UNITED STATES PATENT AND TRADEMARK OFFICE
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`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`____________
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`EDWARDS LIFESCIENCES CORPORATION,
`
`
`
`Petitioner,
`
`v.
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`ENDOHEART AG,
`
`Patent Owner.
`
`____________
`
`Case IPR2016-00299
`
`U.S. Patent No. 8,182,530
`
`____________
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`

`
`Petitioner’s Updated Exhibit List
`Case IPR2016-00299
`U.S. Patent No. 8,182,530
`Submitted: June 10, 2016
`
`
`EXHIBIT LIST
`
`No.
`1001
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`1002
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`1003
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`1004
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`1005
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`1006
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`1007
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`1008
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`1009
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`1010
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`1011
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`1012
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`Exhibit
`U.S. Patent No. 8,182,530 (“the ‘530 patent”).
`Prosecution History for U.S. Patent Application No. 11/023,783,
`which matured into the ‘530 patent (“‘783 Patent Application”).
`U.S. Provisional Patent Application No. 60/615,009, provisional
`application to which the ‘530 patent claims priority (“‘009 Provisional
`Patent Application”).
`Bergheim, Bjarne. “Method and System for Cardiac Valve Delivery.”
`U.S. Patent Application Publication No. 2005/0240200 (filed 2004)
`(“Bergheim”).
`Lattouf, Omar M. “Treatment for Patient with Congestive Heart
`Failure.” U.S. Patent Application Publication No. 2003/0130571
`(2003) (“Lattouf”).
`Huber, Christoph H., et al. “Direct-Access Valve Replacement: A
`Novel Approach for Off-Pump Valve Implantation Using Valved
`Stents.” J Am Coll Cardiol, 46(2):366-370, 369 (2005).
`Andersen, Henning R., et al. “Transluminal Implantation of Artificial
`Heart Valves. Description of a New Expandable Aortic Valve and
`Initial Results with Implantation by Catheter Technique in Closed
`Chest Pigs.” Eur Heart J, 13:704-708 (1992) (“Andersen”).
`Bonhoeffer, Philipp, et al. “Percutaneous Replacement of Pulmonary
`Valve in a Right-Ventricle to Pulmonary-Artery Prosthetic Conduit
`with Valve Dysfunction.” Lancet, 356:1403-1405 (2000).
`Cribier, Alain, et al. “Percutaneous Transcatheter Implantation of an
`Aortic Valve Prosthesis for Calcific Aortic Stenosis.” Circulation,
`106:3006-3008 (2002) (“Cribier”).
`Spenser, Benjamin, et al. “Implantable Prosthetic Valve.” U.S. Patent
`Publication No. 2003/0114913 (2003) (“Spenser”).
`Zhou, Jun Qing, et al. “Self-Expandable Valved Stent of Large Size:
`Off-Bypass Implantation in Pulmonary Position.” Eur J Cardio-
`Thorac Surg, 24:212-216 (2003) (“Zhou”).
`Golding, Leonard, A. R. “New Cannulation Technique for the
`Severely Calcified Ascending Aorta.” J Thorac Cardiovasc Surg,
`90(4):626-627, 626 (Oct., 1985) (“Golding”).
`
`
`
`
`
`2
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`

`
`Petitioner’s Updated Exhibit List
`Case IPR2016-00299
`U.S. Patent No. 8,182,530
`Submitted: June 10, 2016
`
`
`1014
`
`1015
`
`1016
`
`1017
`
`1018
`
`1019
`
`1013 Wong, C. M., et al. “Percutaneous Left Ventricular Angiography.”
`Catheter Cardio Diag, 7:425-432 (1981) (“Wong”).
`Lurie, Paul R., et al. “An Apical Technic for Catherization of the Left
`Side of the Heart Applied to Infants and Children.” New Engl J Med,
`264(23):1182-1187 (1961) (“Lurie”).
`Maxwell, Darryl, et al. “Balloon Dilatation of the Aortic Valve in the
`Fetus: A Report of Two Cases.” Br Heart J, 65:256-258 (1991)
`(“Maxwell”).
`Neish, Steven R., et al. “Intraoperative Balloon Valvuloplasty for
`Critical Aortic Valvular Stenosis in Neonates.” Am J Cardiol, 68:807-
`810 (1991) (“Neish”).
`Tworetzky, Wayne, et al. “Balloon Dilation of Severe Aortic Stenosis
`in the Fetus: Potential for Prevention of Hypoplastic Left Heart
`Syndrome Candidate Selection, Technique, and Results of Successful
`Intervention.” Circulation, 110:2125-2131 (2004) (“Tworetzky”).
`Haase, Karl, et al. “Method and Apparatus for Crossing a Heart
`Valve.” U.S. Patent Application Publication No. 2004/0153135
`(2004) (“Haase”).
`Biagtan, Emmanuel, et al. “Guide Wire with Operator Controllable
`Tip Stiffness.” U.S. Patent No. 6,146,339 (2000) (“Biagtan”).
`1020 Mortier, Todd J., et al. “Transventricular Implant Tools and Devices.”
`U.S. Patent No. 6,746,471 (filed 2001) (“Mortier”).
`Gabbay, Shlomo. “Low Invasive Implantable Cardiac Prosthesis and
`Method for Helping Improve Operation of a Heart Valve.” U.S.
`Patent Application Publication No. 2003/0199975 (2003) (“Gabbay”).
`Seguin, Jacques, et al. “Prosthetic Valve for Transluminal Delivery.”
`U.S. Patent Application Publication No. 2004/0093060 (filed 2003)
`(“Seguin I”).
`Seguin, Jacques, et al. “Prosthetic Valve for Transluminal Delivery.”
`U.S. Patent Application Publication No. 2004/0210304 (filed 2004)
`(“Seguin II”).
`Semple, T. “Left Heart Catherization by Direct Ventricular Puncture.”
`Brit Heart J, 30:402-406 (1968) (“Semple”).
`U.S. Provisional Patent Application No. 60/340,062, provisional
`application to which Lattouf (Ex. 1005) claims priority (“‘062
`Provisional Patent Application”).
`Declaration of Dr. John R. Garret, M.D.
`
`1021
`
`1022
`
`1023
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`1024
`
`1025
`
`1026
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`
`
`
`
`3
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`

`
`Petitioner’s Updated Exhibit List
`Case IPR2016-00299
`U.S. Patent No. 8,182,530
`Submitted: June 10, 2016
`
`
`1027
`
`1028
`
`Endoheart AG’s Responsive Claim Construction Brief filed Nov. 20,
`2015 in the United States District Court for the District of Delaware,
`C.A. No. 14-1473.
`
`Cribier, Alain, et al. “Percutaneous Transluminal Valvuloplasty of
`Acquired Aortic Stenosis in Elderly Patients: An Alternative to Valve
`Replacement? Lancet, 1:63-67 (1986).
`1029 McKay, Raymond, G., et al. “The Mansfield Scientific Aortic
`Valvuloplasty Registry: Overview of Acute Hemodynamic Results
`and Procedural Complications.” JACC, 17(2):485-491 (1991).
`Bashore, Thomas, M., et al. “Follow-up Recatherization After
`Balloon Aortic Valvuloplasty.” JACC, 17(5):1188-1195 (1991).
`Cribier, Alain, et al. “Trans-Catheter Implantation of Balloon-
`Expandable Prosthetic Heart Valves: Early Results in an Animal
`Model.” Circulation, 104(17), II-552:2609 (2001).
`Zhou, Junqing. “Chirurgie Valvulaire Par Voie Endovasculaire.”
`Thesis (2003) (“Zhou’s Thesis”).
`Declaration of Celina (Schwartz) Candolfi
`Gott, Vincent L., et al. “Mechanical Heart Valves: 50 Years of
`Evolution.” Ann Thorac Surg, 76:S2230-2239 (2003).
`1035 McClure, Scott R., et al. “Late Outcomes for Aortic Valve
`Replacement with the Carpentier-Edwards Pericardial Bioprosthesis:
`Up to 17-Year Follow-Up in 1,000 Patients.” Ann Thorac Surg,
`89:1410-1416 (2010).
`Schneider, Peter A., ENDOVASCULAR SKILLS. GUIDEWIRE AND
`CATHETER SKILLS FOR ENDOVASCULAR SURGERY 34 (2nd ed. 2003).
`Littrell, Perry K. “Hemostasis Valve.” U.S. Patent No. 5,176,652
`(1993) (“Littrell”).
`Teitelbaum, George P. “Percutaneously-Inserted Cardiac Valve.” U.S.
`Patent No. 5,332,402 (1994) (“Teitelbaum”).
`Deem, Mark E., et al. “Method and Apparatus for Cardiac Valve
`Repair.” International Patent Application Publication No.
`WO 00/60995 (2000) (“Deem”).
`B. Braun Med., Inc. v. Abbott Labs., 124 F.3d 1419, 1424 (Fed. Cir.
`1997).
`Tiwari, Sarbesh. “Anatomy and Imaging of Coronary Artery Disease
`
`1030
`
`1031
`
`1032
`
`1033
`1034
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`1036
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`1037
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`1038
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`1039
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`1040
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`1041
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`4
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`

`
`Petitioner’s Updated Exhibit List
`Case IPR2016-00299
`U.S. Patent No. 8,182,530
`Submitted: June 10, 2016
`
`
`with Special Reference to CT Coronary Angiography.” Slide 26.
`Excerpt from http://www.slideshare.net/sarbesh1984/anatomy-and-
`imaging-of-coronary-artery-disease-with.
`Kaufman, John A., et al. VASCULAR & INTERVENTIONAL RADIOLOGY.
`THE REQUISITES. 35 (2004).
`Replacement Petition
`Declaration of Ruby J. Natnithithadha
`SEC filing
`Settlement Agreement (Parties and Board Only)
`
`1042
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`1043
`1044
`1045
`1046
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`Respectfully submitted,
`Oblon, McClelland, Maier &
`Neustadt, LLP
`
`
`
`
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`
`
`/W. Todd Baker/
`W. Todd Baker
`Reg. No. 45,265
`Attorney for Petitioner
`Edwards Lifesciences Corporation
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`Dated: June 10, 2016
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`Customer Number
` 22850
`Tel. (703) 413-3000
`Fax. (703) 413-2220
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`5
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`CERTIFICATE OF SERVICE
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`Pursuant to 37 C.F.R. § 42.6(e), the undersigned certifies service of
`
`PETITIONER’S UPDATED EXHIBIT LIST on the counsel of record for the
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`Patent Owner by filing this document through the Patent Review Processing
`
`System as well as delivering a copy via electronic mail to the following addresses:
`
`Edward M. Arons
`earons@weissarons.com
`
`Joel Weiss
`jweiss@weissarons.com
`Endoheart-IPR@weissarons.com
`
`/W. Todd Baker/
`W. Todd Baker
`Reg. No. 45,265
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`Dated: June 10, 2016