throbber
|i~-'~'1r|«-.i«i.ii 1]irlIl\\1 hm i1i.iIi«-i1.rl in l:i.m..r ”.i[II|1|Hli. I []<l.i\. I
`
`. ]>]nI.I] \ ll. 1!-in
`
`SAE TECHNICAL
`PAPER SERIES
`
`932904
`
`Polyalkylene Glycol Refrigeration Lubricants -
`Current Status and Retrofit Applications
`
`William L. Brown
`
`Union Carbide Corp.
`
`Q‘ E me Engineering Society
`w For Advanging Mobility
`Land Sea Air and Space”
`’N T E 3 N A T ’ 0 N A L
`
`Worldwide Passenger Car
`Conference and Exposition
`pea.-bum, Michigan
`October25-27,1993
`
`400 Com monweaith Drive, Warrendale, PA 1 5096-0001 U.S.A. Tel: (412)776-4841 Fax:(412)776-5760
`
`Page 1 of 11
`
`Arkema Exhibit 1119
`
`Arkema Exhibit 1119
`
`

`
`Downloaded from SAE International by Bianca Hamilton, Friday, February 12, 2016
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Page 2 of 11
`
`

`
`Dim IllU:l(ll‘(l l'rnm S \l-I lrilt-r‘mrtiur1:il It} Blalllfil Hamilton. l“ri(l;i} . ll-ltrtI:ir‘\ ll. 20]!»
`
`Polyalkylene Glycol Refrigeration Lubricants -
`Current Status and Retrofit Applications
`
`William L. Brown
`Union Carbide Corp.
`
`932904
`
`ABSTRACT
`
`also be addressed.
`
`lubricants have been
`(PAG)
`Polyalkylene glycol
`chosen for use with refrigerant I-IFC-l34a by the mobile air
`conditioning industry. As this industry gears up to use PAG
`lubricants, several issues have surfaced regarding the handling
`of these products. Information will be presented regarding the
`hygroscopicity and elastomer compatibility of PAG lubricants.
`Polyalkylene glycols are being evaluated by the
`automotive industry as retrofit
`lubricants. PAG lubricants
`exhibit good stability in the presence of residual CFC-l2.
`Data from retrofit tests performed on compressor test stands
`will be summarized. This paper will also describe the retrofit-
`ting of CFC-12 vehicles to HFC-l34a and PAG lubricants.
`
`INTRODUCTION
`
`In I987 the Montreal Protocol initiated a program to
`phase out
`the production and use of chlorofluorocarbons
`(CFCs) because of their adverse effect on the earth‘: ozone
`layer. A major use of CFC-12 is as a refrigerant in mobile air
`conditioning systems. This industry has chosen refrigerant
`HFC-l34a as a nonozone depleting replacement for CFC-12.
`ln mobile air conditioning units,
`the compressor
`lubricant travels through the system with the refrigerant.
`In
`order to ensure adequate return to the compressor, the lubri-
`cant must be sufficiently soluble in the refrigerant. The
`mineral oils which are currently used as lubricants with CFC-
`12 are insoluble in refrigerant HFC—l34a. Polyalkylene glycol
`(PAG) lubricants show good solubility in refrigerant lIFC-
`134a.
`Because of their good solubility and lubricating
`characteristics, polyalkylenc glycol
`lubricants have been
`chosen by the automotive industry for use in Hi-‘C-134a air
`conditioning systems.
`The first part
`This paper consists of two parts.
`reviews what polyalkylenc glycols are and describes some of
`the physical properties that have led to their use as refrigera-
`tion lubricants. These properties include their lubricity, elasto-
`mer compatibility, and solubility and stability in refrigerant
`HFC-l34a. The hygroscopicity of polyalkylenc glycols will
`
`Page 3 of 11
`
`The second part of this paper addresses the use of
`polyalkylenc glycols as retrofit lubricants. Data showing good
`stability in the presence of residual CFC-I2 will be presented,
`as will the results of retrofit trials perfomied on compressor
`test stands and in fleet vehicles.
`
`THE CURRENT STATUS OF PAG REFRIGERATION
`LUBRICANTS
`
`HISTORY - Polyalkylene glycols were invented in the
`early 1940's during a joint development program between
`Union Carbide Corporation and the Mellon Research Institute.
`One of their first commercial applications was as a thickener
`for the fire resistant hydraulic fluids that were used by the
`U.S. Navy during World War II. Since then, polyalkylenc
`glycols have found use in a wide variety of applications
`including gear, compressor, and food grade lubricants,
`metalworking fluids,
`textile fiber lubricants, mold release
`agents, and cosmetic additives (1).
`STRUCTURE AND PHYSICAL PROPERTIES —
`
`Polyalkylene glycols are synthetic polymers made from the
`monomers ethylene oxide (E0) and propylene oxide (PO).
`Other monomers such as butylene oxide can be used, but
`practically all commercially available polyalkylenc glycols are
`made using various ratios of ethylene oxide and propylene
`oxide. The polymer is made by reacting the oxide monomers
`with a starter, usually an alcohol, in the presence of a catalyst
`(Fig. 1).
`
`One of the unique aspects of polyalkylenc glycols is
`that their physical properties can be tailored to fit the needs of
`a specific application. The PAG‘s properties can be altered by
`changing the molecular weight, the starter, the proportions of
`the different oxide monomers used, the monomer sequencing,
`and the end groups.
`Polyalkylene glycols have a number of physical
`properties which have led to their use as lubricants with
`refrigerant HI-‘C-134a. These properties include low pour
`points, good stability, and low volatility. Of particular
`importance in refrigeration applications is the high viscosity
`
`

`
`I):-\\ IIl||'.l(l(‘(l from \ \l{ IIllt‘l'Il:llltill:Il hi ltiuimi llumillun. I-'ri(l;i_\. I51-hr1I;ir_\ I2. ltllti
`
`indices of polyalkylene glycols, typically ranging from 180 to
`over 250. Polyalkylene glycol refrigeration lubricants thus
`show significantly less change in viscosity with temperature
`than do mineral oils whose viscosity indices are typically less
`than 100. This means that when compared to mineral oil
`lubricants, PAGS are more fluid at low evaporator temperatures
`and still provide better lubricity in the hot compressor.
`
`FIGURE]
`
`
`POYALKYLENE GLYCOLS
`MONOMERS:
`
`
`
`
`
`
`
`
`Ethylene Oxide (E0)
`
`and
`
`
`
`H2
`
`2
`
`Propylene Oxide (PO)
`
`t..,
`POLYALKYLENE GLYCOL POLYMER:
`
`
`
`
`layers are not pure refrigerant and pure lubricant, but instead
`a lubricant-rich phase and a refrigerant-rich phase.
`The
`composition of the two phases that form in the high tempera-
`ture insolubility region can be determined from the intersection
`of the horizontal temperature tie line with the PAG's solubility
`curve. To demonstrate this, a 15 weight percent mixture of a
`PAG lubricant in refrigerant l-IFC-l34a was heated to 50°C
`and the phases were allowed to separate. The lubricant-rich
`phase was found to contain 38 weight percent lubricant. The
`refrigerant-rich phase contained 3 weight percent lubricant.
`Within experimental error, these points fall on the solubility
`curve of the polyalkylene glycol lubricant used in this exper-
`iment (Fig. 3).
`
`FIGURE}
`
`PAG PHASE CONCENTRATIONS
`IN H rc-134. SOLUTIONS
`
`
`
`to
`do
`‘lo PAG in HFC-l34a
`- 660 SUS PAG -0- Phase Coneentntiana
`
`The excellent low temperature miscibility of poly-
`alkylene glycols and refrigerant HFC-134a, as well as their
`mutual solubility at elevated temperatures, allow the circula-
`tion of the PAG lubricant
`through the AC system,
`thus
`ensuring good compressor lubrication.
`PAG STABILITY IN I-IFC-l34a - While it is critical
`
`that the lubricant shows good solubility in the refrigerant, it is
`also important that the refrigerant/lubricant pair is chemically
`and thermally stable. Polyalkylene glycol lubricants exhibit
`excellent stability in refrigerant HFC-134a.
`Sealed tube
`stability tests run at 131°C for 12 days in the presence of steel,
`aluminum, and copper coupons show the PAG/I-IFC-l34a
`combination to be at least as stable as mineral oils run under
`
`the same conditions in the presence of CFC-l2 (Table l)(2).
`Tests run at higher temperatures (l7S°C for 2 weeks and
`200°C for l 1.8 days) also show no signs of reactivity between
`the PAG lubricant, the HFC-134a, and the metal coupons
`(3,5).
`
`PAG LUBRICITY - Polyalkylene glycols are excel-
`lent lubricants.
`Pin & V-block wear tests run under one
`
`atmosphere of refrigerant show that PAG lubricants run in an
`HFC-134a atmosphere have higher failure loads than mineral
`oils that are saturated with CFC-l2 (Table 2)(S). Four ball
`wear tests show similar results. PAG lubricants saturated in
`HFC-134a have lower wear scars and lower coefficients of
`
`friction than do mineral oils of the same viscosity run in the
`presence of CFC-I2 (Table 3)(S).
`The good lubricity demonstrated by polyalkylene
`
`
`
`
`
`‘PH:
`
`catyl.
`
`ROH + E0 + P0 —> R0-(Cllz CH2—O)x—(CI*l CH;-O);H
`
`
`
`
`PAG SOLUBILITY IN HFC-134a - While poly-
`alkylene glycols have a number of physical properties which
`make them good refrigeration lubricant candidates, it is their
`good solubility in refrigerant HFC-134a that has led to their
`use in mobile air conditioning systems.
`The solubility curves of polyalkylene glycol lubricants
`in refrigerant HFC-l34a are well documented (2-4). Figure 2
`shows the solubility curves of four PAG lubricants of different
`viscosities. All four lubricants show excellent low temperature
`solubility. All four also exhibit a high temperature insolubility
`region at low PAG concentrations.
`In general, the lower the
`viscosity ofthe polyalkylene glycol, the smaller the insolubili-
`ty region. The solubility of polyalkylene glycols in refrigerant
`HFC-134a can also be affected by the PAG's starter, choice
`and ratio of oxide monomers, and end groups.
`
`FIGURE 2
`
`PAG SOLUBILITY IN HFC-134a
`
`0e288E#
`
`-
`
`- 650 SUS PAG V SOOSUS PAG I 180 SUS PAG A160 SUS PAG
`
`100
`W
`60
`40
`Wt“/o PAG In PAG/IIFC-13-la Mixture
`
`In the high temperature insolubility region, the two
`
`Page 4 of 11
`
`

`
`l)u\\ I]lU:l(ll‘(I from S,\l-I llilernziliunul Ii} liiauim Hamilton. I-‘ritluy . I51-liru:uj\ ll, 20]!»
`
`ELASTOMER COMPATIBILITY WITH HFC-134a
`
`AND PAG LUBRICANTS - In general, the polyalkylene
`glycols are compatible with most common elastomers.
`However, it is important to consider the effect of the refrig-
`erant HFC-l34a in cases where both refrigerant and lubricant
`are present. Table 4 shows the compatibility of a number of
`common elastomers with polyalkylene glycols, HFC-l 34a, and
`refrigerantl lubricant combinations (6). The compatibility tests
`were run at 25°C and 80°C for 27 days. Compatibility ratings
`were then determined.
`
`
`TAIIJO
`ELASl'mflEl.CClAPKl'lBlLfl'Y [MINE
`WITH HI-‘Glide ANUQ PAG LUBRICANT
`
`
`
`glycols in bench tests led to extensive testing on compressor
`test stands and in fleet vehicles. Polyalkylene glycol lubri-
`cants have performed very well with refrigerant HFC-l34a in
`a wide variety of AC systems employing a number of different
`compressor types. This success has led to the selection of
`polyalkylene glycol
`lubricants for use in HFC-l34a AC
`systems by all major automotive manufacturers.
`
`‘IA IL! I
`
`SB\l.£D TUBE STABILTTY TBTS
`PAG LUBE 0 HFC-1340 (IJI C. ll I DAYS)
`
`\-
`Ad e0
`
`lliléliliill
`
`Bu I Rubber
`H ,. . lane 4:
`Natural Rubba
`
`NordelO Rubber
`
`ThilltolO FA
`VitonO A
`
`llllllllllliaa
`lllllllllllilllllfllllllfiglllllllllllfiz
`
`
`
`
`
`lfiu: 0 (no change) - I (unaccaptdlo I‘lIIl'O)
`' No HFC- I14: decomposed
`
`TABLE I
`
`LUBRICITY OF PAG LUBBS
`USING PIN & V-BLOCK TEST
`
`REFRIGERANT oas
`(I am)
`
`LUBNCANT
`
`’°°~°*°s
`300 SUS PAG
`
`I-‘All. LOAD‘ roaoua AT
`(lbs)
`FAIL (in-lbs)
`
`"’° i
`
`~---~a1|n=|||IaIII
`won
`wmmkmtlliflllllilll
`cwaz
`‘ The larger the number. the better the lubricant.
`
`TAIL! J
`
`LU8 RICITY OF PAG LUBES
`USING FOUR BALL WEAR TEST
`
`llllillllillillllllllililfifili
`Ilaaaaaliiaaaaallssllllzaln
`IllfiiillllflflflfiillHIIIIHHII
`Illsaaalllaaaaaallarul
`Illaaaallllaaasrllsrll
`‘ The smaller the number, the better the lubricuit.
`
`Page 5 of 11
`
`E oonelmael - $(aevI!c.\IIcceptahlcdur¢e)
`
`
`
`The data in Table 4 show that at 25°C there are a
`
`number of elastomers that are compatible with PAG lubricants
`and HFC-l34a/PAG mixtures. At 80°C the choices are more
`limited. Because of the variations that can exist between
`
`elastomers in the same generic family, it is important to test
`the compatibility of specific elastomers that are to be used in
`critical applications.
`WATER AND POLYALKYLENE GLYCOLS - One
`
`of the major differences between polyalkylene glycols and
`mineral oils is their affinity for water. Polyalkylene glycols
`are hygroscopic relative to mineral oils. Polyalkylene glycol
`refrigeration lubricants usually have a maximum water
`specification of l00O ppm and normally range between 400
`and 800 ppm.
`Polyalkylene glycols are hygroscopic and
`will pick up water when exposed to humid air. They will
`continue to pick up water until an equilibrium or "saturation"
`level is achieved. Typical equilibrium levels range from 1 to
`5 percent depending on the humidity and the polymer struc-
`ture.
`
`It is important to remember that the water in PAG
`refrigeration lubricants is not "free" but is instead ‘bound’ to
`the polyalkylene glycol backbone. Therefore ice crystal for-
`mation has not been a problem.
`Despite their affinity for water, PAG refrigeration
`lubricants can be easily dried. Commercial batches can readily
`be dried to water levels of below 500 ppm. With care, the
`water concentrations can be reduced to below 100 ppm.
`However, it is difficult to accurately measure water levels of
`polyalkylene glycols below 100 ppm. This is because trace
`impurities in the PAG lubricant can react with the reagents
`used in Karl-Fischer water titrations, thereby giving misleading
`
`

`
`l)1I\\lllIl‘.l(l(‘(l lrum \ \l-I lnli-rnulinnul hi ltiuimu llulnilluii. I-'ri(l;i_\. I‘(‘l)l'll:ll'_\ ll. lull.
`
`evaluated in Figure 4. At a temperature of 19°-22°C and a
`relative humidity of 30-33 percent, the equilibrium water
`concentration of the polyalkylene glycol is 9000 ppm. If the
`relative humidity is increased to 51 to 55 percent, the equilib-
`rium water concentration rises to 20,000 ppm.
`It should be noted here that as shown in Figure 4,
`polyallcylene glycols with higher concentrations of polymer-
`ized propylene oxide or alkyl capped end groups will show
`significantly lower water absorption rates and lower equilibri-
`um water concentrations than the E0/PO copolymer.
`
`FIGURE 5
`
`H20 Absorption of PAG Lubricant
`Effect of Relative Humidity
`
`results.
`
`Because of their hygroscopicity, it is important to
`minimize the exposure of polyalkylene glycol refrigeration
`lubricants to humid air during storage. Bulk storage tanks and
`drums should be nitrogen blanketed. If this is not practical, a
`dryer containing active molecular sieves should be attached to
`the drum or tank vent to prevent humid air from contacting the
`PAG lubricant. When stored in small containers, minimizing
`air exposure is usually sufficient to keep PAG refrigeration
`lubricants in satisfactory condition.
`The water absorption rates and equilibrium or
`"saturation" levels of polyalkylenc glycols are affected by
`several factors. Two major factors are the PAG's structure and
`the relative humidity.
`The water absorption rates of
`polyalkylene glycol lubricants are also greatly influenced by
`the ratio of the exposed surface area to total lubricant volume.
`Figure 4 shows the effect of the structure of the
`polyallcylene glycol on water absorption. Three butanol started
`polyalkylene glycols were tested. The first PAG was made
`from a monomer feed containing 50 percent ethylene oxide
`(E0) and 50 percent propylene oxide (P0). The second PAG
`was made from 100 percent P0. The third PAG was made
`by capping the terminal hydroxyl of the second polyalkylene
`glycol sample. The samples were placed in identical beakers
`in an environmental chamber with a temperature of 20°-22°C
`and a relative humidity of 51-55 percent. The water concen-
`tration of the three lubricants was determined gravimetrically
`over a time span of 400 hours.
`
`FIGURE 4
`
`H20 Absorption of PAG Lubricants
`Effect of PAG Structure
`
`- 50:5OEO/P0 + 100'/SPO * l00‘/9P0-Capped
`
`200
`
`300
`
`400
`
`Time (hours)
`
`§ E221
`
`As expected, the E0/PO copolymer was the most
`hygroscopic, reaching an equilibrium water level of 17,000 to
`18,000 ppm. The polyallcylene glycol made from 100 percent
`P0 was significantly less hygroscopic, reaching an equilibrium
`water concentration of 10,000 ppm. By capping the terminal
`hydroxyl group of this polymer, its hygroscopicity was further
`reduced and its equilibrium water level was approximately
`6000 ppm.
`The other major factor affecting the equilibrium water
`content of polyalkylene glycol refrigeration lubricants is the
`relative humidity.
`Figure 5 shows the effect of relative
`humidity on the water absorption of the E0/PO copolymer
`
`Page 6 of 11
`
`
`
`Time (hours)
`can - sr-am -nut - coarse
`
`lnlthl I110 3 100-125 ppm
`
`The most important factor affecting the rate of water
`absorption by polyalkylene glycols is the ratio of the exposed
`lubricant surface area to the total lubricant volume. This ratio
`
`will be represented in Figure 6 as D/H, or the diameter of the
`beaker containing the polyalkylene glycol divided by the
`height of the lubricant in the container. When D/I-I is large for
`a given volume of lubricant, water absorption rates will be
`high. The converse is true when D/I-I is small.
`
`FIGURE 6
`
`H20 Absorption of PAG Lubricants
`Effect of SA:Vol Ratio
`
`H20ppIIIIDW
`
`In Figure 6, the water absorption rates of the E0/PO
`copolymer at different D/H ratios were determined at 19°-22°C
`and a relative humidity of 51-53 percent. As was shown in
`Figure 4,
`this is the most hygroscopic of the lubricants
`
`

`
`Downloaded from SAE International by Bianca Hamilton, Friday, February 12, 2016
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Page 7 of 11
`
`

`
`Downloaded from SAE International by Bianca Hamilton, Friday, February 12, 2016
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Page 8 of 11
`
`

`
`l)muilmi(lo.-(I from .\,\l-I lnti-riizitiuniil h_\ liiiiiirii Hiiniillun. Fri(l:i_\. Ft-l)I'ii:ii‘_\ I2. 201(-
`
`in retrofit applications.
`MINERAL OIL COMPATIBILITY - Polyalkylene
`glycols are compatible with used mineral oils in that they do
`not undergo any adverse physical or chemical reactions when
`they are mixed. While polyalkylene glycols exhibit limited
`solubility in mineral oils, this has not adversely affect their
`performance in retrofit applications. PAG lubricants have been
`used in a number of retrofit trials where 50 to 100 percent of
`the original mineral oil charge was left in the AC system. In
`most of these trials, no lubricant related problems were experi-
`enced. The lubricant problems that did occur were related to
`lubricant slugging and subsequent compressor failure. Slug-
`ging is usually attributed to too much lubricant in the system.
`As a result, it is generally recommended to remove as much
`of the mineral oil as practically possible when retrofitting a
`vehicle from CFC-12 to refrigerant I-II-‘C-l34a.
`RETRO}-‘IT TRIALS WITH PAGS
`
`Since
`
`-
`
`lubricants exhibit good mineral oil
`polyalkylene glycol
`compatibility and sufficient stability in residual CFC-12 to be
`used as retrofit lubricants, some compressor stand tests were
`performed to simulate retrofitting from CFC - l 2 and mineral oil
`to HFC-l34a and a PAG lubricant.
`
`The first set of retrofit trials were run in the following
`manner. Test stands employing both wobble and swash plate
`compressors were run for H0 hours with refrigerant CFC-12
`and a mineral oil
`lubricant. The compressors were then
`drained and the system flushed with liquid CFC-l 2. The dryer
`was also changed, from one containing 4A-XH-S molecular
`sieves to one filled with XH-7 desiccant. The system was
`then charged with a PAG lubricant and refrigerant HI-‘C-l34a
`and run for 410 hours. The compressor tests were run to
`alternately simulate highway and idle conditions.
`Upon completion of the tests, the compressors were
`dismantled and the PAG lubricants analyzed. Overall, the
`
`Lubricant analysis
`compressors were in good condition.
`showed the polyalkylene glycol lubricants to be in excellent
`condition. As can be seen in Table 8, there was no change in
`the
`polyalkylene
`glycol's molecular weight
`(Mn)
`or
`polydispersity (Mw/Mn). There was no acid formation as
`measured by pll or acid number, and the metal content of the
`lubricants was low. Also, no fluoride ions were detected in
`the lubricants, and the chloride ion and total chlorine concen-
`trations were low.
`
`A second series of compressor retrofit tests were run
`to determine if removing the residual mineral oil through a
`flushing procedure is necessary.
`In these tests, wobble and
`swash plate compressors were run for 50 hours using refriger-
`ant CFC-l2 and a mineral oil lubricant. At the end of this
`
`break-in period, the CFC-l2 was removed. The system was
`then opened and the PAG lubricant was added to the accumu-
`lator/dryer. The unit was then evacuated and charged with
`refrigerant HI-‘C-l 34a. The original 4A-XH-S molecular sieves
`were left
`in the dryer. The test stands were then run for
`approximately 190 hours under conditions designed to simulate
`both idling and highway driving.
`After running for I90 hours with HI-‘C-l34a and a
`PAG lubricant. the tests were stopped. The compressors were
`dismantled and the FAG lubricants analyzed. The compressors
`
`Page 9 of 11
`
`were in good condition. and lubricant analysis showed the
`polyalkylene glycol lubricants to be in excellent shape. The
`data in Table 9 show that
`there was no change in the
`polyalkylene glycol's molecular weight or polydispersity. No
`acid formation was evident, and the metal content of the
`lubricants was low. Also, there was no fluoride ion found in
`
`the lubricants, and only low levels of chloride ion and total
`chlorine were detected.
`
`TA BLE 8
`
`RETROFIT TRIALS
`COMPRESSOR TEST STAND RESULTS
`
`Conditions:
`
`ll0 hrs with CFC-I2, minual oil
`liquid CFGIZ flush, change AD can
`410 In with HI-‘C-134:, PAO lube
`Results: No abnormal compessor wear.
`
`Compact __,
`Type
`
`NEH
`
`Mmfiflfll
`MMMHEHI
`MMEHII
`
`Note: Acid 34 in mg KOH/g; pH of 10% soln;
`F-, Cl-. total Cl (t-Cl), Fe. and Al in ppm.
`
`' Reference control sample, analyzed for
`comparison with the used lubricant samples
`from the compressor test stands.
`
`While no problems were seen running this later set of
`retrofit tests with the 4A-XH-5 desiccant, this does not imply
`that changing to XH-7 molecular sieves is not necessary.
`These tests were designed to determine compressor durability,
`not the long term chemical compatibility of the desiccant with
`refrigerant HI-‘C-l34a and the PAG lubricant.
`VEHICLE RETROF IT TESTS - Because of the
`
`promising performance of polyalkylene glycols as retrofit
`lubricants in compressor test stands, we are now in the process
`of retrofitting some CFC-l2 vehicles to HFC-134a and PAG
`lubricants. These vehicles are being retrofit using one of two
`procedures. The first involves flushing the AC system with
`liquid CFC-l2 to remove the mineral oil
`lubricant.
`The
`second requires draining the mineral oil lubricant from the
`compressor.
`In both methods, the dryer is replaced with one
`containing XI-I-7 molecular sieves.
`In both the flushing and nonflushing retrofit proce-
`dures, the CFC-l2 vehicles were first evaluated to determine
`
`if they were in good working order (7). The problems that
`were uncovered were repaired prior to charging with I-IFC-
`l34a. After completing the initial evaluation, the CFC-l2 in
`the system was removed and recovered.
`It was assumed during these retrofit trials that all of
`the components of the CFC-l2 vehicles were compatible with
`I-IFC-134a and polyalkylene glycol lubricants. This was done
`
`

`
`[hm nln-.ult-(I {rum N \l{ lnlt-rnulinnul hi ltiurmt llulnilluri. I-'ri(l;i_\. I-1-hru;u‘_\ ll. lulr.
`
`In
`primarily to see what might go wrong in various vehicles.
`actual commercial retrofits, the vehicle manufacturers retrofit
`
`guidelines should be followed. These guidelines will include
`infomiation on what components need to be replaced when
`performing a retrofit.
`
`TABLE 9
`
`RETROFIT TRIALS
`COMPRESSOR TEST STAND RESULTS
`
`Conditions: 50 hrs with CFC-12, mineral oil
`no flush. or equipment change
`I90 hrs with HFC-I344. FAG lube
`Results: No abnormal compressor wear.
`
`HM
`EHNHN
`IEIIIIIEIHIEIHII
`IMEIIIEIEEIIE
`Manama:
`mmrrainrlammn
`Eflflflflflflfllfl
`EEEHIEIIIEE
`flllfla
`
`
`
`Note: Acid # in mg KOH/g; pH of 10% soln;
`F-, Cl-, total Cl (t-Cl), Fe, and Al in ppm.
`
`‘ Reference control sample. analyzed for
`comparison with the used lubricant samples
`from the compressor test stands.
`
`RI-ITROFITTING USING A LIQUID CFC-12 FLUSH
`This retrofit procedure began by recovering the CFC-12 from
`the system and then flushing with clean liquid CFC-12. In the
`vehicles which we have retrofit, between 75 and 90 percent of
`the original mineral oil lubricant charge was removed. The
`CFC-l2 in the system was then evacuated and recovered.
`The system was then opened and any needed repairs
`made. The accumulator/dryer was replaced with one contain-
`ing XH-7 molecular sieves.
`In some vehicles the orifice tube
`was also replaced.
`A full charge of PAG lubricant was then added to the
`accumulator dryer or to the suction hose leading to the
`compressor. The system was reassembled, evacuated, and
`charged with refrigerant I-IFC-134a. The system was then
`checked for leaks and labeled to indicate that it contained
`
`lfnccessary, control adjustments were
`refrigerant HFC-l 34a.
`made to ensure good performance.
`All ofthe vehicles retrofit in this manner are currently
`running well, and their performance will continue to be
`monitored.
`
`RETROFITTING WITHOUT A LIQUID CFC-12
`FLUSH - After checking the AC system's viability, the CFC-
`12 was removed and recovered. The system was then opened
`and necessary repairs were made.
`The dryer was changed to one containing XI-l-7
`
`Page 10 of 11
`
`molecular sieves. The mineral oil lubricant was drained from
`
`the compressor and any other accessible component. PAG
`lubricant was then charged into the A/D can or suction hose.
`The system was then reassembled and evacuated. If
`the vacuum held, HFC-134a was charged into the system.
`If
`the vacuum did not hold, either there was a leak or residual
`
`If
`CFC-l2 was degassing from the remaining mineral oil.
`leaks were found, they were repaired. If no leaks were found,
`the evacuation process was continued to remove the residual
`CFC-12.
`
`After charging system with HFC-134a, a leak check
`was perfomied and a performance test run to make sure that
`the system was operating correctly. Appropriate labels were
`attached to indicate that the system contained refrigerant HFC-
`134a.
`
`SUMLMARY
`
`Polyalkylene glycol refrigeration lubricants are now
`being used in the new HFC-134a vehicles. The water issues
`associated with these lubricants are understood and controlla-
`
`Polyalkylene glycols are also compatible with most
`ble.
`elastomers. However, when choosing an elastomer,
`it
`is
`important to take into consideration the effect of the refrigerant
`on the specific gasket or seal.
`Polyalkylene glycols are also performing well as
`retrofit lubricants. They exhibit sufficient stability in residual
`CFC-I2 and have shown that they are compatible with mineral
`oils. Retrofit trials using polyalkylene glycol lubricants were
`run on compressor stand tests with good results. Trials are
`currently being run on vehicles converted from CFC-12 and
`mineral oils to HFC-134a and polyalkylene glycol lubricants
`using flushing and nonflushing retrofit procedures. To date all
`of these vehicles are performing well.
`There is still much work that needs to be done to
`
`determine the best ways to retrofit the many CFC-l2 vehicles
`that are currently on the road.
`In the end, the automotive
`manufacturers will have to make the final retrofit recommen-
`dations for their vehicles.
`
`REFERENCES:
`
`1) Matlock, P. L. and Clinton, N. A. (I992). Polyalkylene
`Glycols, Synthetic Lubricants and High-Performance
`Functional Fluids (R. L. Shubkin - editor) Chapt 4, Marcel
`Dekker, Inc., New York, NY.
`
`2) Oils for Alternative Refrigerants, DuPont Company, Wil-
`mington, DE, ARDT-l 1.
`
`3) Finkenstadt, W. R. (1992). Polyalkylene Glycol and Poly-
`olester Lubricant Candidates for use with I-IFC-134a in Refrig-
`eration Compressors, ASHRAE Transactions 1992, Vol. 98,
`Pt. I.
`
`4) Lache, W., Pocklington, J., and Laukotka, E. (I991). New
`Refrigeration Machine Oils for

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket