linkages are oriented parallel or
`
`perpendicular to the surface on which the vehicle may operate.” Id. at 37.
`
`(citing Ex. 1004 ¶¶ 34–37, 83–89). The proposed modification is to rotate
`
`the assembly of items 50′, 70′, 80′, and 90′, shown in Figure 7 of Engel, so
`
`that they are parallel to the ground, and, as a matter of “simple substitution,”
`
`modify the linkages from steering input 115 and directional input 110
`
`accordingly. Id. at 37–39.
`
`Although it is clear that from Petitioner’s evidence that linkages were
`
`known to be oriented vertically or horizontally, what is missing here is
`
`reasoned explanation of why it would have been obvious to a person of
`
`ordinary skill in the art to modify Engel’s linkage in the manner proposed.
`
`In particular, the orientation of items 50′, 70′, 80′, and 90′ in Engel are
`
`vertical, which is a configuration that connects them in a straightforward
`
`manner to steering input 115 and directional input 110. Rotating items 50′,
`
`70′, 80′, and 90′ to the horizontal plane would require different linkages, as
`
`Petitioner acknowledges. Pet. 37–38 (“a person of ordinary skill in the art
`
`would recognize that a simple substitution of mechanical linkages may be
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`performed to orient the mechanical control mechanism”). Petitioner offers
`
`reasons why the modification to Engel is possible, but no reason for
`
`considering such a modification in the first place. Without such reasoning
`
`and with only the evidence and arguments before us, the only reason we can
`
`discern to rotate those components of Engel, and to come up with different
`
`linkages so that it works in that orientation, is so that the components are
`
`horizontal, i.e., solely to meet the claim limitations. Such is the classic
`
`indicator of impermissible hindsight.
`
`On this record, we are not persuaded Petitioner has shown a
`
`reasonable likelihood that it would prevail in showing the subject matter of
`
`claim 28 would have been obvious in view of Engel.
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`
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`In view of the foregoing, it is hereby:
`
`III. ORDER
`
`ORDERED that inter partes review of the ’613 patent is instituted on
`
`the ground of whether claim 28 is anticipated by Seaberg;
`
`FURTHER ORDERED that, pursuant to 35 U.S.C. § 314(c) and 37
`
`C.F.R. § 42.4, inter partes review of the ʼ613 patent shall commence on the
`
`entry date of this Order, and notice is hereby given of the institution of a
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`trial; and
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`
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`FURTHER ORDERED that no ground other than that specifically
`
`provided above is authorized.
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`Case IPR2016-00219
`Patent 8,136,613
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`
`PETITIONER:
`
`Cyrus Morton
`camorton@rkmc.com
`
`
`
`PATENT OWNER:
`
`John Cipolla
`jcipolla@calfee.com
`
`Mark McDougall
`mmcdougall@calfee.com
`
`Tracy Johnson
`tjohnson@calfee.com
`
`
`
`
`17

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