PTOISBIOBa (06-09)
`Doc code: IDS
`Approved for use through 07/3112009. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`12272570
`
`2008-11-17
`Filing Date
`First Named Inventor I Ric B. Richardson
`2432
`Art Unit
`I to be assigned
`70243-00018
`Attorney Docket Number
`
`Examiner Name
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1 Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`I Remove I
`
`1
`
`4351982
`
`1982-09-28
`
`Miller et al.
`
`2
`
`4704610
`
`1987-11-03
`
`Smith et al.
`
`3
`
`5210795
`
`1993-05-11
`
`Lipner et al.
`
`4
`
`5418854
`
`1995-05-23
`
`Kaufman et al.
`
`5
`
`5440635
`
`1995-08-08
`
`Bellovin et al.
`
`6
`
`5490216
`
`1996-02-06
`
`Richardson, Ill
`
`7
`
`5666415
`
`1997-09-09
`
`Kaufman
`
`8
`
`5745879
`
`1998-04-28
`
`Wyman
`
`EFS Web 2.1.5
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`IPR2016-01271
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`UNIFIED 1035
`
`

`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`12272570
`
`2008-11-17
`Filing Date
`First Named Inventor I Ric B. Richardson
`2432
`Art Unit
`I to be assigned
`70243-00018
`Attorney Docket Number
`
`Examiner Name
`
`9
`
`5754763
`
`1998-05-19
`
`Bereiter
`
`10
`
`5790664
`
`1998-08-04
`
`Coley et al.
`
`11
`
`5925127
`
`1999-07-20
`
`Ahmad
`
`12
`
`6009401
`
`1999-12-28
`
`Horstmann
`
`13
`
`6044471
`
`2000-03-28
`
`Colvin
`
`14
`
`6158005
`
`2000-12-05
`
`Bharathan et al.
`
`15
`
`6230199
`
`2001-05-08
`
`Revashetti et al.
`
`16
`
`6233567
`
`2001-05-15
`
`Cohen
`
`17
`
`6330670
`
`2001-12-11
`
`England et al.
`
`18
`
`6449645
`
`2002-09-10
`
`Nash
`
`19
`
`6785825
`
`2004-08-31
`
`Colvin
`
`EFSWeb2.1.15
`
`

`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`12272570
`
`2008-11-17
`Filing Date
`First Named Inventor I Ric B. Richardson
`2432
`Art Unit
`I to be assigned
`70243-00018
`Attorney Docket Number
`
`Examiner Name
`
`20
`
`6859793
`
`2005-02-22
`
`Lambiase
`
`21
`
`7032110
`
`2006-04-18
`
`Su et al.
`
`22
`
`7069440
`
`2006-06-27
`
`Aull
`
`23
`
`7188241
`
`2007-03-06
`
`Cronce et al.
`
`24
`
`7272728
`
`2007-09-18
`
`Pierson et al.
`
`25
`
`7327280
`
`2008-02-05
`
`Bachelder et al.
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`I
`I Add
`I Remove I
`
`Examiner Cite
`Initial*
`No
`
`Publication Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`20030065918
`
`2003-04-03
`
`Willey
`
`2
`
`20040187018
`
`2004-09-23
`
`Owen et al.
`
`3
`
`20050172280
`
`2005-08-04
`
`Ziegler et al.
`
`EFSWeb2.1.15
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`

`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`12272570
`
`2008-11-17
`Filing Date
`First Named Inventor I Ric B. Richardson
`2432
`Art Unit
`I to be assigned
`70243-00018
`Attorney Docket Number
`
`Examiner Name
`
`4
`
`20060265337
`
`2006-11-23
`
`Wesinger, Jr.
`
`5
`
`20060095454
`
`2006-05-04
`
`Shankar et al.
`
`6
`
`20060161914
`
`2006-07-20
`
`Morrison et al.
`
`7
`
`20080320607
`
`2008-12-25
`
`Richardson
`
`8
`
`20090083730
`
`2009-03-26
`
`Richardson
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.I Add
`I
`IRemovel
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`Initial*
`No Number3
`
`Country
`Code2 i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`T5
`
`1
`
`1 637 961
`
`EP
`
`2006-03-22 Microsoft Corporation
`
`2
`
`9220022
`
`WO
`
`1992-11-12
`
`Digital Equipment
`Corporation
`
`3
`
`9301550
`
`WO
`
`1993-01-21
`
`lnfologic Software, Inc.
`
`4
`
`9535533
`
`WO
`
`1995-12-28 Megalode Corporation
`
`D
`
`D
`
`D
`
`D
`
`EFSWeb2.1.15
`
`

`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`12272570
`
`Filing Date
`2008-11-17
`First Named Inventor I Ric B. Richardson
`Art Unit
`2432
`I to be assigned
`Attorney Docket Number
`70243-00018
`
`Examiner Name
`
`5
`
`0067095
`
`WO
`
`2000-11-09
`
`Trymedia Systems
`
`D
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button I Add
`I
`IRemovel
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`rs
`
`1
`
`D
`
`If you wish to add additional non-patent literature document citation information please click the Add button I Add
`
`I
`
`Examiner Signature I
`
`EXAMINER SIGNATURE
`
`I Date Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here if
`English language translation is attached.
`
`EFSWeb2.1.15
`
`

`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`12272570
`
`Filing Date
`2008-11-17
`First Named Inventor I Ric B. Richardson
`Art Unit
`2432
`I to be assigned
`Attorney Docket Number
`70243-00018
`
`Examiner Name
`
`CERTIFICATION STATEMENT
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s}:
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`D from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e}(1 }.
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`D any individual designated in 37 CFR 1.56(c} more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e}(2}.
`
`D See attached certification statement.
`D Fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`[8] None
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d} for the
`form of the signature.
`
`Signature
`
`Name/Print
`
`/John L. Paik/
`
`John L. Paik
`
`Date (YYYY-M M-DD}
`
`2009-07-08
`
`Registration Number
`
`54355
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process} an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
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