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UNI'I'ED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box [450
`Alexamfia, Virginia 22313-1450
`www .uspto.gcw
`
`APPLICATION NO.
`
`13/l 1 1.734
`
`ISSUE DATE
`
`07/05/2016
`
`95866
`
`7590
`
`06/15/2016
`
`Fleit Gibbons Gutman Bongini & Bianco P.L.
`551 NW 77th street
`Suite 1 1 1
`Boca Raton, FL 33487
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9385973
`
`11144-US—CN'lI3]
`
`608 l
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
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`APPLICANT(s) (Please see PAIR WEB site httpzl/pair.uspto.gov for additional applicants):
`
`Gerhard D. Klassen, Waterloo, CANADA;
`Christopher R. Wormald, Kitchener, CANADA;
`Lawrence E. Kuhl, Waterloo, CANADA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
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`IRIO3 (Rev. 10/09)
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`Page 1 of 894
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`GOOGLE EXHIBIT 1010 (part 1 of 4)
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`

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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.L./
`
`PTOI$BIOBA(0B-03)
`Approved lor use through 0751/2006. OMB 0651-0031
`U.S. Patent and Tradarmrk Otlioe. U.S. DEPARTMENT OF COMMERCE
`
`Substitute for form 1449IP'I’0
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`0060706"! Number
`Number-Kind Ccde"""""“"
`US-200210075303 A1
`us-2002/oos7e49 A1
`US-2DO3I006024O A1
`US-2003I0104841 A1
`us-2004101 37967 A1
`us-2004/0228531 A1
`US-6 301 609 B1
`use 590 529 B2
`use ass 063 B2
`us-7 043 530 B2
`Us-7 099 700 B2
`us-7.111.044 B2
`us-7131 497 B1
`
`—
`
`U.S. PATENT DOCUMENTS
`
`Name 0, Patent“ 0'
`“am of
`Doculnem
`App
`THOMPSON et at.
`
`Pages. Columns. Lines. Where
`RSIEVBM P%53gBS 0|‘
`figures Appear
`
`GRAHAM et at.
`YAMAMOTO
`BODLEY et al.
`FERNANDEZ et al.
`ARAVAMUDAN et al.
`SCHWOEGLER et al.
`
`06-20-2002
`07-04-2002
`03-27-2003
`06-05-2003
`15-2004
`1-18-2004
`
`33"we
`
`APPELMAN 6! 3|-
`
`FOREIGN PATENT DOCUMENTS
`
`P‘Where.‘.c°‘n':::'ala'u'um'
`Name of Paientee or
`P"'g:;fi°"
`Fmig“ Pam“ D°°""'°m
`Passages mm
`To
`F|'m:;“n.r""
`Applicant Of Cited Document
`MM_DD_yYyY
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`-
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`Number‘
`Zlfllfljj
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`CORPORATION
`E1 11-20-1996
`NEC CORPORATION _Z"
`A
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`MATSUSHITA ELECTRIC
`A
`A
`04-2003
`wonxs L-To
`
`_:l§Z 0743762
`JP
`
`Ci1ange(s) a . .
`to ciocumcn ,
`
`Initial it reference considered. whether or not citation is in conionnance with MPEP 609. Draw line through citation if
`EXAMINER:
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`Include copy of this fonn with next communication to applicant.
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`that issued the document. by the two-letter code (WIPO Standard ST.3). ‘ For Japanese patent documents, the indication of the year of the
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`Page 2 of 894
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`Page 2 of 3
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`Us. P.-emu and Tmdeumrk‘ on-‘me; us. DF.;"AR'!1~.iF.;\"l‘ 01* coMMF_Kc:i
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`Electronic Patent Application Fee Transmittal
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`Application Number:
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`Filing Date:
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`13111734
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`19-May-2011
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`Title °l l""°"tl°“’
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`HANDHELD ELECTRONIC DEVICE AND ASSOCIATED METHOD PROVIDING
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`TIME DATA IN A MESSAGING ENVIRONMENT
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`Gerhard D. Klassen
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`Electronic Acknowledgement Receipt
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`EFS ID:
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`25946223
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`13111734
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`Gerhard D. Klassen
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`Customer Number:
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`95866
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`Filer Authorized By:
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`Jon A. Gibbons
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`02—JUN—201 6
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`C NT3_201 6—06—O2_SUB_|ssueF
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`Warnings:
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`Information:
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`Fee Worksheet (SBO6)
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`fee—info.pdf
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`0a9bbc6745e I 7e23c9aZd502cL0658Eeae6
`30155
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`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
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`Post Card, as described in MPEP 503.
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`New Applications Under 35 U.S.C. 111
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`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
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`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
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`Acknowledgement Receipt will establish the filing date of the application.
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`National Stage of an International Application under 35 U.S.C. 371
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`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
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`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
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`lfa new international application is being filed and the international application includes the necessary components for
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`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
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`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
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`Page 7 of 894
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`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITE) STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Oflice
`Address: COMMISSIONER KJR PATENTS
`Po, Box I450
`Alexarxlria. Virginia 22313-1450
`www.mplogrw
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`Fleit Gibbons Gutman Bongini & Bianco P.L.
`551 NW 77th street
`Suite 111
`Boca Raton, FL 33487
`
`LALMICHAELC
`
`245-;
`
`DATE MAILED: 03/02/2016
`
`PAPER “UMBER
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`ll I44-US-CNT[3]
`Gerhard D. Klassen
`05/ 19/201 1
`13/111,734
`TITLE OF INVENTION: HANDHELD ELECTRONIC DEVICE AND ASSOCIATED METHOD PROVIDING TINIE DATA IN A MESSAGING
`ENVIRONMENT
`
`608 I
`
`nonprovisional
`
`ENTITY STATUS
`UNDISCOUNTED
`
`ISSUE FEE DUE
`$960
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`$0
`$0
`
`TOTAL FEE(S) DUE
`$960
`
`DATE DUE
`06/02/2016
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
` . THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHI)RAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
` . SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`
`If the ENTITY STATUS is the same as shown above. pay the TOTAL FEE(S) DUE shown above.
`
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMI'I'I‘AL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`
`If-7or purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`ees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Pan B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or alter Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`P'l‘OL—85 (Rev. 02/11)
`
`Page 1 of 3
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`Page 8 of 894
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`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable f'ee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Eu (571)-273-2885
`
`CURRENT CORRESPONDB“-‘E ADDRESS (NOW Us: Block 1 for my dmsc 0911414‘)
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`appropriate. All further correspondence including the Patent. advance orders and notification of maintenance fees will be mailed to the current corres ondence address as
`maintenance ee notr ications.
`in _icated unlpss corrfected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "
`ADDRESS" for
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`apers. Each additional paper. such as an assignment or formal drawing. must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`that this Fee 5) Transmittal is being deposited with the United
`r hereb cert’
`ervice with su icient postage for first class mail in_ an envelo
`States ostal
`addressed to the Mail Stop ISSUE FEE address above, or being facsimi e
`transmitted to the USPFO ( 71) 273-2885, on the date indicated below.
`_
`
`°3’°2’2°“‘
`759°
`953“
`Fleit Gibbons Gutman Bongini & BIEIIICO P.L.
`551 NW 77"] Sue“
`Suite 1 1 1
`Boca Ram, FL 33437
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/l I 1.734
`TITLE OF INVENTION:
`ENVIRONMENT
`
`11144-US-CNT[3]
`Gerhard D. Klasseu
`05/ 19/2011
`I-IANDI-IELD ELECTRONIC DEVICE AND ASSOCIATED METHOD PROVIDING TIME DATA IN A MESSAGING
`
`6081
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisioual
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`06/02/2016
`
` CLASS-SUBCLASS
`LAI. MICHAEL C
`2457
`709-206000
`
`2. For printing on the patent front page, list
`1. Chan e of conespondence address or indication of "Fee Address" (37
`(1) The names of up to 3 registered patent attorneys
`CFR 1’ 63)‘
`or agents OR, alternatively.
`ndence address (or Change of Correspondence
`e of corres
`D Cha
`(2) The name of a single firm (having as a member a
`/I22) attached‘
`Address arm PTO]
`registered anomey or agent) and the names of up to
`Cl "Fee Address” indication (or "Fee Address" Indication form
`2 registered pate!!! attorneys 01‘ agents. If R0 1131116 I5
`PTOISB/47; Rev 03-02 or more recent) attached. Use of a Customer
`listed, no name will be printed.
`Number is 1-equii-ed,
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assi nee is identified below. no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 C
`3.11. Completion of this fonn is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : D Individual D Corporation or other private group entity D Government
`
`4a. The following fee(s) are submitted:
`13 Issue Fee
`D Publication Fee (No small entity discount permitted)
`D Advance Order - # of Copies
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`D A check is enclosed.
`D Payment by credit card. Fonn 1710-2038 is attached.
`D"Ilie director is hereby authorized to charge the required fee(s). any deficiency. or credits any
`overpayment. to Deposit Account Number
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`D Applicant certifying micro entity status. See 37 CFR 1.29
`
`[3 Applicant asserting small entity status. See 37 CFR 1.27
`
`13 Applicant changing to regular undiscounted fee status.
`
`~ Absent a valid certification of Micro Entity Slams (see forms PTO/SB/15A and 15B). issue
`ee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`EQIE; Ifthe application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`flm; Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR [.31 and 1.33. See 37 CFR 1.4 for signature ggiiements and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`Date
`
`Registration No.
`
`Page 2 of3
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COIVHVIERCE
`
`Page 9 of 894
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`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UN_l'l'lfl) STATES DEPARTMENT OF COMMERCE
`Umted States Patent and Trademark Office
`Address: COMMISSIONER KJR PATENTS
`12.0, Box 1450
`Alcxarlclria. Virginia 22313-1450
`svww.mplo.gcw
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/] I 1,734
`
`05/ 19/201 1
`
`Gerhard D. Klassen
`
`11 144-US-CNT[3]
`
`6081
`
`Fleit Gibbons Gutman Bongini & Bianco P.L.
`551 NW 77th street
`Suite 111
`Boca Raton, FL 33487
`
`LALMICHAELC
`
`245-;
`
`DATE MAILED: 03/02/2016
`
`PAPER “UMBER
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`Section l(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i) to eliminate the
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent
`term adjustment determination with the Issue Notification Letter that
`is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`P'l‘OL—85 (Rev. 02/11)
`
`Page 3 of 3
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`Page 10 of 894
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`

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`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
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`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Manageme11t a11d
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`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
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`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, Virginia 22313-1450. DO NOT
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`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
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`Organization, pursuant to the Patent Cooperation Treaty.
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`. A record i11 this system of records may be disclosed, as a routine use, to another federal agency for purposes
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`of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C.
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`218(c)).
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`. A record from this system of records may be disclosed, as a routine use, to the Administrator, General
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`Services, or his/l1er designee, during an inspection of records conducted by GSA as part of that agency's
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`responsibility to recommend improvements i11 records management practices and programs, under authority
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`of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations
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`governing inspection of records for this purpose,

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