`Petition for Inter Partes Review
`Paper No. 1
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`
`
`PETITION FOR INTER PARTES REVIEW OF
`U.S. PATENT NO. RE44,644
`
`UNDER 35 U.S.C. § 312 AND 37 C.F.R. § 42.104
`
`GENERAL ELECTRIC CO.
`Petitioner,
`
`v.
`
`UNIVERSITY OF VIRGINIA PATENT FOUNDATION,
`Patent Owner
`
`Patent No. RE44,644
`Issued: December 17, 2013
`Filed: January 15, 2009
`Inventors: John Mugler III, et al.
`Titled: Method and apparatus for spin-echo-train
`MR imaging using prescribed signal evolutions
`
`
`
`
`
`
`Inter Partes Review No. IPR2016-00357
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`U.S. PATENT RE44,644
`Petition for Inter Partes Review
`
`TABLE OF CONTENTS
`
`INTRODUCTION AND STATEMENT OF RELIEF REQUESTED (37 C.F.R. §
`I.
`42.22(A)) ......................................................................................................................................... 1
`II. MANDATORY NOTICES ................................................................................................... 1
`A.
`Real Party-in-Interest .................................................................................................... 1
`B.
`Related Matters .............................................................................................................. 1
`C.
`Service Information........................................................................................................ 2
`III. CERTIFICATION OF GROUNDS FOR STANDING .................................................. 2
`IV. OVERVIEW OF CHALLENGE AND RELIEF REQUESTED................................... 2
`V. OVERVIEW .......................................................................................................................... 5
`A.
`Technical Background ................................................................................................... 5
`B.
`The ’644 Patent ............................................................................................................... 5
`(i)
`Summary of Alleged Invention of the ’644 Patent................................................... 6
`(ii) The Prosecution History ............................................................................................ 6
`(iii) Effective Filing Date Of The Challenged Claims ..................................................... 6
`C.
`The Primary Prior Art References ............................................................................. 12
`(i) Mugler 2000............................................................................................................... 12
`(ii) Mugler 1999............................................................................................................... 14
`(iii) Mugler Overview ...................................................................................................... 15
`(iv) Alsop .......................................................................................................................... 15
`VI. RELEVANT INFORMATION CONCERNING THE ’644 PATENT ....................... 16
`A.
`Person of Ordinary Skill in the Art ............................................................................ 16
`B.
`Construction of Terms Used in the Claims ................................................................ 17
`(i)
`“Substance of interest in said object . . . with corresponding T1 and T2
`relaxation times and spin density of interest” means “the inherent T1 and T2
`relaxation times and proton density of a substance in the object that is imaged” in this
`review ................................................................................................................................... 17
`(ii)
`“Time delay” means “a distinct time period, greater than zero, for recovery of
`magnetization in the tissues of interest, which can be approximated by the equation
`‘TR – (Echo spacing x ETL)” in this review..................................................................... 18
`(iii) “effective echo time” means “the echo time at which the center of k space is
`sampled, which can be approximated as ½ of the echo-train duration” in this review 19
`(iv) “effective echo time. . . typical for T2-weighted clinical magnetic resonance
`imaging” means “an effective echo time in the range of 60 ms to 130 ms” in this review
`
`20
`
`
`
`
`
`
`
`“T2-weighted contrast . . . that is substantially the same” means “T2-weighted
`(v)
`contrast that has substantially the same numerical indicator of contrast or that
`visually appears similar” in this review ............................................................................ 21
`(vi) “a value approximately midway between said initial flip angle and the lowest flip
`angle” means “a value that is approximately 28% to 72% of the way between the
`lowest flip angle and the initial flip angle” in this petition .............................................. 23
`VII. SPECIFIC GROUNDS FOR PETITION ...................................................................... 23
`A. Mugler 2000 Anticipates Claims 75-76, 78-82, 84-92, 94-96, 107, 111, 139, 152, 157,
`160, 169-78, 180-84, 186-94, 196-98, 209, 213, 241, and 254-260 ........................................ 23
`(i) Claim 75 ..................................................................................................................... 24
`(ii) Claim 140 ................................................................................................................... 32
`(iii) Claim 176 ................................................................................................................... 33
`(iv) Claims 157-58 and 177 ............................................................................................. 34
`(v) Claims 76 and 178 ..................................................................................................... 35
`(vi) Claims 78 and 180 ..................................................................................................... 35
`(vii)
`Claims 79 and 181 ................................................................................................. 35
`(viii) Claims 80-81 and 182-83 ...................................................................................... 35
`(ix) Claims 82 and 184 ..................................................................................................... 36
`(x) Claims 84-92, 94-96, 139, 186-194, 196-198, 241 .................................................... 36
`(xi) Claims 107 and 209 ................................................................................................... 37
`(xii)
`Claims 111 and 213 ............................................................................................... 37
`(xiii) Claims 169-75 and 254-60 .................................................................................... 37
`B. Mugler 2000 In View Of Mugler Overview Renders Obvious Claims 75-76, 78-82,
`84-92, 94-102, 107-09, 111, 113-14, 118, 128-130, 132-34, 139, 152, 157, 160, 169-78, 180-
`84, 186-94, 196-204, 209-11, 213, 215-16, 220, 230-32, 234-36, 241, and 254-260 .............. 38
`(i) Claims 75-76, 79-82, 84-92, 94-96, 107, 111, 139, 157, 160, 169-78, 181-84, 186-94,
`196-98, 209, 213, 241, and 254-260 .................................................................................... 39
`(ii) Claims 97-99 and 199-201 ........................................................................................ 40
`(iii) Claims 101-02, 108-09, 203-04, and 210-11 ............................................................ 40
`(iv) Claims 100, 113-14, 118, 128-30, 202, 215-16, 220, and 230-32 ............................ 40
`(v) Claims 132-33 and 234-35 ........................................................................................ 41
`(vi) Claims 134 and 236 ................................................................................................... 41
`C. Mugler 2000 In View Of Mugler Overview, Further in View Of Hennig 1986
`Renders Obvious Claims 115 and 217 ................................................................................... 42
`D. Mugler 2000 In View Of Mugler Overview, Further in View Of Rydberg Renders
`Obvious Claims 135-36 and 237-38 ....................................................................................... 42
`
`
`
`- ii -
`
`
`
`
`
`E. Mugler 2000 In View Of Mugler Overview, Further in View Of Stuber Renders
`Obvious Claims 138 and 240 .................................................................................................. 43
`F. Mugler 1999 In View Of Alsop Renders Obvious Claims 75-76, 78-82, 84-92, 94-96,
`107, 111, 139, 157, 160, 169-78, 180-84, 186-94, 196-98, 209, 213, 241, and 254-260 ........ 44
`(i) Claim 75 ..................................................................................................................... 46
`(ii) Claim 140 ................................................................................................................... 52
`(iii) Claim 176 ................................................................................................................... 52
`(iv) Claim 157-58 and 177 ............................................................................................... 53
`(v) Claims 76 and 178 ..................................................................................................... 53
`(i) Claims 78 and 180 ..................................................................................................... 53
`(ii) Claims 79 and 181 ..................................................................................................... 53
`(iii) Claims 82 and 184 ..................................................................................................... 53
`(iv) Claims 80-81 and 182-83 .......................................................................................... 54
`(v) Claims 84-92, 94, 186-94, and 196 ........................................................................... 54
`(vi) Claims 95-96, 139, 197-98, 241 ................................................................................ 56
`(vii)
`Claims 107 and 209 ............................................................................................... 56
`(viii) Claims 111 and 213 ............................................................................................... 56
`(ix) Claims 169-75 and 254-60 ........................................................................................ 57
`G. Mugler 1999 In View Of Alsop, Further In View Of Mugler Overview Renders
`Obvious Claims 75-76, 78-82, 84-92, 94-102, 107-09, 111, 113-14, 118, 128-130, 132-34,
`139, 157, 160, 169-78, 180-84, 186-94, 196-204, 209-11, 213, 215-16, 220, 230-32, 234-36,
`241, and 254-260 ...................................................................................................................... 57
`(i) Claims 75-76, 78-82, 84-92, 94-96, 107, 111, 139, 157, 160, 169-78, 180-84, 186-94,
`196-98, 209, 213, 241, and 254-260 .................................................................................... 58
`(ii) Claims 97-102, 108-09, 113-14, 118, 128-130, 132-34, 199-204, 210-11, 215-16,
`220, 230-32 ........................................................................................................................... 58
`H. Mugler 1999 In View Of Alsop and Mugler Overview, Further In View Of Hennig
`1986 Renders Obvious Claims 115 and 217 .......................................................................... 58
`I. Mugler 1999 In View Of Alsop and Mugler Overview, Further in View Of Rydberg
`Renders Obvious Claims 135-36 and 237-38 ........................................................................ 59
`J. Mugler 1999 In View Of Alsop and Mugler Overview, Further in View Of Stuber
`Renders Obvious Claims 138 and 240 ................................................................................... 59
`VIII. CONCLUSION ............................................................................................................. 59
`
`- iii -
`
`
`
`
`
`
`
`
`
`
`
`
`
`Exhibit No.
`1001
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`1007
`
`1008
`
`EXHIBIT LIST
`
`Description
`U.S. Patent RE44,644 to Mugler III et al. (“the ’644 patent”)
`Mugler et al, “Three-Dimensional T2-Weighted Imaging of the
`Brain Using Very Long Spin-Echo Trains,” Proceedings of the
`International Society for Magnetic Resonance in Medicine,
`Eighth Meeting, April 2000 at 687 (“Mugler 2000”)
`Mugler et al, “Three-Dimensional Spin-Echo-Train Proton-
`Density-Weighted Imaging Using Shaped Signal Evolutions,”
`Proceedings of the International Society for Magnetic Resonance
`in Medicine, Seventh Meeting, May 1999 at 1631 (“Mugler
`1999”)
`Alsop, “The Sensitivity of Low Flip Angle RARE Imaging,”
`Magnetic Resonance in Medicine, Vol. 37, pp. 176-184
`(“Alsop”)
`Mugler, “Overview of MR Imaging Pulse Sequences,” Physics of
`MR Imaging, Vol. 7, No. 4, pp. 661-697 (Nov. 1999) (“Mugler
`Overview”)
`U.S. Patent No. 5,245,282 to Mugler III et al. (“Mugler ’282”)
`Stuber et al., Submillimeter Three-dimensional Coronary MR
`Angiography with Real-time Navigator Correction: Comparison
`of Navigator Locations, Radiology, Vol. 212, Issue No. 2, pp.
`579-587 (“Stuber”)
`Melki et al., Comparing the FAISE Method with Conventional
`Dual-Echo Sequences, Journal of Magnetic Resonance Imaging,
`Vol. 1, pp. 319-326 (1991)(“Melki 1991”)
`
`
`
`- iv -
`
`
`
`
`
`Exhibit No.
`1009
`1010
`1011
`
`1012
`
`1013
`1014
`
`1015
`1016
`1017
`1018
`
`1019
`
`1020
`
`1021
`
`1022
`
`Description
`Declaration of Dr. Norbert Pelc
`Curriculum Vitae of Dr. Norbert Pelc
`Patent Owner’s Complaint against Petitioner alleging
`infringement of ’644 patent in the GE Litigation
`Verification of December 16, 2014 Service of Summons and
`Complaint
`U.S. Patent No. 7,164,268 to Mugler III et al. (“the ’268 patent”)
`U.S. Provisional Application No. 60/257,182 (“the ’182
`application”)
`File history of ’268 patent
`File history of the ’644 patent
`File history portion of U.S. App. No. 14/053,190
`Proceedings of the International Society for Magnetic Resonance
`in Medicine, Eighth Meeting, Denver, April 1–7, 2000
`Proceedings of the International Society for Magnetic Resonance
`in Medicine, Seventh Meeting, Philadelphia, May 22–28, 1999
`Mugler et al., “Shaping the Signal Response during the Approach
`to Steady State in Three-Dimensional Magnetization-Prepared
`Rapid Gradient-Echo Imaging Using Variable Flip Angles,”
`Magnetic Resonance in Medicine, Vol. 28, pp. 165-185 (“Mugler
`1992”)
`Patent Owner’s June 25, 2015 Infringement Contentions against
`Petitioner in the GE Litigation, Ex. A
`Patent Owner’s June 25, 2015 Infringement Contentions against
`Petitioner in the GE Litigation, Ex. B
`
`
`
`- v -
`
`
`
`
`
`Exhibit No.
`1023
`
`1024
`
`1025
`
`1026
`
`1027
`
`1028
`
`1029
`1030
`1031
`
`Description
`Patent Owner’s June 25, 2015 Infringement Contentions against
`Petitioner in the GE Litigation, Ex. E
`Patent Owner’s November 13, 2015 Letter submitted in the GE
`Litigation to the Court
`Hennig et al., “Single Shot 3D RARE: A Fast Method for
`Volumetric Acquisition,” Proceedings of the Society of Magnetic
`Resonance and the European Society for Magnetic Resonance in
`Medicine and Biology, Twelfth Meeting, Nice, France, p. 635
`(“Hennig 1995”)
`Schäffter, et al., “PSF Improvements in Single Shot GRASE
`Imaging,” Proceedings of the Society of Magnetic Resonance,
`Second Meeting, San Francisco, p. 27 (“Schäffter 1994”)
`Le Roux, et al., “Stabilization of Echo Amplitudes in FSE
`Sequences,” Magnetic Resonance in Medicine, Vol. 30, pp. 183-
`190 (“Le Roux 1993”)
`Mugler et al., Motion-Artifact-Free T2-Weighted 3D Imaging of
`the Cervical Spine, Proceedings of the International Society for
`Magnetic Resonance in Medicine, Eighth Meeting, Denver, p.
`402 (“Mugler Spine Imaging”)
`U.S. Patent No. 6,445,182 to Dean et al. (“Dean”)
`MRI Scanners, A Buyer’s Guide
`Portion of the textbook “Magnetic Resonance Imaging Of The
`Brain And Spine,” 4th Ed. Vol. 1, edited by Scott Atlas (2009),
`in Ch. 5, authored by Robert Mulkern, titled “Fast Imaging
`Principles” (“Mulkern Fast Imaging Principles”)
`
`
`
`- vi -
`
`
`
`
`
`Exhibit No.
`1032
`
`1033
`
`1034
`
`1035
`
`1036
`
`Description
`Melki et al., “Partial RF Planar Imaging with the FAISE Method.
`I. Experimental and Theoretical Assessment of Artifact,”
`Magnetic Resonance in Medicine, Vol. 26, pp. 328-341 (1992)
`(“Melki 1992”)
`Bottomley et al., “A review of normal tissue hydrogen NMR
`relaxation times and relaxation mechanisms from 1–100 MHz:
`Dependence on tissue type, NMR frequency, temperature,
`species, excision, and age,” Medical Physics, Vol. 11, pp.425-
`448 (1984) (“Bottomley”)
`Hennig et al., “RARE Imaging: A Fast Imaging Method for
`Clinical MR,” Magnetic Resonance In Medicine Vol. 3, pp. 823-
`833 (1986) (“Hennig 1986”)
`Slavin et al., “Dual-Echo Interleaved Echo-Planar Imaging of the
`Brain,” Magnetic Resonance in Medicine, Vol. 33, pp. 254-270
`(1995) (“Slavin”)
`Rydberg et al., “Comparison of dual-echo breathhold fast spin
`echo and dual-echo conventional T2-weighted spin echo imaging
`of liver lesions,” Proceedings of the International Society for
`Magnetic Resonance in Medicine, Fifth Meeting, at 921 (1997)
`(“Rydberg”)
`
`
`
`
`
`- vii -
`
`
`
`
`
`U.S. PATENT RE44,644
`Petition for Inter Partes Review
`INTRODUCTION AND STATEMENT OF RELIEF REQUESTED (37
`C.F.R. § 42.22(A))
`
`General Electric Co. D/B/A GE Healthcare (“Petitioner”) petitions for the
`
`I.
`
`
`
`institution of inter partes review of claims 75-76, 78-82, 84-92, 94-102, 107-109,
`
`111, 113-115, 118, 128-130, 132-136, 138-140, 157-158, 169-178, 180-184, 186-
`
`194, 196-204, 209-211, 213, 215-217, 220, 230-232, 234-238, 240-241, and 254-
`
`260 (the “Challenged Claims”) of U.S. Patent No. RE44,644 to John P. Mugler,
`
`III, et al (“the ‘644 patent,” attached as Ex. 1001). USPTO records indicate that the
`
`’644 patent is assigned to University of Virginia Patent Foundation (“P.O.”), which
`
`is currently asserting the ‘644 patent against Petitioner in a concurrent litigation.
`
`See Ex. 1011.
`
`II. MANDATORY NOTICES
`
`A. Real Party-in-Interest
`
`
`
`
`
`General Electric Co. (Petitioner) is the real party-in-interest.
`
`B. Related Matters
`
`P.O. has sued Petitioner in the U.S. District Court for the Western District of
`
`Virginia, alleging infringement of the ’644 Patent (Ex. 1001). UVAPF v. General
`
`Electric Co., No. 3:14-cv-00051-nkm (“GE Litigation”). Petitioner was served
`
`with the complaint on December 16, 2014. Ex. 1012. That case is pending.
`
`Petitioner has filed concurrently herewith two other Petitions for Inter Partes
`
`Review of the ’644 Patent. Petitioner has categorized the 260 claims of the ‘644
`
`
`
`-1-
`
`
`
`patent by subject matter. The Challenged Claims in this Petition relate to the
`
`contrast and duration of the spin echo train. The challenged claims in the other two
`
`petitions relate to the shape of the flip angle series and the prescribed signal
`
`amplitude, respectively. Each category of clams raises distinct issues and, in view
`
`of the large number of claims, multiple Petitions is believed to be appropriate.
`
`Designation of Lead Counsel
`(§ 42.8(b)(3))
`Marc S. Kaufman (Reg. #35,212)
`REED SMITH, LLP
`1301 K Street, NW
`East Tower – Suite 1000
`Washington, DC 20005
`Tel: 202.414.9249 Fax: 202.414.9299
`
`Designation of Back-Up Counsel
`
`Jonathon I. Detrixhe (Reg. # 68,556)
`REED SMITH, LLP
`101 Second Street
`Suite 1800
`San Francisco, CA 94105
`Tel: 415-543-8700 Fax: 415 391 8269
`
`
`
`
`
`
`C.
`
`Service Information
`
`Please direct all correspondence to lead and back-up counsel at the above
`
`addresses.
`
`III.
`
`CERTIFICATION OF GROUNDS FOR STANDING
`
`
`
`Petitioner certifies pursuant to Rule 42.104(a) that the patent for which
`
`review is sought is available for inter partes review and that Petitioner is not
`
`barred or estopped from requesting an inter partes review challenging the patent
`
`claims on the grounds identified in this Petition.
`
`IV. OVERVIEW OF CHALLENGE AND RELIEF REQUESTED
`
`
`
`- 2 -
`
`
`
`
`
`
`
`The Challenged Claims are unpatentable as being anticipated under 35
`
`U.S.C. § 102(b) and/or for being obvious under 35 U.S.C. § 103. Specifically:
`
`A. GROUND 1: Claims 75-76, 78-82, 84-92, 94-96, 107, 111,
`139, 157, 160, 169-78, 180-84, 186-94, 196-98, 209, 213, 241,
`and 254-260 are anticipated under § 102(b) by Mugler et al,
`“Three-Dimensional T2-Weighted Imaging of the Brain Using
`Very Long Spin-Echo Trains,” Proceedings of the International
`Society for Magnetic Resonance in Medicine, Eighth Meeting,
`April 2000 at 687 (“Mugler 2000”)(Ex. 1002)
`B. GROUND 2: Claims 75-76, 78-82, 84-92, 94-102, 107-09,
`111, 113-14, 118, 128-130, 132-34, 139, 157, 160, 169-78, 180-
`84, 186-94, 196-204, 209-11, 213, 215-16, 220, 230-32, 234-
`36, 241, and 254-260 are obvious under § 103(a) based on
`Mugler 2000 in view of Mugler, “Overview of MR Imaging
`Pulse Sequences,” Physics of MR Imaging, Vol. 7, No. 4, pp.
`661-697 (Nov. 1999) (“Mugler Overview”)(Ex. 1005)
`C. GROUND 3: Claims 115 and 117 are obvious under § 103(a)
`based on Mugler 2000 in view Mugler Overview, further in
`view of Hennig et al., “RARE Imaging: A Fast Imaging
`Method for Clinical MR,” Magnetic Resonance In Medicine
`Vol. 3, pp. 823-833 (1986) (“Hennig 1986”) (Ex. 1034)
`D. GROUND 4: Claims 135-36 and 237-38 are obvious under § 103(a)
`based on Mugler 2000 in view Mugler Overview, further in view of
`Rydberg et al., “Comparison of dual-echo breathhold fast spin echo
`and dual-echo conventional T2-weighted spin echo imaging of liver
`lesions,” Proceedings of the International Society for Magnetic
`Resonance in Medicine, Fifth Meeting, at 921 (1997) (“Rydberg”)
`(Ex. 1036)
`E. GROUND 5: Claims 138 and 240 are obvious under § 103(a)
`based on Mugler 2000 in view Mugler Overview, further in
`view of Stuber et al., Submillimeter Three-dimensional
`Coronary MR Angiography with Real-time Navigator
`Correction: Comparison of Navigator Locations, Radiology,
`Vol. 212, Issue No. 2, pp. 579-587 (“Stuber”) (Ex. 1007)
`
`
`
`- 3 -
`
`
`
`
`
`F. GROUND 6: Claims 75-76, 78-82, 84-92, 94-96, 107, 111,
`139, 157, 160, 169-78, 180-84, 186-94, 196-98, 209, 213, 241,
`and 254-260 are obvious under § 103(a) based on Mugler et al,
`“Three-Dimensional Spin-Echo-Train Proton-Density-
`Weighted Imaging Using Shaped Signal Evolutions,”
`Proceedings of the International Society for Magnetic
`Resonance in Medicine, Seventh Meeting, May 1999 at
`1631(“Mugler 1999”) (Ex. 1003) in view of Alsop, “The
`Sensitivity of Low Flip Angle RARE Imaging,” Magnetic
`Resonance in Medicine, Vol. 37, pp. 176-184 (“Alsop”) (Ex.
`1004)
`G. GROUND 7: Claims 75-76, 78-82, 84-92, 94-102, 107-09,
`111, 113-14, 118, 128-130, 132-34, 139, 157, 160, 169-78, 180-
`84, 186-94, 196-204, 209-11, 213, 215-16, 220, 230-32, 234-
`36, 241, and 254-260 are obvious under § 103(a) based on
`Mugler 1999 in view of Alsop, further in view of Mugler
`Overview
`H. GROUND 8: Claims 115 and 117 are obvious under § 103(a)
`based on Mugler 1999 in view Mugler Overview, further in
`view of Hennig 1986
`
`I.
`
`J.
`
`GROUND 9: Claims 135-36 and 237-38 are obvious under §
`103(a) based on Mugler 1999 in view Mugler Overview, further
`in view of Rydberg
`
`GROUND 10: Claims 138 and 240 are obvious under § 103(a)
`based on Mugler 1999 in view Mugler Overview, further in
`view of Stuber
`
`
`
`
`This Petition is supported by the declaration of Dr. Norbert Pelc (Ex. 1009).
`
`All exhibits submitted herewith, including Dr. Pelc’s declaration (Ex. 1009), are
`
`identical to the exhibits Petitioner submits in connection with Petitioner’s other
`
`two petitions. Petitioner believes having a common exhibit list serves the
`
`convenience of the Board.
`
`
`
`- 4 -
`
`
`
`
`
`V. OVERVIEW
`
`A. Technical Background
`
`
`
`Magnetic resonance imaging (MRI) uses a magnetic field and radio
`
`frequency (RF) pulses applied to tissues to produce a signal that can be processed
`
`into images of the tissues. An MRI scan uses a pulse sequence that defines
`
`precisely how RF pulses and gradient-field pulses generated by the MRI scanner
`
`are applied during an MR scan to produce data that can be used to generate an
`
`image. Ex. 1009 at ¶¶ 40-42. There are three inherent properties of all matter that
`
`are used to distinguish between types of tissues in an MR scan: proton density, T1
`
`relaxation, and T2 relaxation. Id. at ¶¶ 45-46. Proton density is the concentration of
`
`protons in the tissue of interest relative to that in water. T1 relaxation measures the
`
`recovery of the longitudinal component of the magnetization vector to its thermal
`
`equilibrium value aligned with the main magnetic field. T2 relaxation measures the
`
`recovery of the transverse component of the magnetization vector to its thermal
`
`equilibrium value of zero. The difference in these values for particular substances
`
`may be exploited to generate contrast to form an image. Id. at ¶¶ 45-46.
`
`
`
`“Spin-echo” and “fast-spin-echo” pulse sequences are well known. These
`
`sequences have an excitation RF pulse followed by one or more refocusing RF
`
`pulses. The pulses are applied at a “flip angle” relative to the main magnetic field.
`
`B.
`
`The ’644 Patent
`
`
`
`- 5 -
`
`
`
`
`
`(i)
`
`Summary of Alleged Invention of the ’644 Patent
`
`
`
`The ’644 patent generally relates to spin-echo imaging. See, e.g., Ex. 1001 at
`
`3:48-55. The Background portion of the ’644 patent recognizes that the use of
`
`“low-flip-angle refocusing RF pulses [that] lengthen its usable duration” was well
`
`known. Ex. 1001 at 3:12-19. Also, “deriv[ing] variable flip-angle series” was well
`
`known. Id. at 3:20-23. The ’644 patent explains its purported advancement over
`
`the prior art as incorporating the effect of tissue relaxation in its determination of a
`
`variable-flip-angle series. See, e.g., Ex. 1001 at 3:20-41 (contrasting the prior art,
`
`which “derived variable flip-angle series . . . when T1 and T2 relaxation are
`
`neglected,” with “[t]he present invention method and apparatus” which “explicitly
`
`consider the T1 and T2 relaxation times for the tissues of interest and thereby
`
`permit the desired image contrast … .”) (emphasis added).
`
`(ii) The Prosecution History
`
`
`
`The ’644 patent is a reissue of U.S. Pat. No. 7,164,268 (“the ’268 patent”)
`
`(Ex. 1013). Ex. 1001 at 1.
`
`(iii) Effective Filing Date Of The Challenged Claims
`
`
`
`The ’644 patent claims the benefit of priority to U.S. Provisional App. No.
`
`60/257,182 (“the ’182 application”) (Ex. 1014). The priority claim to the ’182
`
`application is ineffective because the subject matter of the Challenged Claims was
`
`not disclosed in the ‘182 application in the manner required by 35 U.S.C. § 112, ¶
`
`
`
`- 6 -
`
`
`
`
`
`1. See, e.g., SAP America, Inc. v. Pi-Net Int’l, Inc., IPR No. 2014-00414, Paper No.
`
`11 at 11-14 (P.T.A.B. August 18, 2014) (relying on § 112 case law is proper in an
`
`inter partes review to establish effective filing date). To comply with the written
`
`description requirement, the specification “must describe the invention sufficiently
`
`to convey to a person of skill in the art that the patentee had possession of the
`
`claimed invention at the time of the application, i.e., that the patentee invented
`
`what is claimed.” Lizardtech, Inc. v. Earth Resource Mapping, Inc., 424 F.3d 1336,
`
`1345 (Fed Cir. 2005). “[A]ll the limitations must appear in the specification” of
`
`the priority application, as “[t]he question is not whether a claimed invention is an
`
`obvious variant of that which is disclosed in the specification.” Lockwood v. Am.
`
`Airlines, Inc., 107 F.3d 1565, 1572 (Fed. Cir. 1997). Although the exact terms of
`
`the claims need not be used in haec verba to provide written description, see
`
`Eiselstein v. Frank, 52 F.3d 1035, 1038, 34 USPQ2d 1467, 1470 (Fed.Cir.1995),
`
`“possession” of an invention can only be shown by describing the invention with
`
`all its claim limitations, even if they are obvious, and is measured as of the filing
`
`date sought. See, e.g., Lockwood, 107 F.3d at 1572. The Challenged Claims are
`
`directed to an “invention” that was not disclosed as being within the inventor’s
`
`possession at the time of filing of the ’182 application. Accordingly, the effective
`
`filing date of the Challenged Claims is no earlier than the December 21, 2001
`
`filing date of Int’l. App. No. PCT/US01/50551.
`
`
`
`- 7 -
`
`
`
`
`
`(A) The ’182 application does not describe that selection
`of T1 and T2 relaxation times may be omitted
`The ’182 application discloses that “[o]ur method explicitly considers the Tl
`
`
`
`and T2 relaxation times for the tissues of interest and thereby permits the desired
`
`image contrast to be incorporated into the tissue signal evolutions corresponding to
`
`the long echo train.” Ex. 1014 at 3 (emphasis added). Similarly, the ’182
`
`application states that “[t]his invention consists of . . . for selected T1 and T2
`
`relaxation times.” Id. at 4 (emphasis added). Nowhere does the ’182 application
`
`indicate that selection of T1 and T2 relaxation times is an optional step. Ex. 1009
`
`at ¶ 70. However, each Challenged Claim omits the limitation “selecting values of
`
`T1 and T2 relaxation times.” In fact, during prosecution, P.O. has stated that “none
`
`of the independent claims contain any recitation of . . . the selection of T1, T2, or
`
`proton density values.” Ex. 1017, Comments on Statement of Reasons for
`
`Allowance, dated May 8, 2015, at 2.
`
`
`
`The ’182 application fails to provide support or an adequate written
`
`description of the Challenged Claims. In Gentry Gallery, Inc. v. The Berkline
`
`Corp., 134 F.3d 1473 (Fed. Cir. 1998), the Federal Circuit held that claims directed
`
`to a sectional sofa that did not limit the location of controls of the sofa to be on a
`
`console were not adequately supported by a specification that described the
`
`controls only as being on the console. Similarly, in LizardTech, Inc. v. Earth Res.
`
`Mapping, Inc., 424 F.3d 1336, 1346 (Fed. Cir. 2005), claims directed to an
`
`
`
`- 8 -
`
`
`
`
`
`algorithm were found not adequately supported by a specification that described
`
`only one mode of performing the compression when the asserted claims generally
`
`claimed all modes that could compress the image. Like the claims at issue in
`
`LizardTech, the ’182 application describes only one embodiment for determining
`
`variable flip angles by explicitly selecting/considering T1 and T2 relaxation times
`
`(see Ex. 1009 at ¶¶ 51-52, 72), yet the Challenged Claims cover a broader
`
`invention not disclosed in the ’182 application.
`
`(B) The ’182 application does not describe the “magnetic-
`field gradient pulses” limitation recited by each
`Challenged Claim
`
`
`
`Each of the Challenged Claims recites a “a data-acquisition step” that
`
`comprises “providing magnetic-field gradient pulses that perform at least one of
`
`encoding spatial information into at least one of the radio-frequency magnetic
`
`resonance signals . . . and dephasing transverse magnetization . . . .” Ex. 1001 at
`
`cls. 75, 140, 157-58, and 176-177 (emphasis added).
`
`
`
`First, the ’182 application does not provide support or written description for
`
`the magnetic field gradient pulses encoding spatial information into “at least one
`
`of” the RF magnetic resonance signals that follow “at least one of” said refocusing
`
`radio-frequency pulses. Ex. 1009 at ¶¶ 73-79. The ’182 application discloses that
`
`“[a]ny form of the applied spatial-encoding gradient waveforms . . . are
`
`applicable.” Ex. 1014 at 6. However, disclosure of applied spatial-encoding
`
`
`
`- 9 -
`
`
`
`
`
`gradient waveforms does not disclose or suggest that spatial information may be
`
`encoded into only one of the RF magnetic resonance signals for only one of the
`
`refocusing RF pulses. Ex. 1009 at ¶¶ 74-75. To the contrary, a person of ordinary
`
`skill in the art would understand that applied spatial-encoding gradient waveforms
`
`as disclosed by the ’182 application necessarily encode spatial information for all
`
`of the refocusing RF pulses. Id.
`
`
`
`Second, the ’182 application does not provide support or written description
`
`for providing magnetic-field gradient pulses as part of a data-acquisition step that
`
`performs “dephasing transverse magnetization associated with undesired signal
`
`pathways to reduce or eliminate contribution of said transverse magnetization to
`
`sampled signals.” Ex. 1009 at ¶¶ 76-79. The ’182 application does not even
`
`mention any of the following words: “dephase,” “dephasing,” “transverse
`
`magnetization,”