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`USO($)
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`65
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`116/229
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`

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`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`12096790
`
`13356411
`
`International Application Number:
`
`Confirmation Number:
`
`9466
`
`Title of Invention:
`
`MESSAGE BROADCASTING CONTROL SYSTEM AND METHOD
`
`First Named Inventor/Applicant Name:
`
`Kevin Russell Preston
`
`Customer Number:
`
`1688
`
`Filer:
`
`David L. Howard
`
`Filer Authorized By:
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`
`ENIT9835C2
`
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`
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`
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`16-FEB-2012
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`23-JAN-2012
`
`18:21:26
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`117/229
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`DOJ EX. 1008
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`

`
`1
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`Transmittal Letter
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`f66f.1261&;524 7698ltbfff1<:<129()7?f3f6b10
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`O'i3<00ff06W9fc4 .. Jaf00f?a~8'.ltxld 1 5E
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`NPL_S_EP1515512.pdf
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`NPL_6_W0200145061.pdf
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`7dld<:<I lbl993b818%d7S000d9e4379710c
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`NPL_7 _W0200157724.pdf
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`18d5beb5095e09<ea3034176a2bO<acOd71
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`118/229
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`DOJ EX. 1008
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`10
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`Foreign Reference
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`NPL_9 _W02003071392.pdf
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`no
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`67
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`2862001
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`Information:
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`0169bd9anc;e843<14c56c:d 13d6lbl90edn
`S<J3cf
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`3081086
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`11
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`NPL_ 1 O_W02005079421 .pdf
`
`no
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`57
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`Information:
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`513ffS9otiaO<hba83aOI Ml50...b3bbe365<
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`656251
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`NPL_ 11_W0199605678A 1.pdf
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`6f4231923a8196a2b9dfa51353dft> I 34b24fc
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`691573
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`NPL_ 12_JP2000244427 .pdf
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`Information:
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`d17J540elbdfdb926m27a019Q9"2d620
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`174436
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`no
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`4
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`Information:
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`9ec;oaa27987bl Sd5 I eaba20465816df'25 14
`61<23
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`547465
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`Information:
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`834265d96feOa64fb2d•:lfcJ826761lOff1l le
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`105542
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`Information:
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`6e 146bd08952dfadeele3>9 1 elf8287 1640
`11 148
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`111086
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`NPL_ 16_JP2000165826.pdf
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`3 labb5-2~b2faf7elae5<.8lOd7CHel
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`496619
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`NPL_ 17 _JP441720.pdf
`
`no
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`8 1 IOOOO?fllfaefl0d8d57bah6c3163955f40
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`Information:
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`119/229
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`DOJ EX. 1008
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`19
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`Foreign Reference
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`NPL_ 18_W02000030379.pdf
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`no
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`29
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`998369
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`Information:
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`?!t<I05c6?,aa67808.><1017?$?a9c9<9<16555
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`316838
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`NPL_ 19_EP1032148.pdf
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`22
`
`Non Patent Literature
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`NPL_20_3rd_ Generation.pdf
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`no
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`1978787
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`
`2583996
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`26
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`NPL_24_ Canadians_ want_Eme
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`41555
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`cJS93024dd4491Jel•8b5c09<1788alc07d5
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`27
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`Non Patent Literature
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`NPL_26_CEASA_lnternational
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`
`280345
`
`Sec7b4bbe?9a8d?e28J688b'°8ad4 7f064<
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`Information:
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`120/229
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`28
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`Non Patent Literature
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`NPL_27 _CEASA_lnternational
`Welcome.pdf
`
`53546
`
`f65f061a9'53e?eff0<17SS7l9 1113Wl03 1 I
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`29
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`Non Patent Literature
`
`NPL_25_CEASA_Cell_Alert_Sys
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`
`819369
`
`<4 l8fl S<d<.97e5<.')9Sa691J ld MO bOd I d3
`91e3
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`no
`
`24
`
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`Information:
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`30
`
`Non Patent Literature
`
`NPL_29 _ CEASA_ Text_Message
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`
`181279
`
`88c0800IS21e60d•2ied3 181Jel5b<7030I
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`31
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`Non Patent Literature
`
`NPL_28_CEASA_News_and_Ev
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`131097
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`mtel7060be800db5de743fdl8d4 I007f7I
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`Non Patent Literature
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`NPL 30 Cellular_Emergency_A
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`42428
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`1
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`33
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`Non Patent Literature
`
`NPL_31_CSEC_Wireless_lmple
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`pdf
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`259457
`
`7•3 l•1.7e<l<af1JdJf30d74<5""9anObbae5
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`
`no
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`34
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`Non Patent Literature
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`NPL_32_oeaf_Today_Disability
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`
`119260
`
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`35
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`Non Patent Literature
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`NPL_33_Engadget_Dutch_ Test
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`
`525863
`
`f479<0n3dl?d2? l 15a la950b4f7J9d4591
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`no
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`7
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`Information:
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`36
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`Non Patent Literature
`
`NPL_34_ETSl_ TS_ 123_246_UM
`TS.pdf
`
`795645
`
`50847a626??10f5oe0d1. lb558<75eh9139e
`a946J
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`no
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`16
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`Information:
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`121/229
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`37
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`Non Patent Literature
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`NPL_35_Global_Amateur_Radi
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`
`615153
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`6306e5dco.6eldb 14<8<94 1 UIS la$n6b«
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`15
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`Warnings:
`
`Information:
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`38
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`Non Patent Literature
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`NPL_36_1nternational_Search -
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`
`110439
`
`4<78e<ilf78J61<:<17ac78<7<1486<d l8Sb93el
`dlel
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`no
`
`3
`
`Warnings:
`
`Information:
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`39
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`Non Patent Literature
`
`NPL_37 _Intl_ Telecommunicati
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`
`704385
`
`.14598960bc63910~e-Old39:!513506dS8e
`b83b95
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`no
`
`19
`
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`
`Information:
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`40
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`Non Patent Literature
`
`NPL_38_Messaging_Network_
`Bercut_Limited_Broadcast.pdf
`
`441990
`
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`no
`
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`41
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`Non Patent Literature
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`NPL_39_MobilelN_com_Perspe
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`150152
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`8840<ol56'05<2b35e34&14•bbfe7497lbef
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`no
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`Non Patent Literature
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`NPL_ 40_MobilelN_com_Perspe
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`Non Patent Literature
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`News_from_Senator _J
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`Non Patent Literature
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`NPL_ 43_0CG_EMTEL_Archives
`-Cell_Broadcast_Public_Demo
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`
`137562
`
`40 I 5edc5cac09a045 14ea291e-045447a0ad
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`Information:
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`122/229
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`DOJ EX. 1008
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`46
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`Non Patent Literature
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`218744
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`
`Information:
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`47
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`Non Patent Literature
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`NPL_ 45_Recommendation_ 12.
`pdf
`
`45461
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`b•thc;$b2 I ladf0c:i0c36e576d?3fl 773604•
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`no
`
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`Information:
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`48
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`Non Patent Literature
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`NPL_ 46_SMS_News_ Text_Mess
`age_Broadcasts_ Could_Provid
`e.pdf
`
`112688
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`a9b I J73027525460IJbSl333ce6<2eeOde<C
`Sb749
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`no
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`2
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`49
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`Non Patent Literature
`
`NPL_ 47 _St anford_University_E
`El 79_1ntroduction_to_Commu
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`
`590978
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`3dle4~a4..S6699',M8a1Jf08 1 699<1970. lc
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`50
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`Non Patent Literature
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`NPL_ 1 _ TeliaSonera_Mobile_Br
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`466543
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`NPL_2_Text_message_warn_ot
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`
`32319
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`52
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`Non Patent Literature
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`Warnings:
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`Information:
`
`NPL_3_The_Cellular_Emergenc
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`20188
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`1
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`""8e362e9ab56S6b<9471429b<e ld l•?05<
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`Non Patent Literature
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`NPL_ 4_The_Wall_St reet_Journ
`al_Online.pdf
`
`440890
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`Non Patent Literature
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`
`56909
`
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`no
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`Information:
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`123/229
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`55
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`Oath or Declaration filed
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`ENIT _9835C2_Decla ration_Pres
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`ENIT _9835C2_Declaration_ Wo
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`Oath or Declaration filed
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`ENIT _9835C2_Declaration_ Wei
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`Fee Worksheet (SB06)
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`fee-info.pdf
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
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`New Aeelications Under 35 U.S.C. 111
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`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U S. DEPARTMENT OF COMMERCE
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`9
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`6
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`01/45061
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`17
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`441720
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`2000-08-18
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`JP (partial translation) ~
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`18
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`Canadian Contract No. 5007 441 , 23 July 2003; http:/172.14.203.104/search?q=cache:piSqEswBv7 4J:strategis. ic.gc. D
`ca/epic/internetfinet-td
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`Canadians want Emergency-Location Services, by Dave Ebner, April 11, 2003, may be seen at www.ceasa.us/news. D
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`CEASA International, "Public Warnings via Cell Broadcast", Wood and Weiser, 24 May 2005, http://www.ceasa-int.org D
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`1
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`Bharat Sanchar Nigam Limited, "Value Added Services in GSM", Engineering Instruction, 04 May 2005; available at
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`British Parliament Debates CellAlert Service for the UK, May 1, 2003, may be seen at www.ceasa.us/news.htm
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`7
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`8
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`9
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`CEASA International, "Welcome to CEASa USA", Ceasa Admin, 12 June 2004, http://ceasa-international.com/usa/
`index2 .php ?option=comcontent&task=view&id= 1 &lte
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`D
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`CEASA, "Cell Alert System Via Cell Broadcast, Wood, September 2005, www.eglobalconf.net/speeches/MarkWood. D
`ppt
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`CEASA, "Text Message broadcasts could provide disaster Alerts" July 28, 2005, available at: http://ceasa-international. D
`com/usa/index2 .php?option=comcontent& task=view&id= 1 &lte
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`10
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`CEASA; News and Events, "News", 14 January 2005 - June 2005, http://www.ceasa-international.org/news.html
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`11
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`Cellular Emergency Alert Services Association, February 21, 2003, CellAlert Services Corporate Structure, may be
`seen at www.ceasa.us/news.htm
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`D
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`12
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`CSEC "Wireless Implementation & Maintenance, Service Notification & Testing Notification Policies and Procedures", D
`19 April 2002, available at: http:ffwww.911.state.tx.us/files/pdfs/resources/call_take.xls
`
`13
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`Deaf Today, "Disability Group Backs Cingular/AWS Merger, Silva, 04 June 2004, available at: http:ffwww.deaftoday. D
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`Engadget, "Dutch Testing Geo-Targeted SMS Emergency Broadcast System", Ricker, 08 October 2005, http://www. D
`engad get. com/entry/ 1234000590062252
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`
`ETSI TS 123.246, Universal Mobile Telecommunications System (UMTS); Multimedia Broadcast/Multicast Service
`(MBMS); Architecture and functional description (3GPP TS 23.246 version 6.6.0 Release 6) (2005-03)
`
`D
`
`16
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`Global Amateur Radio Emergency Communications Conference, Tampere, Finland , 13-14 June 2005, "What is 'Cell D
`Broadcasting' and Why do I care, as a HAM?, Wood, www.rientola.fi/oh3ag/garec/documents/Cellalert.ppt
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`18
`
`International Telecommunication Union, "Cell Broadcast Broker System" M. Wood, Cell Alert Services Corp., 18 Feb D
`2003, available at: http://www.itu.int/itudoc/itu-t/workshop/ets/isd3-001.html
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`mobilein .com/ Perspectives/ Authors/CB_ Primer.htm
`
`D
`
`21
`
`MobilelN.com Perspective, "History and Importance of Cell Broadcast", Wood, September 2005, available at: http:f/ D
`www.mobilein.com/Perspective/Authors/CB_Historylmportance.htm
`
`22
`
`News from Senator John Edwards, North Carolina, April 3, 2003, Senate Okays Edwards Emergency Warning Bill,
`may be seen at www.ceasa.us/news.htm
`
`D
`
`23
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`Newscientist.com, "Text Message Broadcasts Could Provide Disaster Alerts", 06 January 2005, available at: http://
`www.newscientist.com/article.ns?id=dn6852
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`D
`
`24
`
`OCG-EMTEL Archives, "Cell Broadcast Public Demonstration in USA Successful", Wood, 19 September 2004,
`available at: http:fflist.etsi.fr/scripts/wa.exe?A 1 =ind0409&L=ocg_emtel& T =O&F=&S=&P=693
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`25
`
`RCR, CELL-BROADCAST SERVICE GETS SECOND LOOK, JEFFREY SILVA, MOVEMBER 10, 2003, MAY BE
`SEEN AT www.ceasa/us/news.htm
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`26
`
`Recommendation 12 (WTDC-02), The World Telecommunication Development Conference (Istanbul 2002)
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`27
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`SMS News, "Text Message Broadcasts Could Provide Disaster Alerts", 07 January 2005, available at: http:ffwww.
`sendsmsnow. com/newspage.php?id=44
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`D
`
`D
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`TeliaSonera, "Mobile Broadcast/Multicast Service (MBMS)", Medialab, August 2004, available at: http://www.
`media lab .son era. fi
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`30
`
`Text message warns of 'killer flu' hot spots, April 20, 2003, may be seen at www.ceasa.us/news.htm
`
`D
`
`D
`
`31
`
`The Cellular-Emergency Alert Services Association Policy Statement, August 5, 2002, may be seen at www.ceasa.us/ D
`news.htm
`
`32
`
`The Wall Street Journal Online, Local Governments Look at Cellphone-based Alerts, Carl Bialik, June 12, 2003, may D
`be seen at www.ceasa.us/news/htm
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`33
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`Chinese Search Report, date of receipt November 9, 2009
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`result in termination of proceedings or abandonment of the application or expiration of the patent.
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`The information provided by you in this form will be subject to the following routine uses:
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`1.
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`2.
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`3.
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`4.
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`5.
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`6.
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`7.
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`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these records.
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`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
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`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from the
`Member with respect to the subject matter of the record.
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`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
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`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
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`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
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`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to
`recommend improvements in records management practices and programs, under authority of 44 U .S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations about individuals.
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`8.
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`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U .S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed in
`an application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
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`9.
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`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential