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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`________________________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`_________________________
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`UNIFIED PATENTS, INC.
`Petitioner
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`v.
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`INTELLECTUAL VENTURES II, LLC
`Patent Owner
`_________________________
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`U.S. Patent 6,968,459
`IPR2016-01404
`__________________________
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`MOTION TO EXCUSE LATE FILING OF
`PETITIONER’S REQUEST FOR REHEARING
`UNDER 37 C.F.R. § 42.5(C)(3)
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`IPR2016-01404
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`I.
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`INTRODUCTION
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`Petitioner requests that the Board excuse Petitioner’s one-day-late Request
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`for Rehearing (Paper 35) (“Request”) under 37 C.F.R. § 42.5(c)(3). Both good
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`cause and the interests of justice support this action because: (1) Petitioner timely
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`served its Request, (2) Petitioner attempted to timely file its Request but could not
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`due to technical difficulties, and (3) Petitioner filed its Request the next day after
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`the technical difficulties were resolved.
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`II.
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`FACTS
`1.
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`Petitioner’s Request was due February 9, 2018—30 days after the
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`Final Written Decision (Paper 34) was filed on January 10, 2018.
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`2.
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`On February 9, 2018, Petitioner attempted to file its Request using the
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`Patent Trial and Appeal Board End to End system (“E2E”) but was unsuccessful
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`because neither Jonathan Stroud nor Roshan Mansinghani—both employees of
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`Petitioner that are backup counsel of record in this proceeding—had filing
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`privileges. Neither of them knew, at that time, that they did not have filing
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`privileges.
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`3.
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`Upon realizing the error on Friday, February 9, 2018, Jonathan Stroud
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`attempted to contact, via e-mail and telephone, James Stein and Lionel Lavenue—
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`Petitioner’s outside counsel in this proceeding that had sole filing privileges.
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`IPR2016-01404
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`Neither was able to be reached prior to midnight. At that time, Mr. Stein was in
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`the hospital with his wife, who was in labor.1
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`4.
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`Mr. Stroud then e-mailed PTABE2EAdmin@uspto.gov. He also
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`called and left a message with the Board’s public number at (571) 272-7822.
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`5.
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`On February 9, 2018, Mr. Stroud served its Request on Patent Owner
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`and the Board at trials@uspto.gov.
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`6.
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`The following day, February 10, 2018, Mr. Stein and Mr. Lavenue
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`communicated with Mr. Stroud and filed the Request in E2E.
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`III. ANALYSIS
`Under 37 C.F.R. § 42.5(c)(3), “[a] late action will be excused on a showing
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`of good cause or upon a Board decision that consideration on the merits would be
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`in the interests of justice.” Under these facts, Petitioner’s late action should be
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`excused. Valeo North America, Inc. & Valeo Embrayages v. Schaeffler
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`Technologies AG & Co. KG, IPR2016-00502, Paper 46 (Aug. 7, 2017) (order
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`excusing a seven-day-late filing of a rehearing request of a final written decision).
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`Regarding the “good cause” prong, Petitioner took proper steps to timely file
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`the Request, including timely accessing E2E and serving Patent Owner and the
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`Board. Petitioner’s only misstep was a misunderstanding of which of its counsel
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`had “primary back-up” filing privileges in E2E. Further, when notified of this
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`1 The healthy child was born on February 9, 2017.
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`IPR2016-01404
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`misstep, Petitioner attempted to remediate immediately, but was unable to do so, in
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`part due to the extenuating circumstances of the counsel who had filing privileges.
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`Patent Owner suffered no prejudice because: (1) they and the Board were timely
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`served with the Request; and (2) Petitioner’s Request necessitates no action or
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`response by Patent Owner. Entry of the Request simply places it into a status for
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`consideration by the panel—a status that the Request now also would have, were it
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`to actually have been filed on February 9, 2018. Notably, the Request was actually
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`filed on February 10, 2018 (a Saturday). Thus, neither Patent Owner nor the Board
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`suffered any prejudice by the one-day-late filing.
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`Excusing the delay and considering the merits of Petitioner’s Request is in
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`the interests of justice. Parties have an opportunity to “specifically identify all
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`matters the party believes the Board misapprehended or overlooked” in a final
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`decision. 37 C.F.R. § 42.71(d). “This opportunity helps to ensure that we have
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`properly considered and understood the law and underlying facts as they relate to
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`the decision and reached a just decision.” Valeo North America, Inc. & Valeo
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`Embrayages v. Schaeffler Technologies AG & Co. KG, IPR2016-00502, Paper 46,
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`at 3 (Aug. 7, 2017). Moreover, as discussed above, no one has suffered prejudice
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`as a result of the late filing. Finally, Petitioner promptly remedied its error, so any
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`delay in the proceeding is outweighed by the interests in securing a just resolution
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`IPR2016-01404
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`to this proceeding. See 37 C.F.R. § 42.1(b) (“This part shall be construed to secure
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`the just, speedy, and inexpensive resolution of every proceeding.”)
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`IV. CONCLUSION
`Pursuant to 37 C.F.R. § 42.5(c)(3), the Board should excuse Petitioner’s
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`one-day-late Request. Both good cause and the interests of justice support this
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`action because: (1) Petitioner timely served its Request, (2) Petitioner attempted
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`to timely file its Request but could not due to technical difficulties, and (3)
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`Petitioner filed its Request the next day after the technical difficulties were
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`resolved.
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`Dated: Feb. 20, 2018
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`Respectfully submitted,
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`By: /Roshan S. Mansinghani/
`Roshan S. Mansinghani
`Reg. No. 62,429
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`IPR2016-01404
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`CERTIFCATE OF SERVICE
`The undersigned certifies that the foregoing MOTION TO EXCUSE
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`LATE FILING OF PETITIONER’S REQUEST FOR REHEARING UNDER
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`37 C.F.R. § 42.5(C)(3) was served on February 20, 2018 via email directed to
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`counsel of record for the Patent Owner at the following:
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`Lori A. Gordon
`Email: lgordon-PTAB@skgf. com
`Byron L. Pickard
`Email: bpickard-PTAB@skgf.com
`Steven W. Peters
`Email: speters-PTAB@skgf.com
`Daniel S. Block
`Email: dblock-PTAB@ skgf.com
`Sterne, Kessler, Goldstein & Fox P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005
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`James R. Hietala
`Email: jhietala@intven.com
`Tim R. Seeley
`Email: tim@intven.com
`Intellectual Ventures
`3150 139th Avenue S.E.
`Bellevue, WA 98005
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`By: /Lauren K. Young/
`Lauren K. Young
`Litigation Legal Assistant
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, L.L.P.
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`Dated: February 20, 2018
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