`Petition for Inter Partes Review
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________
`
`PAIN POINT MEDICAL SYSTEMS, INC.
`d/b/a MIBO MEDICAL GROUP
`
`Petitioner
`
`v.
`
`BLEPHEX, LLC
`
`Patent Owner
`
`
`
`Patent No. 9,039,718
`
`Inter Partes Review No. 2016 –
`
`
`
`DECLARATION OF WILLIAM J. BENJAMIN, O.D., Ph.D.
`
`
`
`Exhibit 1002
`
`
`
`
`
`
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`I, William J. Benjamin, O.D., Ph.D., declare as follows:
`
`I.
`
`INTRODUCTION
`
`1. Based on my background, being over the age of eighteen (18), and being of
`
`sound mind, I am competent to make this Declaration.
`
`2. MiBo Medical Group Inc. (“MiBo”) has retained me to provide my opinion on
`
`U.S. Patent No. 9,039,718 (“the ‘718 patent”) for a Declaration in support of a Petition
`
`for Inter Partes Review (“IPR”) of the ‘718 patent. The opinion set forth in this
`
`Declaration addresses the ‘718 patent, the state of the art at the time of the ‘718 patent,
`
`and the scope and content of the prior art to the ‘718 patent.
`
`3. I have reviewed and am familiar with the '718 patent, which was filed on July
`
`24, 2012 and issued on May 26, 2015, and its prosecution history.
`
`4. I have reviewed and am familiar with: (1) the Alger Brush device (“Alger
`
`Brush”); (2) the article “How to clean eyelids” by Sue Stevens, published by the
`
`Community Eye Health Journal and republished by the National Institute of Health
`
`(“Stevens”); (3) U.S. Patent Application Publication No. 2007/0049860 to Seminara
`
`(“Seminara”); (4) U.S. Patent No. 4,883,454 to Hamburg (“Hamburg”); and (5) Japanese
`
`Patent Publication No. JPH10108801 by Yamaura (“Yamaura”).
`
`5. I am familiar with the technology at issue as of July 24, 2012, the earliest filing
`
`date to which the ‘718 patent claims priority.
`
`
`
`1
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`
`
`6. I have been asked to provide my technical review, analysis, insights, and
`
`opinions regarding the above-noted references that form the basis for the grounds of
`
`rejection set forth in the IPR Petition of the ‘718 patent.
`
`
`
`A. Qualifications and Experience
`
`7. I am the Director of Advanced Refractive Services at the Alabama Eye &
`
`Cataract Center, P.C./Michelson Laser Vision, Inc., President of Material Performance
`
`Assessments, L.L.C., and Professor emeritus of Optometry and Vision Sciences at the
`
`University of Alabama at Birmingham.
`
`8. I received Doctor of Optometry (1979) and a Doctor of Philosophy (1982)
`
`degrees from the Ohio State University. My dissertation for the Doctor of Philosophy
`
`was on the concentration of oxygen available to the closed-eye cornea and the superior
`
`cornea as it is overlapped by the upper eyelid. This knowledge is related to the
`
`physiology of the cornea of the eye and eyelids.
`
`9. From 1985 to 1988, I was the Associate Director and then, later, Director of the
`
`University of Houston Institute for Contact Lens Research. During this time, I developed
`
`a novel method for assessing wettability of contact lenses on the eye. In addition to my
`
`other duties, I was responsible for conducting clinical and laboratory studies related to
`
`contact lens wear, contact lens care products, and eye dryness.
`
`10. In August 1988, I became an associate professor of optometry at the
`
`University of Alabama at Birmingham (“UAB”). I was promoted to tenured associate
`
`professor of optometry in 1990. I became a Scientist in UAB’s Vision Science Research
`
`
`
`2
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`
`
`Center in 1992. I was promoted to full professor of optometry in the School of
`
`Optometry and a Senior Scientist at the Vision Science Research Center in 1995, and was
`
`secondarily appointed as a Professor of Vision Sciences in 1998. I held the position of
`
`Director of Clinical Eye Research at the School of Optometry from 1996 to 2005, Interim
`
`Chair of the Department of Optometry from 2011 to 2014, Director of the Professional
`
`Program from 2011 – 2014, and was the Associate Dean in 2013 and 2014.
`
`11. My clinical experience has been primarily in the contact lens area and primary
`
`eye care related to my overall research effort in ocular surface physiology and prosthetic
`
`eye devices. Ever since I graduated from Ohio State University, I was always a clinical
`
`instructor at my respective institutions: University of Missouri, University of Houston,
`
`and UAB. I oversaw third-year and fourth-year optometry students and post-graduate
`
`contact lens residents. Currently, at the Alabama Eye & Cataract Center/Michelson Laser
`
`Vision, I prescribe contact lenses of a variety of designs and perform eye examinations
`
`on those who will undergo or have had cataract or refractive surgery, and those who are
`
`presbyopic. My goal is to prescribe the best correction for the individual patient. I am a
`
`clinical specialist in the fitting of patients with conditions that distort the cornea such as
`
`keratoconus and with presbyopia.
`
`12. I have particular expertise in the measurement of oxygen permeability of
`
`contact lenses and have developed a theory that explains the most prevalent complaint
`
`that wearers have about soft contact lenses, that is, the complaint of eye dryness. Contact
`
`lens wearers have a lot in common with those who have eye dryness even without
`
`wearing contact lenses. My research sponsors have been from 13 different countries and
`
`
`
`3
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`
`
`15 different states in the USA. I have given presentations or conducted meetings in 15
`
`different countries and 27 states in the USA. Recently, I was invited to give The Jeffrey
`
`& Joyce Myers Lecture at the Ohio State University.
`
`13. I have a particular expertise in the measurement of the wettability of rigid
`
`contact lenses on and off the eye. In addition, as a clinician, I assess the wettability of
`
`lenses in the clinical setting as a routine part of clinical contact lens evaluations.
`
`Wettability is a necessary characteristic of contact lens surfaces for adequate performance
`
`on the eye. It allows the tear fluid to form a thin, smooth layer, or film, on the surface of a
`
`contact lens similar to that formed on the surface of the eye without a lens in place. The
`
`smooth tear film is an optical surface that refracts light to focus images clearly on the
`
`retina at the back of the eye, and that is required for excellent vision.
`
`14. An intact tear film acts as a barrier to the adherence of coatings and deposits
`
`on the surface of contact lenses that would reduce vision and cause inflammatory
`
`reactions of the eyes and eyelids. It keeps microbes from adhering to the surface of the
`
`lens so that their chances of causing an eye infection are minimized. A smooth tear film
`
`is easily wiped by the eyelids without irritation when blinking so that contact lenses are
`
`comfortable. Eyelid inflammation associated with contact lens wear, chronic and acute,
`
`has much in common with eyelid inflammations of even non-wearers of contact lenses.
`
`15. I have been closely involved in the drafting of American and international
`
`standards for the reporting and measurement of contact lens properties. I drafted the
`
`American National Standards Institute (“ANSI”) standard for contact lenses in 1992 and
`
`carried the document to its eventual publication in 1998 as well as its revisions published
`
`
`
`4
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`
`
`in 2004 and 2010. This standard includes terminology, tolerances, physicochemical
`
`properties of materials, and measurement methods. These included measurement methods
`
`of oxygen permeability, oxygen transmissibility, and wettability of rigid contact lenses. I
`
`was heavily involved with the revision of ANSI Z80.20 that is now out for voting and
`
`should become published in 2017.
`
`16. I became involved with the International Organization for Standardization
`
`(“ISO”) Working Group on contact lenses in 1986 and by the early 1990s was the leader
`
`of the project group in charge of developing a draft ISO standard on coulometric
`
`determination of oxygen permeability for contact lens materials and oxygen transmissi-
`
`bility of contact lenses. I spent 15 years as Convenor of the ISO working groups on
`
`contact lenses and stepped down from that position in 2009.
`
`17. Since 2014, I have been the Secretary for the multidisciplinary American
`
`National Standards Institute Z80 Committee on ophthalmic products, and am today the
`
`Immediate Past President of the International Society of Contact Lens Specialists, another
`
`multidisciplinary organization. Further details regarding my qualifications, background
`
`and experience are provided in my Curriculum Vitae, which is attached to this declaration
`
`as Exhibit WJB-A.
`
`18. I have been an expert witness in four litigations. These were CIBA Vision
`
`Corporation v. Bausch & Lomb, Inc. (Civil Action File No. 2:99-CV-0034-RWS, U.S.
`
`District Court for the Northern District of Georgia), CIBA Vision Corporation v. Johnson
`
`& Johnson Vision Care, Inc. (Reported at 348 F. Supp. 2d 165, U.S. District Court for the
`
`Southern District of New York), Johnson & Johnson Vision Care, Inc. v. CIBA Vision
`
`
`
`5
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`
`
`Corporation (Civil Action File No. 3:05-CV-135-J-32TEM and No. 3:06-CV-301-J-
`
`32TEM, U.S. District Court for the Middle District of Florida), and Dome Patent LLP v.
`
`Michelle K. Lee / U.S. Patent and Trademark Office (Civil Action File No. 1:07-CV-
`
`01695, U.S. District Court for the District of Columbia). The parties by whom I was
`
`retained as an expert in each case are underlined above. I ultimately testified in all four
`
`cases, in 2004, 2004, 2009, and 2013, respectively, and participated in proceedings
`
`similar to the third case in various jurisdictions worldwide.
`
`
`
`B. Basis of My Opinions and Materials Considered
`
`19. The opinions set forth in this declaration are based on my entire background
`
`including my education and professional experience as well as my knowledge and
`
`research activities. In making these opinions, I reviewed the ‘718 patent, its file history,
`
`the prior art and other background documents. A full list of the documents that I
`
`considered in making these opinions is attached to this declaration as Exhibit WJB-B.
`
`
`
`C. Legal Standards for Patentability
`
`20. I understand that a patent claim is invalid if the differences between the
`
`patented subject matter and the prior art are such that the subject matter as a whole would
`
`have been obvious at the time the invention was made to a person of ordinary skill in the
`
`art. I am informed that this standard is set forth in 35 U.S.C. § 103(a).
`
`21. I have been advised that, when considering the issues of obviousness, I am to
`
`do the following: (i) determine the scope and content of the prior art; (ii) ascertain the
`
`
`
`6
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`
`
`differences between the prior art and the claims at issue; (iii) resolve the level of ordinary
`
`skill in the pertinent art; and (iv) consider objective evidence of non-obviousness. I have
`
`been informed and appreciate that secondary considerations must be assessed as part of
`
`the overall obviousness analysis (i.e. as opposed to analyzing the prior art, reaching a
`
`tentative conclusion, and then assessing whether objective indicia alter that conclusion).
`
`22. In other words, my understanding is that not all innovations are patentable.
`
`Even if a claimed product or method is not explicitly described in its entirety in a single
`
`prior art reference, the patent claim will still be denied if the claim would have been
`
`obvious to a person of ordinary skill in the art at the time of the patent application filing.
`
`23. In determining whether the subject matter as a whole would have been
`
`considered obvious at the time that the patent application was filed, by a person of
`
`ordinary skill in the art, I have been informed of several principles regarding the
`
`combination of elements of the prior art:
`
`a. First, a combination of familiar elements according to known methods is likely
`to be obvious when it yields predictable results.
`
`
`b. Second, if a person of ordinary skill in the art can implement a “predictable
`variation” in a prior art device, and would see the benefit from doing so, such a
`variation would be obvious. In particular, when there is pressure to solve a
`problem and there are a finite number of identifiable, predictable solutions, it
`would be reasonable for a person of ordinary skill to pursue those options that
`fall within his or her technical grasp. If such a process leads to the claimed
`invention, then the latter is not an innovation, but more the result of ordinary
`skill and common sense.
`
`
`24. I have been advised that the “teaching, suggestion, or motivation” test is a
`
`useful guide in establishing a rationale for combining elements of the prior art. This test
`
`poses the question as to whether there is an explicit teaching, suggestion, or motivation in
`
`
`
`7
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`
`
`the prior art to combine prior art elements in a way that realizes the claimed invention.
`
`Though useful to the obviousness inquiry, I understand that this test should not be treated
`
`as a rigid rule. It is not necessary to seek out precise teachings; it is permissible to
`
`consider the inferences and creative steps that a person of ordinary skill in the art (who is
`
`considered to have an ordinary level of creativity and is not an “automaton”) would
`
`employ.
`
`
`
`II.
`
`DESCRIPTION OF THE RELEVANT FIELD AND THE RELEVANT
`TIMEFRAME
`
`25. To determine the relevant field, I reviewed the ‘718 patent and its file history.
`
`26. To determine the scope of the prior art, I understand the prior art must be
`
`earlier than the earliest priority date for the ‘718 patent. The ‘718 patent issued from U.S.
`
`Patent Application No. 13/556,729, which was originally filed on July 24, 2012. Based
`
`on this history, the ‘718 patent has a claim to the July 24, 2012 filing date as its earliest
`
`priority date. The following opinion relies on prior art that was available before the July
`
`24, 2012 priority date.
`
`27. Based on my review of this material, I believe that the relevant field for the
`
`purposes of the ‘718 patent is, in general, conditions of the eye and, more specifically,
`
`methods and devices for treating eye conditions such as blepharitis and dry eye.
`
`
`
`
`
`8
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`
`
`III. THE PERSON OF ORDINARY SKILL IN THE RELEVANT FIELD IN
`THE RELEVANT TIMEFRAME
`
`28. I have been informed that “a person of ordinary skill in the relevant field” is a
`
`hypothetical person to whom an expert in the relevant field could assign a routine task
`
`with reasonable confidence that the task would be successfully carried out. I have been
`
`informed that the level of skill in the art is evidenced by prior art references. The prior art
`
`discussed herein demonstrates that a person of ordinary skill in the field, at the time the
`
`‘718 patent was filed, would have a medical degree (M.D. or D.O.) or a doctor of
`
`optometry degree (O.D.) and three to five years of training and practical experience in the
`
`field of eye care.
`
`29. My background, education and professional experience provide me with a
`
`strong understanding of the abilities and knowledge of a person of ordinary skill in the art
`
`for the relevant field of the ‘718 patent. Not only do I have such abilities and knowledge,
`
`but I have also worked with and overseen the work of others with such abilities and
`
`knowledge.
`
`
`
`IV.
`
`STATE OF THE ART FOR THE ‘718 PATENT
`
`30. Since 1970, eye care professionals have used electromechanical devices to
`
`remove debris and other foreign objects from the eye. For example, the Alger Brush,
`
`which was invented in 1970 by Dr. Leon Alger, is an electromechanical device used by
`
`ophthalmologists and optometrists for removing “rust rings” from the eye. A rust ring is a
`
`reddish brown ring formed by rust surrounding a metallic foreign body, the rust forming
`
`due to oxidation of iron in the foreign body due to contact with moisture in the tissue.
`
`
`
`9
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`
`
`Rust rings are better seen in a transparent tissue such as the cornea or a white tissue such
`
`as the sclera of the eye. The Alger Brush has also been used to reduce elevated benign
`
`growths of tissue on an eye known as pterygia and pingueculae.
`
`(www.algercompany.com/brush/product-info, “Alger Brush”)
`
`The ALGERBRUSH II is used by ophthalmologists, ER physicians and, in
`many states, optometrists who are trained and licensed to remove foreign
`bodies from the eye of a patient. Foreign bodies in the eye can leave rust
`rings when removed. These rust rings are normally caused by a ferrous
`foreign body accidentally striking the cornea or sclera of the patient. When
`the foreign body (usually from a spark produced by a grinding wheel or
`welding torch) strikes the eye it sticks to the eye and eventually produces
`rust when combined with the moisture in the eye. The ALGERBRUSH II
`is used for the expressed purpose of removing these rust rings from the
`eye of a patient.” (Alger Brush, www.algercompany/brush)
`
`
`
`
`
`
`
`31. The Alger Brush, which is illustrated above (reproduced from Alger Brush,
`
`www.algercompany/brush), has an electric motor that rotates a burr (usually made of
`
`carbide) to brush away rust rings from the eye. “The ALGERBRUSH II has a very low
`
`torque motor powered by a single AA battery.” (Alger Brush) “The burr in this rotary
`
`instrument is used as a “brush” rather than a drill and the rust ring is thus “brushed” from
`
`the cornea or sclera leaving a smooth surface which in turn heals much faster than with
`
`other instruments which may be used for this purpose.” (Alger Brush) Contaminated
`
`tissue is also removed with the rust ring. Thus, one may recognize that electromechanical
`
`
`
`10
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`
`
`devices have been used since 1970 to brush away rust rings and debride tissue from the
`
`eye.
`
`32. Japanese Patent Publication No.: JPH10108801 by Yamaura (“Yamaura”)
`
`discloses an electromechanical device similar to the device disclosed in the ‘718 patent.
`
`The device of Yamaura is reproduced and illustrated below.
`
`
`
`
`
`
`
`33. Like the ‘718 patent, Yamaura discloses an electromechanical device
`
`including an electric motor coupled to a shaft. A swab is attached to the shaft via a
`
`holding pipe. (Solution to Problem, pp.1-2, and Claim 1, p. 2) Thus, the ‘718 patent and
`
`Yamaura both disclose similar devices, i.e., an electromechanical device which rotates a
`
`burr or swab. Although Yamaura teaches that the device is used for removing earwax
`
`from the ear canal and does not specifically mention removing sebaceous buildup and
`
`debris from the eyelid margin, it should be noted that ear canals and eyelids both have
`
`sebaceous glands, and their delicate surface tissues are covered and coated with
`
`adherent debris or buildup that can be hardened. A solution may be first applied
`
`prior to use of these devices to help loosen or soften the adherent buildup. Because
`
`of the similarity of the two devices and the similarities between ear canals and eyelids
`
`
`
`11
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`regarding adherent sebaceous secretions, Yamaura’s device can be used for removing
`
`debris or buildup from the eyelid with little or no modification.
`
`34. Prior to the filing of the ‘718 patent, the use of swabs to remove crusting from
`
`the eyelid margins was well known in the field of eye care, as acknowledged in the ‘718
`
`patent itself. In an article entitled “How to clean eyelids” by Sue Stevens, published by
`
`the Community Eye Health Journal and republished by the National Institute of Health,
`
`September 2011 (“Stevens”), Stevens explained how to remove crusting on the eyelid
`
`margins in cases of blepharitis using a swab:
`
`
`
`Reasons for cleaning eyelids
`• Basic eye hygiene: to remove any discharge before instillation of eye drops
`or applying eye ointment, or before applying post-operative eye
`dressings.
`• Blepharitis: to remove crusting on the eyelid margins.
`
` 2
`
`
`
` The lower eyelid
`• Ask the patient to look up.
`• With one hand, take a new swab or bud and moisten it in the solution.
`• With the index finger of the other hand, gently hold down the lower eyelid.
`• With the swab or bud, clean gently along the lower eyelid margin in one
`movement from inner to outer canthus (Figures 7 and 8).
`• Discard the swab or bud after use.
`
`http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3218399/:
`
`
`
`
`
`
`
`12
`
`
`
`
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`35. FIG. 9 of Stevens is reproduced and illustrated above. As shown here, a swab
`
`is being used to remove crusting on the eyelid margins caused by Blepharitis.
`
`36. The ‘718 patent uses the same method taught by Stevens to remove crusting
`
`on the eyelid margin, the only difference being the use of an electromechanical device to
`
`move the swab. However, as explained above, the use of an electromechanical device for
`
`removing rust rings from the eye was disclosed by Alger Brush in 1970, and the ‘718
`
`patent explicitly mentions the Alger Brush as an example of an electromechanical device
`
`that could be adapted for cleaning of the eyelid. Also, as explained above, Yamaura
`
`discloses an electromechanical device very similar to the device disclosed in the ‘718
`
`patent. Therefore, although Yamaura teaches the use of its device for removing ear wax
`
`from the surface of tissue lining the ear canal, the Yamaura device can easily be used to
`
`remove crusting from the eyelid margin with little or no modification.
`
`37. As explained by the prior art above and as further demonstrated by the prior
`
`art described more particularity below, the use of electromechanical devices and swabs
`
`for debriding tissue and removing debris or buildup from the eye was well known to eye
`
`care professionals.
`
`
`
`V.
`
`OVERVIEW OF THE ‘718 PATENT
`
`38. The ‘718 Patent discloses “[a] method and apparatus for treating ocular
`
`disorders such as blepharitis, meibomitis, and dry eye syndrome.” (Abstract). “The
`
`method includes using an electromechanical device to move a swab relative to the eye to
`
`
`
`13
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`
`
`create cyclical movement that impacts debris present at the eyelid margin and effectively
`
`removes the debris from the eye to encourage healing and prevent further digression of
`
`the health of the eye.” (Id.) “The apparatus is an electromechanical device that includes a
`
`mechanical drive unit operably connected to a swab to create a precise relative movement
`
`of the swab to the eye to remove debris present therein.” (Id.)
`
`
`
`
`39. FIG. 1 of the ‘718 patent illustrates the electromechanical device and is
`
`
`
`reproduced above.
`
`With reference to FIG. 1, an embodiment of the device 10 for treating an
`ocular disorder, particularly with respect to eyelid margin diseases,
`includes a mechanical drive unit 12 which operably moves a swab 14 to
`facilitate removal of debris from an eye 15 (see FIGS. 2A-2B). The swab
`14 is connected to a rigid member 16 having both a distal end portion and
`a proximal end portion 20. The swab 14 is affixed to the distal end portion
`18 of the rigid member 16 to create an instrument 22, which may be
`secured to the mechanical drive unit 12. As shown in FIG. 1, the proximal
`end portion 20 is removably secured to the mechanical drive unit 12,
`through the rigid member 16, and the swab 14…. (Col. 3, lines 35-47)
`
`
`
`
`14
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`
`
`40. According to the ‘718 patent, the swab 14 is made from a medical grade
`
`sponge, and has a base portion and a tip portion sized to access and remove debris from
`
`the eye.
`
`In one aspect of the instrument 22, the swab 14 includes a tip portion and a
`base portion 26. While the swab 14 may be of a size sufficient to access
`debris on the eye 15 as shown in FIGS. 1-2B, at least the tip portion 24 is
`of a size sufficient to access debris on the eye. For instance, the swab 14
`has an approximate length between 1.0-3.0 millimeters and an
`approximate width of 1 millimeter. It will be appreciated that the swab 14
`may be manufactured of any material suitable for contacting the eye 15
`without harming the eye 15. However, as shown in the embodiment of
`FIG. 1, the swab 14 is a sponge. As described herein, “sponge” broadly
`refers to any material that is soft, porous, and resilient. Particularly, the
`swab 14 is a medical grade sponge or a surgical grade sponge capable of
`removing debris from the eye 15 without harming the eye 15. As shown in
`the exemplary embodiment of FIGS. 1-2B, the swab 14 is a methyl
`cellulose sponge. It will be appreciated, however, that similar materials
`capable of removing debris from the eye 15 without harming the eye 15
`are readily apparent and may also be used. (Col. 3, line 56-Col. 4, line 11).
`
`
`41. An operator targets the debris with the swab by inspecting the eye and
`
`removes the debris from the eye.
`
`In an exemplary embodiment, the operator preferably targets the debris
`present on the eye 15 with the swab 14 of the electromechanical device 10.
`The debris may be targeted by visually inspecting the eye 15 with or
`without the aid of a magnification device. Once the debris is targeted, the
`swab 14 contacts the portion of the eye 15 that includes the debris. For
`purposes of treating the ocular disorder, the debris may be removably
`attached on either the upper and lower eyelid margins 60, 62 the plurality
`of eyelashes 64 and the inner edge of the eyelid margins, 60, 62. Thereby,
`upon contacting the portion of the eye 15 with the debris, the swab
`impacts the debris to remove the debris from the eye 15. Furthermore, a
`liquid solution configured to loosen the debris may be absorbed within the
`swab 14 to further aid in removing the debris from the eye 15 and/or
`minimizing irritation to the eye 15. It will be appreciated that any liquid
`solution sufficiently capable of loosening the debris for further aid in
`removing the debris may be so used. (Col. 5, line 54-Col. 6, line 2).
`
`
`
`
`15
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`
`
`VI. CLAIM INTERPRETATION
`
`42. In proceedings before the U.S. Patent and Trademark Office, I have been
`
`instructed that the claims of an unexpired patent are to be given their broadest reasonable
`
`interpretation (“BRI”) in view of the specification from the perspective of one skilled in
`
`the art. I have been informed that the ‘718 patent has not expired. In comparing the
`
`claims of the ‘718 patent to the known prior art, I have carefully considered the ‘718
`
`patent and the ‘718 patent file history based upon my experience and knowledge in the
`
`relevant field. In my opinion, the broadest reasonable interpretation of the claim terms of
`
`the ‘718 patent is generally consistent with the terms’ ordinary and customary meaning,
`
`as one skilled in the relevant field would understand them, subject to the terms identified
`
`below.
`
`43. The ‘718 Patent includes two independent claims, Claim 1 and Claim 17.
`
`Claims 2-16 are dependent claims that depend either directly or indirectly from Claim 1.
`
`44. All clams of the ‘718 Patent are directed to “[a] method of treating an eye for
`
`an ocular disorder with a swab operably connected to an electromechanical device.” All
`
`claims of the ‘718 patent recite the limitation “swab.”
`
`45. According to the specification of the ‘718 patent, the swab is made from a
`
`medical grade sponge, and furthermore states that “[a] sponge broadly refers to any
`
`material that is soft, porous, and resilient.”
`
`In one aspect of the instrument 22, the swab 14 includes a tip portion and a
`base portion 26. While the swab 14 may be of a size sufficient to access
`debris on the eye 15 as shown in FIGS. 1-2B, at least the tip portion 24 is
`of a size sufficient to access debris on the eye. For instance, the swab 14
`has an approximate length between 1.0-3.0 millimeters and an
`approximate width of 1 millimeter. It will be appreciated that the swab 14
`
`
`
`16
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`may be manufactured of any material suitable for contacting the eye 15
`without harming the eye 15. However, as shown in the embodiment of
`FIG. 1, the swab 14 is a sponge. As described herein, “sponge” broadly
`refers to any material that is soft, porous, and resilient. Particularly, the
`swab 14 is a medical grade sponge or a surgical grade sponge capable of
`removing debris from the eye 15 without harming the eye 15. As shown in
`the exemplary embodiment of FIGS. 1-2B, the swab 14 is a methyl
`cellulose sponge. It will be appreciated, however, that similar materials
`capable of removing debris from the eye 15 without harming the eye 15
`are readily apparent and may also be used. (Col. 3, line 56-Col. 4, line 11).
`
`
`
`
`
`46. A person of ordinary skill in the art would also understand that the term
`
`“swab” has a well-understood meaning, both in general and in the eye care field.
`
`According to the Merriam-Webster online dictionary (http://www.merriam-
`
`webster.com/dictionary/swab), the term “swab” is defined as “a wad of absorbent
`
`material usually wound around one end of a small stick and used especially for applying
`
`medication or for removing material from an area.”
`
`47. The Miller-Keane Encyclopedia and Dictionary of Medicine, Nursing, and
`
`Allied Health, Seventh Edition. (2003, Saunders, an imprint of Elsevier, Inc.) defines a
`
`swab as “a small pledget of cotton or gauze wrapped around the end of a slender wooden
`
`stick or wire for applying medications or obtaining specimens of secretions and other
`
`substances from body surfaces or orifices.”
`
`48. Similarly, the American Heritage® Medical Dictionary (2007, 2004,
`
`Houghton Mifflin Company) defines swab as a “small piece of absorbent material
`
`attached to the end of a stick or wire and used for cleansing a surface, applying medicine,
`
`or collecting a sample of a substance.”
`
`
`
`17
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`
`
`49. Mosby's Medical Dictionary, 9th edition. (2009, Elsevier) defines a swab as “a
`
`stick or clamp holding absorbent gauze or cotton, used for washing, cleansing, or drying
`
`a body surface; for collecting a specimen for laboratory examination; or for applying a
`
`topical medication.”
`
`50. Millodot: Dictionary of Optometry and Visual Science, 7th edition. (2009,
`
`Butterworth-Heinemann) defines a swab as a “small piece of absorbent material (e.g.
`
`cotton) usually attached to the end of a stick or rod used to apply medication, to take
`
`specimens for analysis (e.g. from the bulbar conjunctiva or eyelids), or in surgery for
`
`cleaning a wound.”
`
`51. Therefore, upon reviewing the ‘718 patent and its prosecution history, and in
`
`light of the well-understood meaning shown by the dictionary definitions referenced
`
`above, a person of ordinary skill in the art would understand the broadest reasonable
`
`interpretation of the term “swab” to be “a piece of absorbent material capable of
`
`removing debris from the eye without harming the eye.”
`
`
`
`VII. THE PRIOR ART
`
`A. Alger Brush
`
`52. The Alger Brush (http://www.algercompany.com/brush/product-info/) was
`
`invented in 1970. It is an electromechanical device used for removing rust rings (i.e. the
`
`oxide in or on the tissue surrounding an iron-containing foreign body) from the eye that
`
`form when the eye is struck by a metallic object such as a spark or shavings. The Alger
`
`Brush has a low-torque electric motor that rotates a burr to brush away rust rings from the
`
`
`
`18
`
`
`
`Patent No. 9,039,718
`Petition for Inter Partes Review
`
`
`
`
`
`
`
`eye. A small amount of the tissue contaminated by the ring of rust is also removed by the
`
`procedure.
`
`“The ALGERBRUSH II is used by ophthalmologists, ER physicians and,
`in many states, optometrists who are trained and licensed to remove
`foreign bodies from the ey



