Smith & Nephew Ex. 1023
`IPR Petition - USP 8,377,129
`
`

`
`5/1994 Oka 61 a1.
`...................... .. 623/18
`§§,fi“§e2f’We‘“'
`623/21
`7/1994 Alvine
`' """ "
`7/1994 Bonutti .......................... ,,600/415
`9/1994 SW31-tz
`....................... ,,
`623/18
`11/1994 Kenned},I,,
`,,,,,128/898
`11/1994 Hunziker
`424/423
`"
`1/1995 Femmte
`606/79
`2/1995 Thorn1n11,et,é1,1
`,, 606/88
`5/1995 Radkeetal
`,,,,,,,,,,,,, ,,
`'
`6/1995 Benson
`,,,,,,,,,,,,,,,,,,,,,,, ,,
`6/1995 Adams
`7/1995 Aflmasiouetal
`600/415
`,
`8/1995 Bell etal
`,,,,,,,,,,,,,,,,,,,, ,, 700/163
`9/1995 Reuben ,
`11/1995 Braden etni
`523/113
`,
`12/1995 Benin et al
`606/89
`,,
`12/1995 Slivka etal,
`435/240 23
`1/1996 Car1is1eet2,11,,
`623/8
`3/1996 WmeAe,A1'
`""" "606,94
`4/1996 Atha_naSi0u,et,,a,1, ,,,,,,,,,,,,, ,,
`A/1996 Pappas
`'
`Rhee et
`, , , , , , , , , , , , , , , , , , , , , , ,
`6/1996 Homster '
`6/1996 Yama_neet,,é,1,1, , ,
`7/1996 Radkeetal
`'
`7/1996 Booth Jr etn1,,,
`7/1996 Tsujm;
`'
`'
`8/1996 Treaey ,,,,,,,, ,,
`8/1996 Ho11ister,,,e,t,,:,1,1,,
`9/1996 Dmenert
`,
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`9/1996 K b ' _M, ,,,,,,,
`e,”a1e‘“
`em“ mg
`623/20
`' """"""""""""""""""" '*
`"6322:
`
`
`
`,
`
`,
`
`623/20
`
`623/18
`, , , N356/363
`600/595
`606/88
`""324/318
`606/88
`,, 623/21
`,,128/898
`
`,
`
`
`
`,
`
`606/102
`
`£71332
`10,1996 BAinVi11A“A'gA'1"""""""" "
`623/17
`“/1996 Fitz
`'
`11/1996 Car1S,,A,t,,Ai,,,,,,,,,,,,,,,,,,,,,,, ,, 606/80
`. . . . . . . . . . . . . . . . . . . H
`,
`,,,,,,,,,,,,,,,, ,, 606/61
`1/1997 Jackson
`1/1997 Scotteta-1. """ "
`" 623/20
`H
`" 606/86
`"623/202
`606/8'0
`" 606/90
`" 606/75
`,,,,,,,,,,,,,,,,,,,,,, ,, 606/88
`. . . . . . . . . . . . . . . . . . .
`2
`623/2'0
`“"600/407
`
`
`
`'
`10/1997 Eckfioff
`“/1997 Del etalw
`.
`
`" 623/20
`“/1997 Pa ASW
`,, 623/20
`11/1997 J01I:II:s0n,,<e,0511
`"351/212
`,
`11/1997 Fu'ieda
`378/57
`11/1997 MeJn'tre'eétn,et,,a1,
`“/1997 Ma,SeI{HIe,a1' """""" " 606/88
`12/1997 Potmegetm
`' """"" " 623/20
`3/1998 Tubo em
`"435/366
`'
`3/1998 Eckhoff
`623/20
`A/1998 Schuster
`‘"728/6531
`5,1998 Fume, A1‘ """""""" "
`'
`5/1998 Schwartz '
`606/75
`5/1998 DuVmiere',"A""""""""" " 606/88
`6/1998 Valentiniem '
`" 623/16
`6/1998 swae1enseta1 ,
`364/468 28
`6/1998 Schwartz A A1‘
`623718
`6/1998 Votruba etal
`,
`,,,,,600/415
`7/1998 BuSchmmmét'A"'
`600/587
`7/1998 Tb
`1
`' """" " 435/402
`0 °e“*~ ~~~~~~~~~~~~~~~~~~ ~~
`8/1998 Mecue ~ ~ ~ ~ ~ ~ ~ ~ ~
`~ ~ ~ ~~ 000/88
`9/1998 V°t“1bae“11~
`500/415
`10/1998 Sahayet a1.
`128/898
`10/1998 Buscayret
`~ 623/20
`..
`10/1998 R6116)’ 61 £11.
`~ 505/85
`11/1998 Wiedenhoefer ..
`702/154
`11/1998 Morimoto etal.
`382/132
`..
`12/1998 Naughton etal.
`.......... .. 128/898
`
`
`
`'
`
`
`
`~
`
`2/1997 Burke em‘ '
`3/1997 Johnson
`'
`4/1997 Mum
`5/1997 Todd Y "
`5/1997 Schwafig
`7/1997 Cauawa
`
`US 8,036,729 B2
`Page2
`
`5,314,478 A
`A
`5326365 A
`5,329,924 A
`5,344,459 A
`5,360,446 A
`5,368,858 A
`5380332 A
`5,387,216 A
`5,413,116 A
`5’423’828 A
`5,427,099 A
`5435215 A
`5,445,152 A
`5,448,489 A
`5,468,787 A
`5,474,559 A
`5,478,739 A
`5,480,430 A
`5’501’687 A
`5,503,162 A
`5’507’820 A
`A
`5’522’900 A
`5,523,843 A
`5335519 A
`5,540,696 A
`5’541’515 A
`5,542,947 A
`5,549,690 A
`5,554,190 A
`5,556,432 A
`’
`’
`gtgggtggj A
`5’56A’A37 A
`5571391 A
`5’575’793 A
`A
`5’591’165 A
`55931450 A
`A
`56011563 A
`56091640 A
`56161146 A
`56301820 A
`56321745 A
`5’649’929 A
`A
`5681354 A
`56821886 A
`A
`5’683’A68 A
`5,683,470 A
`5,684,562 A
`5,687,210 A
`5’690’635 A
`57021463 A
`5723331 A
`57281162 A
`5173512,, A
`5749362 A
`5’7A9’87A A
`57491876 A
`57591205 A
`5,768,134 A
`5’769’899 A
`5,772,595 A
`57791651 A
`57861217 A
`1
`1
`5,788,701 A
`5,810,005 A
`5,824,085 A
`5,824,102 A
`5,827,289 A
`5,832,422 A
`5,835,619 A
`5,842,477 A
`
`U.S. PATENT DOCUMENTS
`3,855,638 A
`12/1974 P1111nr
`................................. .. 3/1
`3,938,198 A
`2/1976 Kahnetal.
`3/1.912
`3,987,499 A
`10/1976 S0113-1133-h et 3—1~
`3/191
`3,991,425 A
`11/1976 MaT11ne131~
`3/191
`40521753 A
`10/1977 Ded°
`3/1
`410551802 A
`11/ 1977 Feeling ''''''' ~~
`3/1191
`4,085,466 A
`4/1978 Goodfellowetal.
`3/1.91
`40981020 A
`7/1978 Graham et 91‘
`149/194
`4,164,793 A
`8/1979 SW3-115011 ~~~~ ~~
`3/191
`4,178,641 A
`12/1979 Grundeietal.
`.3/1.911
`4,203,444 A
`5/1980 B01111e11e131~
`128/276
`4,213,816 A
`7/1980 Morris
`156/245
`4,219,893 A
`9/1980 N011e5 ~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~ 3/1911
`4,280,231 A
`7/1981 SW3-115011 ~~~~~~~~~~~~~~~~~~~~~~~~ ~~ 3/191
`43401978 A
`7/1982 B“eehe1e”11~ ~
`~ 3/19“
`4,344,193 A
`8/1982 Kenny ~ ~ ~ ~ ~ ~ ~ ~ ~
`~ ~ ~ ~~ 3/1911
`413041389 A
`12/1982 Keller ~~~~~~~~ ~
`128/3031‘
`413081040 A
`1/1983 Weissmen e”’1‘
`~~~~ ~~ 433/30
`4,436,684 A
`3/1984 White ........... ..
`264/138
`4,459,985 A
`7/1984 MCK3yet31~
`128/303R
`4,501,266 A
`2/1985 McDaniel
`.... .. 128/69
`A
`' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' "
`4,575,805 A
`3/1986 Moermarm etal.
`..... .. 364/474
`4,586,496 A
`5/1986 Ke11e1 ~~~~~~~~~~~ ~~
`~~ 128/92E
`4,594,380 A
`6/1986 Chapinetal.
`524/144
`410011290 A
`7/1980 E079“ e‘ 91‘
`128/305
`4,609,551 A
`9/1986 Caplanetal.
`.. 424/95
`4,627,853 A
`12/1986 Campbell 3131 ~~~~~~~~~~~~~ ~~ 623/16
`410311070 A
`12/1980 Pugh
`410551227 A
`4/1987 G”‘°°Ve‘ekY
`4,673,409 A
`6/1987 VaI1KaII1peI1 ~~~~~~~~~~~~~~~~ ~~ 623/23
`4,699,156 A * 10/1987 Gracovetsky ............... .. 600/594
`4,714,472 A
`12/1987 Averill et al.
`.. 623/20
`4,714,474 A
`12/1987 Brooks, Jr. et al
`.. 623/20
`4,721,104 A
`1/1988 Knufnnnetn1.
`.. 128/92
`4,769,040 A
`9/1988 Wevers ......................... .. 623/20
`4,813,435 A
`3/1989 A11
`A *
`4,823,807 A
`4,841,975 A
`A
`4,865,607 A
`4,872,452 A
`4,880,429 A
`4,888,021 A
`4,936,862 A
`4,944,757 A
`A
`6/1991 Weversetal.
`5,021,061 A
`8/1991 Vacantietal.
`5,041,138 A
`' ' ' ' ' ' ' ' "
`A
`11/1991 Richmondetnl.
`5,067,964 A
`3/1992 Be”
`5099859 A
`" 623/23
`4/1992 F3111“ """ "
`5408452 A
`
`" 623/20
`6/1992 D““°*‘“ eta‘
`511231927 A
`.. 606/88
`7/1992 Petersen .... ..
`5,129,908 A
`.. 623/20
`7/1992 Turner
`....... ..
`5,133,759 A
`.. 606/88
`9/1992 Whitlocketal.
`5,147,365 A
`700/182
`9/1992 Berchemetal.
`5,150,304 A *
`600/415
`5,154,178 A * 10/1992 shah ............. ..
`.... .. 606/53
`5,154,717 A
`10/1992 Mntsen,1Hetn1.
`5,162,430 A
`11/1992 Rheeetnl.
`................. .. 525/54.1
`5,171,322 A
`12/1992 Kenny .......................... .. 623/18
`5,197,985 A
`3/1993 Cnplnn er a1.
`................. .. 623/16
`512061023 A
`4/1993 Hunziker
`5,226,914 A
`7/1993 Cnplnn er a1
`................. .. 623/16
`5’234’433 A
`8/1993 Be“ 6‘ 31
`" 606/88
`
`5,245,282 A
`9/1993 Mugler, 111 eta
`324/309
`5,246,013 A *
`9/1993 Franketal
`600/587
`5,246,530 A
`9/1993 Bugle etal
`156/643
`5,250,050 A
`10/1993 Poggie etal
`................. .. 606/79
`11/1993 Bertin ........................... .. 623/20
`5,258,032 A
`
`.... .. 514/12
`5,270,300 A
`12/1993 Hunziker
`364/474.24
`5,274,565 A
`12/1993 Reuben
`5,288,797 A
`2/1994 Khalil et al.
`................ .. 524/872
`5,291,401 A
`3/1994 Robinson
`5,306,307 A
`4/1994 Senteretal.
`5,306,311 A
`4/1994 stone etal.
`
`a1’
`4/1989 R11SSe11et31~
`6/1989 Woolson ..................... .. 128/653
`' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' "
`9/1989 Witzeletal
`.. 623/20
`10/1989 Alexson
`.. 128/92
`11/1989 stone ..... ..
`.. 623/18
`12/1989 Forte etal.
`.. 623/20
`6/1990 Walker etal.
`.. 623/23
`7/1990 Maft1I1eZeta1~
`~~ 523/20
`"'
`"
`..
`.. 623/20
`.. 623/16
`"
`............ .. 623/18
`
`
`
`.
`
`
`
`
`
`~
`
`
`
`' ' ' ' ' ' ' ' ' ' ' ' ' ' ' "
`
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`.................. .. 623/17
`................... .. 623/18
`
`

`
`US 8,036,729 B2
`Page 3
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`................ .. 351/206
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`..
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`............ .. 435/395
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`
`..... .. 606/151
`9/2001 Vibe-Hansen et a1.
`6,283,980 B1
`9/2001 Takeo ......................... .. 382/130
`5,289,115 131
`9/2001 Basser et al.
`6,289,753 B1
`10/2001 Williamson .................. .. 505/90
`5,295,545 131
`10/2001 Peterson et a1.
`............ .. 424/486
`6,299,905 B1
`10/2001 Nord eta],
`.................. .. 378/207
`5,302,582 131
`10/2001 Schneider
`6,310,477 B1
`6,310,619 B1* 10/2001 Rjce ............................ ,, 345/420
`6,311,083 B1* 10/2001 Abraham-Fuchs et a1.
`.. 600/407
`6,316,153 B1
`11/2001 Goodman et a1.
`............. .. 435/395
`6,319,712 B1
`11/2001 Meenen eta1.
`
`.. 623/1.46
`6,322,588 B1
`11/2001 og1e eta1.
`..... ..
`....... .. 623/23.72
`6,328,765 B1
`12/2001 Hardwick eta1.
`6,334,006 B1
`12/2001 Tanabe
`6,334,066 B1* 12/2001 Rupprecht et a1.
`.......... .. 600/411
`6,344,043 B1
`2/2002 Pappas ................ .. 606/96
`
`6,344,059 B1
`2/2002 Krakovits et a1.
`623/20.31
`6,352,558 B1
`3/2002 Spector
`623/18.11
`. . . . . .
`6,358,253 B1
`3/2002 Torrie et a1.
`. . . .. 606/96
`6,365,405 B1
`4/2002 Salzmarm et a1.
`435/366
`6,368,613 B1*
`4/2002 Walters eta1.
`424/423
`6,371,958 B1
`4/2002 Overaker .... ..
`.. 606/72
`6,373,250 B1
`4/2002 Tsorefetal.
`..
`324/309
`6,375,658 B1
`4/2002 Hangody eta1.
`606/80
`6,379,367 B1
`4/2002 Vibe-Hansen eta1.
`606/151
`6,379,388 B1
`4/2002 Ensign eta1.
`623/20.34
`6,382,028 B1
`5/2002 Wooh et a1.
`73/602
`6,383,228 B1
`5/2002 Schmotzer
`623/23.35
`6,387,131 B1
`5/2002 Miehlke etal.
`623/20.15
`6,405,068 B1*
`6/2002 Pfander eta1.
`600/407
`6,429,013 B1
`8/2002 Halvorsen eta1.
`435/377
`6,443,988 B2
`9/2002 Felt et a1.
`.... ..
`623/17.12
`6,443,991 B1
`9/2002 Running
`623/20.27
`6,444,222 B1
`9/2002 Ascu1ai eta1.
`424/484
`6,450,978 B1*
`9/2002 Brosseau eta1.
`............ .. 600/595
`6,459,948 B1
`10/2002 Ateshian et a1.
`............ .. 700/117
`6,468,314 B2
`10/2002 Schwartz eta1.
`623/23.72
`6,478,799 B1
`11/2002 Williamson . . . . . . . .
`. . . .. 606/90
`6,479,996 B1
`11/2002 Hoogeveen et al.
`324/309
`6,482,209 B1
`11/2002 Engh et a1.
`..... ..
`.. 606/79
`6,494,914 B2
`12/2002 Brown eta1.
`.
`.. 623/20.3
`6,500,208 B1
`12/2002 Metzger et a1.
`623/20.28
`6,503,280 B2
`1/2003 Repicci
`.......... ..
`623/20.14
`6,510,334 B1
`1/2003 Schuster et a1.
`............ .. 600/407
`6,514,514 B1
`2/2003 Atkinson eta1.
`............ .. 424/423
`6,520,964 B2
`2/2003 Ta11arida et a1.
`.
`396/567
`6,533,737 B1*
`3/2003 Brosseau eta1.
`.
`600/595
`6,556,855 B2
`4/2003 Thesen ....... ..
`600/419
`6,558,421 B1
`5/2003 Fell eta1.
`................. .. 623/14.12
`6,560,476 B1
`5/2003 Pelletier et a1.
`.............. .. 606/151
`6,569,172 B2
`5/2003 Ascu1ai et a1.
`606/88
`6,575,980 B1
`6/2003 Robie et a1.
`6,575,986 B2
`6/2003 Overaker .................... .. 606/151
`6,576,015 B2
`6/2003 Geist1ich eta1.
`......... .. 623/16.11
`6,585,666 B2*
`7/2003 Suh et a1.
`....... ..
`600/587
`6,620,168 B1
`9/2003 Lombardo eta1.
`606/88
`6,623,526 B1
`9/2003 L1oyd ............ ..
`623/20.28
`6,626,945 B2
`9/2003 Simon et a1.
`..
`.. 623/17.19
`6,626,948 B2
`9/2003 Storereta1.
`..
`623/23.14
`6,632,235 B2
`10/2003 Weikeletal.
`.
`606/192
`6,652,587 B2
`11/2003 Felt eta1.
`..
`623/20.16
`6,679,917 B2
`1/2004 Ek .... ..
`623/20.14
`6,689,139 B2
`2/2004 Horn . . . . . . . . .
`. . . .. 606/87
`6,690,761 B2
`2/2004 Lang et a1.
`.. 378/56
`6,690,816 B2
`2/2004 Ay1ward eta1.
`382/128
`6,695,848 B2
`2/2004 Haines .... ..
`.. 606/79
`6,702,821 B2
`3/2004 Bonutti
`. . . . . . . . .
`. . . .. 606/88
`6,712,856 B1
`3/2004 Carignan eta1
`623/20.35
`.
`6,719,794 B2
`4/2004 Gerber et a1.
`623/17.11
`6,726,724 B2
`4/2004 Repicci
`.................... .. 623/20.29
`,,,,,,,,,,,,, ,, 606/72
`6,743,232 B2
`6/2004 Ovemker et a1,
`
`6,770,099 B2
`8/2004 Andriacchi et a1.
`623/20.35
`6,772,026 B2
`8/2004 Bradbury et al.
`700/98
`6,799,066 B2
`9/2004 Steineseta1.
`.
`600/407
`5,811,310 32
`11/2004 Lang eta],
`..... ..
`378/159
`5,835,377 132* 12/2004 Goldberg otai.
`.. 424/93.7
`5,838,493 B2
`1/2005 Williams et a1.
`............ .. 523/124
`6,841,150 B2
`1/2005 Halvorsen eta1.
`......... .. 424/93.7
`6,855,165 B2
`2/2005 Fell et al,
`,,,,,,,,,,,,,,,,, ,, 623/14,12
`
`
`
`..
`
`..
`
`5,847,804 A
`5,853,746 A
`5,861,175 A *
`5,871,018 A
`5,871,540 A
`5,871,542 A
`5,871,546 A
`5,879,390 A
`
`6,249,692 B1
`6,251,143 B1
`6,261,296 B1
`6,277,151 B1
`6,281,195 B1
`
`12/1998 Sarver et a1.
`12/1998 Hunziker
`.............. .. 424/486
`1/1999 Walters et al.
`2/1999 Delp eta1.
`.................. .. 128/898
`2/1999 Weissman eta1.
`............ .. 623/20
`.. 623/20
`2/1999 Goodfellow eta1.
`
`.............. .. 623/20
`2/1999 Co11eran eta1.
`3/1999 Kubein-Meesenburg
`eta1.
`............................. .. 623/20
`3/1999 DiGioia,111eta1.
`703/7
`5,880,976 A *
`3/1999 Masini
`............. ..
`.. 606/86
`5,885,296 A
`3/1999 Herrington eta1.
`.. 606/88
`5,885,298 A
`4/1999 Berry
`.. 623/17
`5,895,428 A
`4/1999 Masini
`.. 606/86
`5,897,559 A
`5/1999 Votruba eta1.
`600/415
`5,899,859 A *
`5/1999 Sawhney etal.
`424/426
`5,900,245 A
`5/1999 Grande etai.
`.............. .. 435/325
`5,906,934 A
`6/1999 Ashby etal.
`.................. .. 606/88
`5,911,723 A
`6/1999 Farese eta1.
`.
`600/425
`5,913,821 A *
`6/1999 Masini
`.......................... .. 606/88
`5,916,220 A
`7/1999 Seliktar eta1.
`5,928,945 A
`8/1999 Va1entinieta1.
`5,939,323 A
`10/1999 Kooy eta1.
`5,961,454 A
`10/1999 Masini
`.......................... .. 606/86
`5,961,523 A
`10/1999 Luckman etal,
`.. 505/88
`5,968,051 A
`10/1999 Liu eta1.
`.... ..
`424/486
`5,972,385 A
`5,995,738 A * 11/1999 DiGioia eta1.
`.. 703/11
`6,001,895 A
`12/1999 Harvey eta1.
`523/113
`6,002,859 A * 12/1999 DiGioia eta1.
`.. 703/11
`6,007,537 A
`12/1999 Burkinshaw eta1.
`......... .. 606/66
`6,010,509 A
`1/2000 Delgado eta1.
`............... .. 606/88
`6,013,103 A
`1/2000 Kaufman eta1.
`.. 623/20
`6,044,289 A *
`3/2000 Bonutti
`...... ..
`600/415
`6,045,379 A
`4/2000 stone otni.
`,,
`,, 523/ii
`6,056,754 A
`5/2000 Haines eta1.
`.. 606/80
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`US 8,036,729 B2
`Page 5
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`2305966
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