`
`November 09, 2015
`
`THIS IS TO CERTIFY THAT ANNEXED IS A TRUE COPY FROM THE
`RECORDS OF THIS OFFICE OF THE FILE WRAPPER AND CONTENTS
`OF:
`
`APPLICATION NUMBER: 12/726,098
`FILING DATE: March 17, 2010
`PATENT NUMBER: 8103719
`ISSUE DATE: January 24, 2012
`
`1/249
`
`DOJ EX. 1007
`
`
`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`7228920
`
`12726098
`
`International Application Number:
`
`Confirmat ion Number:
`
`1553
`
`Tit le of Invention:
`
`MESSAGE BROADCASTING CONTROL SYSTEM AND METHOD
`
`First Named Inventor/Applicant Name:
`
`Douglas Weiser
`
`Customer Number:
`
`01688
`
`Filer:
`
`David L. Howard
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`ENIT9835Cl
`
`Rece ipt Date:
`
`17-MAR-2010
`
`Filing Date:
`
`Time Stamp:
`
`17:25:40
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`File Listing:
`Document I
`Number
`
`yes
`
`Deposit Account
`
`$722
`
`4171
`
`162201
`
`Document Description
`
`I
`
`File Name
`
`File Size(Bytes)/ I Multi ,J
`Message Digest
`Part /.zip
`
`Pages
`(if appl.)
`
`I
`
`2/249
`
`DOJ EX. 1007
`
`
`
`1
`
`ENIT _9835(1 _applicat ion_FIN
`AL pdf
`
`3354335
`
`:lf77488<123a6neeoo795<07949<8d35'l5C
`bdol
`
`yes
`
`68
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Start
`
`End
`
`Specification
`
`Claims
`
`Abstract
`
`Warnings:
`
`Information:
`
`2
`
`Drawings-only black and white line
`drawings
`
`Warnings:
`
`Information:
`
`61
`
`67
`
`68
`
`1
`
`62
`
`68
`
`593493
`
`ENIT_9835Cl_drawings.pdf
`
`no
`
`15
`
`9< I 9JJb8>4 71bbb I 2d6b•b 1509J72l>14d6
`3 139CJ6
`
`3
`
`Application Data Sheet
`
`ENIT_9835Cl_ADS.pdf
`
`no
`
`5
`
`247261
`
`38'lcl>6 1•150342"8d8b!t<-d 1 l•bcfllS
`c:4fla
`
`Warnings:
`
`Information:
`
`This is not an USPTO supplied ADS fillable form
`
`4
`
`Oath or Declaration filed
`
`Warnings:
`
`Information:
`
`ENIT_9835C1_Weiser_declarati
`on.pdf
`
`101274
`
`«1r> .. 1tc18deSJJO<>SblO 1 l>J8ede9JS,,,.fb
`d46c:a
`
`no
`
`2
`
`5
`
`Oath or Declaration filed
`
`ENIT _9835(1 _Wood_declaratic
`n.pdf
`
`99744
`
`no
`
`2
`
`6?598J7ca508ab~d44255f'Wl9..,a01 4fl
`d<86
`
`Warnings:
`
`Information:
`
`6
`
`Oath or Declaration filed
`
`ENIT _9835(1 -
`Preston_declarat
`ion.pdf
`
`94110
`
`b88fdecbf?.d8fl509-df>fS 18'labde00
`3aab
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`7
`
`NPL Documents
`
`NPL_l _WOl 998049661 .pdf
`
`no
`
`59
`
`2309377
`
`4ff<87Sa779S97736dbele7•379.., I? -
`83b2 1
`
`Warnings:
`
`Information:
`
`3/249
`
`DOJ EX. 1007
`
`
`
`8
`
`NPL Documents
`
`NPL_2_W02003077063.pdf
`
`no
`
`24
`
`1153650
`
`Warnings:
`
`Information:
`
`lnSb8f04a'l7081835b9l88dja000ea<:Oc;e
`C43d
`
`812482
`
`9
`
`NPL Documents
`
`NPL_3_EP0915598.pdf
`
`no
`
`17
`
`Warnings:
`
`Information:
`
`f66f42618<5l4 769821bfff I <:<fi'l<l72fJf6b 10
`bO
`
`758509
`
`10
`
`NPL Documents
`
`NPL_ 4_ EP1071296.pdf
`
`no
`
`13
`
`Warnings:
`
`Information:
`
`O'.!JQ>Off06209f<:4e<laf00Qae8082b<ld 15(
`d7
`
`1955384
`
`11
`
`NPL Documents
`
`NPL_ 5_EP1 515512.pdf
`
`no
`
`41
`
`Warnings:
`
`Information:
`
`1 .. 096bfa«:lrlb67bfb<:e52d790nl8df651
`15<:3
`
`1149531
`
`12
`
`NPL Documents
`
`NPL_6_W0200145061 .pdf
`
`no
`
`37
`
`Warnings:
`
`Information:
`
`7d3d<d llJl99Jb818%d75000d9e4379710<
`><:196
`
`3046342
`
`13
`
`NPL Documents
`
`NPL_7 _W0200157724.pdf
`
`no
`
`76
`
`Warnings:
`
`Information:
`
`18d5b<b509S.09<:eaJOJ4 176a2bO<:a<:Ocm
`~808d
`
`2773321
`
`14
`
`NPL Documents
`
`NPL_8_W0200189150.pdf
`
`no
`
`81
`
`Warnings:
`
`Information:
`
`da0<:68<:58<9e67Je61f654f0fl-<:4527<
`OOb
`
`2862001
`
`15
`
`NPL Documents
`
`NPL_9 _W02003071392.pdf
`
`no
`
`67
`
`Warnings:
`
`Information:
`
`o 169bd9an<:e84J<l4<:56<:d lld6fbl96edn
`SOM
`
`3081086
`
`16
`
`NPL Documents
`
`NPL_ 1 O_W02005079421 .pdf
`
`no
`
`57
`
`51Jfl!i90h864bba8Ja01de<l50eb3bbe36S<:
`club
`
`Warnings:
`
`Information:
`
`4/249
`
`DOJ EX. 1007
`
`
`
`17
`
`NPL Documents
`
`NPL_11 _W0199605678A 1.pdf
`
`no
`
`20
`
`656251
`
`Warnings:
`
`Information:
`
`6f42319'13•8196•2b9<JfaS 13S3dlh 1.14b24fc
`8bc
`
`691573
`
`18
`
`NPL Documents
`
`NPL_ 12_JP2000244427.pdf
`
`no
`
`11
`
`Warnings:
`
`Information:
`
`d 1 73S40elb<l fd~617717•0 1 9f29a1d6?0
`e332J
`
`174436
`
`19
`
`NPL Documents
`
`NPL_ 13_JP10336127.pdf
`
`no
`
`4
`
`Warnings:
`
`Information:
`
`9ecaaai7987b ISdS l-046S816dQS14
`61C2J
`
`547465
`
`20
`
`NPL Documents
`
`NPL_ 14_JP441719.pdf
`
`no
`
`15
`
`Warnings:
`
`Information:
`
`8.1426Sd96fe0a64 lh2d•Jf d82676IJOIQ 3 te
`3JfS
`
`105542
`
`21
`
`NPL Documents
`
`NPL_ 15_JP09098140.pdf
`
`no
`
`3
`
`Warnings:
`
`Information:
`
`6e l •t6bd08952dfodeel~ I eU8'871640
`11148
`
`111086
`
`22
`
`NPL Documents
`
`NPL_ 16_JP2000165826.pdf
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`31 •bb59bllball36b?fane1aeX830d7<J.lel
`CJICl6
`
`496619
`
`23
`
`NPL Documents
`
`NPL_ 17 _JP441720.pdf
`
`no
`
`11
`
`Warnings:
`
`Information:
`
`81100002fflf .. 1Hld8d57bab()c316395Sf40
`17fd
`
`998369
`
`24
`
`NPL Documents
`
`NPL_ 18_W02000030379.pdf
`
`no
`
`29
`
`Warnings:
`
`Information:
`
`28da5c6laa67808<>10 ln52a9c9c9cl6S55
`efOSc
`
`316838
`
`25
`
`NPL Documents
`
`NPL_l 9_EP1032148.pdf
`
`no
`
`6
`
`c9dd l lf·leSd9dleOlii>b)dJf37ec;8"56Sdll<
`5486
`
`Warnings:
`
`Information:
`
`5/249
`
`DOJ EX. 1007
`
`
`
`26
`
`NPL Documents
`
`NPL_20_3rd_Generation.pdf
`
`no
`
`42
`
`1978787
`
`f9 110..Jb4'.1.S-6514«Jl>«l00880029al105
`22640
`
`w arnings:
`Information:
`
`27
`
`NPL Documents
`
`NPL_21_ Bharat_Sanchar_Niga
`n_Limited.pdf
`
`1331569
`
`d20nal0.747lldd4$75Wd 9<)eec61 197a
`41950
`
`no
`
`21
`
`Warnings:
`
`Information:
`
`28
`
`NPL Documents
`
`NPL_22_British_Parliament.pdf
`
`no
`
`5
`
`292347
`
`<&ll?.ba65f5e31.ablaa<fc539959e65lf896
`4'141
`
`Warnings:
`
`Information:
`
`29
`
`NPL Documents
`
`NPL 23 Canadian_Cont ract_N
`-
`- 05007441 .pdf
`
`2583996
`
`6..,..7ad69><1fl61lee24065b6el204«n ••
`96bt7
`
`no
`
`42
`
`Warnings:
`
`Information:
`
`30
`
`NPL Documents
`
`NPL_24_Canadians_want_Eme
`rgency_Location.pdf
`
`41555
`
`no
`
`1
`
`<)593014dcl449bela$b5~711&l2c.<l7d5
`03883•
`
`Warnings:
`
`Information:
`
`31
`
`NPL Documents
`
`NPL_2s_CEASA_Cell_Alert_Sys
`t em_ Via_ Cell_Broadcast.pdf
`
`819369
`
`c418f154dc97e5c995"691l l<f 14Q b0cl ldl
`9 1"3
`
`no
`
`24
`
`Warnings:
`
`Information:
`
`32
`
`NPL Documents
`
`NPL 26 CEASA_lnternational
`- Public_Warnings.pdf
`
`280345
`
`Sec;7b4hbo29a$d2e2$36$$b<Ollad4 7I064'
`96571
`
`no
`
`7
`
`Warnings:
`
`Information:
`
`33
`
`NPL Documents
`
`NPL_27 _CEASA_lnternational
`Welcome.pdf
`
`53546
`
`f65f061 a92Sle?eff0475$739 1113Jl90l l I
`eb lO
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`34
`
`NPL Documents
`
`NPL 28 CEASA_News_and_Ev
`~nts_News.pdf
`-
`
`131097
`
`f77fe1 :10Mbe800dbSde74 lft88d4 1007171
`5195
`
`no
`
`3
`
`Warnings:
`
`Information:
`
`6/249
`
`DOJ EX. 1007
`
`
`
`35
`
`NPL Documents
`
`NPL_29 _ CEASA_ Text_Message
`_Broadcasts.pdf
`
`181279
`
`8Sc088'1482t<:<"Oda?2«1l 1813e1Sbc70l0t
`c7697
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`36
`
`NPL Documents
`
`NPL_30 _Cellular _Emergency _A
`lert_Services_Association.pdf
`
`42428
`
`at3flb le148(1086101 f<:6acf:laZll<<Jb?f3<aE
`dd•
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`37
`
`NPL Documents
`
`NPL_31_CSE(_Wireless_lmple
`mentation_and_Maintenance.
`
`259457
`
`7a3 la27ec lcaf1)d3flOcl74cSea9•nObba<:5
`34bl
`
`no
`
`6
`
`Warnings:
`
`Information:
`
`38
`
`NPL Documents
`
`NPL_32_Deaf_Today_Disability
`_Group.pdf
`
`119260
`
`Ol<Jbb.1820acSl>d82<5$3 td7 l077 o6711<11it
`ld8t3
`
`no
`
`3
`
`Warnings:
`
`Information:
`
`39
`
`NPL Documents
`
`NPL_33_Engadget_Dutch_ Test
`ing_ Geo_ Targeted.pdf
`
`525863
`
`14 79c0923c82d223 15a 1 a9SOb4 fl l9d4591 !
`7265
`
`no
`
`7
`
`Warnings:
`
`Information:
`
`40
`
`NPL Documents
`
`NPL_34_ETSl_ TS_ l 23_246_UM
`TS.pdf
`
`795645
`
`5084 7a626211 ors.e0c121 b558c75<b91 l9e
`a'.>IM
`
`no
`
`16
`
`Warnings:
`
`Information:
`
`41
`
`NPL Documents
`
`NPL_35_Global_Amateur_Radi
`o_Emergency_Communication
`s.pdf
`
`615153
`
`630f>eSdco.6<:fdb 14<8<'>4 11851•5776bc4
`38d9e
`
`no
`
`15
`
`Warnings:
`
`Information:
`
`42
`
`NPL Documents
`
`NPL_36_1nternational_Search -
`Report.pdf
`
`110439
`
`4<78"62f78J<Sf «17•c7&: 7 44 66c<l 185b9l <:f
`<I tel
`
`no
`
`3
`
`Warnings:
`
`Information:
`
`43
`
`NPL Documents
`
`NPL_37 _Intl_ Telecommunicati
`on_Union_Cell_Broadcast.pdf
`
`704385
`
`34598900bc6J91052.01dl925 13506d58e
`b!llb95
`
`no
`
`19
`
`Warnings:
`
`Information:
`
`7/249
`
`DOJ EX. 1007
`
`
`
`44
`
`NPL Documents
`
`NPL_38_Messaging_Net work_
`Bercut_Limited_Broad cast.pd f
`
`441990
`
`ShJel9f?dc9817<0Q95<f3><1? 1635470819
`0280
`
`no
`
`9
`
`Warnings:
`
`Information:
`
`45
`
`NPL Documents
`
`NPL_39_Mobile1N_com_Perspe
`ctive_Cell_Broadcasting.pdf
`
`150152
`
`8840QIS6205c?hJSe34 <i44 •bhf e 7 497 Jb<>f
`ddd<4
`
`no
`
`3
`
`Warnings:
`
`Information:
`
`46
`
`NPL Documents
`
`NPL_ 40_MobilelN_com_Perspe
`ctive_History_and_lmportance.
`
`159083
`
`4e8fclfldd3f.18920aSadc7e0aSba3ac829a6
`~o
`
`no
`
`3
`
`Warnings:
`
`Information:
`
`47
`
`NPL Documents
`
`News_from_Senat or _J
`NPL_41 -
`ohn_Edwards.pdf
`
`32218
`
`dS"6dl37bc91548efle73853bdSh<87ddb
`81013•
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`48
`
`NPL Documents
`
`NPL_ 42_Newscientist_com_ Te
`xt_Message_Broad cast_Pub lic.
`
`181279
`
`lf630f95208708974d8Sel54h7a!Vd7af0fl
`c«l
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`49
`
`NPL Documents
`
`NPL_ 43_0CG_EMTEL_Archives
`- Cell_Broadcast_Public_Demo
`nst rat ion.pdf
`
`137562
`
`4015ed<5<><09•04514ea291e045447.000
`ddf6f
`
`no
`
`3
`
`Warnings:
`
`Information:
`
`so
`
`NPL Documents
`
`NPL_ 44_RCR_Cell_Broadcast_S
`ervice_ Gets_Second.pdf
`
`218744
`
`4h94 6ld4 fa<:<l 187 a929eJ9S<i'ld022 371588
`OSfc<J
`
`no
`
`4
`
`Warnings:
`
`Information:
`
`51
`
`NPL Documents
`
`NPL_ 45_Recommendation_ 12.
`
`45461
`
`h•Ob<8b21l•df0cl0ci8e57f'><l2:1f1773604•
`7Clb2
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`52
`
`NPL Documents
`
`NPL_ 46_SMS_News_ Text_Mess
`age_Broadcasts_ Could_Provid
`e.pdf
`
`112688
`
`a9b I 373027525460llb8fJJ3c:e8e?eeOd"'C
`Sb749
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`8/249
`
`DOJ EX. 1007
`
`
`
`S3
`
`NPL Documents
`
`NPL_ 47 _Stanford_University_E
`E179_1ntroduction_to_Commu
`nications.pdf
`
`590978
`
`3d30'16<:a4""4!6699'.l48al:>I08 1699d970.. lc
`6a4S<
`
`no
`
`22
`
`Warnings:
`
`Information:
`
`S4
`
`Information Disclosure Statement (IDS) ENIT_983SC1_1DS_FORM_1449
`Filed (SB/08)
`
`615977
`
`78ae5 133d897 13b>ld<18 l '.l6•06S7•oc009
`d425d2
`
`no
`
`12
`
`Warnings:
`
`Information:
`
`SS
`
`Transmittal Letter
`
`ENIT_983SC1_1DS_transmittal.
`
`207350
`
`abl 7145d()f;;3eac22639"'2.Sb2b35af4el
`/ b26
`
`no
`
`6
`
`Warnings:
`
`Information:
`
`S6
`
`Fee Worksheet (PT0-87S)
`
`fee-info.pdf
`
`no
`
`2
`
`36727
`
`5149 lb-1db<565rn55001631«1°'1•24 122JC
`/ b84d
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`42286808
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Aeelications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.S3(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Aeelication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT /00/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Aeelication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT /R0/ 1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`9/249
`
`DOJ EX. 1007
`
`
`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`MESSAGE BROADCASTING CONTROL SYSTEM AND METHOD
`
`First Named Inventor/ Applicant Name:
`
`Douglas Weiser
`
`Filer:
`
`Attorney Docket Number:
`
`Filed as Small Entity
`
`Utility under 35 USC 111 (a) Filing Fees
`
`David L. Howard
`
`ENIT9835Cl
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Utility filing Fee (Electronic filing)
`
`Utility Search Fee
`
`Utility Examination Fee
`
`4011
`
`2111
`
`2311
`
`1
`
`1
`
`1
`
`82
`
`270
`
`110
`
`82
`
`270
`
`110
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Claims in excess of20
`
`2202
`
`10
`
`26
`
`260
`
`Miscellaneous-Filing:
`
`Petition:
`
`10/249
`
`DOJ EX. 1007
`
`
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Patent-Appeals-and-Interference:
`
`Post-Al lowance-and-Post-lssuance:
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USO($)
`
`722
`
`11/249
`
`DOJ EX. 1007
`
`
`
`PTO/SBI08a (01-10)
`Doc code: IDS
`Approved for use through 07131/2012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`2010-03-17
`Filing Date
`First Named Inventor I Weiser, et al.
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`ENIT 9835C1
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1 Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`I Remove I
`
`1
`
`4415771
`
`1983-11-15
`
`Martinez
`
`2
`
`5278539
`
`1994-01-11
`
`Lauterbach, et al.
`
`3
`
`5592172
`
`1997-01-07
`
`Bailey, et al.
`
`4
`
`6021177
`
`2000-02-01
`
`Allport
`
`5
`
`6
`
`6084510
`
`2000-07-04
`
`Lemelson, et al.
`
`6112075
`
`2000-08-29
`
`Weiser
`
`7
`
`6169476
`
`2001-01-02
`
`Flanagan
`
`8
`
`6219696
`
`2001-04-17
`
`Wynblatt, et al.
`
`EFS Web 2.1.17
`
`12/249
`
`DOJ EX. 1007
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`2010-03-17
`Filing Date
`First Named Inventor I Weiser, et al.
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`ENIT 9835C1
`
`9
`
`6240360
`
`2001-05-29
`
`Phelan
`
`10
`
`6346890
`
`2002-02-12
`
`Bellin
`
`11
`
`6463273
`
`2002-10-08
`
`Day
`
`12
`
`6480578
`
`2002-11-12
`
`Allport
`
`13
`
`6490525
`
`2002-12-03
`
`Baron, Sr. et al.
`
`14
`
`6493633
`
`2002-12-10
`
`Baron, Sr. et al.
`
`15
`
`6580916
`
`2003-06-17
`
`Weisshaar, et al.
`
`16
`
`6650902
`
`2003-11-18
`
`Richton
`
`17
`
`6683526
`
`2004-01-27
`
`Bellin
`
`18
`
`6745021
`
`2004-06-01
`
`Stevens
`
`19
`
`6751455
`
`2004-06-15
`
`Acampora
`
`EFS Web 2.1.17
`
`13/249
`
`DOJ EX. 1007
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`2010-03-17
`Filing Date
`First Named Inventor I Weiser, et al.
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`ENIT 9835C1
`
`20
`
`6753784
`
`2004-06-22
`
`Sznaider, et al.
`
`21
`
`6785551
`
`2004-08-31
`
`Richard
`
`22
`
`6867688
`
`2005-03-15
`
`Lamb
`
`23
`
`6882837
`
`2005-04-19
`
`Fernandez, et al.
`
`24
`
`6947754
`
`2005-09-20
`
`Ogasawara
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`I Add I
`I Remove I
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`20020095333
`
`2002-06-18
`
`Jokinen, et al.
`
`20020107016
`
`2002-08-08
`
`Hanley
`
`20020124252
`
`2002-09-05
`
`Schaefer, et al.
`
`20030026240
`
`2003-02-06
`
`Eyuboglu, et al.
`
`2
`
`3
`
`4
`
`EFS Web 2.1.17
`
`14/249
`
`DOJ EX. 1007
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`2010-03-17
`Filing Date
`First Named Inventor I Weiser, et al.
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`ENIT 9835C1
`
`5
`
`6
`
`7
`
`8
`
`9
`
`20030134622
`
`2003-07-17
`
`Hsu, et al.
`
`20030134651
`
`2003-07-17
`
`Hsu
`
`20030137415
`
`2003-07-24
`
`Thomson
`
`20030145064
`
`2003-07-31
`
`Hsu, et al.
`
`20030197615
`
`2003-10-23
`
`Roche, et al.
`
`10
`
`20040150518
`
`2004-08-05
`
`Phillips, et al.
`
`11
`
`20040152493
`
`2004-08-05
`
`Phillips, et al.
`
`12
`
`20040247086
`
`2004-12-09
`
`Menard, et al.
`
`13
`
`20050030977
`
`2005-02-10
`
`Casey, et al.
`
`14
`
`20050096065
`
`2005-05-05
`
`Fleischman
`
`15
`
`20050162267
`
`2005-07-28
`
`Khandelwal, et al.
`
`EFS Web 2.1.17
`
`15/249
`
`DOJ EX. 1007
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`2010-03-17
`Filing Date
`First Named Inventor I Weiser, et al.
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`ENIT 9835C1
`
`16
`
`20050261012
`
`2005-11-24
`
`Weiser
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.I Add I
`IRemovel
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`Initial*
`No Number3
`
`Country
`Code2 i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`rs
`
`1
`
`98/49661
`
`2
`
`03/077063
`
`3
`
`0915598
`
`4
`
`1071296
`
`5
`
`1515512
`
`6
`
`01/45061
`
`7
`
`01/57724
`
`8
`
`01/89150
`
`WO
`
`WO
`
`EP
`
`EP
`
`EP
`
`WO
`
`WO
`
`WO
`
`1998-11-05
`
`Alert Systems, Inc.
`
`2003-09-18
`
`Swan Island Networks,
`Inc.
`
`A2
`
`1999-12-05 Matsushita Electric
`Industrial Co., Ltd.
`
`A1
`
`2001-01-24
`
`Alcatel
`
`A2
`
`2005-03-16
`
`NEC Corporation Tokyo
`(JP)
`
`A2
`
`2001-06-21
`
`Nokia Corp.
`
`A1
`
`2001-08-09
`
`Nextgen Pty Ltd.
`
`A2
`
`2001-11-22
`
`Reliacast, Inc.
`
`EFS Web 2.1.17
`
`~
`
`~
`
`~
`
`~
`
`~
`
`~
`
`~
`
`~
`
`16/249
`
`DOJ EX. 1007
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`2010-03-17
`Filing Date
`First Named Inventor I Weiser, et al.
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`ENIT 9835C1
`
`9
`
`03/071392
`
`WO
`
`A2
`
`2003-08-28
`
`10
`
`05/079421
`
`WO
`
`A2
`
`2005-09-01
`
`11
`
`96/05678
`
`WO
`
`A1
`
`1999-02-22
`
`12
`
`2000244427
`
`13
`
`10336127
`
`14
`
`441719
`
`15
`
`09/098140
`
`16
`
`2000165826
`
`17
`
`441720
`
`JP
`
`JP
`
`JP
`
`JP
`
`JP
`
`JP
`
`~
`
`~
`
`~
`
`~
`
`~
`
`2000-09-08
`
`1999-12-18
`
`JP (abstract only -
`partial translation)
`
`1999-09-28
`
`JP (partial translation) ~
`
`1997-08-04
`
`JP (abstract only -
`partial translation)
`
`2000-06-16
`
`JP (abstract only -
`partial translation)
`
`~
`
`~
`
`2000-08-18
`
`JP (partial translation) ~
`
`18
`
`00/30379
`
`WO
`
`2000-05-25
`
`19
`
`1032148
`
`EP
`
`A2
`
`2000-08-30
`
`~
`
`~
`
`EFS Web 2.1.17
`
`17/249
`
`DOJ EX. 1007
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`2010-03-17
`Filing Date
`First Named Inventor I Weiser, et al.
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`ENIT 9835C1
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button I Add I
`I Remove!
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`T5
`
`1
`
`3rd Generation Partnership Project TS 23.246, Release 6, August 2004
`
`Bharat Sanchar Nigam Limited, "Value Added Services in GSM", Engineering Instruction, 04 May 2005; available at
`http://www. bsnl .co. infservicefmobi le_ voice_ based_ service. htm
`
`British Parliament Debates CellAlert Service for the UK, May 1, 2003, may be seen at www.ceasa.us!news.htm
`
`Canadian Contract No. 5007 441 , 23 July 2003; http:ff72.14.203.104fsearch?q=cache:piSqEswBv7 4J:strategis. ic.gc.
`cafepicfinternetfinet-td
`
`[8J
`
`Canadians want Emergency-Location Services, by Dave Ebner, April 11, 2003, may be seen at www.ceasa.us!news.
`htm
`
`[8J
`
`[8J
`
`[8J
`
`[8J
`
`2
`
`3
`
`4
`
`5
`
`7
`
`8
`
`9
`
`EFS Web 2.1.17
`
`6
`
`CEASA International, "Public Warnings via Cell Broadcast", Wood and Weiser, 24 May 2005, http://www.ceasa-int.org
`
`[8J
`
`[8J
`
`CEASA International, "Welcome to CEASa USA", Ceasa Admin , 12 June 2004, http:f/ceasa-international.comfusaf
`index2.php?option=comcontent&task=view&id=1 <e
`
`CEASA, "Cell Alert System Via Cell Broadcast, Wood, September 2005, www.eglobalconf.net!speechesfMarkWood.
`ppt
`
`[8J
`
`CEASA, "Text Message broadcasts could provide disaster Alerts" July 28, 2005, available at: http:f/ceasa-international.
`comfusafindex2.php?option=comcontent&task=view&id=1 <e
`
`[8J
`
`18/249
`
`DOJ EX. 1007
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`2010-03-17
`Filing Date
`First Named Inventor I Weiser, et al.
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`ENIT 9835C1
`
`10
`
`CEASA; News and Events, "News", 14 January 2005 - June 2005, http://www.ceasa-international.org/news.html
`
`~
`
`11
`
`Cellular Emergency Alert Services Association, February 21, 2003, CellAlert Services Corporate Structure, may be
`seen at www.ceasa.us/news.htm
`
`~
`
`12
`
`CSEC "Wireless Implementation & Maintenance, Service Notification & Testing Notification Policies and Procedures",
`19 April 2002, available at: http://www.911.state.tx.us/files/pdfs/resources/call_take.xls
`
`~
`
`13
`
`Deaf Today, "Disability Group Backs Cingular/AWS Merger, Silva, 04 June 2004, available at: http://www.deaftoday.
`com/newsarchives/004848. html
`
`~
`
`14
`
`Engadget, "Dutch Testing Geo-Targeted SMS Emergency Broadcast System", Ricker, 08 October 2005, http://www.
`engadget.com/entry/1234000590062252
`
`~
`
`15
`
`ETSI TS 123.246, Universal Mobile Telecommunications System (UMTS); Multimedia Broadcast/Multicast Service
`(MBMS); Architecture and functional description (3GPP TS 23.246 version 6.6.0 Release 6) (2005-03)
`
`~
`
`16
`
`Global Amateur Radio Emergency Communications Conference, Tampere, Finland, 13-14 June 2005, "What is 'Cell
`Broadcasting' and Why do I care, as a HAM?, Wood, www.rientola.fi/oh3ag/garec/documents/Cellalert.ppt
`
`~
`
`17
`
`International Search Report mailed July 17, 2006 from the International Bureau
`
`~
`
`18
`
`International Telecommunication Union, "Cell Broadcast Broker System" M. Wood, Cell Alert Services Corp., 18 Feb
`2003, available at: http://www.itu.int/itudoc/itu-t/workshop/ets/isd3-001.html
`
`~
`
`19
`
`Messaging Network, Bercut Limited, "Broadcast for the Masses", Sergey Ermilov, 2 March 2005, available at: http://
`www.bercut.biz
`
`~
`
`20
`
`MobilelN.com Perspective, "Cell Broadcasting Technical Primer", Wood, September 2005, available at: http://www.
`mobilein .com/ Perspectives/ Authors/CB_ Primer.htm
`
`~
`
`EFS Web 2.1.17
`
`19/249
`
`DOJ EX. 1007
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`2010-03-17
`Filing Date
`First Named Inventor I Weiser, et al.
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`ENIT 9835C1
`
`21
`
`MobilelN.com Perspective, "History and Importance of Cell Broadcast", Wood, September 2005, available at: http:/f
`www.mobilein.com/Perspective/ Authors/CB_ History Importance .htm
`
`~
`
`22
`
`News from Senator John Edwards, North Carolina, April 3, 2003, Senate Okays Edwards Emergency Warning Bill,
`may be seen at www.ceasa.us/news.htm
`
`~
`
`23
`
`Newscientist.com, "Text Message Broadcasts Could Provide Disaster Alerts", 06 January 2005, available at: http://
`www.newscientist.com/article.ns?id=dn6852
`
`~
`
`24
`
`OCG-EMTEL Archives, "Cell Broadcast Public Demonstration in USA Successful", Wood, 19 September 2004,
`available at: http://list.etsi.fr/scripts/wa.exe? A 1 =ind0409&L =ocg_ emtel& T =O&F=&S=&P=693
`
`~
`
`25
`
`RCR, CELL-BROADCAST SERVICE GETS SECOND LOOK, JEFFREY SILVA, MOVEMBER 10, 2003, MAY BE
`SEEN AT www.ceasa/us/news.htm
`
`~
`
`26
`
`Recommendation 12 {WTDC-02), The World Telecommunication Development Conference {Istanbul 2002)
`
`~
`
`27
`
`SMS News, "Text Message Broadcasts Could Provide Disaster Alerts", 07 January 2005, available at: http:/fwww.
`sendsmsnow. com/newspage.php?id=44
`
`~
`
`28
`
`Stanford University, EE179 "Introduction To Communications, Professor Andrea Goldsmith, Winter 2005, available at:
`http://www.stanford.edu/class/E E 179
`
`~
`
`29
`
`30
`
`31
`
`EFS Web 2.1.17
`
`D
`
`D
`
`D
`
`20/249
`
`DOJ EX. 1007
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`2010-03-17
`First Named Inventor I Weiser, et al.
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`ENIT 9835C1
`
`32
`
`33
`
`D
`
`D
`
`If you wish to add additional non-patent literature document citation information please click the Add button I Add I
`EXAMINER SIGNATURE
`
`Examiner Signature I
`
`I Date Considered I
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i1
`English language translation is attached.
`
`EFS Web 2.1.17
`
`21/249
`
`DOJ EX. 1007
`
`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`Application No.:
`Filing Date:
`Applicant:
`Group Art Unit:
`Examiner:
`Title:
`Attorney Docket:
`
`Messaging Broadcasting Control System and Method
`ENIT 9835C1
`
`March 17, 2010
`Weiser, et al.
`
`PATENT
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`INFORMATION DISCLOSURE STATEMENT
`
`Sir:
`
`Pursuant to 37 C.F.R. §§ 1.56, 1.97 and 1.98, Applicant hereby submits a
`Supplemental Information Disclosure Statement for consideration by the Examiner.
`
`I.
`
`LIST OF PATENTS. PUBLICATIONS. AND OTHER INFORMATION
`
`The patents, publications and other information requested to be considered by
`the Office (except unpublished U.S. patent applications) are listed on Form 1449
`attached hereto.
`
`II.
`
`COPIES
`
`A. ~ Submitted herewith is a legible copy of (i) each foreign patent; (ii) each
`publication or that portion which caused it to be listed, other than U.S. patents
`and U.S. patent application publications unless required by the Office; (iii) each
`unpublished U.S. application listed below in Section IV (i.e., including the
`specification, claims, and any drawing of the application, or that portion of the
`application which caused it to be listed, including any claims directed to that
`portion), except for such applications filed on or after June 30, 2003, pursuant to
`the Waiver of the Copy Requirement in 37 C.F.R. 1.98 (OG Notice dated
`October 19, 2004); and (iv) all other information or that portion which caused it to
`be listed .
`B. 0 Any patents, publications or other information which are listed on Form
`1449 or on the copies of PT0-892, but which are not enclosed herewith, were
`previously cited by or submitted to the PTO in one of the following applications
`which has been relied upon for an earlier filing date under 35 U.S.C. § 120:
`
`U.S. Serial Number
`
`U.S. Filing Date
`
`Page 1of6
`
`22/249
`
`DOJ EX. 1007
`
`
`
`C. D This is a PCT applic~tion in the entry of the National Phase in the United
`States. A copy of the International Search Report is attached for the
`Examiner's information. The documents listed on the International Search .:.
`report are listed on the attached Form 1449 for consideration by the Examiner ·
`and for listing on any patent resulting from this application.
`If the International
`Search report was from the US, EPO, or JPO search authorities, copies of these
`references should have been supplied to the USPTO under the trilateral
`agreement and are believed to be in the file of the above-identified application.
`(MPEP 1893.03(g).)
`
`Ill.
`
`CONCISE EXPLANATION OF THE RELEVANCE (check at least one box)
`
`A. ~ Except as may be indicated below in (B), all of the patents, publications or
`other information are in the English language (concise explanation not required).
`B. D A concise explanation of the relevance of each patent, publication or other
`information listed that is not in the English language is as follows (see 37 C.F.R.
`§ 1.98(a)(3)):
`1. D See the attached foreign patent office communication from a
`counterpart foreign application:
`2. 0 English translations are provided :
`3. D Other:
`
`C. D The following additional information is provided for the Examiner's
`consideration.
`
`Page 2 of 6
`
`23/249
`
`DOJ EX. 1007
`
`
`
`IV.
`
`CROSS REFERENCE TO RELATED APPLICATION(S}
`
`The examiner is advised that the following co-pending applications contain
`
`subject matter that may be related to the present application. By bringing these
`
`applications to the Examiner's attention, Applicants do not waive the confidentiality
`
`provisions of 35 U.S.C. §122
`
`Co-pending U.S. Patent Applications
`
`1. Serial No. 11/602,461 filed November20, 2006 (Attorney DN ENIT9835U1);
`
`2. Serial No. 11/602,458 filed November 20, 2006 (Attorney DN ENIT 9839U1);
`
`3. Serial No. 11/605,207 filed November 28, 2006, (Attorney DN ENIT 9838U1);
`
`4. Serial No. 11/602,462 filed November 20, 2006 (Attorney DN ENIT 9837U1); and
`
`5. Serial No. 11/057,704 filed February 14, 2005 (Attorney DN ENIT 9834U1).
`
`6. Serial No. 12/559,405 filed September 14, 2009 (Attorney DN ENIT 9834C1).
`
`V.
`
`THIS IDS IS BEING FILED UNDER
`
`A.~ 37 C.F.R. § 1.97(b): (check only one box)
`•
`
`1. ~ within three months of the filing date of a national application other
`than a continued prosecution application under § 1.53(d) (37 C.F.R. §
`1.97(b)(1)). No fee or certification is required.
`2. D within three months of the date of entry of the national stage as set
`forth in§ 1.491 in an international application (37 C.F.R. § 1.97(b)(2)). No
`fee or certification is required.
`3. D before the mailing of a first Office Action on the merits (37 C.F.R. §
`1.97(b)(3)). No fee or certification is required.
`In the event that a first
`Office Action on the merits has been issued, please consider this IDS
`under 37 C.F.R. § 1.97(c) and see the certification under 37 C.F.R. §
`1.97(e) below; or, if no certification has been made, charge our deposit
`account a fee in the amount of $180.00 as required by 37 C.F.R. § 1.1 ?(p).
`
`Page 3of6
`
`24/249
`
`DOJ EX. 1007
`
`
`
`4. D before the mailing of a first Office Action after the filing of a request
`for continued examination under 37 C.F.R. § 1.114. No fee or certification
`is required.
`B. D 37 C.F.R. § 1.97(c): (check only one box)
`
`before the mailing date of either any Final Office Action under 37 C.F.R. §
`1.113, a Notice of Allowance under 37 C.F.R. § 1.311 , or an action that
`otherwise closes prosecution.
`1. D No certification; therefore, a fee in the amount of $180.00 is required
`by 37 C.F.R. § 1.17(p).
`2. D See the certification below. No fee is required.
`
`Page 4 of 6
`
`25/249
`
`DOJ EX. 1007
`
`
`
`C. D 37 C.F.R. § 1.97(d):
`
`after the mailing date of either a Final Office Action under 37 C.F.R. §
`1.113 or a Notice of Allowance under 37 C.F.R. § 1.311, yet on or before
`payment of the issue fee.
`1. 0 See the certification below. A fee in the amount of $180.00 is
`required by 37 C.F.R. § 1.17(p).
`
`VI.
`
`CERTIFICATION UNDER 37 C.F.R. § 1.97(e}: (check only one box)
`
`The undersigned hereby certifies that:
`A. D each item of information contained in this IDS was first cited in a
`communication from a foreign patent office in a counterpart foreign application
`not more than three months prior to the filing of this IDS (See 37 C.F.R. §
`1.97(e)(1)). See further statement under 37 C.F.R. 1.704(d) below in section VII,
`if applicable; or
`B. D no item of information contained in this IDS was cited in a communication
`from a foreign patent office in a counterpart foreign application, and, to the
`knowledge of the undersigned after making reasonable inquiry, no item of
`information contained in this IDS was known to any individual designated in 37
`C.F.R. § 1.56(c) more than three months prior to the filing of this IDS (See 37
`C.F.R. § 1.97(e)(2)).
`C. D