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IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicant(sh Joseph Edward Shulty et al.
`
`Canfirmation No.
`
`1496
`
`serial Nou
`
`12/S20.087
`
`Group Art UnitNa.:
`
`1646
`
`Filed:
`
`Tithe:
`
`June 21, 2010
`
`Braminen Kim, Yunsoo
`
`Refaiding Proteins Using a Chemically ControlledRedox State
`
`Doeket Nas A-1S00-US-NP
`
`
`INFORMATION DISCLOSURE STATEMENT TRANSMITTAL
`
`Mail Stop Amendment
`Commissioner for Patents
`P.O. Bex 1450
`Alexandria, VA 22313-1450
`
`Esarminer:
`
`As a means of complying with the duty of disclosure under 37 CFR. 8 1.56, applicant(s)
`submit(s) a "List of References Cited by Applicant" or an “Information Disclosure Statement by
`Applicant” and provide(s) a copy of each listed item of information that is not a US. Patent ar
`published U.S, Patent Application for consideration by the Examiner.
`
`Applicant(s} make(s} no determination of relevancy with respectto the Rem/(s) of
`information submitted herewith and request(s} that the Examiner make an Independent
`determination of relevance and/or materiality af the item(s} of information,
`
`identification of the Heted Itemi{s) of Information is not to be construed as an admission
`by applicant(s} or attorneyfor applicant(s) that such item(s} of information are available ar
`quallly as “prior art” against the subject application.
`
`
`
`CERTIFICATE OF EESAWER TRANSMISSION
`J horeby cortify hat this
`paper falong with acy paper referred fo ag helne attached orenclasadjs
`
`
`being inumamitted electronically through
`EFRAWEE by the Conmplusiencr for Patentge 2.0, Hox
`1450 Alesandria, VA 23373-1450, on the dai appearing bitee!
`‘¢
`
`
`
`APOTEX EX1036
`Page 1
`
`Ragee
`
`a £
`
`APOTEX EX1036
`
`Page 1
`
`

`

`Serial No. T2/820.087
`
`SUBMISSION UNDER 37 CBR § LOND)
` In accordance with 37 CLELR. § 1.970b), the information disclosure statement submitted
`herewith is being filed within three months ofthe filing date of a national application
`other than a continued prosecution application under § 193d), or within three months of
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`application, or before the mailing ofa first Office action an the merits, or before the
`mailing of a first Office action aller the fling ofa request for continued examination
`under § 1.114.
`
`e the information disclosure statement js being submitted in compliance with 37
`Becaus
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`LR. § 1.97(b), no statement under 37 CER. §
`iO?Ge) is required and no fee under
`1170p} is duc.
`i
`
`C §
`
`The Commissioneris hereby authorized to charge anyadditional fees which maybe
`requiredor credit any overpayment to Depasit Account No, 01-0519,
`
`Please send all future correspondence to:
`
`CUSTOMER NO: 21869
`US Patent Ciperations / fatiny initial]
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`
`Resspecttfalls¥WiioeMYRace A cecitnaanat
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`AybmeyAgéntfor Applicant(s}
`
`Revisiration Na. 44858
`Phone: (805) 313-0398
`
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`Page 2
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`Page 4
`
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`
`

`

`i:‘
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`i Application Number
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`Filing Date
`|
`
`INFORMATION DISCLOSURE faugnsdineneTinea
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`CERTIFICATION STATEMENT
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`Pisase see oY CFR 1.97 and 1.98 ia make ihe anpraoale sslechonis)}:
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`That gach fem of information contained in Ihe imformation diaciogure siatement was first ciigd in any cornmunication
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`alter making remsonaiie inquiry, to Hen: of information conisined by the inferniation disclosure slatement was known to
`any individual designated in 3 CFR 1.56{c} more than three pionths prior to the filing af the information disclosure
`afatarnent. Sea 37 CFR 4.97{eyes}.
`
`See altachedcertification statement,
`
`Fee sat forin in 37 CFR 1.17 {p} has been submited herewith.
`None
`
`SRSENATURE
`4 signature of the applicant or repragentalive is required in acaordanoe with CFR 1.33, 10.78. Fiease see CFR 4,4(¢)for ihe
`farrn of thesignature.
`
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`i NamesPrint
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`| This collection of informationis required by 37 OER 1.97 and 1.98. The information is required to obtain or retain a benefit by the
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`1.44. This collectionis estimated fn take 7 hour to complete, inchiding galhering, preparing and submitting the completed
`i application formto the USPTO. Time will vary depending upon the individual case. Any comments an the amount of time yor
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