`Tel: 571-272-7822
`
`Paper 20
`Entered: March 16, 2017
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`GENERATION BRANDS LLC,
`Petitioner,
`
`v.
`
`LIGHTING SCIENCE GROUP CORP.,
`Patent Owner.
`____________
`
`Case IPR2016-01478 (Patent 8,201,968 B2)
`Case IPR2016-01546 (Patent 8,967,844 B2)
`____________
`
`
`
`Before KEVIN F. TURNER, PATRICK M. BOUCHER, and
`JOHN A. HUDALLA, Administrative Patent Judges.
`
`HUDALLA, Administrative Patent Judge.
`
`
`
`
`DECISION
`Termination of the Trials
`37 C.F.R. § 42.72
`
`
`
`IPR2016-01478 (Patent 8,201,968 B2)
`IPR2016-01546 (Patent 8,967,844 B2)
`
`On March 15, 2017, the parties filed, in each of the instant cases, an
`amended joint motion to terminate the trial on the basis of a settlement
`reached by the parties. See 35 U.S.C. § 317(a); 37 C.F.R. § 42.72. The
`parties also filed a copy of their written settlement agreement, a copy of a
`collateral settlement agreement, and an amended request to treat the
`settlement agreements as business confidential information under 35 U.S.C.
`§ 317(b) and 37 C.F.R. § 42.74(c).1 The main settlement agreement refers to
`the collateral agreement, which relates to Petitioner’s exclusive engagement
`of an expert witness. Paper 15, 2.
`The parties’ joint motions to terminate were filed prior to the oral
`hearings in these cases, and the Board has not made a final decision on the
`merits in any of these cases. See 35 U.S.C. § 317(a). Although the parties’
`underlying district court litigation had been consolidated with several other
`cases that remain pending, the parties represent that their case has been
`settled and dismissed with prejudice. Paper 15, 2–3. The parties also
`represent that they have settled their dispute. Id. at 2. Given these facts, we
`determine that it is appropriate to terminate the trials, without rendering a
`final written decision, under 37 C.F.R. § 42.72. The oral hearings in both of
`the instant cases are canceled.
`“At the request of a party to the proceeding, the [settlement]
`agreement or understanding shall be treated as business confidential
`
`
`1 See Case IPR2016-01478, Papers 15, 16, Exs. 1018, 1019; Case IPR2016-
`01546, Papers 18, 19, Exs. 1019, 1020. Because the papers are nearly
`identical in each case, we will refer to those filed in Case IPR2016-01478
`for convenience. Our Order of March 14, 2017, authorized the amended
`joint motions to terminate so the parties could address certain deficiencies in
`earlier filings. See Paper 14.
`
`2
`
`
`
`
`IPR2016-01478 (Patent 8,201,968 B2)
`IPR2016-01546 (Patent 8,967,844 B2)
`
`information, shall be kept separate from the file of the involved patents, and
`shall be made available only to Federal Government agencies on written
`request, or to any person on a showing of good cause.” 35 U.S.C. § 317(b).
`After reviewing the parties’ settlement agreement and collateral settlement
`agreement, we find that these papers contain confidential business
`information regarding the terms of settlement. We determine that good
`cause exists to treat these papers as business confidential information
`pursuant to 35 U.S.C. § 317(b).
`In consideration of the foregoing, it is hereby:
`ORDERED that the parties’ joint request to treat their settlement
`agreement and collateral settlement agreement (Case IPR2016-01478,
`Exs. 1018, 1019; and Case IPR2016-01546, Exs. 1019, 1020) as business
`confidential information under 35 U.S.C. § 317(b) and 37 C.F.R. § 42.74(c)
`and to continue their designation as “Parties and Board Only” in the Patent
`Trial and Appeal Board End to End (PTAB E2E) system is granted;
`FURTHER ORDERED that the parties’ settlement agreement be kept
`separate from the files of U.S. Patent No. 8,201,968 B2 and U.S. Patent No.
`8,967,844 B2, and made available only to Federal Government agencies on
`written request, or to any person on a showing of good cause; and
`FURTHER ORDERED that the joint motions to terminate the instant
`trials are granted and the trials are hereby terminated.
`
`
`
`
`3
`
`
`
`
`IPR2016-01478 (Patent 8,201,968 B2)
`IPR2016-01546 (Patent 8,967,844 B2)
`
`PETITIONER:
`
`Wayne Keown
`David Robertson
`VERRILL DANA, LLP
`wkeown@verrilldana.com
`drobertson@verrilldana.com
`
`PATENT OWNER:
`
`Eric Hayes
`Garret Leach
`Eugene Goryunov
`Kyle Kantarek
`KIRKLAND & ELLIS LLP
`eric.hayes@kirkland.com
`garret.leach@kirkland.com
`egoryunov@kirkland.com
`kyle.kantarek@kirkland.com
`
`4
`
`
`