`571-272-7822
`
`
` Paper No. 16
` Entered: June 29, 2016
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`RICOH AMERICAS CORP.,
`Petitioner,
`
`v.
`
`ROUND ROCK RESEARCH LLC,
`Patent Owner.
`____________
`
`Cases IPR2016-00635 (Patent 6,147,405)
`IPR2016-00637 (Patent 6,455,935)
`IPR2016-00639 (Patent 6,828,683)
`IPR2016-00640 (Patent 6,358,801)
`IPR2016-00641 (Patent 5,986,347)1
`____________
`
`
`
`Before GRACE KARAFFA OBERMANN, SUSAN L. C. MITCHELL, and
`MICHELLE N. ANKENBRAND, Administrative Patent Judges.
`
`ANKENBRAND, Administrative Patent Judge.
`
`
`ORDER
`Dismissing Petitions Pursuant to Settlement
`37 C.F.R. §§ 42.71(a), 42.74
`
`
`1 This Order addresses issues common to all five proceedings. Thus, we
`exercise our discretion to issue a single order to be entered in each
`proceeding.
`
`
`
`IPR2016-00635 (Patent 6,147,405)
`IPR2016-00639 (Patent 6,828,683)
`IPR2016-00641 (Patent 5,986,347)
`
`
`
`IPR2016-00637 (Patent 6,455,935)
`IPR2016-00640 (Patent 6,358,801)
`
`On June 28, 2016, pursuant to Board authorization, Petitioner and
`
`Patent Owner filed a joint motion to terminate each proceeding identified in
`
`the caption. Paper 11.2 Along with the motion, the parties filed a copy of a
`
`document they describe as their written settlement agreement (Id. at 4, 1; Ex.
`
`2001), as well as a separate joint request to treat the settlement agreement as
`
`business confidential information. Paper 10; see 37 C.F.R. § 42.74(c) (a
`
`party to a settlement may request that the settlement agreement be treated as
`
`business confidential and be kept separate from the patent file).
`
`
`
`The cases are in a preliminary stage, as the Board has not yet
`
`determined whether to institute trial. The parties represent in the joint
`
`motion that they have settled their dispute and have reached agreement to
`
`terminate these inter partes reviews, as well as related district court
`
`litigation. Paper 11, 2–4. Under these circumstances, we are persuaded that
`
`it is appropriate to dismiss the Petition in each proceeding. 37 C.F.R.
`
`§ 42.71(a). After reviewing the parties’ settlement agreement, we find that
`
`the agreement contains confidential business information regarding the
`
`terms of settlement and good cause exists to treat the settlement agreement
`
`as business confidential information pursuant to 35 U.S.C. § 317(b). This
`
`Order does not constitute a final written decision pursuant to 35 U.S.C.
`
`§ 318(a).
`
`
`
`
`2 The parties filed substantially similar papers and exhibits in each
`proceeding. Citations are to IPR2016-00635 as representative unless
`otherwise indicated.
`
`
`
`2
`
`
`
`IPR2016-00635 (Patent 6,147,405)
`IPR2016-00639 (Patent 6,828,683)
`IPR2016-00641 (Patent 5,986,347)
`
`It is therefore
`
`IPR2016-00637 (Patent 6,455,935)
`IPR2016-00640 (Patent 6,358,801)
`
`
`
`ORDERED that the joint motion is granted and the Petition is
`
`dismissed in each proceeding; and
`
`
`
`FURTHER ORDERED that the joint request that the settlement
`
`agreement be treated as business confidential information, to be kept
`
`separate from the patent file, is granted in each proceeding.
`
`
`
`3
`
`
`
`IPR2016-00637 (Patent 6,455,935)
`IPR2016-00640 (Patent 6,358,801)
`
`IPR2016-00635 (Patent 6,147,405)
`IPR2016-00639 (Patent 6,828,683)
`IPR2016-00641 (Patent 5,986,347)
`
`FOR PETITIONER:
`
`
`Theodore Mlynar
`Ted.mlynar@hoganlovells.com
`
`Ira Schaefer
`Ira.schaefer@hoganlovells.com
`
`Gary Serbin
`Gary.serbin@hoganlovells.com
`
`Helen Trac
`Helen.trac@hoganlovells.com
`
`Eric Lobenfeld
`Eric.lobenfeld@hoganlovells.com
`
`Takayuki Yasaku
`Takayuki.yasaku@yasaku-law.com
`
`FOR PATENT OWNER:
`
`Richard Botos
`rbotos@lernerdavid.com
`
`Neill Taylor
`ntaylor@roundrockresearch.com
`
`
`
`
`4