`PTO/SB/OBa (01-10)
`Approved for use through 07/31/2012. 0MB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`14747002
`
`Filing Date
`
`First Named Inventor
`
`2015-06-23
`I ~ussell W. White, et al.
`
`Art Unit
`
`I
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`I AFF.004C19US
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1 Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`I Remove I
`
`1
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`I Add
`I
`I Remove I
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.I Add
`IRemovel
`FOREIGN PATENT DOCUMENTS
`
`I
`
`Examiner Cite Foreign Document
`Initial*
`No Number3
`
`Country
`Code2i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`T5
`
`1
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button I Add
`IRemovel
`NON-PATENT LITERATURE DOCUMENTS
`
`I
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`T5
`
`EFSWeb2.1.17
`
`IPR2017-00122
`Netflix, Inc. v. Affinity Labs of Texas, LLC
`
`Affinity Labs Ex. 2004-001
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`14747002
`
`Filing Date
`
`First Named Inventor
`
`2015-06-23
`I Russell W. White, et al.
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`AFF.004C19US
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`SAMSUNG, LG AND HTC, PETITIONER V. RUSSELL W. WHITE AND KEVIN R. IMES, PATENT OWNER,
`'CORRECTED PETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT NO. 7,953,390*,"
`PR2014-00209, United States Patent No. 7,953,390, December 12, 2013, 67 pages.
`
`SAMSUNG, LG AND HTC, PETITIONER V. RUSSELL W. WHITE AND KEVIN R. IMES, PATENT OWNER,
`'CORRECTED PETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT NO. 7,953,390*," CASE
`PR2014-00212, PATENT 7,953,390, December 12, 2013, 67 pages.
`
`SAMSUNG ELECTRONICS CO., LTD., Petitioner v. AFFINITY LABS OF TEXAS, LLC, Patent Owner, "CORRECTED
`PETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT NO. 8,359,007*," Case IPR2014-00407
`Patent 8,359,007, February 14, 2014, 69 pages.
`
`SAMSUNG ELECTRONICS CO., LTD., Petitioner v. AFFINITY LABS OF TEXAS, LLC, Patent Owner, "CORRECTED
`PETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT NO. 8,359,007*," Case IPR2014-00408
`Patent 8,359,007, February 14, 2014, 69 pages.
`
`SAMSUNG ELECTRONICS CO., LTD; SAMSUNG ELECTRONICS AMERICA, INC.; SAMSUNG
`TELECOMMUNICATIONS AMERICA, LLC, Petitioners v. AFFINITY LABS OF TEXAS, LLC, Patent Owner,
`'CORRECTED PETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT NO. 8,532,641*," Case
`PR2014-01181 Patent 8,532,641, August 12, 2014, 69 pages.
`
`SAMSUNG ELECTRONICS CO., LTD; SAMSUNG ELECTRONICS AMERICA, INC.; SAMSUNG
`TELECOMMUNICATIONS AMERICA, LLC, Petitioners v. AFFINITY LABS OF TEXAS, LLC, Patent Owner,
`'CORRECTED PETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT NO. 8,532,641*," Case
`PR2014-01182 Patent 8,532,641, August 12, 2014, 69 pages.
`
`SAMSUNG ELECTRONICS CO., LTD; SAMSUNG ELECTRONICS AMERICA, INC.; SAMSUNG
`TELECOMMUNICATIONS AMERICA, LLC, Petitioners v. AFFINITY LABS OF TEXAS, LLC, Patent Owner,
`'CORRECTED PETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT NO. 8,532,641*," Case
`PR2014-01184 Patent 8,532,641, August 12, 2014, 68 pages.
`
`SAMSUNG ELECTRONICS CO., LTD. and SAMSUNG ELECTRONICS AMERICA, INC., Petitioners, v. AFFINITY
`ABS OF TEXAS, LLC, Patent Owner, "CORRECTED PETITION FOR INTER PARTES REVIEW OF UNITED
`STATES PATENT NO. 8,532,641*," Case IPR2015-00820 Patent 8,532,641, March 20, 2015, 71 pages.
`
`Petitioners: Samsung Electronics Co., Ltd.; Samsung Electronics America, Inc.; Inventors: Russell W. White, Kevin R.
`mes, "PETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT NO. 8,532,641," February 27, 2015,
`'3 pages.
`
`SAMSUNG ELECTRONICS CO., LTD, SAMSUNG ELECTRONICS AMERICA, INC., 1 HTC CORP., and HTC
`/\MERICA, INC., Petitioner, v. AFFINITY LABS OF TEXAS, LLC, Patent Owner, "FINAL WRITTEN DECISION
`35 U.S.C. § 318(a) and 37 C.F.R. § 42.73," Case IPR2014-00209 Patent No. 7,953,390 B2, May 13, 2015, 20 pages.
`
`SAMSUNG ELECTRONICS CO., LTD; SAMSUNG ELECTRONICS AMERICA, INC.;1 HTC CORP., and HTC
`/\MERICA, INC., Petitioners, v. AFFINITY LABS OF TEXAS, LLC, Patent Owner, "FINAL WRITIEN DECISION
`35 U.S.C. § 318(a) and 37 C.F.R. § 42.73," Case IPR2014-004072 Patent 8,359,007 B2, July 20, 2015, 24 pages.
`
`EFSWeb2.1.17
`
`IPR2017-00122
`
`Affinity Labs Ex. 2004-002
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`14747002
`
`Filing Date
`
`First Named Inventor
`
`2015-06-23
`I Russell W. White, et al.
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`AFF.004C19US
`
`12
`
`13
`
`14
`
`15
`
`16
`
`SAMSUNG ELECTRONICS CO., LTD. and SAMSUNG ELECTRONICS AMERICA, INC., Petitioner, v. AFFINITY
`ABS OF TEXAS, LLC, Patent Owner, "DECISION Denying Petitioner's Motion for Joinder 37 C.F.R. § 42.122
`Denying Institution of Inter Partes Review 37 C.F.R. § 42.108," Case IPR2015-00820 Patent 8,532,641 B2, May 15,
`J015, 6 pages.
`
`SAMSUNG ELECTRONICS CO., LTD. and SAMSUNG ELECTRONICS AMERICA, INC., Petitioner, v. AFFINITY
`ABS OF TEXAS, LLC, Patent Owner, "DECISION Denying Petitioner's Motion for Joinder 37 C.F.R. § 42.122
`Denying Institution of Inter Partes Review 37 C.F.R. § 42.108," Case IPR2015-00821 Patent 8,532,641 B2," May 15,
`J015, 6 pages.
`
`SAMSUNG ELECTRONICS CO., LTD and SAMSUNG ELECTRONICS AMERICA, INC., 1 Petitioner, v. AFFINITY
`ABS OF TEXAS, LLC, Patent Owner, "FINAL WRITTEN DECISION 35 U.S.C. § 318 and 37 C.F.R. § 42.73," Case
`PR2014-01181 Patent 8,532,641 B2, January 28, 2016, 65 pages.
`
`SAMSUNG ELECTRONICS CO., LTD and SAMSUNG ELECTRONICS AMERICA, INC., 1 Petitioner, v. AFFINITY
`ABS OF TEXAS, LLC, Patent Owner, "FINAL WRITTEN DECISION 35 U.S.C. § 318 and 37 C.F.R. § 42.73," Case
`PR2014-01181 Patent 8,532,641 B2, January 28, 2016, 65 pages.
`
`SAMSUNG ELECTRONICS CO., LTD and SAMSUNG ELECTRONICS AMERICA, INC., 1 Petitioner, v. AFFINITY
`ABS OF TEXAS, LLC, Patent Owner, "FINAL WRITTEN DECISION 35 U.S.C. § 318 and 37 C.F.R. § 42.73," Case
`PR2014-01181 Patent 8,532,641 B2, January 28, 2016, 65 pages.
`
`If you wish to add additional non-patent literature document citation information please click the Add button I Add
`EXAMINER SIGNATURE
`
`I
`
`Examiner Signature 11
`
`11
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`I Date Considered
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`English language translation is attached.
`
`EFSWeb2.1.17
`
`IPR2017-00122
`
`Affinity Labs Ex. 2004-003
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`14747002
`
`Filing Date
`
`First Named Inventor
`
`2015-06-23
`I Russell W. White, et al.
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`AFF.004C19US
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1 ).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`D any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`See attached certification statement.
`X Fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`None
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`Signature
`
`Name/Print
`
`/Mark J. Rozman/
`
`Mark J_ Rozman
`
`Date (YYYY-MM-DD)
`
`2016-04-08
`
`Registration Number
`
`142,117
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`EFSWeb2.1.17
`
`IPR2017-00122
`
`Affinity Labs Ex. 2004-004
`
`
`
`14747002 - GAU: 2646
`Receipt date: 04/08/2016
`PTO/SB/OBa (01-10)
`Doc code: IDS
`Approved for use through 07/31/2012. 0MB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`14747002
`
`)015-06-23
`
`I ~ussell W. White, et al.
`I
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`I AFF.004C19US
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1
`
`Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`I Remove I
`
`1
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`I Add
`I
`I Remove I
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.I Add
`I
`IRemovel
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`No Number3
`Initial*
`
`Country
`Code2i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`T5
`
`1
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button I Add
`I
`IRemovel
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`T5
`
`· -
`
`EFSWeb 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/KS/
`
`IPR2017-00122
`
`Affinity Labs Ex. 2004-005
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`14747002
`
`2015-06-23
`
`First Named Inventor Russell W. White, et al.
`
`Art Unit
`
`Examiner Name
`
`Attorney Docket Number
`
`AFF.004C19US
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`SAMSUNG, LG AND HTC, PETITIONER V. RUSSELL W. WHITE AND KEVIN RIMES, PATENT OWNER,
`'CORRECTED PETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT NO. 7,953,390*,"
`PR2014-00209, United States Patent No. 7,953,390, December 12, 2013, 67 pages.
`
`SAMSUNG, LG AND HTC, PETITIONER V. RUSSELL W. WHITE AND KEVIN RIMES, PATENT OWNER,
`'CORRECTED PETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT NO. 7,953,390*," CASE
`PR2014-00212, PATENT 7,953,390, December 12, 2013, 67 pages.
`
`SAMSUNG ELECTRONICS CO., LTD., Petitioner v. AFFINITY LABS OF TEXAS, LLC, Patent Owner, "CORRECTED
`bETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT NO. 8,359,007*," Case IPR2014-00407
`Datent 8,359,007, February 14, 2014, 69 pages.
`
`SAMSUNG ELECTRONICS CO., LTD., Petitioner v. AFFINITY LABS OF TEXAS, LLC, Patent Owner, "CORRECTED
`PETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT NO. 8,359,007*," Case IPR2014-00408
`Patent 8,359,007, February 14, 2014, 69 pages.
`
`SAMSUNG ELECTRONICS CO., LTD; SAMSUNG ELECTRONICS AMERICA, INC.; SAMSUNG
`irELECOMMUNICATIONS AMERICA, LLC, Petitioners v. AFFINITY LABS OF TEXAS, LLC, Patent Owner,
`'CORRECTED PETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT NO. 8,532,641*," Case
`PR2014-01181 Patent 8,532,641, August 12, 2014, 69 pages.
`
`SAMSUNG ELECTRONICS CO., LTD; SAMSUNG ELECTRONICS AMERICA, INC.; SAMSUNG
`lrELECOMMUNICATIONS AMERICA, LLC, Petitioners v. AFFINITY LABS OF TEXAS, LLC, Patent Owner,
`'CORRECTED PETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT NO. 8,532,641*," Case
`PR2014-01182 Patent 8,532,641, August 12, 2014, 69 pages.
`
`SAMSUNG ELECTRONICS CO., LTD; SAMSUNG ELECTRONICS AMERICA, INC.; SAMSUNG
`lrELECOMMUNICATIONS AMERICA, LLC, Petitioners v. AFFINITY LABS OF TEXAS, LLC, Patent Owner,
`'CORRECTED PETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT NO. 8,532,641*," Case
`PR2014-01184 Patent 8,532,641, August 12, 2014, 68 pages.
`
`SAMSUNG ELECTRONICS CO., LTD. and SAMSUNG ELECTRONICS AMERICA, INC., Petitioners, v. AFFINITY
`~ABS OF TEXAS, LLC, Patent Owner, "CORRECTED PETITION FOR INTER PARTES REVIEW OF UNITED
`STATES PATENT NO. 8,532,641*," Case IPR2015-00820 Patent 8,532,641, March 20, 2015, 71 pages.
`
`betitioners: Samsung Electronics Co., Ltd.; Samsung Electronics America, Inc.; Inventors: Russell W. White, Kevin R
`mes, "PETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT NO. 8,532,641," February 27, 2015,
`173 pages.
`
`SAMSUNG ELECTRONICS CO., LTD, SAMSUNG ELECTRONICS AMERICA, INC., 1 HTC CORP., and HTC
`~MERICA, INC., Petitioner, v. AFFINITY LABS OF TEXAS, LLC, Patent Owner, "FINAL WRITTEN DECISION
`65 U.S.C. § 318(a) and 37 C.F.R. § 42.73," Case IPR2014-00209 Patent No. 7,953,390 82, May 13, 2015, 20 pages.
`
`SAMSUNG ELECTRONICS CO., LTD; SAMSUNG ELECTRONICS AMERICA, INC.;1 HTC CORP., and HTC
`~MERICA, INC., Petitioners, v. AFFINITY LABS OF TEXAS, LLC, Patent Owner, "FINAL WRITIEN DECISION
`B5 U.S.C. § 318(a) and 37 C.F.R. § 42.73," Case IPR2014-004072 Patent 8,359,007 82, July 20, 2015, 24 pages.
`
`EFSWeb 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/KS/
`
`IPR2017-00122
`
`Affinity Labs Ex. 2004-006
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`14747002
`
`2015-06-23
`
`First Named Inventor Russell W. White, et al.
`
`Art Unit
`
`Examiner Name
`
`Attorney Docket Number
`
`AFF.004C19US
`
`12
`
`13
`
`14
`
`15
`
`16
`
`SAMSUNG ELECTRONICS CO., LTD. and SAMSUNG ELECTRONICS AMERICA, INC., Petitioner, v. AFFINITY
`-ABS OF TEXAS, LLC, Patent Owner, "DECISION Denying Petitioner's Motion for Joinder 37 C.F.R. § 42.122
`Denying Institution of Inter Partes Review 37 C.F .R. § 42.108," Case IPR2015-00820 Patent 8,532,641 B2, May 15,
`~015, 6 pages.
`
`SAMSUNG ELECTRONICS CO., LTD. and SAMSUNG ELECTRONICS AMERICA, INC., Petitioner, v. AFFINITY
`-ABS OF TEXAS, LLC, Patent Owner, "DECISION Denying Petitioner's Motion for Joinder 37 C.F.R. § 42.122
`Denying Institution of Inter Partes Review 37 C_F_R. § 42.108," Case IPR2015-00821 Patent 8,532,641 B2," May 15,
`~015, 6 pages.
`
`SAMSUNG ELECTRONICS CO., LTD and SAMSUNG ELECTRONICS AMERICA, INC., 1 Petitioner, v. AFFINITY
`-ABS OF TEXAS, LLC, Patent Owner, "FINAL WRITTEN DECISION 35 U.S.C. § 318 and 37 C.F.R. § 42.73," Case
`PR2014-01181 Patent 8,532,641 B2, January 28, 2016, 65 pages.
`
`SAMSUNG ELECTRONICS CO., LTD and SAMSUNG ELECTRONICS AMERICA, INC., 1 Petitioner, v. AFFINITY
`-ABS OF TEXAS, LLC, Patent Owner, "FINAL WRITTEN DECISION 35 U.S.C. § 318 and 37 C.F.R. § 42.73," Case
`PR2014-01181 Patent 8,532,641 B2, January 28, 2016, 65 pages.
`
`SAMSUNG ELECTRONICS CO., LTD and SAMSUNG ELECTRONICS AMERICA, INC., 1 Petitioner, v. AFFINITY
`,_ABS OF TEXAS, LLC, Patent Owner, "FINAL WRITTEN DECISION 35 U.S.C. § 318 and 37 C.F.R. § 42.73," Case
`PR2014-01181 Patent 8,532,641 B2, January 28, 2016, 65 pages.
`
`I
`
`If you wish to add additional non-patent literature document citation information please click the Add button I Add
`EXAMINER SIGNATURE
`
`Examiner Signature II /Kashif Siddiqui/ (06/08/2016)
`
`11
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`I Date Considered
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i1
`English language translation is attached.
`
`EFSWeb 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/KS/
`
`IPR2017-00122
`
`Affinity Labs Ex. 2004-007
`
`
`
`UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria., Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`21906
`7590
`07/07/2016
`TROP, PRUNER & HU, P.C.
`1616 S. VOSS ROAD, SUIIB 750
`HOUSTON, TX 77057-2631
`
`EXAMINER
`
`SIDDIQUI, KASHIF
`
`ART UNIT
`
`PAPER NUMBER
`
`2646
`
`DATE MAILED: 07/07/2016
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/747,002
`
`06/23/2015
`
`Russell W. White
`
`AFF.004Cl9US
`
`9180
`
`TITLE OF INVENTION: SYSTEM TO COMMUNICATE MEDIA
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`10/07/2016
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`IF AN ISSUE FEE HAS
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`IL PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page 1 of 3
`
`IPR2017-00122
`
`Affinity Labs Ex. 2004-008
`
`
`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Fax
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`21906
`7590
`07/07/2016
`TROP, PRUNER & HU, P.C.
`1616 S. VOSS ROAD, SUIIB 750
`HOUSTON, TX 77057-2631
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/747,002
`
`06/23/2015
`
`Russell W. White
`
`AFF.004Cl9US
`
`9180
`
`TITLE OF INVENTION: SYSTEM TO COMMUNICATE MEDIA
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`10/07/2016
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`SIDDIQUI, KASHIF
`
`2646
`
`455-410000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`0 Change of correspondence address ( or Change of Correspondence
`Address form PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`( 1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`2 ______________ _
`
`3 ______________ _
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual O Corporation or other private group entity O Government
`
`4a. The following fee(s) are submitted:
`0 Issue Fee
`0 Publication Fee (No small entity discount permitted)
`0 Advance Order - # of Copies _________ _
`
`4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
`0 A check is enclosed.
`0 Payment by credit card. Form PT0-2038 is attached.
`0 The director is hereby authorized to charge the required fee( s ), any deficiency, or credits any
`( enclose an extra copy of this form).
`overpayment, to Deposit Account Number
`
`5. Change in Entity Status (from status indicated above)
`0 Applicant certifying micro entity status. See 37 CFR 1.29
`0 Applicant asserting small entity status. See 37 CFR 1.27
`0 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature _______________________ _
`
`Date ____________________ _
`
`Typed or printed name ______________________ _
`
`Registration No. ________________ _
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`0MB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 2 of3
`
`IPR2017-00122
`
`Affinity Labs Ex. 2004-009
`
`
`
`UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria., Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/747,002
`
`06/23/2015
`
`Russell W. White
`
`AFF.004Cl9US
`
`9180
`
`21906
`7590
`07/07/2016
`TROP, PRUNER & HU, P.C.
`1616 S. VOSS ROAD, SUIIB 750
`HOUSTON, TX 77057-2631
`
`EXAMINER
`
`SIDDIQUI, KASHIF
`
`ART UNIT
`
`PAPER NUMBER
`
`2646
`
`DATE MAILED: 07/07/2016
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`Section l(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i) to eliminate the
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination ( or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CPR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571 )-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of 3
`
`IPR2017-00122
`
`Affinity Labs Ex. 2004-010
`
`
`
`0MB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
`Budget approval before requesting most types of information from the public. When 0MB approves an agency
`request to collect information from the public, 0MB (i) provides a valid 0MB Control Number and expiration
`date for the agency to display on the instrument that will be used to collect the information and (ii) requires the
`agency to inform the public about the 0MB Control Number's legal significance in accordance with 5 CFR
`1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary
`depending upon the individual case. Any comments on the amount of time you require to complete this form
`and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, Virginia 22313-1450. DO NOT
`SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box
`1450, Alexandria, Virginia 22313-1450. Under the Paperwork Reduction Act of 1995, no persons are required to
`respond to a collection of information unless it displays a valid 0MB control number.
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination of
`proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be s