UNITED STATES PATENT AND TRADEMARK OFFICE
`
`______________
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`______________
`
`NU MARK LLC,
`Petitioner,
`
`v.
`
`FONTEM HOLDINGS 1 B.V.,
`Patent Owner.
`______________
`
`
`
`Case No. IPR2016-01299
`Patent No. 8,393,331
`
`
`
`
`
`______________________________________________________________
`
`SUBMISSION OF EXHIBIT 2101 AND CURRENT EXHIBIT LIST
`
`
`
`
`
`
`
`______________
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`______________
`
`NU MARK LLC,
`Petitioner,
`
`v.
`
`FONTEM HOLDINGS 1 B.V.,
`Patent Owner.
`______________
`
`
`
`Case No. IPR2016-01299
`Patent No. 8,393,331
`
`
`
`
`
`______________________________________________________________
`
`SUBMISSION OF EXHIBIT 2101 AND CURRENT EXHIBIT LIST
`
`
`
`
`
`
`
`Case IPR2016-01299
`Patent No. 8,393,331
`Confidential Exhibit 2101 is submitted herewith and designated as
`
`PARTIES AND BOARD ONLY:
`
`Ex. 2101
`
`
`CONFIDENTIAL - Settlement Agreement
`
`Pursuant to 37 C.F.R. § 42.63(e), a current Exhibit List follows.
`
`
`
`
`
`-1-
`
`
`
`Case IPR2016-01299
`Patent No. 8,393,331
`
`LIST OF EXHIBITS
`
`Petitioner’s Exhibits
`
`Exhibit
`
`Description
`
`Ex. 1001 U.S. Patent No. 8,393,331 (“the 331 patent”)
`
`Ex. 1002
`
`File History for U.S. Patent No. 8,393,331
`
`Ex. 1003 Declaration of John M. Collins, Ph.D. (“Collins Decl.”)
`
`Ex. 1004 U.S. Patent No. 6,155,268 (“Takeuchi”)
`
`Ex. 1005 U.S. Patent No. 2,057,353 (“Whittemore”)
`
`Ex. 1006 U.S. Patent No. 4,947,874 (“Brooks 874”)
`
`Ex. 1007 Decision - Institution of Inter Partes Review, Case No. IPR2014-
`01289 (“331 Decision”)
`
`Ex. 1008 Order to Terminate Proceedings, Case No. IPR2014-01300
`
`Ex. 1009 U.S. Patent No. 5,743,251 (“Howell”)
`
`Ex. 1010 U.S. Patent No. 6,598,607 (“Adiga”)
`
`Ex. 1011 U.S. Patent No. 5,894,841 (“Voges”)
`
`Ex. 1012 U.S. Patent No. 4,990,939 (“Sekiya”)
`
`Ex. 1013 U.S. Patent No. 4,771,295 (“Baker”)
`
`Ex. 1014 U.S. Patent No. 5,703,633 (“Gehrer”)
`
`Ex. 1015 U.S. Patent No. 5,497,791 (“Bowen”)
`
`Ex. 1016 U.S. Patent No. 4,797,692 (“Ims”)
`
`Ex. 1017
`
`Thermal Ink-Jet Print Cartridge Designer’s Guide (“Ink-Jet Guide”)
`
`-2-
`
`
`
`Case IPR2016-01299
`Patent No. 8,393,331
`
`Ex. 1018 U.S. Patent Pub. No. 2006/0093977 (“Pellizzari I”)
`
`Ex. 1019 U.S. Patent No. 7,059,307 (“Pellizzari II”)
`
`Ex. 1020 U.S. Patent No. 3,502,588 (“Winberg”)
`
`Ex. 1021 U.S. Patent No. 6,234,167 (“Cox”)
`
`Ex. 1022 U.S. Patent No. 5,666,977 (“Higgins”)
`
`Ex. 1023
`
`European Patent Application No. 0358114 A2 (“Brooks 114”)
`
`Ex. 1024 U.S. Patent No. 7,284,424 (“Kanke”)
`
`Ex. 1025 U.S. Patent No. 5,224,265 (“Dux”)
`
`Ex. 1026 U.S. Patent No. 6,620,659 (“Emmma”)
`
`Ex. 1027 U.S. Patent No. 5,745,985 (“Ghosh”)
`
`Ex. 1028 U.S. Patent No. 4,676,237 (“Wood”)
`
`Ex. 1029 U.S. Patent No. 4,945,448 (“Bremenour”)
`
`Ex. 1030
`
`Certified Translation of Chinese Utility Model Publication No.
`CN 1233436A (“Hongbin”)
`
`Ex. 1031 U.S. Patent No. 6,196,218 (“Voges 218”)
`
`Ex. 1032 U.S. Patent No. 3,747,120 (“Stemme”)
`
`Ex. 1033 Decision- Institution of Inter Partes Review - IPR2014-00424
`(“148 Decision”)
`
`Ex. 1034 U.S. Patent No. 3,200,819 (“Gilbert”)
`
`Ex. 1035 U.S. Patent No. 6,501,052 (“Cox II”)
`
`Ex. 1036 U.S. Patent No. 6,491,233 (“Nichols”)
`
`-3-
`
`
`
`Case IPR2016-01299
`Patent No. 8,393,331
`
`Patent Owner’s Exhibits
`
`Exhibit
`
`Description
`
`Ex. 2001 Declaration of Richard Meyst
`
`Ex. 2002 Hewlett Packard Journal, May 1985, Vol. 36, No. 5 (“HP Journal”)
`
`Ex. 2003 Merriam-Webster’s Collegiate Dictionary (11th ed. 2003), selected
`pages
`
`Ex. 2004
`
`Fontem Ventures B.V., et al. v. Nu Mark, Case No. 16-2291 (C.D.
`Cal.), Dkt. No. 28-1, Defendant Nu Mark LLC’s Memorandum of
`Points and Authorities in Support of Motion to Transfer to the
`Middle District of North Carolina Pursuant to 28 U.S.C. § 1404(a)
`
`Ex. 2005
`
`Expert Report of Richard Meyst Regarding Validity of the Asserted
`Patents in Fontem Ventures B.V., et al. v. NJOY, Inc., et al., (C.D.
`Cal. Case No. CV14-1645 GW (MRXW))
`
`Ex. 2006
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`1011, Declaration of John M. Collins (excerpts)
`
`Ex. 2007
`
`The Oxford American Dictionary and Thesaurus (2003), selected
`pages
`
`Ex. 2008 Omron Oilfield & Marine, Inc. v. MD/TOTCO, IPR2013-00265,
`Paper 14, Decision Denying Institution of Inter Partes Review
`(PTAB Feb. 13, 2014)
`
`Ex. 2009
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Paper 18,
`Patent Owner’s Opposition to Petition for Inter Partes Review of
`U.S. Patent No. 8,393,331 (PTAB Jun. 22, 2015)
`
`Ex. 2010
`
`RESERVED
`
`Ex. 2011
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2011, Expert Declaration of Richard Meyst in Support of Patent
`Owner’s Opposition to Petition
`
`-4-
`
`
`
`Case IPR2016-01299
`Patent No. 8,393,331
`
`Ex. 2012
`
`Ex. 2013
`
`Fontem Ventures, V.V., et al. v. NJOY, Inc., et al., (C.D. Cal. Case
`No. CV14-1645 GW (MRWX)), Deposition Transcript of John
`Collins, Ph.D., Volume II, August 6, 2015 (excerpts)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2013, Farsalinos, K.E., et al., Safety evaluation and risk assessment
`of electronic cigarettes as tobacco cigarette substitutes: a systematic
`review, 5[2] Ther. Adv. Drug Saf. 67, 68 (2014)
`
`Ex. 2014
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2014, Deposition Transcript of John M. Collins, Ph.D., May 14,
`2015, Case Nos. IPR2014-01289 and IPR2014-01300 (excerpts)
`
`Ex. 2015
`
`RESERVED
`
`Ex. 2016
`
`RESERVED
`
`Ex. 2017
`
`Ex. 2018
`
`VMR Products LLC, Inc. v. Fontem Holdings 1 B.V., IPR2015-
`00859, Paper 9, Decision Denying Institution of Inter Partes Review
`(PTAB Sep. 16, 2015)
`
`NJOY, Inc., et al. v. Fontem Holdings 1 B.V., IPR2015-01299, Paper
`15, Decision Denying Institution of Inter Partes Review (PTAB
`Dec. 8, 2015)
`
`Ex. 2019
`
`RESERVED
`
`Ex. 2020
`
`Ex. 2021
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2020, E-Cigarette Rankings website,
`http://www.ecigrankings.com/ruyan-dragonite-manufacturer/ (last
`visited June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2021, Deposition Transcript of Mark Weiss, June 4, 2015
`(Excerpts), Fontem v. NJOY, Case No. 14-1645 and Related
`Consolidated Cases
`
`-5-
`
`
`
`Case IPR2016-01299
`Patent No. 8,393,331
`
`Ex. 2022
`
`Ex. 2023
`
`Ex. 2024
`
`Ex. 2025
`
`Ex. 2026
`
`Ex. 2027
`
`Ex. 2028
`
`Ex. 2029
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2022, Time website, http://business.time.com/2013/01/08/can-
`electronic-cigarettes-challenge-big-tobacco/ (last visited June 18,
`2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2023, New York Times website,
`http://www.nytimes.com/2013/10/27/business/the-e-cigarette-
`industry-waiting-to-exhale.html?_r=0 (last visited June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2024, Vapor Digest, Vol. 1, Issue 3 (Oct/Nov 2014) (“Vapor
`Digest”)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2025, Ruyan v. Sottera, Case No. 07-4730, Dkt. 42-1, Sottera’s
`Responses to Ruyan’s Interrogatories, August 18, 2008
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2026, Deposition Transcript of Lik Hon, May 26, 2015 (Excerpts),
`Fontem v. NJOY, Case No. 14-1645 and Related Consolidated
`Cases
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2027, U.S. Patent No. 4,947,874 Brooks (“Brooks”)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2028, Financial Times Article, A quest is on to make smoking less
`of a drag on health, dated June 15, 2006 (last visited June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2029, Ruyan v. Sottera, Case No. 07-4730, Dkt. 19-2, NJOY press
`release, September 18, 2007
`
`Ex. 2030
`
`Random House Webster’s Unabridged Dictionary (2d ed. 2001),
`selected pages
`
`Ex. 2031
`
`RESERVED
`
`-6-
`
`
`
`Case IPR2016-01299
`Patent No. 8,393,331
`
`Ex. 2032
`
`Intri-Plex Techs., Inc. v. Saint-Gobain Performance Plastics Rencol
`Ltd., IPR2014-00309, Paper 83, Final Written Decision (PTAB
`Maqr. 23, 2014)
`
`Ex. 2033
`
`RESERVED
`
`Ex. 2034
`
`Ex. 2035
`
`Ex. 2036
`
`Ex, 2037
`
`Ex. 2038
`
`Ex. 2039
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2034, Chicago Tribune website,
`http://articles.chicagotribune.com/1989-03-
`02/business/8903230662_1_lean-cuisine-cigarette-budget-gourmet-
`brand (last visited June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2035, Brand Failures website,
`http://brandfailures.blogspot.com/2006/11/brand-idea-failures-rj-
`reynolds.html (last visited June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2036, Time Magazine, “This Is Not a Cigarette” (Sept. 30, 2013) at
`38-46 (“Time”)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2037, Newsweek website, http://europe.newsweek.com/big-
`tobacco-fights-back-how-cigarette-kings-bought-vaping-industry-
`327758 (last visited 6/18/15)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2038, LA Times website,
`http://articles.latimes.com/2009/apr/25/world/fg-china-cigarettes25
`(last visited 6/18/15)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2039, Encyclopedia Britannica website,
`http://www.britannica.com/EBchecked/topic/1777841/e-cigarette
`(last visited June 18, 2015) (“Encyclopedia Britannica”)
`
`-7-
`
`
`
`Case IPR2016-01299
`Patent No. 8,393,331
`
`Ex. 2040
`
`Ex. 2041
`
`Ex. 2042
`
`Ex. 2043
`
`Ex. 2044
`
`Ex. 2045
`
`Ex. 2046
`
`Ex. 2047
`
`Ex. 2048
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2040, Al-Jazeera America website,
`http://america.aljazeera.com/watch/shows/techknow/blog/2013/11/5
`/-techknow-need-
`toknow7thingstoknowaboutelectroniccigarettes.html (last visited
`June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2041, California Lawyer (March 2015) (“California Lawyer”)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2042, Regulation (Fall 2013) (“Regulation”) (Ex. 2042)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2043, Rahman et al., Tobacco Induced Diseases 2014, 12:21
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2044, PRNewswire website, http://www.prnewswire.com/news-
`releases/ruyan-americas-electronic-smoking-substitutes-win-two-
`awards-at-2008-tobacco-plus-expo-held-in-las-vegas-
`57198747.html (last visited June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2045, VapeTrade website, http://www.vapetrade.com/blog/14/the-
`origins-of-vaping (last visited June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2046, Mistic (Ballantyne) website, http://blog.misticecigs.com/e-
`cig-evolution-the-history-of-electronic-cigarettes (last visited June
`18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2047, Mistic (Ballantyne) website, http://blog.misticecigs.com/10-
`little-known-facts-about-e-cigs (last visited June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2048, VMR Article, The History of the Electronic Cigarette, dated
`January 18, 2011 (last visited May 18, 2015)
`
`-8-
`
`
`
`Case IPR2016-01299
`Patent No. 8,393,331
`
`Ex. 2049
`
`Ex. 2050
`
`Ex. 2051
`
`Ex. 2052
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2049, VMR website, http://www.v2cigs.com/blog/2013/10/the-real-
`history-of-electronic-cigarettes/ (last visited June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2050, E-Cigarette Reference Report - History, Operation,
`Regulation (Feb. 2014)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2051, Golden Dragon Group (Holdings) Limited Interim Results
`2006
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2052, X-Rates website, http:/twww.x-
`rates.com/average/?from=HKD&Io=USD&amOLn! =1&year=2006
`(last visited June 20, 2015)
`
`Ex. 2053
`
`RESERVED
`
`Ex. 2054
`
`Ex. 2055
`
`Ex. 2056
`
`Ex. 2057
`
`Ex. 2058
`
`Ex. 2059
`
`Ex. 2060
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2054, U.S. Patent No. 5,159,940 (“Hayward”)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2055, U.S. Patent No. 5,224,498 (“Deevi”)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2056, U.S. Patent No. 5,388,594 (“Counts”)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2057, U.S. Patent No. ’5,666,978 (“Counts II”)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2058, U.S. Patent No. 5,591,368 (“Fleischhauer”)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2059, Polosa et al., BMC Public Health 2011, 11:786
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2060, The News & Observer, Father-son duo turn to electronic
`cigarette sales in Cary (Aug. 4, 2014)
`
`-9-
`
`
`
`Case IPR2016-01299
`Patent No. 8,393,331
`
`Ex. 2061
`
`Ex. 2062
`
`Ex. 2063
`
`Ex. 2064
`
`Ex. 2065
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2061, Jacksonville Daily News website,
`http://www.jdnews.com/news/local/looking-at-the-helpfulness-of-e-
`cigarettes-1.166507 (last visited June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V. ,IPR2014-01289, Exhibit
`2062, Perlmutter Cancer Center website,
`http://www.med.nyu.edu/cancer/newsletter/winter-2014/are-
`electronic-cigarettes-safe (last visited June 18, 2015)
`
`Press Release, Fontem Ventures B.V. and Ballantyne Brands LLC
`Announce Settlement Agreement In Relation to E-Vapour
`Technology Patents, January 26, 2016
`
`Press Release, Fontem Ventures B.V., CB Distributors, Inc. and DR
`Distributors LLC Announce Settlement Agreement In Relation to E-
`Vapour Technology Patents, November 27, 2015
`
`Press Release, Fontem Ventures B.V. Announces Settlement
`Agreement With Electronic Cigarettes International Group, Ltd, in
`Relation to E-Vapour Technology Patents, January 6, 2016
`
`Ex. 2066
`
`Press Release, Imperial Tobacco, Japan Tobacco settle patent
`infringement, December 4, 2015
`
`Ex. 2067
`
`Ex. 2068
`
`Ex. 2069
`
`Ex. 2070
`
`Press Release, Fontem Ventures B.V. and NJOY, Inc. Announce
`Settlement Agreement In Relation to E-Vapour Technology Patents,
`November 16, 2015
`
`Press Release, Fontem Ventures B.V. Announces Settlement
`Agreement With Spark Industries LLC in Relation to E-Vapour
`Technology Patents, January 26, 2016
`
`Press Release, Fontem Ventures B.V. and Vapor Corp. Announce
`Settlement Agreement In Relation to E-Vapour Technology Patents,
`December 18, 2015
`
`Press Release, Fontem Ventures B.V. and VMR Products, LLC,
`Announce Settlement Agreement In Relation to E-Vapour
`Technology Patents, April 5, 2016
`-10-
`
`
`
`Case IPR2016-01299
`Patent No. 8,393,331
`
`Ex. 2071
`
`Ex. 2072
`
`Ex. 2073
`
`Ex. 2074
`
`Ex. 2075
`
`Ex. 2076
`
`Ex. 2077
`
`Ex. 2078
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2071, U.S. Patent No. 5,730,158 (“Collins II”)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2072, Reuters website, http://uk.reuters.com/article/2015/06/09/us-
`ecigarettes-inventor-idUKKBN0OP1YV20150609 (last visited June
`18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2073, Tobacco Reporter website,
`http://www.tobaccoreporter.com/2015/02/hon-lik-to-speak-at-
`global-forum-on-nicotine/ (last visited June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2074, Consumer Advocates for Smoke-free Alternatives
`Association website, http://casaa.org/E-cigarette_History.html (last
`visited June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2075, South Beach Electronic Cigarettes website,
`http://www.resources.southbeachsmoke.com/electronic-cigarette-
`history.html (last visited June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2076, E-Lites website, http://www.e-lites.co.uk/electronic-cigarette-
`history/ (last visited June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2077, Eversmoke Electronic Cigarettes website,
`http://www.learn.eversmoke.com/history-of-electronic-
`cigarettes.html (last visited June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2078, Clean Smoke Electronic Cigarettes website,
`https://cleansmoke.com/vaping-101/history-of-electronic-cigarettes/
`(last visited June 18, 2015)
`
`-11-
`
`
`
`Case IPR2016-01299
`Patent No. 8,393,331
`
`Ex. 2079
`
`Ex. 2080
`
`Ex. 2081
`
`Ex. 2082
`
`Ex. 2083
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2079, Guide to Vaping website,
`http://guidetovaping.com/2011/09/29/history-of-electronic-
`cigarettes/ (last visited June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2080, Gulf Coast Vapor Company website,
`http://www.gulfvaporcompany.com/whats-e-cigarette/ (last visited
`June 18, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2081, NJOY presentation to OMB,
`https://www.whitehouse.gov/sites/default/files/omb/assets/oira_091
`0/0910_11072013-1.pdf, dated Nov. 7, 2013, at 1, 5 (last visited
`June 20, 2015)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2082, PBS website, http://www.pbs.org/wgbh/nova/body/safer-
`cigarettes-history.html (“PBS”) (last visited 6/21/15)
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2083, New York Times website,
`http://www.nytimes.com/1988/11/19/business/smokeless-cigarette-
`s-hapless-start.html (last visited June 18, 2015)
`
`Ex. 2084
`
`NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289, Exhibit
`2084, LA Times website, http://articles.latimes.com/1989-03-
`01/business/fi-688_1_smokeless-cigarette (last visited 6/18/15)
`
`Ex. 2085 Altria.com - Our Companies - At-A-Glance,
`http://www.altria.com/our-companies/at-a-
`glance/Pages/default.aspx (last visited 9/23/2016)
`
`Ex. 2086 Altria Group, Inc. SEC Form 10-K for For the fiscal year ended
`December 31, 2015 (“2015 Altria 10-K”)
`
`Ex. 2087 Altria.com - Our Heritage, Altria, http://www.altria.com/About-
`Altria/Our-Heritage/Pages/default.aspx (last visited 9/23/2016)
`
`-12-
`
`
`
`Case IPR2016-01299
`Patent No. 8,393,331
`
`Ex. 2088 Altria.com Press Release, “Altria Group, Inc. Completes Spin-off of
`Philip Morris International Inc., March 28, 2008,
`http://investor.altria.com/phoenix.zhtml?c=80855&p=irol-
`newsArticle&ID=1123169 (last visited 9/23/2016)
`
`Ex. 2089
`
`Ex. 2090
`
`Ex. 2091
`
`Ex. 2092
`
`Ex. 2093
`
`Ex. 2094
`
`Ex. 2095
`
`Fontem Ventures B.V.et al. v. Ballantyne Brands, LLC, First
`Amended Complaint for Patent Infringement, filed April 8, 2014,
`United States District Court, Central District of California, Case No.
`CV14-1652-GW-MRW (Docket No. 19)
`
`Fontem Ventures B.V. et al. v. DB Distributors, Inc., et al., First
`Amended Complaint for Patent Infringement, filed April 8, 2014,
`United States District Court, Central District of California, Case No.
`CV14-1649-GW-MRW (Docket No. 15)
`
`Fontem Ventures B.V. et al. v. Fin Branding Group, LLC, et al.,
`First Amended Complaint for Patent Infringement, filed April 8,
`2014, United States District Court, Central District of California,
`Case No. CV14-1651-GW-MRW (Docket No. 22)
`
`Fontem Ventures B.V. et al. v. Logic Technology Development LLC,
`et al., First Amended Complaint for Patent Infringement, filed April
`8, 2014, United States District Court, Central District of California,
`Case No. CV14-1654-GW-MRW (Docket No. 22)
`
`Fontem Ventures B.V. et al. v. NJOY, Inc., et al., First Amended
`Complaint for Patent Infringement, filed April 8, 2014, United
`States District Court, Central District of California, Case No. CV14-
`1645-GW-MRW (Docket No. 14)
`
`Fontem Ventures B.V. et al. v. Spark Industries, LLC, et al., First
`Amended Complaint for Patent Infringement, filed April 8, 2014,
`United States District Court, Central District of California, Case No.
`CV14-1653-GW-MRW (Docket No. 14)
`
`Fontem Ventures B.V. et al. v. Vapor Corp., First Amended
`Complaint for Patent Infringement, filed April 8, 2014, United
`States District Court, Central District of California, Case No. CV14-
`1650-GW-MRW (Docket No. 13)
`
`-13-
`
`
`
`Case IPR2016-01299
`Patent No. 8,393,331
`
`Ex. 2096
`
`Ex. 2097
`
`Ex. 2098
`
`Ex. 2099
`
`Fontem Ventures B.V. et al. v. VMR Products, LLC, dba V2Cigs, et
`al., First Amended Complaint for Patent Infringement, filed April 8,
`2014, United States District Court, Central District of California,
`Case No. CV14-1655-GW-MRW (Docket No. 14)
`
`Praxair Distribution, Inc. and NOxBOX Ltd. v. Mallinckrodt
`Hospital Products, IPR2016-00777, -00778, -00779, -00780, Paper
`10, Decision Denying Institution of Inter Partes Review (PTAB
`Sept. 22, 2016)
`
`Supplemental Declaration of Richard Meyst, July 15, 2015,
`previously submitted in IPR2014-01289, regarding U.S. Patent No.
`8,393,331
`
`Encyclopedia Britannica website,
`http://www.britannica.com/EBchecked/topic/1777841/e-cigarette
`(last visited June 18, 2015) (“Encyclopedia Britannica”), complete
`substitute version of Exhibit 2039 previously submitted in NJOY,
`Inc. v. Fontem Holdings 1 B.V., IPR2014-01289
`
`Ex. 2100
`
`Reuters website, http://uk.reuters.com/article/2015/06/09/us-
`ecigarettes-inventor-idUKKBN0OP1YV20150609 (last visited June
`18, 2015), complete substitute version of Exhibit 2072 previously
`submitted in NJOY, Inc. v. Fontem Holdings 1 B.V., IPR2014-01289
`
`Ex. 2101
`
`
`CONFIDENTIAL - Settlement Agreement
`
`
`-14-
`
`
`
`Case IPR2016-01299
`Patent No. 8,393,331
`
`Respectfully submitted,
`
`
`
`Date: January 3, 2017
`
`
`
`
`
`
`
`
`
`
`
`/ Michael J. WISE /
`Michael J. Wise, Reg. No. 34,047
`Perkins Coie LLP
`1888 Century Park East, Suite 1700
`Los Angeles, CA 90067
`Phone: 310-788-3210
`Facsimile: 310-788-3399
`Email: MWise@PerkinsCoie.com
`
`Counsel for Patent Owner
`
`-15-
`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that service on Petitioner was made as
`
`follows, in accordance with 37 CFR 42.6(e):
`
`Date of service:
`Manner of service:
`
`Persons served:
`
`January 3, 2017
`1. Electronic submission through the USPTO Patent Trial
`and Appeal Board End-to-End System
`2. Electronic mail
`Document(s) served: SUBMISSION OF EXHIBIT 2101 AND CURRENT
`EXHIBIT LIST
`Elizabeth Stotland Weiswasser, Lead Counsel
`Weil, Gotshal & Manges LLP
`767 Fifth Avenue
`New York, NY 10153
`elizabeth.weiswasser@weil.com
`Numark.Fontem.WGM.Service@weil.com
`Adrian Percer, Back-up Counsel
`Jeremy Jason Lang, Back-up Counsel
`Brian C. Chang, Back-up Counsel
`Weil, Gotshal & Manges LLP
`201 Redwood Shores Parkway
`Redwood Shores, CA 94065
`adrian.percer@weil.com
`jason.lang@weil.com
`brian.chang@weil.com
`Anish Desai, Back-up Counsel
`Weil, Gotshal & Manges LLP
`1300 Eye Street NW, Suite 900
`Washington, DC 20005-3314
`anish.desai@weil.com
`
`
`
`
`
`/ Amy Candeloro /
`Amy Candeloro, Paralegal
`Perkins Coie LLP
Accessing this document will incur an additional charge of $.
After purchase, you can access this document again without charge.
Accept $ Charge
Still Working On It
This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.
Give it another minute or two to complete, and then try the refresh button.
A few More Minutes ... Still Working
It can take up to 5 minutes for us to download a document if the court servers are running slowly.
Thank you for your continued patience.
This document could not be displayed.
We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.
Your account does not support viewing this document.
You need a Paid Account to view this document. Click here to change your account type.
Your account does not support viewing this document.
Set your membership
status to view this document.
With a Docket Alarm membership, you'll
get a whole lot more, including:
- Up-to-date information for this case.
- Email alerts whenever there is an update.
- Full text search for other cases.
- Get email alerts whenever a new case matches your search.
One Moment Please
The filing “” is large (MB) and is being downloaded.
Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.
Your document is on its way!
If you do not receive the document in five minutes, contact support at support@docketalarm.com.
Sealed Document
We are unable to display this document, it may be under a court ordered seal.
If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.
Access Government Site
