throbber
Trials@uspto.gov
`571-272-7822
`
`
`
`
`
`Paper No. 42
`Entered: October 3, 2018
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`
`T-MOBILE US, INC. and T-MOBILE USA, INC.,
`Petitioner,
`
`v.
`
`BARKAN WIRELESS ACCESS TECHNOLOGIES, L.P.,
`Patent Owner.
`
`_______________
`
`Case IPR2017-01099
`Patent 9,042,306 B2
`_______________
`
`
`Before MEREDITH C. PETRAVICK, JOHN A. HUDALLA, and
`SHARON FENICK, Administrative Patent Judges.
`
`FENICK, Administrative Patent Judge.
`
`
`
`FINAL WRITTEN DECISION
`Inter Partes Review
`35 U.S.C. § 318(a)
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`
`I.
`
` INTRODUCTION
`
`In this inter partes review, T-Mobile US, Inc. and T-Mobile USA,
`Inc. (collectively, “Petitioner”) challenge the patentability of claims 1–68 of
`U.S. Patent No. 9,042,306 B2 (Ex. 1002; “the ’306 patent”), which was
`assigned to Barkan Wireless Access Technologies, L.P. (“Patent Owner”).
`We have jurisdiction under 35 U.S.C. § 6(b)(4). This Final Written
`Decision, issued pursuant to 35 U.S.C. § 318(a), addresses issues and
`arguments raised during this inter partes review. For the reasons discussed
`below, we determine that Petitioner has proven by a preponderance of the
`evidence that claims 1, 3–17, 19, 21–46, 48–56, and 58–68 of the
`’306 patent are unpatentable. See 35 U.S.C. § 316(e) (“In an inter partes
`review instituted under this chapter, the petitioner shall have the burden of
`proving a proposition of unpatentability by a preponderance of the
`evidence.”).
`
`Procedural History
`A.
`On March 20, 2017, Petitioner requested inter partes review of claims
`1–68 of the ’306 patent. Paper 2 (“Pet.”). The Petition relies on Declaration
`of Dr. Tal Lavian (Ex. 1003). Patent Owner filed a Preliminary Response.
`Paper 7. We required additional briefing regarding a claim construction
`issue (Paper 8) and Petitioner and Patent Owner each filed supplemental
`briefs. Paper 9 (“Pet. Supp. Br.”); Paper 10 (“PO Supp. Br.”).
`On October 6, 2017, based on the record before us and in accordance
`with the Board’s practice at the time, we instituted an inter partes review of
`claims 16, 17, 19, 21–46, 48–56, and 58–68. Paper 11 (“Decision on
`Institution” or “Dec.”), 2, 55–56. Patent Owner filed a Patent Owner
`
` 2
`
`
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`Response (Paper 19, “PO Resp.”) and Petitioner filed a Reply (Paper 22,
`“Pet. Reply”), referring to an additional Declaration from Dr. Lavian
`(Ex. 1043).
`On April 27, 2018, pursuant to the Supreme Court’s decision in SAS
`Institute, Inc. v. Iancu, 138 S. Ct. 1348, 1358 (2018), holding that a decision
`to institute under 35 U.S.C. § 314 may not institute on less than all claims
`challenged in the petition, we issued an Order modifying our Decision on
`Institution to institute review of all claims and all grounds of the Petition.
`Paper 26. Accordingly, the following grounds have been instituted:
`Reference(s)
`Basis
`Claims Challenged
`Buddhikot1 and Lord2
`§ 103 1–12, 14–22, 26–31, 34–37,
`39, 40, 43, 47–53, 56–63, 65,
`and 66
`§ 103 23–25, 41, 42, 44–46, 67, and
`68
`§ 103 32, 33, 54, and 55
`
`Buddhikot, Lord, and
`Abhishek4
`Buddhikot, Lord, and Kim 5
`See Pet. 1.
`On May 3, 2018, we authorized additional briefing to address issues
`relating to the claims for which institution was not ordered originally in our
`Decision on Institution. Papers 26, 27. As per this authorization, Patent
`
`1 Buddhikot et al., U.S. Patent No. 7,562,393 B2, filed Oct. 20, 2003 (Ex.
`1006).
`2 Lord et al., U.S. Patent No. 6,763,012 B1, issued Jul. 13, 2004 (Ex. 1007).
`3 Moran, WO 2005/069577 A1, pub. July 28, 2005 (Ex. 1010).
`4 Abhishek et al., U.S. Patent App. Pub. No. US 2004/0103278 A1, pub.
`May 27, 2004 (Ex. 1009).
`5 Kim et al., U.S. Patent App. Pub. No. US 2004/0218611 A1, pub.
`Nov. 4, 2004 (Ex. 1008).
`
`Buddhikot, Lord, and Moran3
`
`§ 103 13, 38, and 64
`
` 3
`
`
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`Owner filed a Supplemental Response (Paper 28, “PO Supp. Resp.”), and
`Petitioner filed a Supplemental Reply (Paper 29, “Pet. Supp. Reply”). Oral
`Argument was conducted on July 10, 2018, and a transcript of that hearing is
`of record. Paper 41 (“Tr.”).
`Related Matters
`B.
`Petitioner and Patent Owner inform us that the ’306 patent is the
`subject of two lawsuits: Barkan Wireless Access Technologies, L.P. v.
`T-Mobile US, Inc. and T-Mobile USA, Inc., 2:16-cv-00063 (E.D. Tex.) (filed
`Jan. 19, 2016) and Barkan Wireless Access Technologies, LP v. Cellco
`Partnership d/b/a Verizon Wireless et al., 2:16-cv-00293 (E.D. Tex.) (filed
`Mar. 29, 2016) (“the Verizon case”). Pet. 2; Paper 4, 2.
`Petitioner filed a petition for inter partes review of related U.S. Patent
`No. 8,559,369 B2 (Ex. 1001, “the ’369 patent”). Pet. 2; Paper 4, 2
`(IPR2017-01098). IPR2017-01098 was terminated upon the Board granting
`Patent Owner’s request for adverse judgment under 37 C.F.R. § 42.73(b)(2).
`IPR2017-01098, Paper 19.
`
` 4
`
`
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`
`The ’306 Patent
`C.
`The ’306 patent is titled “Wireless Internet System and Method” and
`generally relates to a device with Internet access through an access point that
`itself acts as an access point to allow other devices Internet access.
`Ex. 1002, Abstr. Figure 1 of the ’306 patent, reproduced below, illustrates
`an expanded wireless system for connecting mobile devices to the Internet
`through an intermediate device:
`
`
`As shown above in Figure 1, the ’306 patent discloses laptop 11
`which is connected to Internet 32 via its access point (“AP”) 10. Id. at
`10:49–50, 11:33–34, 11:37–38. Laptop 11 acts as a second AP for wireless-
`enabled devices, STA (for “station”) 12 and STA 13, with these devices
`connecting to the Internet 32 through laptop 11. Id. at Abstr., 1:31–32,
`3:17–18, 11:37–41, 12:17–18.
`
` 5
`
`
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`Figure 3, reproduced below, illustrates a system including an
`additional AP 20, an additional laptop 21 providing a connection for
`stations, and other sites connected to the Internet.
`
`
`
`Figure 3 depicts a remote site, such as trusted site 50, connected to
`Internet 32. Id. at Figure 3, 13:23–32. Trusted site 50 acts as a proxy of a
`wireless-enabled device, such as STAs 12–15, with each STA accessing
`other Internet sites via the trusted remote site. Id. at 13:23–25, 15:1–3.
`Sensitive traffic between the connected STA and the proxy passes through
`an intermediary device (laptop 11 or laptop 21), with the security of the
`traffic ensured by tunneling, in order to protect the privacy of the STA’s
`communications. Id. at 14:42–45, 14:49–52, 15:1–3. Security may be
`enhanced for a STA accessing the Internet through a tunnel to a remote site
`
` 6
`
`
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`by frequently switching which remote site is used as proxy, so no one
`remote site can collect substantial information regarding a STA’s use of the
`Internet. Id. at 15:8–11. Alternately, the remote site may be a trusted
`computer installed by the user, for example to implement a virtual private
`network (VPN). Id. at 15:14–18.
`Illustrative Claims
`D.
`Claims 1, 16, and 43 of the challenged claims of the ’306 patent are
`independent. Claims 1 and 16 are illustrative of the claimed subject matter.
`1. A computing device comprising:
`at least one communication module adapted to:
`(1) wirelessly connect said computing device to an IP
`based network via a first wireless access point (AP)
`having a first AP Identification (APID); and
`(2) wirelessly communicate with other wireless enabled
`computing devices;
`a user interface and display adapted to allow a user of said
`computing device to interact with destinations over the IP
`based network, through the first wireless AP, using a first
`public IP address associated with the computing device; and
`an AP module adapted to:
`(1) provide a given device of the other wireless enabled
`computing devices with access to the IP based network
`by causing said computing device to serve the given
`device as a second AP having a second APID, distinct
`from the first APID, and provide the given device
`access to the network via the first AP; and
`(2) tunnel data traffic from the given device, through said
`computing device, through the first AP, through the IP
`network, to a proxy server, such that the proxy server
`acts as a proxy of the given device and the data traffic is
`secure from said computing device and first AP and the
`given device operates on the network using a second
`
` 7
`
`
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`
`public IP address distinct from the first public IP
`address, with the second public IP address associated
`with the given device.
`
`
`16. A system comprising:
`a first wireless access point (AP) connected to an IP based
`network,
`the
`first wireless AP having a
`first AP
`Identification (APID);
`a proxy server connected to the IP based network and adapted
`to act as a proxy of at least a subset of computing devices
`that connect via the first wireless AP; and
`a first computing device having a user interface, wherein the
`first computing device is adapted to:
`wirelessly connect to the IP based network via the first
`wireless AP;
`wirelessly communicate with other wireless enabled
`computing devices;
`enable a user of the first computing device to interact, through
`the user interface, with destinations over the IP based
`network, through the first wireless AP, using a first public IP
`address associated with the first computing device;
`provide a second computing device of the other wireless
`enabled computing devices with access to the IP based
`network by causing the first computing device to serve the
`second computing device as a second AP having a second
`APID, distinct from the first APID, and provide the second
`computing device access to the IP based network via the
`first AP; and
`tunnel data traffic from the second computing device, through
`the first computing device, through the first AP, through the
`IP network, to the proxy server, wherein the proxy server
`acts as a proxy of the second computing device and the data
`traffic is secure from the first computing device and the first
`AP and the second computing device operates on the IP
`
` 8
`
`
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`
`based network using a second public IP address distinct
`from the first public IP address, with the second public IP
`address associated with the second computing device.
`
`
`
`II. ANALYSIS
`
`A. Level of Ordinary Skill in the Art
`The level of skill in the art is “a prism or lens” through which we view
`the prior art and the claimed invention. Okajima v. Bourdeau, 261 F.3d
`1350, 1355 (Fed. Cir. 2001). Petitioner asserts that the level of ordinary skill
`in the art to which the ’306 patent pertains would have been “at least a
`bachelor’s degree in computer science and/or electrical engineering or
`comparable experience, plus at least four years of practical experience in the
`design or development of telecommunications, network communication
`systems and wireless network-based communication between computer
`systems, or a master’s degree with at least two years of practical
`experience.” Pet. 12 (citing Ex. 1003 ¶¶ 31–36).
`Patent Owner contends that the level of ordinary skill “would have
`been someone with a Bachelor’s degree in computer science, or in a related
`field, and about two years’ experience.” PO Resp. 10.
`Factual indicators of the level of ordinary skill in the art include “the
`various prior art approaches employed, the types of problems encountered in
`the art, the rapidity with which innovations are made, the sophistication of
`the technology involved, and the educational background of those actively
`working in the field.” Jacobson Bros., Inc. v. United States, 512 F.2d 1065,
`1071 (Ct. Cl. 1975); see also Orthopedic Equip. Co., Inc. v. United States,
`
` 9
`
`
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`702 F.2d 1005, 1011 (Fed. Cir. 1983) (quoting with approval Jacobson
`Bros.).
`Both parties assert somewhat similar definitions of the level of
`ordinary skill in the art, with Petitioner specifying either two years more
`practical experience or a master’s degree. Based on our review of the
`complete record, including the unrebutted testimony of Petitioner’s
`declarant, we find that the evidence of record supports a level of ordinary
`skill in the art consistent with Petitioner’s definition. In addition, we have
`reviewed the prior art of record in this proceeding, which we determine is
`consistent with this definition. See Okajima, 261 F.3d at 1355. We note that
`our patentability analysis presented below would reach the same findings
`and determinations under either party’s definition of the level of ordinary
`skill in the art.
`
`B. Claim Construction
` In an inter partes review, a claim in an unexpired patent is given its
`broadest reasonable construction in light of the specification of the patent in
`which it appears. 37 C.F.R. § 42.100(b); see also Cuozzo Speed Techs., LLC
`v. Lee, 136 S. Ct. 2131, 2142–46 (2016) (upholding the use of the broadest
`reasonable interpretation standard). Under the broadest reasonable
`construction standard, claim terms are generally given their ordinary and
`customary meaning, as would be understood by one of ordinary skill in the
`art in the context of the entire disclosure. In re Translogic Tech., Inc., 504
`F.3d 1249, 1257 (Fed. Cir. 2007). We apply this standard to the claims of
`the ’306 patent.
`Only terms that are in controversy need to be construed and only to
`the extent necessary to resolve the controversy. See Wellman, Inc. v.
`
`10
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`Eastman Chem. Co., 642 F.3d 1355, 1361 (Fed. Cir. 2011); Vivid Techs.,
`Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999).
`“communication module adapted to: (1) wirelessly
`1.
`connect said computing device to an IP based network via a first
`wireless access point (AP) having a first AP Identification (APID);
`and (2) wirelessly communicate with other wireless enabled
`computing devices”
`Claim 1 recites a “communication module adapted to: (1) wirelessly
`connect said computing device to an IP based network via a first wireless
`access point (AP) having a first AP Identification (APID); and (2) wirelessly
`communicate with other wireless enabled computing devices” (“the
`communication module limitation”). Petitioner and Patent Owner both
`propose that we construe the communication module limitation as a means-
`plus-function term under 35 U.S.C. § 112, ¶ 6.6 Pet. Supp. Br. 1; PO Supp.
`Br. 1. There is a rebuttable presumption that claim terms that lack the word
`“means” (a word not present in the communication module limitation) do
`not invoke § 112, ¶ 6. Williamson v. Citrix Online, LLC, 792 F.3d 1339,
`1348–49 (Fed. Cir. 2015) (en banc in relevant portion, see n.3). In the claim
`construction order issued in the Verizon case, the court concluded that the
`communication module limitation does not refer to a particular class of
`structures, and that no “recitation of . . . operation in sufficient detail to
`suggest structure to persons of ordinary skill in the art” is found in the
`limitation. Ex. 2001, 33 (quoting Linear Tech. Corp. v. Impala Linear
`
`6 Paragraph 6 of 35 U.S.C. § 112 was renamed as paragraph (f) when § 4(c)
`of the Leahy-Smith America Invents Act (Pub. L. No. 112–29,125 Stat. 284
`(2011) (“AIA”)) took effect on September 16, 2012. Because the patent
`application resulting in the ’306 patent was filed before the effective date,
`we refer to the pre-AIA version of § 112.
`
`11
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`Corp., 379 F.3d 1311, 1320–21 (Fed. Cir. 2004)). Consistent with the
`district court’s reasoning on this point, we conclude that the presumption
`stated in Williamson has been rebutted. Accordingly, we construe the
`communication module limitation as a means-plus-function term.
`Construing a means-plus-function limitation under § 112, ¶ 6 requires
`us “to perform a two-step analysis. First, [we must] ‘identif[y] the particular
`claimed function.’ Second, [we must] ‘look [ ] to the specification and
`identif[y] the corresponding structure, material, or acts that perform that
`function.’” IPCom GmbH & Co. v. HTC Corp., 861 F.3d 1362, 1370 (Fed.
`Cir. 2017) (citations omitted). In the Decision on Institution, we found the
`claimed function for the communication module limitation is set forth in the
`plain language of that limitation. Dec. 9–10. We thus found that the
`claimed function is to “(1) wirelessly connect said computing device to an IP
`based network via a first wireless access point (AP) having a first AP
`Identification (APID); and (2) wirelessly communicate with other wireless
`enabled computing devices.” Id. at 9–10 (quoting Ex. 1002, 32:28–32).
`Petitioner and Patent Owner both agree that this is the claimed function. Pet.
`Supp. Br. 2 n.4; PO Supp. Br. 1–2.
`With respect to the corresponding structure for the claimed function,
`Petitioner argues in the Petition that the corresponding structure should be
`“software in a computing device.” Pet. 16–17. For this structure, Petitioner
`references portions of the Specification of the ’306 patent describing
`software “that utilizes the computer’s wireless interface to communicate
`with other devices and the Internet.” Id. at 16 (citing Ex. 1002, Fig. 1, 6:1–
`13, 9:42–10:45, 13:45–14:3, 15:20–40, 16:15–35, 17:34–45 (each describing
`or referring to “Vagabee” software that is installed on devices in order to
`
`12
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`allow them to connect to the Internet via an intermediary device, and assists
`them afterwards to themselves serve as intermediary devices)). In the
`Supplemental Briefing, Petitioner indicates that we should adopt the
`corresponding structure identified by the district court, namely, “a wireless
`network card, and equivalents thereof.” Pet. Supp. Br. 2, n.3, 4; Ex. 2001,
`35. Petitioner argues that this definition “encompasses” the originally
`proposed construction presented in the Petition. Pet. Supp. Br. 1–2. Patent
`Owner also argues that we should use the district court’s construction of the
`corresponding structure for the communication module limitation. PO Supp.
`Br. 2–3; see also Prelim. Resp. 8–10 (citing Ex. 2001, 33–34).
`In the Decision on Institution, we preliminarily construed the
`corresponding structure for the communication module limitation to be “a
`single wireless network card, and equivalents thereof,” and additionally
`concluded that the scope of the equivalents excludes multiple wireless
`network cards. Dec. 9–14; Paper 16, 5–6.
`Petitioner argues that our preliminary construction in the Decision on
`Institution was in error, because the ’306 patent contains specific disclosure
`that a laptop that is functioning as an AP for STAs may be connected to the
`Internet 32 through two APs at the same time. Pet. Supp. Reply 3-4 (citing
`Ex. 1002, 13:38–44, Fig. 3.) Petitioner presents an annotated version of the
`’306 patent’s Figure 3, reproduced below:
`
`
`13
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`
`
`
`Id. at 3. In this annotated version of Figure 3, the laptop 11 (annotated in
`yellow) that provides a connection for STAs 12–15 (annotated in blue) is
`connected to the Internet via AP 10 (annotated in green), as described supra
`Section I.C. Id. at 2–3. The ’306 patent describes that laptop 21 (also
`annotated in green) provides an additional connection to the Internet through
`its AP 20. Ex. 1002, 12:56–67. Petitioner argues that the ’306 patent also
`discloses that laptops 11 and 21 can each “treat the other as another
`connection” (illustrated in red) to the Internet. Pet. Supp. Reply 2 (quoting
`Ex. 1002, 13:41). Petitioner, thus, argues that structure corresponding to the
`communication module limitation’s functionality is not limited to the
`disclosed single wireless network card. Pet. Supp. Reply 3–4 & n.5; see
`Ex. 1002, 11:42–50 (disclosure relating to a single wireless network card).
`Rather, Petitioner contends, the disclosed structure of two wireless network
`
`14
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`cards would be used for laptops serving as “intermediaries” (such as laptop
`11), as well as for STAs that are connecting through intermediary devices,
`and the structure corresponding to the disclosed function includes the use of
`two wireless network cards, which allow connection to two APs in parallel.
`Pet. Supp. Reply 2–4 (citing Ex. 1002, 31:20–35); see also Tr. 5:13–8:21.
`Petitioner notes that while the specification does describe a novel single-card
`embodiment, it “is also replete with language that describes the novelty of
`the parallel connection, two-network card embodiment.” Pet. Supp. Reply
`4–5 (citing Ex. 1002, 6:14–15, 9:28–33, 12:56–69, 16:21–23). Petitioner
`additionally argues that the subject matter of claims 4–7 of the ’306 patent
`requires different protocols (cellular and Wi-Fi), which necessarily would
`use different wireless network cards. Pet. Supp. Reply 5–7.
`As mentioned, Patent Owner originally argued that the construction in
`the Verizon case, i.e., a wireless network card or equivalents, should apply.
`PO Supp. Br. 2–3. After the Decision on Institution, Patent Owner
`maintained that we should not change that preliminary construction. Supp.
`Resp. 1. Patent Owner urges that the disclosed connection of a laptop to two
`“upstream” APs would be performed through two communication modules,
`rather than a communication module with two wireless network cards.
`Tr. 28:22–24, 29:5–12.
`The broadest reasonable interpretation of the structure corresponding
`to a means-plus-function term may not disregard structure disclosed in the
`specification. In re Donaldson, 16 F.3d 1189, 1194–95 (Fed. Cir. 1994).
`After considering the full record developed during trial, we are persuaded
`that the disclosed structure that includes the use of two wireless network
`cards corresponds to the claimed function. Having considered the arguments
`
`15
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`and evidence developed during trial, we determine that the broadest
`reasonable interpretation should encompass the disclosed embodiments
`allowing connections for an intermediary device to two “upstream” access
`points, and we agree that the communication module’s functionality may
`encompass connections using two wireless protocols. Accordingly, we alter
`our prior construction, and interpret the structure for the communication
`module limitation to be “a wireless network card, and equivalents thereof,”
`without our prior restriction that the scope of the equivalents could not
`include two wireless network cards.
`“proxy server” and “acts as a proxy”
`2.
`Claim 16 of the ’306 patent is directed towards a system comprising,
`among other elements, “a proxy server connected to the IP based network
`and adapted to act as a proxy of at least a subset of computing devices that
`connect via the first wireless AP.” Ex. 1002, 33:34–36. Independent claims
`1 and 43 include corresponding and similar limitations. Id. at 32:45–53,
`36:1–10.
`Petitioner proposes that the broadest reasonable interpretation of
`“proxy server” is “a server . . . that acts as an intermediary for requests from
`clients seeking resources from other servers.” Pet. 15. Patent Owner argues
`that we should construe “proxy server” to be “an intermediate server that
`accepts requests from the device and acts on behalf of the device,” which it
`notes is the construction of the district court in the Verizon case. PO Resp.
`8–9; see Ex. 2001, 7–14. In the district court, the focus of the claim
`construction arguments, presented by Verizon (not a party to this inter
`partes review) and Patent Owner, was whether the proper construction of a
`proxy server must include the proxy server protecting the device for which it
`
`16
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`acts as a proxy by obscuring that a request originated from that device.
`Ex. 2001, 7–8. The district court found that the intrinsic and extrinsic
`evidence presented did not compel the narrower construction, which would
`require that the proxy server obscure the origin of requests made on behalf
`of the device. Ex. 2001, 11, 14.
`Petitioner argues that “[n]owhere in the specification is there any
`requirement that the ‘proxy server’ ‘acts on behalf of the device,’ as
`advocated by Patent Owner,” but instead that the specification locates the
`proxy server at the end of a secure tunnel. Pet. Reply 3; Pet. 15 (citing, inter
`alia, Ex. 1002 at 14:49–52, 15:1–19, 16:26-27). The ’306 patent, however,
`discusses this secure tunnel while detailing how a device connecting via an
`intermediary “accesses the Internet”—exchanging data with Internet servers
`“through its tunnel to the trusted network site 50.” Ex. 1002, 14:42–52. The
`access of data, thus, is occurring by the trusted network site for the device,
`having received/accepted a request from a device, acting on behalf of the
`device. The ’306 patent also discloses that a remote node allows for access
`of internal nodes in a home network as in a VPN system; again, the remote
`node would access VPN home network data on behalf of the device.
`Ex. 1002, 15:14–19. We note, relative to Petitioner’s suggested
`construction, that where a VPN is accessed according to the ’306 patent’s
`disclosure, no intermediation of a request for resources from a server is
`implicated if the “internal nodes” in the VPN are not servers.
`Petitioner characterizes Patent Owner’s suggested construction as
`“incredibly broad.” Tr. 31:22. Even were we to agree that Patent Owner’s
`construction is broader than Petitioner’s, we do not find that Petitioner has
`presented any convincing reason to show that Patent Owner’s construction is
`
`17
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`unreasonably broad and to narrow the construction. Having considered the
`arguments and evidence presented, we determine that the broadest
`reasonable interpretation of “proxy server” is “an intermediate server that
`accepts requests from the device and acts on behalf of the device.”
`Patent Owner additionally argues that the broadest reasonable
`interpretation of “acts as a proxy” is “performs requests on behalf of the
`device.” PO Resp. 9. Petitioner argues that no additional construction is
`necessary, as the construction of “proxy server” “will naturally resolve the
`meaning of ‘acts as a proxy.’” We agree that no construction of this term is
`necessary in light of the construction of “proxy server.”
`Remaining Terms
`3.
`In our Decision on Institution, we determined that the remaining terms
`of the challenged claims did not require express construction at that time.
`Dec. 8, 14–15. Based on the record developed during trial, we maintain our
`initial determination that the remaining terms of the challenged claims do
`not require express constructions. See Vivid Techs., 200 F.3d at 803.
`Principles of Law
`C.
`A patent claim is unpatentable under 35 U.S.C. § 103(a) if the
`differences between the claimed subject matter and the prior art are such that
`the subject matter, as a whole, would have been obvious at the time the
`invention was made to a person having ordinary skill in the art to which said
`subject matter pertains. KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406
`(2007). The question of obviousness is resolved on the basis of underlying
`factual determinations including: (1) the scope and content of the prior art;
`(2) any differences between the claimed subject matter and the prior art;
`(3) the level of ordinary skill in the art; and (4) any secondary considerations
`
`18
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`of nonobviousness, if in evidence.7 Graham v. John Deere Co., 383 U.S. 1,
`17–18 (1966).
`Asserted Obviousness over Buddhikot and Lord
`D.
`Petitioner contends claims 1–12, 14–22, 26–31, 34–37, 39, 40, 43,
`47–53, 56–63, 65, and 66 are unpatentable under 35 U.S.C. § 103(a) as
`obvious over the combined teachings of Buddhikot and Lord. Pet. 1, 19–63.
`Patent Owner presents arguments relating to these contentions. PO Resp.
`15–48; PO Supp. Resp. 1–3.
`Overview of Buddhikot
`1.
`Buddhikot is titled, “Mobility Access Gateway” and describes a
`“MobileHotSpot Gateway,” which provides a user access to a network, and
`further describes home network support to allow an established user network
`session to continue without interruption as user’s device moves from
`connecting via a first network to connecting via a second network.
`Ex. 1006, Abstr., 4:17–34, 23:44–24:35.
`
`
`7 The record contains no allegations or evidence of secondary
`considerations.
`
`
`19
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`Figure 13 of Buddhikot, which illustrates a system including the
`MobileHotSpot Gateway, is reproduced below.
`
`
`
`
`As shown above in Figure 13, Buddhikot discloses mobile nodes
`100B and 100C connecting to MobileHotSpot Gateway 1440 via an 802.11
`(wireless) network, to the Internet via backhaul link 1423 to base
`station 1459. Id. at 23:44–61, 24:4–8, 24:12–13. A home network with an
`authentication, authorization, and accounting (AAA) system, HOME
`AAA 45, provides user profile data and session state data for the users. Id.,
`Abstr., 10:3–43. In an exemplary embodiment, encryption of data traffic is
`not provided by the MobileHotSpot Gateway, but end-to-end privacy
`solutions for the traffic, such as Internet Protocol Security (“IP Sec”), may
`be used. Id. at 9:53–56, 17:45–50, 18:66–19:3.
`
`
`20
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`
`Overview of Lord
`2.
`Lord is titled, “Mobile Terminal and Method of Providing A
`Network-to-Network Connection” and describes a mobile terminal (MT)
`connecting a plurality of devices over a single wireless link. Ex. 1007,
`Abstr. Figure 1 of Lord, which illustrates a block diagram of a network
`according to the invention, is reproduced below.
`
` Figure 1 of Lord shows terminal equipment TE1, TE2, and TE3 14
`connecting to network GPRS (general packet radio service) PDN (packet
`data network) 18 via mobile terminal 12. Id. at 1:10–11, 14, 3:16–25. The
`PDN may be the Internet. Id. at 3:19.
`Combination of Buddhikot and Lord
`3.
`Petitioner argues that one of ordinary skill in the art would have been
`motivated to combine Buddhikot’s teachings with those of Lord in order to
`use Lord’s detailed teachings of allocation of IP addresses with Buddhikot’s
`
`
`21
`
`

`

`IPR2017-01099
`Patent 9,042,306 B2
`
`teachings regarding security and authentication. Pet. 21–22. Petitioner
`supports its reasoning with the testimony of Dr. Lavian. See Ex. 1003
`¶¶ 225–229; Ex. 1043 ¶ 9.
`Patent Owner argues that Petitioner presents no meaningful
`motivation to combine Buddhikot and Lord. PO Resp. 17–20. Patent
`Owner contends that Buddhikot uses different addressing schemes for the
`cellular and wireless networks, and so no need exists to use the addressing
`scheme disclosed by Lord, “because there exists no need to ensure than an
`IP address created downstream from Buddhikot’s gateway is distinct from
`the IP address assigned to the gateway itself.” PO Resp. 17. Patent Owner
`argues that a dynamic host configuration protocol (DHCP) server would not
`be necessary or present on the Buddhikot gateway as a centralized
`authentication and authorization system would be used. Id. However, as
`pointed out by Petitioner, such a server is present on Buddhikot’s gateway.
`Pet. Reply 6–7 (citing Ex. 1006, 24:36–40, 24:52–55); see Ex. 1003 ¶ 225
`(cited at Pet. 23). Lord’s specification includes implementation details for
`an embodiment in which a DHCP server implemented in the mobile terminal
`assigns addresses to devices for uplink and downlink traffic. Ex. 1007,
`3:43–56; 3:62–4:11, 5:5–13; Figs. 2, 3. We agree with Petitioner that the
`common DHCP functionality on their respective intermediary devices
`indicates that details on DHCP and address allocation in Lord would have
`been useful in Buddhikot and would have motivated an ordinarily skilled
`artisan to combine the references. Pet. 22; Pet. Reply 6–8.
`Patent Owner additionally argues that Petitioner does not present
`evidence regarding how Buddhikot and Lord could be combined without
`undue experimentation. PO Resp. 20–21. Under KSR, “[

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket