`
`Paper: 18
`Entered: May 15, 2018
`
`Trials@uspto.gov
`571-272-7822
`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`EDWARDS LIFESCIENCES CORPORATION,
`Petitioner,
`
`v.
`
`BOSTON SCIENTIFIC SCIMED, INC.,
`Patent Owner.
`____________
`
`Case IPR2017-01295
`Patent 8,709,062 B2
`____________
`
`
`
`Before JAMES A. TARTAL, ROBERT L. KINDER, and
`AMANDA F. WIEKER, Administrative Patent Judges.
`
`WIEKER, Administrative Patent Judge.
`
`
`
`
`
`
`Conduct of the Proceeding
`37 C.F.R. § 42.5
`
`
`
`IPR2017-01295
`Patent 8,709,062 B2
`
`
`
`On May 9, 2018, a conference call was held between Administrative
`
`Patent Judges Tartal, Kinder, and Wieker; counsel for Petitioner, Mr. James
`
`Isbester and Mr. Joshua Stowell; and counsel for Patent Owner, Mr. Wallace
`
`Wu. The conference call was held to discuss any requested changes to the
`
`schedule for this proceeding, resulting from our Order modifying the
`
`Decision on Institution to include all claims and grounds presented in the
`
`Petition (“the newly-added challenges,” i.e., the Petition’s Ground 1 and
`
`Ground 2; see Pet. 20–78). Paper 17, 2. Pursuant to our Order, the parties
`
`met and conferred but had not reached agreement as to whether any changes
`
`to the briefing schedule are warranted.
`
`In this proceeding, Patent Owner filed its Patent Owner Response on
`
`January 31, 2018. Paper 15. During the conference call, Mr. Wu stated that
`
`Patent Owner was not inclined to supplement its Response to address the
`
`newly-added challenges and, accordingly, Petitioner should not be permitted
`
`to address those newly-added challenges in its Reply. Mr. Wu stated that the
`
`U.S. Supreme Court’s decision in SAS Inst., Inc. v. Iancu, 2018 WL 1914661
`
`(U.S. Apr. 24, 2018) does not give Petitioner an opportunity to correct
`
`defects in its Petition. Mr. Wu also expressed concern that supplemental
`
`briefing may impact the Board’s ability to render a Final Written Decision
`
`within the twelve-month timeframe established by statute. Mr. Wu was not
`
`prepared to state whether Patent Owner would like to supplement its
`
`Response if the Board allows Petitioner an opportunity to address the newly-
`
`added challenges.
`
`For Petitioner, Mr. Isbester requested that Petitioner be afforded an
`
`opportunity to respond, in its Reply, to the arguments made by Patent Owner
`
`2
`
`
`
`IPR2017-01295
`Patent 8,709,062 B2
`
`
`in the Preliminary Response (Paper 8) and to the preliminary findings and
`
`conclusions made by the Board in the Decision on Institution (Paper 9), with
`
`respect to the newly-added challenges.
`
`The Board considered the parties’ positions and indicated its intention
`
`to allow Petitioner to address, in its Reply, the newly-added challenges. See
`
`35 U.S.C. § 316(a)(13) (“providing the petitioner with at least 1 opportunity
`
`to file written comments within a time period”). As such, the Board
`
`instructed Mr. Wu to consult with Patent Owner to determine whether Patent
`
`Owner would like to file a supplemental Patent Owner’s Response to
`
`address the newly-added challenges, before Petitioner files its Reply. The
`
`Board counseled Mr. Wu that any arguments not made in a Patent Owner
`
`Response generally are deemed waived. See Paper 10, 3 (“[A]ny arguments
`
`for patentability not raised in the response will be deemed waived.”).
`
`Therefore, the Board suggested that Patent Owner consider whether it would
`
`like to file a supplemental paper to reiterate its arguments made in the
`
`Preliminary Response, and to provide that response to the Board.
`
`On May 10, 2018, Mr. Wu informed the Board by email that “Patent
`
`Owner submits that, in the event that Petitioner is permitted to address the
`
`newly instituted claims and grounds in its Reply, Patent Owner hereby
`
`supplements its January 31, 2018 Response by incorporating by reference its
`
`August 9, 2017 Preliminary Response with respect to the newly instituted
`
`claims and grounds.” Ex. 3001.
`
`We understand Patent Owner’s response to be a request to incorporate
`
`into its Patent Owner Response (Paper 15) the arguments and evidence
`
`provided with its Preliminary Response (Paper 8), as directed to the newly-
`
`3
`
`
`
`IPR2017-01295
`Patent 8,709,062 B2
`
`
`instituted claims and grounds. Typically, “[a]rguments must not be
`
`incorporated by reference from one document into another document.” 37
`
`C.F.R. § 42.6(a)(3). Notwithstanding this provision, however, the Supreme
`
`Court’s decision in SAS has created an unusual circumstance, especially
`
`because this proceeding is at a fairly late stage. Therefore, considering the
`
`facts before us and our need to secure the just, speedy, and inexpensive
`
`resolution of this proceeding (37 C.F.R. §§ 42.1(a), 42.100(c)), we
`
`determine that it is appropriate to waive 37 C.F.R. § 42.6(a)(3) to allow this
`
`incorporation by reference. Our determination in this regard applies only to
`
`the newly-added challenges. See Paper 17.
`
` Additionally, considering the facts before us, we determine that it is
`
`appropriate for Petitioner, in its Reply, to be permitted to respond to both the
`
`Decision on Institution and the arguments and evidence provided in Patent
`
`Owner’s Preliminary Response, with respect to the newly-added challenges.
`
`The provisions of 37 C.F.R. § 42.23 otherwise apply. See, e.g., 37 C.F.R.
`
`§ 42.23(b) (“A reply may only respond to arguments made in the
`
`corresponding . . . patent owner response.”).
`
`In Paper 17, we postponed the due date for Petitioner’s Reply.
`
`Accordingly, we amend our Scheduling Order (Paper 10) such that DUE
`
`DATE 2 is rescheduled to June 15, 2018. All other dates remain as
`
`scheduled. As noted in the Scheduling Order, the parties may stipulate to
`
`adjust DUE DATES 1–5. Paper 10, 2.
`
`
`
`4
`
`
`
`IPR2017-01295
`Patent 8,709,062 B2
`
`
`
`In consideration of the foregoing, it is hereby:
`
`ORDERED that we waive 37 C.F.R. § 42.6(a)(3) such that the
`
`arguments and evidence provided in Patent Owner’s Preliminary Response
`
`(Paper 8), and directed to the newly-added challenges, are incorporated into
`
`Patent Owner’s Response (Paper 15);
`
`FURTHER ORDERED that DUE DATE 2 is amended to June 15,
`
`2018; and
`
`FURTHER ORDERED that Petitioner’s Reply may respond to our
`
`Decision on Institution (Paper 9) and Patent Owner’s Preliminary Response
`
`(Paper 8), with respect to the newly-added challenges.
`
`
`
`5
`
`
`
`IPR2017-01295
`Patent 8,709,062 B2
`
`
`PETITIONER:
`
`A. James Isbester
`KILPATRICK TOWNSEND & STOCKTON LLP
`jisbester@kilpatricktownsend.com
`
`
`Craig S. Summers
`Joshua Stowell
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2css@knobbe.com
`Joshua.Stowell@knobbe.com
`
`
`
`
`PATENT OWNER:
`
`Wallace Wu
`Jennifer A. Sklenar
`Nicholas M. Nyemah
`ARNOLD & PORTER KAYE SCHOLER LLP
`Wallace.Wu@apks.com
`Jennifer.Sklenar@apks.com
`Nicholas.Nyemah@apks.com
`
`6
`
`