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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`MYLAN PHARMACEUTICALS INC., MYLAN LABORATORIES LIMITED,
`ALEMBIC PHARMACEUTICALS LIMITED, TORRENT PHARMACEUTICALS
`LIMITED, AND AMERIGEN PHARMACEUTICALS LIMITED,
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`Petitioners
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`v.
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`UCB PHARMA GMBH,
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`Patent Owner
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`Case IPR2016-00510
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`Patent No. 6,858,650
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`PETITIONER MYLAN PHARMACEUTICALS INC.’S CORRECTED
`PETITION ER MYLAN PHARMACEUTICALS IN C.’S CORRECTED
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`REPLY TO PATENT OWNER’S RESPONSE TO PETITION
`REPLY TO PATENT OWNER’S RESPONSE TO PETITION
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`ii
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`TABLE OF CONTENTS
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`I.
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`INTRODUCTION ........................................................................................................ 1
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`II.
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`RESPONSE TO PATENT OWNER’S ARGUMENTS ....................................... 2
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`A. Ground I: Claims 1-5 and 21-24 are Obvious Over the Postlind
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`and Bundgaard Publications in view of the Detrol® Label and
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`Berge .................................................................................................................... 2
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`C.
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`Ground II: Claims 1-5 and 21-24 Are Rendered Obvious by
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`Brynne 1998, Bundgaard, and Johansson .................................................... 23
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`III. CONCLUSION ........................................................................................................... 26
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`CERTIFICATE OF SERVICE .......................................................................................... 1
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`LIST OF EXHIBITS
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`U.S.P.N. 6,858,650
`File History for U.S.P.N. 6,858,650
`Declaration of Dr. Steven Patterson, Ph.D.
`C.V. for Dr. Steven Patterson, Ph.D
`“Johansson” – WO 94/11337 Filed 6 November 1992 – “Novel
`3,3-Diphenylpropylamines, Their Use and Preparation”
`“Andersson Review” – BJU International (1999), 84, 923-947 –
`“The Pharmacological Treatment of Urinary Incontinence”; K-E
`Andersson, R. Appell, L.D. Cardozo, C. Chapple, H.P. Drutz, A.E.
`Finkbeiner, F. Haab, and R. Vela Navarrete
`“Brynne 1997” – International Journal of Clinical Pharmacology
`and Therapeutics (1997), 35, 287-295 – “Pharmacokinetics and
`pharmacodynamics of tolterodine in man: a new drug for the
`treatment of urinary bladder overactivity”; N. Brynne, M.M.S. Stahl,
`B. Hallen, P.O. Edlund, L. Palmer, P. Hoglund, and J. Gabrielsson
`“Thomas” – British Heart Journal (1995), 74, 53-56 –
`“Concentration dependent cardiotoxicity of terodine in patients
`treated for urinary incontinence”; S. Thomas, P. Higham, K
`Hartigan-Go, F. Kamali, P. Wood, R. Campbell, and G. Ford
`“Detrol® Label” – Pharmacia & Upjohn
`“Postlind” – Drug Metabolism and Disposition (1998), 26 (4), 289-
`293 – “Tolterodine, A New Muscarinic Receptor Antagonist, Is
`Metabolized by Cytochromes P450 2D6 and 3A in Human Liver
`
`Ex. 1001:
`Ex. 1002:
`Ex. 1003:
`Ex. 1004:
`Ex. 1005:
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`Ex. 1006:
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`Ex. 1007:
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`Ex. 1008:
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`Ex. 1009:
`Ex. 1010:
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`Microsomes”; H. Postlind, A. Danielson, A. Lindgren, and S.
`Andersson
`“Brynne 1998” – Clinical Pharmacology & Therapeutics (May
`1998), 63(5), 529-539 – “Influence of CYP2D6 polymorphism on
`the pharmacokinetics and pharmacodynamics of tolterodine”; N.
`Brynne, P. Dalen, G. Alvan, L. Bertilsson, and J. Gabrielsson
`“Bundgaard” – Elsevier 1985 – “Design of Prodrugs”
`“Berge 1977” – Journal of Pharmaceutical Sciences (1977), 66 (1),
`1-19 – “Pharmaceutical Salts”; S. Berge, L., Bighley, and D.
`Monkhouse
`“Andersson 1998” – Drug Metabolism and Disposition (1998),
`26(6), 528-535 – “Biotransformation of tolterodine, a new
`muscarinic receptor antagonist, in mice, rats, and dogs”; S.
`Andersson, A. Lindgren, and H. Postlind
`“Nilvebrant” – Pharmacology and Toxicology (1997), 81, 169-172
`– “Antimuscarinic Potency and Bladder Selectivity of PNU-200577,
`a Major Metabolite of Tolterodine”; L. Nilvebrant, P. Gillberg, and
`B. Sparf
`“DeMaagd” – P&T (2012), 37(6), 345-361 – “Management of
`Urinary Incontinence”; G. DeMaagd and T. Davenport
`“Appell” – Urology (1997), 50, 90-96 – “Clinical efficacy and safety
`of tolterodine in the treatment of overactive balder: a pooled
`analysis”; R. Appell
`“Ashworth” – Home Care Provider (1997), 2(3), 117-120 – “Is My
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`Ex. 1011:
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`Ex. 1012:
`Ex. 1013:
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`Ex. 1014:
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`Ex. 1015:
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`Ex. 1016:
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`Ex. 1017:
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`Ex. 1018:
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`Antihistamine Safe?”; L. Ashworth
`“Lipinski” – Advanced Drug Delivery Reviews, 1997
`“Bundgaard PCT” – WO 92/08459 Filed 11 November 1991 –
`“Topical Compositions for Transdermal Delivery of Prodrug
`Derivatives of Morphine”
`“AUA Guideline” – American Urological Association Eductatio
`and Research (2014) – “Diagnosis and Treatment of Overactive
`Bladder (Non-Neorogenic) in Adults: AUA/SUFU Guideline”; E.
`Gormley, et al
`“Pfizer 2012 Press Release” – Aug. 2, 2012 “Study Shows Toviaz is
`Effective in Reducing Urge Urinary Incontinence in Patients with
`Overactive Bladder After Suboptimal Response to Detrol LA” –
`www.pfizer.com
`“PM360” – April 1, 2012 “Overactive Bladder Market: Managing
`the Future” – www. pm360online.com
`“Toviaz® Label” – Pfizer Labs
`“FDA Approval Letter” –NDA20-771
`“FDA Guidance” – Applications Covered by Section 505(b)(2) –
`October 1999 – FDA (CDER)
`“Gould” – International Journal of Pharmaceutics (1986), 3, 201-
`217 – “Salt Section for Basic Drugs”; P. Gould
`“Alabaster” – Discovery & Development of Selective M3
`Antagonists for Clinical Use, 60 Life Science 1053 (1997)
`“Takeuchi” – 1,2,3,4-Tetrahydro-2-Isoquinolinecarboxylate
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`Ex. 1019:
`Ex. 1020:
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`Ex. 1021:
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`Ex. 1022:
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`Ex. 1023:
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`Ex. 1024:
`Ex. 1025:
`Ex. 1026:
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`Ex. 1027:
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`Ex. 1028:
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`Ex. 1029:
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`Derivatives: A Novel Class of Selective Muscarinic Antagonists, III,
`in 213th ACS National Meeting, San Francisco, Abst. 046 (Apr. 13-
`17, 1997)
`“Goldberg” – DuP 532, an angiotensin II receptor antagonist: First
`administration and comparison with losartan, Clinical
`Pharmacology & Therapeutics, January 1997
`“Begley” – The Blood-brain Barrier: Principles for TGargeting
`Peptides and Drugs to the Central Nervous System, J. Phar.
`Pharmacol. 1996, 48:136-146
`Dkt 6 2015-01-28 Summons Returned Executed, Case No. 1:15-cv-
`00079-GMS, Pfizer,et al v Mylan Pharmaceutical Inc.(Dist. of DE)
`Declaration of DeForest McDuff, Ph.D.
`CV for DeForest McDuff, Ph.D.
`Toviaz: Donʼ t Let Overactive Bladder Stop You In Your Tracks
`Toviaz U.S. and Worldwide Sales
`U.S. OAB Prescriptions and Shares by Drug (2008–2014)
`U.S. OAB Sales and Shares by Drug (2008–2014)
`U.S. OAB Market Share, Prescriptions, and Sales by Drug (2000–
`2007)
`Prescription Path of Toviaz and Other OABs
`Sales Path of Toviaz and Other OABs
`Sales Path of Toviaz Compound to Pharmaceutical Industry
`Benchmarks
`Comparison of Toviaz Sales to Compound to Pharmaceutical
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`Ex. 1030:
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`Ex. 1031:
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`Ex. 1032:
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`Ex. 1033:
`Ex. 1034:
`Ex. 1035:
`Ex. 1036:
`Ex. 1037:
`Ex. 1038:
`Ex. 1039:
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`Ex. 1040:
`Ex. 1041:
`Ex. 1042:
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`Ex. 1043:
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`Industry Benchmarks
`Chart of Sales Path of Toviaz
`Present Value of Toviaz U.S. Sales
`Present Value of Toviaz Worldwide Sales
`Estimates of Expected R&D Costs
`U.S. OAB Detail Shares by Drug (2008–2015)
`Consumer Price Index (CPI)
`2009-2010 UBS U.S. Pharmaceuticals 8/24/201
`2011-2014 UBS U.S. Pharmaceuticals 1/4/2016
`2009-2011 Pfizer Form 10-K, 2012
`2012-2014 Pfizer Form 10-K 2015
`UBS U.S. Pharmaceuticals 11/26/2010
`UBS U.S. Pharmaceuticals 11/15/2013
`Cowen and Company, “Therapeutic Categories Outlook,” 10/2001
`Cowen and Company, “Therapeutic Categories Outlook,” 10/2002
`Cowen and Company, “Therapeutic Categories Outlook,” 10/2003
`Cowen and Company, “Therapeutic Categories Outlook,” 3/2004
`Cowen and Company, “Therapeutic Categories Outlook,” 10/2005
`Cowen and Company, “Therapeutic Categories Outlook,” 10/2006
`Cowen and Company, “Therapeutic Categories Outlook,” 10/2007
`Cowen and Company, “Therapeutic Categories Outlook,” 9/2008
`Grabowski, Henry, John Vernon, and Joseph A. DiMasi (2002),
`“Returns on Research and Development for 1990s New Drug
`Introductions,” Pharmacoeconomics, 20(3):11-29
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`Ex. 1044:
`Ex. 1045:
`Ex. 1046:
`Ex. 1047:
`Ex. 1048:
`Ex. 1049:
`Ex. 1050:
`Ex. 1051:
`Ex. 1052:
`Ex. 1053:
`Ex. 1054:
`Ex. 1055:
`Ex. 1056:
`Ex. 1057:
`Ex. 1058:
`Ex. 1059:
`Ex. 1060:
`Ex. 1061:
`Ex. 1062:
`Ex. 1063:
`Ex. 1064:
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`Grabowski, Henry and Ronald Hansen, “Briefing Cost of
`Developing a New Drug,” Tufts Center for the Study of Drug
`Development, 11/18/2014
`Moore, Thomas and Curt Furberg (2014), “Development Times,
`Clinical Testing, Postmarketing Follow-up, and Safety Risks for the
`New Drugs Approved by the US Food and Drug Administration:
`The Class of 2008,” JAMA Intern Med. 174(1):90-95
`Adams, Christopher P. and Van V. Brantner (2006), “Estimating
`the Cost of New Drug Development: Is It Really Worth $802
`Million?,” Health Affairs 25(2):420-428
`Adams, Christopher Paul and Van Vu Brantner (2009), “Spending
`on New Drug Development,” Health Economics 19(2):130-141
`Novel Derivatives of 3,3-Diphenylpropylamines, European Patent
`No. 0,957,073 (filed 5/12/1998; issued 11/17/1999)
`ClinicalTrials.gov, Two Phase Extension Trial of SP668 to
`Investigate the Safety and Tolerability of Sustained Release
`Fesoterodine in Subjects with Overactive Bladder: A Double-Blind
`Phase Followed by an Open-Label Extension Phase,
`https://www.clinicaltrials.gov/ct2/show/NCT00220389?term=fes
`oterodine&rank=50
`FDA Approval Letter, NDA 22-030, 10/31/2008
`St. Louis Federal Reserve, U.S. CPI,
`https://research.stlouisfed.org/fred2/data/USACPIALLAINMEI.
`txt.
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`Ex. 1065:
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`Ex. 1066:
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`Ex. 1067:
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`Ex. 1068:
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`Ex. 1069:
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`Ex. 1070:
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`Ex. 1071:
`Ex. 1072:
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`Ex. 1073:
`Ex. 1073:
`Ex. 1074:
`Ex. 1074:
`Ex. 1075:
`Ex. 1075:
`Ex. 1076:
`Ex. 1076:
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`Deposition Transcript of William Roush, dated September 9, 2016
`Deposition Transcript ofWi11iarn Roush, dated September 9, 2016
`Deposition Transcript of Hans Maag, dated August 16, 2016
`Deposition Transcript of Hans Maag, dated August 16, 2016
`Deposition of Leonard Chyall, dated August 23, 2016
`Deposition of Leonard Chyall, dated August 23, 2016
`Deposition of Claus Meese, dated January 20-21, 2015
`Deposition of Claus Meese, datedjanuary 20-21, 2015
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`I.
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`INTRODUCTION
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`Through counsel, real party in interest Mylan Pharmaceuticals Inc.
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`(“Petitioner”) submits this Reply to Patent Owner UCB Pharma GmbH (“Patent
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`Owner”)’s Response (“the “Response,” Paper 20) to the Petition (the “Petition,”
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`Paper 5) for Inter Partes Review (“IPR”) of U.S. Patent No. 6,858,650 (“the ʼ650
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`patent,” Ex. 1001).
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`In its Decision on Institution, the Board recognized there is a reasonable
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`likelihood that claims 1-5 and 21-24 of the ’650 patent are unpatentable under two
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`separate grounds. Paper 12 (the “Decision”). After Patent Owner requested
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`rehearing, the Board upheld its decision to institute on both grounds. Paper 18, 7.
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`The compounds at issue are unpatentable as obvious because a skilled artisan
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`would seek to develop an overactive bladder treatment from the active 5-HMT
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`metabolite of the prior art antimuscarinic compound tolterodine, following well-
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`known drug development techniques to make a single, suggested ester modification at
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`the #2 carbon to develop it as a prodrug, and ultimately formulate it as a salt.
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`Petition, 4-5. Patent Owner argues such modifications were not obvious, attempting
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`to portray each step as a confounding array of choices for the skilled artisan. A skilled
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`artisan, however, with knowledge of the art regarding drug development and equipped
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`with routine assays and techniques, would not have been confounded at any step, and
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`would have found obvious prodrug compounds of 5-HMT.
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`II. RESPONSE TO PATENT OWNER’S ARGUMENTS
`A. Ground I: Claims 1-5 and 21-24 are Obvious Over the Postlind and
`Bundgaard Publications in view of the Detrol® Label and Berge.
`a. Postlind, and the Detrol® Label Taught 5-HMT was an
`Effective Compound for Drug Development
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`The Board found a reasonable likelihood the skilled artisan would have selected
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`5-HMT as a lead compound. Decision, 17-19. Tolterodine was known as a treatment
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`for overactive bladder, and its metabolism to the potent antimuscarinic compound 5-
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`HMT was well characterized by Postlind and the Detrol® label. See Petition, 6-7.
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`Tolterodine’s limitations were also known to skilled artisans, such as its undesirable
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`metabolism in a subset of patients because of CYP2D6 polymorphism, and
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`tolterodine’s leading to potential side effects.1 See Petition, 7-8, 13-14; Decision, 18-
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`19. Therefore, a skilled artisan would focus on tolterodine’s active metabolite – 5-
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`HMT – to take advantage of 5-HMT’s activity separate from tolterodine, and answer
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`1 As discussed below, the prior art suggested that tolterodine, not 5-HMT, was
`responsible for these side effects. See infra Part II.A.a.ii.
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`2
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`the obvious question of “how do I deliver 5-HMT without the complications of
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`tolterodine?” Petition at 15.
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`Patent Owner argues a skilled artisan would not have chosen 5-HMT because
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`1) tolterodine was only one of many potential lead compounds, 2) the CYP2D6
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`polymorphism would not have caused a skilled artisan to focus on 5-HMT instead of
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`tolterodine, and 3) any adverse events associated with Detrol® were tied to 5-HMT.
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`Response at 16-25. Each of these assertions fails.
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`i. 5-HMT as a Lead Compound
`A skilled artisan would have understood the functional properties of
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`tolterodine and 5-HMT, and would have understood 5-HMT to have been
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`responsible for some of the activity of tolterodine. See Petition, 14-15, Ex. 1003, ¶¶
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`40, 48, 66, 68, 71, 74, 95-102; Ex. 1073, 94:16-24, 95:8-18 (admitting skilled artisans
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`would have been aware of the Detrol® label and understood its relationship to other
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`OAB drugs). Likewise, even if there were other antimuscarinic compounds of
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`interest, there is no evidence that 5-HMT was inferior or disfavored over these
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`compounds. See Response, 17-18 (citing Patterson and Carson deposition transcripts,
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`Exs. 2020 and 2026). Instead, Petitioner has presented evidence – unrebutted by
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`Patent Owner – that the co-administration of tolterodine and its metabolite 5-HMT
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`had advantages in tolerability and efficacy compared to other antimuscarinic therapies
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`such as oxybutynin, as well as to other classes of compounds such as calcium
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`antagonists. See Petition, 16-17; Ex. 1003, ¶¶ 85-102; Ex. 1008, 53; Ex. 1016, 53.
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`These advantages would have motivated a skilled artisan to look at 5-HMT as a lead
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`compound and given the unique situation of essentially dosing two compounds –
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`tolterodine and 5-HMT – to get a single pharmacological activity, would have
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`recognized an area for improvement over other prior art compounds.2 See Otsuka
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`Pharm. Co. v. Sandoz, Inc., 678 F.3d 1280, 1293 (Fed. Cir. 2012) (affirming the district
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`court’s conclusion that two prior art compounds were viable lead compounds).
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`Accordingly, Patent Owner cannot show that a skilled artisan would not have started
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`with 5-HMT to avoid dosing two actives when one would do. Petition, 15; Ex. 1003,
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`¶¶ 95-102.
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`ii. The Prior Art Taught a Skilled Artisan to Look to 5-
`HMT to Avoid Tolterodine’s Adverse Events
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`2 Petitioner contends that Patent Owner’s application of lead compound analysis
`is overly rigid and inconsistent with KSR Int’l v. Teleflex, Inc., 550 U.S. 398 (2007). In
`fact, the continued viability of the lead compound analysis is questionable in light of
`KSR. See Eisai Co. v. Dr. Reddy’s Labs. Ltd., 533 F.3d 1353, 1359 (Fed. Cir. 2008)
`(explaining that “[p]ost-KSR, a prima facie case of obviousness for a chemical
`compound still, in general, begins with the reasoned identification of a lead
`compound”) (emphasis added).
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`The prior art taught the skilled artisan to select 5-HMT over tolterodine for
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`further development to avoid the risk of drug interaction and adverse events
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`associated with administering tolterodine. See Petition, 24; Ex. 1003, ¶¶ 42-43. A
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`skilled artisan would have focused on 5-HMT to avoid these risks, which were
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`suggested to be due to tolterodine’s physical properties, individual variations in the
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`CYP2D6-mediated metabolism of tolterodine, and the dual activity of tolterodine and
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`its 5-HMT metabolite. See Petition, 7-8, 14-15; Ex. 1003, ¶¶ 95-102, 111-112.
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`The metabolic pathway and antimuscarinic activity of tolterodine are not in
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`dispute. Postlind and the Detrol® label taught a skilled artisan that in a majority of
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`the population, tolterodine is metabolized to 5-HMT via the CYP2D6 enzyme,
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`whereas in individuals who are poor CYP2D6 metabolizers, tolterodine was instead
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`metabolized to N-dealkylated tolterodine by the CYP3A4 enzyme pathway. See Ex.
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`1010, 292; Ex. 1009, 2; Petition, 22-24; Response, 19-213; Decision, 17-18. Likewise,
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`Patent Owner agrees both tolterodine and 5-HMT were known to be active
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`antimuscarinic compounds. See Response, 20-23.
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`3 Patent Owner’s assertion that CYP3A4 is not “relevant to tolterodine
`metabolism” is contradicted by the Detrol® label and Postlind. Compare Response, 21
`with Ex. 1009, 2 (“The identified pathway of metabolism for…poor metabolizers[] is
`dealkylation via cytochrome P450 3A4 to N-dealkylated tolterodine.”) and Ex. 1010,
`292.
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`Patent Owner first contends that a skilled artisan would not be concerned
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`about CYP2D6 polymorphism because it “made no difference to the therapeutic profile of
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`tolterodine.” Response, 20-25 (second emphasis added). Postlind nevertheless
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`cautioned a skilled artisan to avoid CYP2D6 because of “the possibility of clinical drug
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`interaction…if tolterodine is administered at the same time as a compound that is
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`preferentially metabolized by CYP2D6 or to individuals associated with the CYP2D6
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`poor metabolizer phenotype.” Ex. 1010, 292 (emphasis added); see also id. (identifying
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`diverse classes of “drugs identified as being affected by CYP2D6 polymorphism”).
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`Petition, 22-23; Response, 19; Decision, 17-18.
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`Patent Owner’s emphasis on the concurrent antimuscarinic activity of
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`tolterodine and 5-HMT highlights a fundamental problem with tolterodine: A skilled
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`artisan would have focused on 5-HMT to avoid dosing a compound with two active
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`forms. The fact that tolterodine itself was active indicated a risk of adverse negative
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`drug-drug interactions, and would have motivated a skilled artisan to focus on 5-HMT
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`to reduce the number of metabolic steps and variables in pharmacology. See Petition,
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`14-15; Ex. 1003, ¶ 97 (drug developers knew that reducing metabolic steps was
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`preferable to reduce pharmacological variables); id., ¶¶ 95-102. Further, a skilled
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`artisan would have understood that tolterodine’s alternative metabolism through
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`CYP3A4 resulted in an inactive metabolite, exposing a subset of patients to reduced
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`therapeutic dose, and side effects of having too much unmetabolized tolterodine. See,
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`e.g., Ex. 1009, 7 (capping dosage “[f]or patients with significantly reduced hepatic
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`function or who are currently taking drugs that are inhibitors of cytochrome P450
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`3A4.”); Ex. 1003, ¶¶ 95-102; Petition, 24. As Patent Owner’s chemistry expert
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`explained, “tolterodine is not actually a very good product because it doesn’t get
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`converted completely to 5-HMT.” Ex. 1074, 77:11-19.
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`Finally, a skilled artisan would have turned to 5-HMT to avoid adverse events
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`suggested to be caused by tolterodine, not 5-HMT. First, Patent Owner
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`mischaracterizes the Detrol® Label’s teachings. Far from failing to “parse between 5-
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`HMT and tolterodine in its attribution of adverse events” (see Response, 23), the
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`Detrol® Label taught a skilled artisan that administering too much tolterodine, but
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`not 5-HMT, was undesirable by capping the dose when the inactivation by CYP3A4 is
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`blocked. Specifically, the Detrol® Label taught that in poor CYP2D6 metabolizers,
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`the alternative metabolic pathway through CYP3A4 resulted in “significantly higher
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`serum concentrations of tolterodine and in negligible concentrations of [5-HMT].”
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`Ex. 1009, 2; Petition, 24; Ex. 1003, ¶ 38. The Detrol® label then instructed patients
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`with blocked 3A4 pathways should receive a reduced dose of 1 mg daily to prevent
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`adverse events in these patients. Ex. 1009, 5, 7; Petition, 24. Accordingly, the
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`Detrol® label suggested to a skilled artisan that tolterodine was responsible for
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`adverse events that could be avoided with 5-HMT. Ex. 1009, 2, 5, 7; Petition, 24; Ex.
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`1003, ¶ 111.
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`Second, Patent Owner mischaracterizes the teachings of the Brynne 1998
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`reference, which suggested to the skilled artisan that tolterodine, not 5-HMT, was
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`responsible for the majority of side effects. For example, while Patent Owner
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`correctly notes Brynne found that only extensive metabolizers reported an increased
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`heart rate, Brynne taught that “the most likely explanation for this finding is the
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`higher fluctuation of drug concentrations as a result of the larger extraction rate.” Ex.
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`1011, 538. Thus, Brynne taught that fluctuating tolterodine concentrations adversely
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`elevated heart rate, not the presence or any action of 5-HMT. Id. Likewise, Brynne
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`explained the abnormal vision experienced by poor metabolizers was likely due to
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`tolterodine being “tenfold more lipophilic than 5-HM[T],” thereby crossing the
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`blood-brain barrier more readily and causing visual accommodation. See id.; see also
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`Ex. 1003, ¶ 117 (“5-HMT would be less likely to generate neurological adverse events
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`compared to tolterodine” because “[a]n increase in lipophilicity results in an increase
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`in the likelihood of passive blood brain barrier penetration”); Ex. 1031; see also Ex.
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`1011, 536 (both tolterodine and 5-HMT affected salivation at different stages of
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`administration). A skilled artisan would have also understood that the increased
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`incidence of headaches in poor metabolizers was also likely caused by tolterodine
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`crossing the blood-brain barrier. See Ex. 1011. Thus, Brynne 1998 would have
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`motivated a skilled artisan to consider 5-HMT in the absence of tolterodine because it
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`taught the opposite of what Patent Owner asserts: Tolterodine, not 5-HMT, was the
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`likely culprit for undesirable side effects.
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`Accordingly, a skilled artisan would have been motivated by the teachings of
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`the prior art to focus on 5-HMT instead of tolterodine to avoid the complication of
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`dosing two active moieties, complications from CYP2D6 metabolism, and undesirable
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`side effects, all of which were associated with tolterodine, but not for 5-HMT.4
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`b. The Prior Art Suggested 5-HMT May Have Had
`Bioavailability Concerns
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`Although 5-HMT would address the side effect issues associated with the
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`presence of tolterodine, a skilled artisan would have looked to make an improved
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`derivative of 5-HMT rather than orally dosing 5-HMT itself. Patent Owner does not
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`dispute that a skilled artisan would have known that 5-HMT was described in another
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`4 Patent Owner also asserts with respect to claims 3-5 that there is no teaching of
`the (R) enantiomer of the claimed compounds. The prior art taught that “tolterodine
`is an (R) enantiomer.” Response, 49 (citations omitted). 5-HMT is also an (R)
`enantiomer. Ex. 1074, 202:10-18 (admitting Postlind discloses the R-enantiomer of 5-
`HMT because it discloses tolterodine). Because 5-HMT and tolterodine are (R)
`enantiomers, a skilled artisan would have no reason to develop anything other than an
`(R) enantiomer.
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`patent not owned by Schwarz as of November 1997, and therefore would have been
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`discouraged from seeking to use orally-administered 5-HMT. See Petition, 45 n. 4; Ex.
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`1003, ¶ 136; Ex. 1074, 116:20-118:11 (Patent Owner’s chemistry expert testifying that
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`whether one can obtain patent protection is an important consideration in driving
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`drug development). Accordingly, because 5-HMT was patented, a skilled artisan
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`seeking to improve upon 5-HMT would not have sought to use it directly, but would
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`have pursued a 5-HMT derivative.
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`In addition, the Board found a reasonable likelihood the skilled artisan would
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`have recognized the poor bioavailability of 5-HMT from “lipophilicity of profile of 5-
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`HMT, and/or the Brynne [1998] reference.” Decision, 20-22. Brynne 1998 expressly
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`taught that “[t]olterodine is tenfold more lipophilic than 5-HM[T], and consequently
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`tolterodine penetrates membranes more rapidly.” Ex. 1011, 538; see also Decision, 20;
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`Petition, 10, 26. Likewise, Dr. Patterson explained the structure of 5-HMT suggested
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`that it was significantly less bioavailable than tolterodine, and “[i]mproving the
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`lipophilicity properties of 5-HMT was a matter of routine, but extremely predictable
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`optimization.” Ex. 1003, ¶¶ 115, 119; see also Petition, 9-10, 18-19, 26-28; Ex. 1012, 4
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`(teaching esterification can “obtain derivatives with almost any desirable
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`hydrophilicity or lipophilicity as well as in vivo lability”). 5
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`Patent Owner does not dispute Brynne’s conclusion, but instead asserts that
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`actual oral bioavailability data was necessary for a skilled artisan to understand
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`bioavailability. Response, 26-27. Patent Owner cites no prior art reference or
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`authority supporting this proposition. See Response, 26-27; cf. Ex. 1074, 26:8-16
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`(Patent Owner’s chemistry expert testifying that administering a compound “in
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`exactly the same form as it needs to be whenever it reaches the target system or
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`organ” is “something of a[n] ideal situation which, in my mind, never occurs”);
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`Novartis Pharm. Corp. v. Watson Labs., Inc., 611 F. App'x 988, 996 (Fed. Cir. 2015)
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`(unpublished) (article did not teach patented compound’s general susceptibility to
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`oxidative degradation because it only taught the compound was more stable than
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`another compound with a known susceptibility to oxidative degradation); Pfizer Inc. v.
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`Sandoz Inc., No. CV 13-1110-GMS, 2016 WL 1611377, at *9 (D. Del. Apr. 20, 2016)
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`(noting “5-HMT's oral absorption properties were, and still are unknown”). Instead, a
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`5 As the Board correctly noted, Petitioner inadvertently stated 5-HMT was “too
`lipophilic,” when Petitioner intended to say “too hydrophilic.” See Petition, 26;
`Decision, 20; cf. Petition at 10 (noting “poor lipophilicity” of 5-HMT); Ex. 1003, ¶ 112
`(noting 5-HMT would be likely to be less bioavailable than tolterodine “because of its
`hydrophilicity and thus lower than acceptable lipophilicity”).
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`skilled artisan is not an automaton, and is capable of making inferences and analytical
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`steps known in the field. KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 401 (2007) (“[A]
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`court can consider the inferences and creative steps a person of ordinary skill in the
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`art would employ.”).
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`Here, many teachings in the prior art allowed a skilled artisan to make
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`inferences about 5-HMT’s bioavailability. First, Brynne 1998 would have taught a
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`skilled artisan to be concerned about 5-HMT’s bioavailability because a skilled artisan
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`would have understood that a compound’s lipophilicity was an important predictor of
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`its bioavailability. See Petition, 10, 26; Ex. 1003, ¶¶ 54-55, 116, 119; Ex. 1012, 2-3; Ex.
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`1019, 5 (“Lipophilicity…appears in some form in almost every analysis of physico-chemical
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`properties related to absorption.”) (emphasis added). Patent Owner’s chemistry experts
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`likewise agreed that lipophilicity of a given compound was a predictor of its
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`bioavailability, and that 5-HMT was likely to have less absorption and bioavailability
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`than tolterodine. See Ex. 1074, 52:9-21 (Patent Owner’s chemistry expert agreeing
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`that a skilled artisan “would have understood that tolterodine was likely to have better
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`absorption and bioavailability than 5-HMT”), 151:15-152:3 (agreeing additional
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`hydroxyl group on 5-HMT causes increased hydrophilicity (i.e., reduced lipophilicity)
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`over tolterodine), 153:7-12 (agreeing skilled artisan would expect “5-HMT would be
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`less bioavailable than tolterodine because of its hydrophilicity”); Ex. 1073, 66:10-25
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`(skilled artisan would have assessed lipophilicity and agreed 5-HMT was more
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`hydrophilic than tolterodine); 71:16-24 (agreeing skilled artisan would have looked at
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`lipophilicity of a drug in assessing oral availability). Accordingly, a skilled artisan
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`would have understood from Brynne 1998’s teachings about the lipophilicity of 5-
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`HMT that it may have bioavailability concerns.
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`In addition, Patent Owner does not address Dr. Patterson’s opinion that the
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`structure of 5-HMT “would have suggested that 5-HMT could have significantly less
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`bioavailability than its parent.” Ex. 1003, ¶¶ 110-115. Instead, Patent Owner
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`contends the “Rule of 5” demonstrated 5-HMT had no bioavailability problems
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`because 5-HMT did not violate the four Rule of 5 properties.6 Response, 28-29. The
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`Rule of 5, however, is not a strict threshold of bioavailability; instead, it only identifies
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`a class of compounds at risk for having poor absorption. Ex. 1019, 7; Ex. 1003, ¶¶
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`121-122. Likewise, Dr. Patterson based his opinion on the bioavailability of 5-HMT
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`on an examination of its structure, using the Rule of 5 as a skilled artisan would,
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`namely, as a “set of guiding principles.” Ex. 1003, ¶¶ 121-122. Accordingly, a skilled
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`artisan would have been motivated to modify 5-HMT based on the teachings of the
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`6 The 2011 discovery that “5-HMT is a substrate for the transporter P-
`glycoprotein” is irrelevant to the knowledge of a skilled artisan. See Response, 28 n.
`13 (citing Ex. 2005, 243).
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`prior art that suggested that it may have limited bioavailability and to obtain a
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`commercially viable, e.g. protectable, drug product.
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`c. Bundgaard Taught Predictable Ester Prodrug Modifications
`to Improve 5-HMT Delivery
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`The Board found there was a reasonable likelihood a skilled artisan “would
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`have reason to pursue a prodrug approach to modifying 5-HMT, and arrive at a
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`mono-ester derivative within the scope of the claimed invention.” Decision, 24-25.
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`As Petitioner explained, prodrugs, and particularly small chain ester prodrugs, were
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`conventional tools in a skilled artisan’s drug development kit at the time of the
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`invention, and their formulation and optimization was the predictable use of prior art
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`ingredients according to their known functions. See Petition, 17-18, 25-27. Guided by
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`the teachings of Bundgaard, the structure of 5-HMT, and using routine testing and
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`optimization, a skilled artisan would have been motivated to prepare an isobutyl ester
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`at the #2 carbon of 5-HMT, and had a reasonable expectation of success in doing so.
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`See Petition, 25-30; Ex. 1003, ¶¶ 119-130.
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`Patent Owner first contends that prodrugs were generally disfavored and
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`difficult approach to drug development. Response, 32-33 (citing Exs. 2021 and 2022).
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`Patent Owner’s position is undermined by the testimony of its experts, who both
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`admitted that prodrug development, and in particular ester prodrugs were within the
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`capabilities of a skilled artisan. See Ex. 1074, 102:6-103:6 (admitting that the chemistry
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`of adding an isobutyl ester to make fesoterodine from 5-HMT was “a procedure
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`known in the literature, and if a person of ordinary skill has a degree in chemistry,
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`they should be able to do it”); Ex. 1073, 110:20-111:7, 112:7-113:7 (confirming
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`Petitioner’s assertion that prodrugs are part of the drug developer’s tool kit); see also
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`Pfizer v. Apotex, 480 F.3d 1348, 1368 (Fed. Cir. 2007).
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`Moreover, Bundgaard explicitly characterized ester prodrugs – particular