APPLICATION NUMBER
`10/053,540
`
`FILING OR 3 71 (C) DATE
`11/02/2001
`
`23623
`TUROCY & WATSON, LLP
`127 Public Square
`57th Floor, Key Tower
`CLEVELAND, OH 44114
`
`Ul\TfED STI\TES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Addm" ~9~Mici.~~Oc;IER FOR PATENTS
`
`FIRST NAMED APPLICANT
`Suzy Brown
`
`ATTY. DOCKET NO./TITLE
`4407P005
`CONFIRMATION NO. 6075
`POA ACCEPTANCE LETTER
`
`111111111111111111111111]~!1]~~~~~~~~~1~UUUl111111111111111111111111
`
`Date Mailed: 09/20/2011
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 09/12/2011.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/hgray/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
` 1
`
` of 290
`
`FedEx Exhibit 1004
`
`

`
`APPLICATION NUMBER
`10/053,540
`
`FILING OR 3 71 (C) DATE
`11/02/2001
`
`44955
`SQUIRE, SANDERS & DEMPSEY (US) LLP
`275 BATTERY STREET, SUITE 2600
`SAN FRANCISCO, CA 94111-3356
`
`Ul\TfED STI\TES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Addm" ~9~Mici.~~Oc;IER FOR PATENTS
`
`FIRST NAMED APPLICANT
`Suzy Brown
`
`ATTY. DOCKET NO./TITLE
`4407P005
`CONFIRMATION NO. 6075
`POWER OF ATTORNEY NOTICE
`
`111111111111111111111111]~!1]~~~~~~~~~1~UUUl111111111111111111111111
`
`Date Mailed: 09/20/2011
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 09/12/2011.
`
`• The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`/hgray/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
` 2
`
` of 290
`
`

`
`PTG/SB/i)~ (04~05}
`Appr:..;~.·~-~~·J: ff!:' us1:: mrcU:;i~-~ i i/~U/2005. OMS C..t;t:·;.t:035
`U.S. Pi~!::~·r:~ Bnd 'T;::1d0:~:o31~: ONlc~·::; U.~;, D~P,<\.rrn-.·1ENT OF CQM:'·AEJ~CE
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`L _____ ~_owER oF ATTORNEY ro PROSECUTE APPUCAT!ONS BEFORE THE usPro
`
`l hereby revoke a!! previous pOWlilfS ol nttorn•::y n:vm1 in ti"w application identifi>::d in lJH:: dtached statm<H:::nt und<::r
`3/ CFH 3J3Ibl.
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`:::ny anti aH pat~-:nt appll~a~ions assi~)n€:d 9.Di~! tc• tfE3 l::l(h-:r-si~;en:xl a·:~~~ordi:1g :~;the USPTO ;3s:3.:~1nrt1Br.t n::;ords or ;:~:::~::i·~nr.1e:H (jocurnsr.ts
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`.A (~opy of thi<> form, together with a statement under :n CfR 3.73(h) (Form PTO/SB/96 or equ~vakmt} is required to be
`Hil»d in each application !n wh!ch thls hmn hs used. The statmTI!mt wnd<~r 37 CFR 3.73{b} may bE! completed by on0 of
`the practitioners appoint~;d in this form !f th~~ appointed practitioner !s authorlzed to t~ct Ofl b~h<~lf of ttl~ ass!gne~,
`and must !dm1my the application ln which this Power of .Attorney is to he filed.
`
`S!GN:ATIJRE of As~sigf15353 of R53cotd
`The ;ndi., .. ~{hwl ;.vho)e s~gnatt:n~~ ::tnd :~tk ~:--: ~t:f1p1it~d b":.!o;v is an:hori::~-:d to ~~ct (:n beh~:lfofthe ns:~;gnee
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`
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`DE.CLAf~ATlGN ~(EC;\Rr:m~C /\UTHCFdTY TO ~SICN ON EEH.ALF OF:), LEGAL ENTlT'{
`{3? c;.F ... F~ .. :i.13(t3)(.~~)(1J)
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`b(~ha~f of C~:rnb~~rianH Con~~uh~n9 L,L.C-.
`
`[d<::tej
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` of 290
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`PTO/SB/47 (03-09)
`Approved for use through 03/31/2012. OMB 0651-0016
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`"FEE ADDRESS" INDICATION FORM
`
`Address to:
`Mail Stop M Correspondence
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Fax to:
`571-273-6500
`
`-OR-
`
`INSTRUCTIONS: The issue fee must have been paid for application(s) listed on this form. In addition,
`only an address represented by a Customer Number can be established as the fee address for maintenance
`fee purposes (hereafter, fee address). A fee address should be established when correspondence related to
`maintenance fees should be mailed to a different address than the correspondence address for the application.
`When to check the first box below: If you have a Customer Number to represent the fee address. When
`to check the second box below: If you have no Customer Number representing the desired fee address,
`in which case a completed Request for Customer Number (PTO/SB/125) must be attached to this form. For
`more information on Customer Numbers, see the Manual of Patent Examining Procedure (MPEP) § 403.
`
`For the following listed application(s), please recognize as the "Fee Address" under the provisions of 37 CFR
`1.363 the address associated with:
`
`0 Customer Number: 123623
`
`I
`
`OR
`D The attached Request for Customer Number (PTO/SB/125) form.
`PATENT NUMBER
`(if known)
`
`6909356
`
`10053540
`
`APPLICATION NUMBER
`
`Completed by (check one):
`D Applicant/Inventor
`
`/Thomas E. Watson/
`
`Signature
`
`0 Attorney or Agent of record 43243
`(Reg. No.)
`0 Assignee of record of the entire interest. See 37 CFR 3.71.
`Statement under 37 CFR 3.73(b) is enclosed.
`(Form PTO/SB/96)
`D Assignee recorded at Reel
`
`Frame
`
`Thomas E. Watson
`Typed or printed name
`
`216-696-8730
`Requester's telephone number
`
`2011-09-12
`
`Date
`
`NOTE: Signatures of all the inventors or assignees of record of the entire interest or their representative(s) are required. Submit multiple forms if more that one
`signature is required, see below*.
`D
`*Total of - - - - - - - - - - - - -forms are submitted.
`Th1s collect1on of 1nformat1on IS requ1red by 37 CFR 1.363. The 1nformat1on IS requ1red to obtain or retain a benefit by the public wh1ch IS to f1le (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1. 11 and 1.14. This collection is estimated to take 5 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313- 1450. DO NOT SEND COMPLETED FORMS TO THIS A DDRESS.
`SEND TO: Mail Stop M Correspondence, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, ca/11-800-PT0-9199 and select option 2.
`
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` of 290
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`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
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`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
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`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U .S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
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`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
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`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`10931565
`
`10053540
`
`International Application Number:
`
`Confirmation Number:
`
`6075
`
`Title of Invention:
`
`METHOD AND APPARATUS FOR ASSOCIATING THE MOVEMENT OF GOODS
`WITH THE IDENTITY OF AN INDIVIDUAL MOVING THE GOODS
`
`First Named Inventor/Applicant Name:
`
`Suzy Brown
`
`Customer Number:
`
`44955
`
`Filer:
`
`Thomas Edward Watson
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`4407P005
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`12-SEP-2011
`
`02-NOV-2001
`
`21:50:04
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size( Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`1
`
`Assignee showing of ownership per 37
`CFR 3.73(b).
`
`373B.pdf
`
`no
`
`2
`
`473867
`
`941 a6ff49a 1 bda53062b956eabcbcba59d7
`56c8d
`
`Warnings:
`
`Information:
`
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` of 290
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`2
`
`Assignee showing of ownership per 37
`CFR 3.73(b).
`
`supp373B.pdf
`
`no
`
`2
`
`480139
`
`f7fd327b 1974a6271 c4e9bb 1 a749346ac67
`58b05
`
`Warnings:
`
`Information:
`
`3
`
`Power of Attorney
`
`VSEEPOA.pdf
`
`no
`
`2
`
`969248
`
`Warnings:
`
`Information:
`
`23 7 af57 e 28eefd dd cc044 94e 2b9039a626 7
`c845
`
`315315
`
`4
`
`Change of Address
`
`feeaddressform.pdf
`
`no
`
`2
`
`3d391 dfd 1 a33e884799ce681 cb3cc75f9e1 f
`c8be
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`2238569
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
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` of 290
`
`

`
`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`STATEMENT UNDER 37 CFR 3.73(b)
`
`ApplicanUPatent owner: Suzy Brown, David Kucharczyk
`
`Filed/Issue Date: 06/21/2005
`Application No./Patent No.: 6909356
`----------------------------------
`---------------------------------
`METHOD AND APPARATUS FOR ASSOCIATING THE MOVEMENT OF GOODS WITH THE IDENTITY OF AN
`INDIVIDUAL MOVING THE GOODS
`
`Titled:
`
`CAMBERLANE CONSULTING L.L.C.
`__________________________________________ ,a
`
`Limited Liability Company
`
`(Name of Assignee)
`
`states that it is:
`
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`1. ~ the assignee of the entire right, title, and interest in;
`
`2. D
`
`an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is _____ %);or
`
`the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`
`3. D
`the patent application/patent identified above, by virtue of either:
`A. D An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a
`copy therefore is attached.
`
`OR
`B. ~ A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1. From: Suzy Brown, David Kucharczyk
`
`To: ATLANTES SERVICES, INC.
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel 012818
`Frame 0625
`or for which a copy thereof is attached.
`
`2. From: ATLANTES SERVICES, INC.
`
`To: VISTANT CORPORATION
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel 013362
`Frame 0667
`
`or for which a copy thereof is attached.
`
`3. From: VISTANT CORPORATION
`
`To: SEECONTROL, INC.
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel 0161164
`Frame 0667
`
`or for which a copy thereof is attached.
`
`~ Additional documents in the chain of title are listed on a supplemental sheet(s).
`D As required by 37 CFR 3.73(b)(1 )(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/Thomas E. Watson/
`
`Signature
`
`Thomas E. Watson
`
`2011-09-12
`Date
`
`Attorney 43243
`
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U .S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PT0-9199 and select option 2.
`
` 9
`
` of 290
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`
`
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`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`STATEMENT UNDER 37 CFR 3.73(b)
`
`ApplicanUPatent owner: Suzy Brown, David Kucharczyk
`
`Filed/Issue Date: 06/21/2005
`Application No./Patent No.: 6909356
`----------------------------------
`---------------------------------
`METHOD AND APPARATUS FOR ASSOCIATING THE MOVEMENT OF GOODS WITH THE IDENTITY OF AN
`INDIVIDUAL MOVING THE GOODS
`
`Titled:
`
`CAMBERLANE CONSULTING L.L.C.
`__________________________________________ ,a
`
`Limited Liability Company
`
`(Name of Assignee)
`
`states that it is:
`
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`1. ~ the assignee of the entire right, title, and interest in;
`
`2. D
`
`an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is _____ %);or
`
`the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`
`3. D
`the patent application/patent identified above, by virtue of either:
`A. D An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a
`copy therefore is attached.
`
`OR
`B. ~ A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1. From: SEECONTROL, INC.
`
`To: COMERICA BANK
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel 021138
`Frame 0754
`or for which a copy thereof is attached.
`
`2. From: COMERICA BANK
`
`To: SEECONTROL INC.
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel 024698
`Frame 0271
`
`or for which a copy thereof is attached.
`
`3. From: SEECONTROL, INC.
`
`To: CAMBERLANE CONSULTING L.L.C.
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel 026875
`Frame 0769
`
`or for which a copy thereof is attached.
`
`D
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`D As required by 37 CFR 3.73(b)(1 )(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/Thomas E. Watson/
`
`Signature
`
`Thomas E. Watson
`
`2011-09-12
`Date
`
`Attorney 43243
`
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U .S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PT0-9199 and select option 2.
`
`
`
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`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`
`
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`UNITED STATES DEPART:viENT OF COMMERCE
`United States Patent and Trademark Office
`Adille"' :2SJ]\!M[,S.~~C!I\ER FOIZ PA'l'l':N'l'S
`
`APPLICATION N