CSCO-1003
`Cisco v. TQ Delta
`Page 1 of 407
`
`

`
`Case 1:15—cv—OO121—RGA Document 42 Filed 03/13/15 Page 1 of 4 Page|D #: 1558
`A0 120 (Rev. 08/10
`
`T0:
`
`Mail Stop 3
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § lll6 you are hereby advised that a coun action has been
`filed in the U.S. District Court
`Transferred to Delaware from Alabama
`on the following
`
`[I Trademarks or
`DOCKET NO,
`15-ev-121-RGA
`PLAINTIFF
`
`MPatenL<. _( I: the patent action involves 35 USIC. § 292.):
`DATF, FILED
`U.S. DlS'l‘RlC'l' COURT
`7/17/2014
`Transferred to Delaware from Alabama
`DEFENDANT
`
`ADTRAN. Inc.
`
`TQ Delta, LLC
`
`PATENT OR
`DATE OF PATENT
`TRADEMARK NO.
`OR TRADEMARK
`1 See Attachment #1 —
`
`HOLDER OF PATENT OR TRADEMARK
`
`_-—— I
`
`DATE INCLUDED
`
`3/1 3/2015
`
`TRig£‘§/TRgRNO
`I See Attachment #2
`
`n the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`E] Amendment
`
`Z Answer
`
`I] Cross Bill
`
`C] Other Pleading
`
`%’}T§R‘:FD‘;’{E§l:
`
`HOLDER or PATENT on TRADEMARK
`
`In the abovegentitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patcnt(s), mail this copy to Director Copy 4-——Case file copy
`
`Page 2 of 407
`
`

`
`Case 1:15—cv—00121—RGA Document 42 Filed 03/13/15 Page 2 of 4 Page|D #: 1559
`
`Attachment #1
`
`Patent or Trademark No.
`
`Date of Patent or Trademark
`
`Holder of Patent or Trademark
`
`1.U.
`
`2.U.
`
`5. 7,453,881 B2
`
`11/18/2008
`
`S. 7,809,028 B2
`
`10/05/2010
`
`3.U. S. 7,978,706 B2
`
`4.U.S. 8,422,511 B2
`
`5.U. 5. 5,445,730 B1
`
`6.U.S. 7,292,627 B2
`
`7/12/2011
`
`4/16/2013
`
`9/03/2002
`
`11/6/2007
`
`7.U.
`
`8.U.
`
`5. 7,451,379 B2
`
`11/11/2008
`
`S. 7,471,721 B2
`
`12/30/2008
`
`9.U.5. 7,570,686 B2
`
`8/4/2009
`
`10. U.S. 7,831,890 B2
`
`11/09/2010
`
`11. U.S. 7,835,430 B2
`
`11/16/2010
`
`12. U.S. 7,836,381 B1
`
`11/16/2010
`
`13. u.s. 7,844,882 B2
`
`14.
`
`us. 7§89,734 B2
`
`11/30/2010
`
`2/15/2011
`
`15. U.S. 7,925,958 B2
`
`04/12/2011
`
`16.
`
`17.
`
`U.S. 7,978,753 B2
`
`07/12/2011
`
`U.S. 7,979,778 B2
`
`07/12/2011
`
`18. U.S. 8,073,041 B1
`
`12/6/2011
`
`19. U.S. 8,090,008 B2
`
`1/3/2012
`
`20. U.S. 8,218,610 B2
`
`7/10/2012
`
`21. u.s. 8,238,412 B2
`
`08/07/2012
`
`22. U.S. 8,276,048 B2
`
`3 09/25/2012
`
`23. U.S. 8,355,427 B2
`
`1/15/2013
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`Page 3 of 407
`
`

`
`Case 1:15—cv—O0121—RGA Document 42 Filed 03/13/15 Page 3 of 4 PagelD #: 1560
`
`. U.S. 8,432,956 B2
`
`4/30/2013
`
`. U.S. 8,437,382 B2
`
`5/7/2013
`
`. U.S. 8,462,835 B2
`
`6/11/2013
`
`. U.S. 8,495,473 B2
`
`7/23/2013
`
`. u.5. 8,516,337 B2
`
`O8/20/2013
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`I TQ Delta, LLC
`4 TQ Delta, LLC
`‘ TQ Delta, LLC
`
`Page 4 of 407
`
`

`
`Case 1:15—cv—O0121—RGA Document 42 Filed 03/13/15 Page 4 of 4 PageID #: 1561
`Attachment #2
`
`PATENT OR
`
`DATE OF PATENT
`
`Page 5 of 407
`
`

`
`Case 1:14—cv—O0954-UNA Document 3 Filed 07/17/14 Page 1 of 2 PageID #1 592
`A0 120 (Rev. 08/10
`
`TO:
`
`Mail Stop 8
`Director oflhe U.S. Patent and Trademark Office
`1’.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEIVIARK
`
`In Compliance with 35 U.S,C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`District Of Delaware
`on the following
`D Trademarks or
`[Z Patents. I ( E] the patent oction invoTves
`U.S.C. § é92.):V
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`7/18/2014
`
`District of Delaware
`
`PLAINTIFF
`
`TQ Delta, LLC
`
`DEFENDANT
`
`ADTRAN, Inc.
`
`PATENT OR
`DATE OF PATENT
`TRADEMARK NO.
`OR TRADEMARK
`I See —W
`
`'714
`
`3
`
`‘
`‘
`9
`HOLDER OF PATENT OR TRADEMARK
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO‘
`
`|:] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`I:l Answer
`
`I] Cross Bill
`.
`HOLDER OF PATENT OR TRADEMARK
`
`C] Other Pleading
`
`In the above—entitIecl case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Page 6 of 407
`
`

`
`Case 1:14-cv-00954-UNA Document 3 Filed 07/17/14 Page 2 of 2 PagelD #: 593
`
`PATENT OR
`TRADEMARK NO.
`
` °.\lo\U1-h'vJ‘\)’_‘
`
`r—l>—I>-—-4>—l
`
`-&'~»J!\>'-
`
`C:(‘
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1/3/2012
`12/6/2011
`1 1/6/2007
`12/30/2008
`7/10/2012
`1/15/2013
`11/18/2008
`10/5/2010
`7/12/2011
`4/16/2013
`2/15/2011
`11/16/2010
`8/4/2009
`8/7/2012
`4/30/2013
`11/11/2008
`8/20/2013
`7/12/2011
`4/12/2011
`6/11/2013
`11/26/2013
`7/12/2011
`9/3/2002
`12/17/2013
`5/7/2013
`11/16/2010
`11/30/2010
`9/25/2012
`7/23/2013
`12/10/2013
`11/9/2010
`1/7/2014
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`T Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`L S 8,090,008 B2
`US 8,073,041 B1
`US 7,292,627 B2
`LS 7,471,721 B2
`US 8,218,610 B2
`US 8,355,427 B2
`US 7,453,881 B2
`4
`US 7,809,028 B2
`LS 7,978,706 B2
`10 US 8,422,511 B2
`US 7,889,784 B2
`S7,835,430 B2
`L S 7,570,686 B2
`S 8,238,412 B2
`LS 8,432,956 B2
`—-.— ONll‘
`
`LS 7,451,379 B2
`4
`LS 8,516,337 B2
`17
`LS 7,979,778 B2
`18
`19 US 7,925,958 B2
`S 8,462,835 B2
`US 8,594,162 B2
`S 7,978,753 B2
`ON
`S 6,445,730 B1
`3
`24 US 8,611,404 B2
`25
`'S 8,437,382 B2
`26
`US 7,836,381 B1
`27
`US 7,844,882 B2
`28 US 8,276,048 B2
`29 US 8,495,473 B2
`30
`LS 8,607,126 B1
`31
`LS 7,831,890 B2
`32
`L5 8,625,660 B2
`
`— I
`
`l\) ._
`N
`
`
`
`Page 7 of 407
`
`

`
`Birch, Melvin (Akima)
`
`From:
`Sent:
`To:
`Subject:
`
`ded,nefrep|y@ded.uscourts.gov
`Wednesday, November 20, 2013 4:56 PM
`ded4ecf@ded.uscourts.gov
`Activity in Case 1:13—cv~O1835—RGA TQ Delta LLC v. Pace Americas Inc.
`Patent/Trademark Report to Commissioner
`
`This is an automatic e—mail message generated by the CM/ECF system. Please DO NOT RESPOND to
`this e—mail because the mail box is unattended.
`***NOTE TO PUBLIC ACCESS USERS*** Judicial Conference of the United States policy permits
`attorneys of record and parties in a case (including pro se litigants) to receive one free electronic copy of
`all documents filed electronically, if receipt is required by law or directed by the filer. PACER access fees
`apply to all other users. To avoid later charges, download a copy of each document during this first
`viewing. However, if the referenced document is a transcript, the free copy and 30 page limit do not
`apply.
`
`U.S. District Court
`
`District of Delaware
`
`Notice of Electronic Filing
`
`The following transaction was entered by Faman, Brian on 11/20/2013 at 4:56 PM EST and filed on 11/20/2013
`Case Name:
`TQ Delta LLC V. Pace Americas Inc.
`Case Number:
`l:13—cv—01835—RGA
`Filer:
`
`Document Number: 1
`
`Docket Text:
`Report to the Commissioner of Patents and Trademarks for PatentlTrademark Number(s) US
`8,090,008 B2; US 8,073,041 B1; US 7,292,627 B2; US 7,471,721 B2; US 8,218,610 B2; US
`8,355,427 B2; US 7,453,881 B2; US 7,978,706 B2; US 8,422,511 B2; US 7,889,784 B2; US
`7,835,430 B2; US 7,570,686 B2; US 8,238,412 B2; US 8,432,956 B2; US 7,451,379 B2; US
`8,516,337 B2; US 7,979,778 B2; US 7,925,958 B2; US 8,462,835 B2; US 7,836,381 B1; US
`7,844,882 B2; US 8,276,048 B2; US 8,495,473 B2; US 7,831,890 B2; . (Farnan, Brian)
`
`1:13-cv-01835-RGA Notice has been electronically mailed to:
`
`Brian E. Farnan
`
`bfarnan@farnan1aw.c0m, tfaman@farnan1aw.com
`
`Michael J. Farnan mfarnangagfamanlawcom, tfaman@farnan1aw.com
`
`1:13-cv-01835-RGA Filer will deliver document by other means to:
`
`The following document(s) are associated with this transaction:
`
`Page 8 of 407
`
`

`
`ded_nefrep|y@ded.uscourts.gov
`Wednesday, November 20, 2013 5:07 PM
`ded_ecf@ded.uscourts.gov
`Activity in Case 1:13—cv—01836-RGA TQ Delta LLC v. Zhone Technologies Inc.
`Patent/Trademark Report to Commissioner
`
`This is an automatic e-mail message generated by the CM/ECF system. Please DO NOT RESPOND to
`this e-mail because the mail box is unattended.
`***NOTE TO PUBLIC ACCESS USERS*** Judicial Conference of the United States policy permits
`attorneys of record and parties ina case (including pro se litigants) to receive one free electronic copy of
`all documents filed electronically, if receipt is required by law or directed by the filer. PACER access fees
`apply to all other users. To avoid later charges, download a copy of each document during this first
`viewing. However, if the referenced document is a transcript, the free copy and 30 page limit do not
`apply.
`
`U.S. District Court
`
`District of Delaware
`
`Notice of Electronic Filing
`
`The following transaction was entered by Faman, Brian on 11/20/2013 at 5:07 PM EST and filed on 11/20/2013
`Case Name:
`TQ Delta LLC v. Zhone Technologies Inc.
`Case Number:
`1:13—cv—01836-RGA
`Filer:
`
`Document Number: 1
`
`Docket Text:
`Report to the Commissioner of Patents and Trademarks for Patent/Trademark Number(s) US
`8,090,008 B2; US 8,073,041 B1; US 7,292,627 B2; US 7,471,721 B2; US 8,218,610 B2; US
`8,355,427 B2; US 7,453,881 B2; US 7,809,028 B2; US 7,978,706 B2; US 8,422,511 B2; US
`7,796,705 B2; US 7,889,784 B2; US 7,835,430 B2; US 7,570,686 B2; US 8,238,412 B2; US
`8,432,956 B2; US 7,451,379 B2; US 8,516,337 B2; US 7,979,778 B2; US 7,925,958 B2; US
`8,462,835 B2; US 7,978,753 B2; US 6,445,730 B1; US 8,437,382 B2; US 7,836,381 B1; US
`7,844,882 B2; US 8,276,048 B2; US 8,495,473 B2; US 7,831,890 B2; US 8,335,956 B2; US
`8,468,411 B2; US 8,407,546 B2 . (Farnan, Brian)
`
`1:13-cv-01836-RGA Notice has been electronically mailed to:
`
`Brian E. Faman
`
`bfarnan@faman1aw.com, tfarnan@,faInan1aw.com
`
`Michael J. Faman
`
`rnfa.rnan@farnanlaw.c0m, tfaman(:c__1),famanlaw.com
`
`1:13-cv-01836-RGA Filer will deliver document by other means to:
`
`Page 9 of 407
`
`

`
`Case 1:13-cv—O2013—UNA Document 3 Filed 12/09/13 Page 1 of 2 Page|D #2 504
`A0120 Rev 08/10)
`
`TO:
`
`Mai] stop 3
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1 116 you are hereby advised that a court action has been
`filed in the US. District Court
`District of Delaware
`on the following
`[:1 Trademarks or
`l]Patents.
`( D the patent action involves 35 U.S.C. § 292,):
`
`DOCKET NO.
`
`PLAINTIFF
`TQ Delta, LLC
`
`PATENT OR
`TRADEMARK NOV
`1 See Attached
`
`2
`
`DATE FILED
`12/9/2013
`
`U.S. DISTRICT COURT
`
`District of Delaware
`
`‘
`
`DEFENDANT
`ZyXEL Communications Corporation and ZyXEL
`Communications, Inc.
`
`DATE OF PATENT
`OR TRADEMARK
`
`. .
`.
`HOLDER OF PAIl:NT OR TRADEMARK
`
`DATE INCLUDED
`
`INCLUDED BY
`
`TRXQEQITRERNO
`
`CI Amendment
`%”;‘{T}ER‘1:FDI;‘;4TAFll:l:
`
`El Answer
`:} Cross Bill
`D Other Pleading
`HOLDER or PATENT OR TRADEMARK
`
`In the above—entitled case, the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy 1——Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2——L'pon filing document adding patent(s), mail this copy to Director Copy 4——C-ase file copy
`
`Page 10 of 407
`
`

`
`Case 1:13-cv-02013-UNA Documeht 3 Filed 12/09/13 Page 2 of 2 PagelD #: 505
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADE
`
`MARK
`
`12/30/2008
`
`1 1/18/2008
`
`9/14/2010
`
`8/4/2009
`
`11/11/2008
`
`US 8,090,008 B2
`US 8,073,041 B1
`US 7,292,627 B2
`US 7,471,721 B2
`US 8,218,610 B2
`US 8,355,427 B2
`US 7,453,881 B2
`US 7,809,028 B2
`US 7,978,706 B2
`8,422,511 B2
`US 7,796,705 B2
`
`.
`
`8
`9
`
`3 US 7,835,430 B2
`4 US 7,570,686 B2
`US 8,238,412 B2
`16 US 8,432,956 B2
`17 US 7,451,379 B2
`18 US 8,516,337 B2
`19 US 7,979,778 B2
`20 US 7,925,958 B2
`21 US 8,462,835 B2
`22 US 7,978,753 B2
`23 US 6,445,730 B1
`24 US 8,437,382 B2
`25 US 7,836,381 B1
`26 US 7,844,882 B2
`27 US 8,276,048 B2
`28 US 8,495,473 B2
`29 US 7,831,890 B2
`30 US 8,335,956 B2
`31 US 8,468,411 B2
`32 US 8,407,546 B2
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`Page 11 of 407
`
`

`
`A0 120 (Rev. 08/10
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`Northern District Of Texas, Dallas Division
`on the following
`M Trademarks or D Patents.
`( I:] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`3:12-cv-1462-L
`PLAINTIFF
`Boulie Ltd
`
`DATE FILED
`5/10/2012
`
`U.S. DISTRICT COURT
`Northern District of Texas, Dallas Division
`DEFENDANT
`De Boulie Diamond & Jewelry Inc
`
`PATENT OR
`
`DATE OF PATENT
`
`,
`
`1 4,086,050
`
`2
`
`1/17/2012
`
`Boulie Ltd
`
`In the above—entitled case, the following patent(s)/ trademaIk(s) have been included:
`
`DATE
`
`PATENT OR
`TRADEMARK N0‘
`1 3,078,625
`
`INCLUDED BY
`M Amendment
`DATE OF PATENT
`OR TRADEMARK
`4/11/2006
`
`I] Answer
`El Cross Bill
`El Other Pleading
`.
`.
`1
`HOLDLR OF PATENT OR IRADEMARK
`De Boulie Diamond & Jewelry Inc
`
`2 3,078,627
`
`4/11/2006
`
`De Boulie Diamond & Jewelry Inc
`
`3 4
`
`In the above——entitled case, the following decision has been rendered or judgement issucd:
`
`CLERK
`
`Karen Mitchell
`
`(BY) DEPUTY CLERK
`s/A. Lowe—Monserrate
`
`DATE
`
`12/10/2013
`
`this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 1——Upon initiation ofaction, mail
`Copy 4—Casc file copy
`Copy Z—Upon filing document adding patent(s), mail this copy to Director
`
`Page 12 of 407
`
`

`
`Case 1:13-cv-01835-UNA Document 3 Filed 11/04/13 Page 1 of 2 Page|D #: 286
`A0 120 (Rev. 08/10)
`
`T0:
`
`Mai} stop 8
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1 H6 you are hereby advised that a court action has been
`filed in the U.S. District Court
`District of Delaware
`on the following
`
`D Trademarks or
`
`[ZPatcnts.
`
`( [:| the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`PLAINTIFF
`
`TQ Delta, LLC
`
`DATE FILED
`1 1/4/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`District of Delaware
`
`Pace Americas, Inc.
`
`PATENT OR
`DATE OF PATENT
`.
`TRADEMARK NO.
`OR TRADEMARK
`HOLDER OF PATENT OR TRADEMARK
`1 See Attached ——
`——
`——
`——
`——
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`E] Amendment
`
`|:l Answer
`
`l___| Cross Bill
`
`I] Other Pleading
`
`TR1‘:’l;g/iTI£RNO
`
`%*}3:‘R(1)A_1:])*;3‘l‘\E§l:
`
`HOLDER or PATENT 0R TRADEMARK
`
`In the above—entitlecl case, tl1e following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3———Upon termination of action, mail this copy to Director
`Copy 2———Upon filing document adding patent(s), mail this copy to Director Copy 4—Casc file copy
`
`Page 13 of 407
`
`

`
`Case 1:13-cv-01835-UNA Document 3 Filed 11/04/13 Page 2 of 2 Page|D #: 287
`
`PATENT OR
`
`DATE OF PATENT
`
`TQDe1ta, LLC
`To Delta, LLC
`TQDe1ta, LLC
`TQ Delta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`To Delta, LLC
`TQDe1ta,LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`To Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`Page 14 of 407
`
`

`
`Case 1:13—cv-O1836—UNA Document 3 Filed 11/04/13 Page 1 of 2 Page|D #: 362
`A0 I20 Rey (ll<ixl0)
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`PO. BOX 1450
`Alexandria. VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Cmnpiiancc with 35 U.S.C. 5‘ 290 z\ncl"or l5 USC. § 11 16 you are liereby advised that ‘vi couit action has been
`filed in the US. l)isIricICmi11
`District Of Delaware
`on the [ollmung
`Trzxdemzirlo. or
`MPaiciits.
`( E] the patent action iiivolves 35 U.S.C. § 292.).
`
`D(,)CKE'l' N0.
`
`P1,./\1.\l'I IFI‘
`
`TO Delia. LLC
`
`DA"! 5 FILED
`11/4/2013
`
`U .3. DISTRICT COURT
`
`DEFT‘-.Nl).»\\"l"
`
`District of Delaware
`
`Zhone Technologies, inc.
`
`PATENT OR
`DATE OF PATENT
`,
`.‘
`.
`/
`-
`.
`’l‘RADl€M.v\RK ?\’().
`OR TI{~\l)lZMARK
`HOLDER Or PA]-TNT OR -I RAWMARK
`' see ——
`2 -
`
`i)/\ I 1. INCH li)l'.i)
`
`entitled case, Ihc follomiig paIcnI(s)/ Iradenmrlds) lmvc been included:
`In the above
`INCLI lI)I‘:l) BY
`
`PA’! liN'l UR
`TRADEMARK NO
`
`D Amendment
`DA'lLi0F l’ATTiNT
`OR ,[_RADEMARK
`
`C] Other Pleading
`D Cm» Hill
`D Answci
`T;
`,
`.
`_.
`.
`.‘
`..
`.
`>
`lIOI.Dl:R OI PATENT OR l‘RADLMARK
`
`in the above
`l)l;(.‘lS](_)7;\' .lUD(,iiIMlLN'l'
`
`entitled czise. the lE)llowhig deciniori hnsb::ei1i’en<ici'cd orjudgcmcnt issued
`
`L'l.l;RK
`
`(BY) DEPUTY CLERK
`
`( 'up_\‘ l—l "pun iniiinrion afaciion, mail this copy to Director Copy 5-Upon termination of action, mail this copy to Director
`('op_\' 2—|?pon filing document adding patent(s), mail this copy to Director
`(Topy 4—~('ase file copy
`
`Page 15 of 407
`
`

`
`Case 1:13—cv—O1836-UNA Document 3 Filed 11/04/13 Page 2 of 2 PagelD #2 363
`
`
`
`.,c“(‘<"Cj("C"‘<'1"‘
`
`oo\1_o\u-Jnwm-
`
`PATENT OR
`TRADEMARK NO.
`S 8.090.008 B2
`S 8.073.041 B1
`S 7.292.627 B2
`s 7,471,721 B2
`88.214610 B2
`S 8,355,427 B2
`5 7,453,881 B2
`s 7,809,028 B2
`Us 7,978,706 B2
`9
`US 8,422,511 B2
`10
`LS 7,796,705 B2
`11
`LS 7,889,784 B2
`12
`13 Us 7,835,430 B2
`14 Us 7,570,686 B2
`15
`LS 8,238,412 B2
`16
`LS 8,432,956 B2
`17
`LS 7,451,379 B2
`18
`LS 8,516,337 B2
`19
`LS 7,979,778 B2
`20 Us 7,925,958 B2
`21
`US 8,462,835 B2
`22
`5 7,978,753 B2
`23
`US 6,445,730 B1
`C“
`24
`S 8,437,382 B2
`
`DATE OF PATENT
`
`1/3/2012
`12/6/2011
`11/6/2007
`12/30/2008
`7/10/2012
`1/15/2013
`11/18/2008
`10/5/2010
`7/12/2011
`4/16/2013
`9/14/2010
`2/15/2011
`11/16/2010
`8/4/2009
`8/7/2012
`4/30/2013
`11/11/2008
`8/20/2013
`7/12/2011
`4/12/2011
`6/] 1/2013
`7/12/2011
`9/3/2002
`5/7/2013
`
`Page 16 of 407
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In Re the Application of: Marcos C. Tzannes
`Application No.: 13/439,605
`Filed: April 4, 2012
`Atty. File No.: 6936-47-CON-DIV-CON-2
`
`; Patent No.: 8,355,427
`gissucdz January 15,2013
`% Examiner: JOSEPH, Jaison
`Confirmation No.1 4069
`
`SYSTEM AND METHOD FOR DESCRAMBLING THE PHASE OF CARRIERS IN A
`For:
`MULTICARRIER COMMUNICATIONS SYSTEM
`
`NOTIFICATION OF LOSS OF ENTITLEMENT OF
`SMALL ENTITY STATUS UNDER
`
`37 CFR §§ 1.27 (g)(2) and 1.28(c)
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Madam:
`
`On October 30, 2012, Applicants filed an Assertion of Entitlement to Small Entity Status in
`
`the referenced application. Applicants filed the Assertion in good faith, and paid the fees associated
`
`with the application as a small entity in good faith. It was later discovered that the Applicant should
`
`not have been entitled to small entity status and the Assertion was established in error.
`
`Pursuant to 37 CFR §§ l.27(g)(2) and l.28(c), Applicants are informing the Office that the
`
`referenced application is no longer entitled to Small Entity Status.
`
`Furthermore, pursuant to 37 C.F.R. §1.28(c)(1)(2), on October 30, 2012, Applicants
`
`submitted payment of $1185 at the small entity rate for the following:
`
`0 Utility Appl Issue Fee — $885
`I
`Publication Fee — $300
`
`The current fees for the referenced payments are listed below for a total of $2080:
`
`- Utility Appl lssue Fee — $1780
`I
`Publication Fee — $300
`
`Therefore, the Commissioner is hereby authorized to charge to deposit account number
`
`19-1970 $895.00 for the deficiency owed.
`
`Page 17 of 407
`
`

`
`The Commissioner is also hereby authorized to charge to deposit account number 19-
`
`1970 any fees under 37 CFR § 1.16 and 1.17 that may be required by this paper and to credit any
`
`overpayment to that Account.
`
`Respectfully submitted,
`
`SHERIDAN ROSS P.C.
`
`Date: March 25 2013
`
`By:
`
`/Jason H. Vick/
`Jason H. Vick
`
`Reg. No. 45,285
`1560 Broadway, Suite 1200
`Denver, Colorado 80202
`Telephone: 303-863-9700
`
`Page 18 of 407
`
`

`
`Electronic Acknowledgement Receipt
`
`15345553
`
`International Application Number:
`
`Confirmation Number:
`
`ml‘ °f l""°"l'°"‘
`
`SYSTEM AND METHOD FOR DESCRAMBLING THE PHASE OF CARRIERS IN A
`MULTICARRIER COMMUNICATIONS SYSTEM
`
`First Named Inventor/Applicant Name:
`
`Marcos C. Tzannes
`
`Customer Number:
`
`62574
`
`Filer Authorized By:
`
`Jason Vick
`
`Attorney Docket Number:
`
`6936-47-CON-DIV-CON-2
`
`Filing Date:
`
`Time Stamp:
`
`04-APR-2012
`
`16:05:02
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`Number
`
`.
`.
`Document Desmptlon
`
`.
`Flle Name
`
`Notification of loss of entitlement to
`small entity status
`
`Loss_of_Entit|ement_of_Sma||
`Entity_Status.pdf
`
`File Size(Bytes)/
`Message Digest
`86504
`
`B08B99076Lll LlelJLl3944Be9aSle404i5 3Llai
`L6d4
`
`Part /.zip (if appl.)
`
`Warnings:
`Information:
`
`Page 19 of 407
`
`

`
`Total Files Size (in bytes)
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage ofan international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`Ifa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 20 of 407
`
`

`
`UNITED STATEs PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Addicssz COIVIMISSIONER FOR PATENTS
`P.0. Box 1450
`Alexandiia, Virginia 22313-1450
`www usptogov
`
`PATENT NO.
`
`8355427
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`6936-47-CON -Dl\’—CON—2
`
`4069
`
`APPLICATION NO.
`
`l3/439,605
`
`ISSUE DATE
`
`01/15/2013
`
`62574
`
`7590
`
`12/22/2012
`
`Jason H. Vick
`Sl1erida11 Ross, PC
`Suite # 1200
`1560 Broadway
`Denver, CO 80202
`
`The projected patent number a11d issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Tenn Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Marcos C. Tzannes, Orinda, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Page 21 of 407
`
`

`
`E? "P12 W
`
`,u..a/ 12.1%.,/2912
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In Re the Application of: Marcos C. Tzannes
`
`Application No.: 13/439,605
`
`Filed: April 4, 2012
`Atty. File No.: 6936-47—CON—DIV—CON-2
`
`; Group Art Unit: 2634
`g Examiner: WILLIAMS, Lawrence B.
`g Confirmation No.2 4069
`3
`
`For: SYSTEM AND METHOD FOR DESCRAMBLING THE PHASE OF
`
`CARRIERS IN A MULTICARRIER COMMUNICATIONS SYSTEM
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313
`AMENDMENT AFTER ALLOWANCE UNDER
`37 C.F.R. 1.312
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Madam:
`
`Applicants submit this Amendment After Allowance pursuant to 37 C.F.R. 1.312 in
`
`response to the Notice of Allowance having a mailing date of September 14, 2012. While
`
`Applicants believe that no fees are due with the filing of this response, the undersigned hereby
`
`authorizes the charge of any fees deemed necessary to Deposit Account No. 19-1970.
`
`An amendment may be entered after the mailing of a Notice of Allowance but prior to
`
`payment of the issue fee upon recommendation of the primary Examiner. Therefore, it is
`
`respectfully requested that the aboVe—referenced application be amended as follows:
`
`Amendments to the Specification begin on page 2 of this paper.
`
`Remarks begin on page 3 of this paper.
`
`1 Attorney Docket No.: 6936-47—CON—DIV—CON-2
`
`Page 22 of 407
`
`

`
`“M,
`i,
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria.‘ Virginia 22313-1450
`www uspto gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/439,605
`
`04/04/2012
`
`Marcos C. Tzannes
`
`6936—47—CON—DIV—CON—2
`
`4069
`
`1213/2012
`
`7590
`
`62574
`.
`Jason H. Vick
`Sheridan Ross, PC
`Suite # 1200
`
`1560 Broadway
`Denver, CO 80202
`
`.
`1;XAMlN1:R
`
`JOSEPH, JAISON
`
`ART UNIT
`2633
`
`PAPER NUMBER
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`12/13/2012
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on aboVe—indicated "Notification Date" to the
`following e—mail address(es):
`jvick @ shcridanrosscom
`
`PTOI.-90A (Rev. 04/07)
`
`Page 23 of 407
`
`

`
`Response to Rule 312 Communication
`
`Application No.
`
`App|icant(s)
`
`13/439,605
`Examiner
`
`TZANNES, MARCOS C.
`Art Unit
`
`JAISON JOSEPH
`
`2633
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address —
`
`1. IE The amendment filed on 30 OcIober2012 under 37 CFR 1.312 has been considered, and has been:
`
`a) IZ entered.
`
`entered as directed to matters of form not affecting the scope of the invention.
`
`disapproved because the amendment was filed after the payment of the issue fee.
`
`Any amendment filed after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1)
`
`and the required fee to withdraw the application from issue.
`
`disapproved. See explanation below.
`
`entered in part. See explanation below.
`
`U 8 Patent and Trademark Oftlce
`PTOL-271 (Rev. 04-01)
`
`Reponse to Rule 312 Communication
`
`Part of Paper No. 20121206
`
`/Jaison Josephl
`Primary Examiner, Art Unit 2633
`
`Page 24 of 407
`
`

`
`UNITED STATES EATENT AND TRADEMARK OFFICE
`
`lI\ |'I'IlI|) S'I'A'|'I4IS I)|<IPA|I'I'V| |<I\I'I' ()I4' (TOM l\’I|‘lIH‘|<l
`United States Patent and Trademark Office
`Adckess COMMISSIONER FOR PATENTS
`Pa Rm mo
`AIexa11d.na,V1Ig:1rua 22313-1450
`wvmuspto gm’
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET No./TITLE
`
`APPLICATION N'U'lVIRF.R
`
`En,t\1(; 012 371 (C) DATE
`
`13/439,605
`
`04/04/2012
`
`62574
`Jason H. Vick
`Sheridan Ross, pc
`Suite # 1200
`1560 Broadway
`Denver, CO 80202
`
`Marcos C. Tzannes
`
`6936-47-CON-DIV-CON-2
`CONFIRMATION NO. 4069
`POA ACCEPTANCE LETTER
`
`lllllllllllllllllllllllllflllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllll
`ooooooo574559
`
`Date Mailed: 11/06/2012
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 10/30/2012.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`Page 25 of 407
`
`

`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable l'ee(s), to: M_a_i_l Mail Stop ISSUE FEE
`Commissioner for Patents
`P.0. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Egg;
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`III
`I
`cated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondeiice address; and/or (in) indicating a separate "
`E ADDRESS" for
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current corrcs ondence address as
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Not-==US‘= BIOCR Uoflny chnnsv offlddressl
`62574
`7590
`09/14/2012
`Jason H. Vick
`V
`Shanda“ ROSS: PC
`.
`Suite# 1200
`1560 Bioadway
`Denver, co 30202
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fec(s) Transmittal.‘ This cerli icatc cannot be used for any other accompanying
`ave its own certificate of mailing or transmission.
`papers. Each additional paper, such as an assignment or formal drawing, must
`Certificate of Mailing or Transmission
`that this Fee s Transmittal is being deposited with the United
`I hereb certi
`ervice with sui icient postage for First class mail in an envelope
`States ostal
`transmitted to the USPTO ( 71) 273-2885, on the date indicated below.
`addressed to the Mail Stop ISSUE FEE address above, or being Facsimile
`
`AI’l’l.I(3A'l'I()N N0,
`
`FILING l)A‘l'I-I
`
`l<'IRS'l‘ NAMED lNVEN'l'()R
`
`A'l'1'()RNEY l)()(.'KE’l' N0.
`
`(IONFIRMATION NO.
`
`5550-47-CON-DIV-CON-2
`Marcos C, Tznnues
`04/04/2012
`13/439,605
`TITLE OF INVENTION: SYSTEM AND METHOD FOR DESCRAMBLING THE PHASE OF CARRIERS IN A MULTICARRIER COMMUNICATIONS
`SYSTEM
`
`4069
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`12/ 14/201 2
`
`nonprovisional
`EXAMINER
`
`NO
`
`WILLIAMS, LAWRENCE B
`
`$1740
`ART UNIT
`
`2611
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1363)’
`ndence address (or Chan e of Corres ondence
`D Chan e of corres
`P0
`8
`P
`g
`Address om‘ PTO/SB/122) attached‘
`Cl "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required,
`
`$300
`
`$0
`
`$2040
`
`CLASS-SUBCLASS
`
`375-222000
`
`2. For printing on the patent front page. list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternativel
`,
`3’
`
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`3
`listed, no name will be printed.
`
`(2) the name of a single firm (having as a member a 2 heridanR085 P0
`
`1 Jason H‘ Vick
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assigncc is identified below. the document has been Filed for
`PLEASE NOTE: Unless an assi nee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 C
`3.11. C