`Trials@uspto.gov
`Entered: February 5, 2018
`Tel: 571-272-7822
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`ST. JUDE MEDICAL, LLC,
`Petitioner,
`v.
`THE REGENTS OF THE UNIVERSITY OF CALIFORNIA,
`Patent Owner.
`
`Case IPR2017-01338 (Patent 6,502,576)
`Case IPR2017-01339 (Patent 6,164,283)1
`
`
`
`
`
`
`
`
`
`
`Before PATRICK R. SCANLON, JAMES A. WORTH, and
`MICHAEL L. WOODS, Administrative Patent Judges.
`WORTH, Administrative Patent Judge.
`
`
`
`
`DECISION
`Granting Patent Owner’s Request for Rehearing
`37 C.F.R. § 42.71(d)
`
`
`
`
`1 Although the proceedings have not been consolidated, this Decision
`addresses issues that are common to each of the above-referenced
`proceedings. The parties may use this style caption when filing a single
`paper in multiple proceedings, provided that such caption includes a footnote
`attesting that “the word-for-word identical paper is filed in each proceeding
`identified in the caption.”
`
`
`
`IPR2017-01338 (Patent 6,502,576)
`IPR2017-01339 (Patent 6,164,283)
`
`
`On July 20, 2017, the Board granted Patent Owner, The Regents of
`the University of California (“The Regents”), authorization to file a motion
`to dismiss based on Eleventh Amendment immunity and postponed, by two
`months, the due date for the Patent Owner Preliminary Response, i.e., to
`October 16, 2017. Paper 7. On July 25, 2017, The Regents filed “Patent
`Owner’s Motion to Dismiss.” Paper 9. On August 1, 2017, Petitioner, St.
`Jude Medical, LLC (“St. Jude”), filed “Petitioner’s Opposition to Motion to
`Dismiss.” Paper 13. On August 8, 2017, The Regents filed “Patent Owner’s
`Reply to Opposition to Motion to Dismiss.” Paper 14. The Board denied a
`request from St. Jude to file a sur-reply. Paper 17.
`On September 12, 2017, the Board granted The Regents a second two-
`month extension of the due date for the Patent Owner Preliminary Response,
`i.e., until December 16, 2017. On November 22, 2017, the Board granted
`The Regents a third two-month extension of the due date for the Patent
`Owner Preliminary Response, i.e., until February 16, 2017.
`On January 12, 2017, the Board issued an Order (Paper 20, “the
`Order”), denying The Regents’ request for a further two-month extension of
`the due date for the Patent Owner Preliminary Response, or in the
`alternative, that any Patent Owner Preliminary Response be due one month
`from a decision on the pending motion to dismiss, or further in the
`alternative, that the panel stay these proceedings pending decision by
`another Board panel on whether to stay the University of Minnesota
`proceedings, i.e., in view of possible appellate review of the decisions in
`those proceedings. See, e.g., Ericsson Inc. and Telefonaktiebolaget LM
`Ericsson, v. Regents Of The University of Minnesota, Cases IPR2017-01186,
`-1197, -1200, -1213, -1214, -1219 (PTAB Jan. 5, 2018) (Paper 17).
`
`2
`
`
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`IPR2017-01338 (Patent 6,502,576)
`IPR2017-01339 (Patent 6,164,283)
`
`
`On January 26, 2018, the Regents filed “Patent Owner’s Request for
`Rehearing Under 37 C.F.R. § 42.71(d)” (Paper 21, “Request”), seeking
`reconsideration of the Order. Patent Owner also requested a call with the
`Board. The Request asked the Board to grant an extension of the Patent
`Owner Preliminary Response or stay the proceeding so that The Regents do
`not have to substantively participate in the proceedings. Request 1. The
`Regents argues, inter alia, that the Board has not yet ruled on the threshold
`jurisdiction issue of sovereign immunity, and that St. Jude would not be
`prejudiced by a further delay:
`Based on the current schedule in the co-pending
`proceeding, the district court litigation will be finished before a
`final decision has been rendered by this Board. As such, SJM’s
`[St. Jude’s] invalidity counterclaims—including those before the
`Board—will have been fully adjudicated by the district court
`before a decision in these proceedings with or without a further
`extension or stay of the POPR due date.
`In contrast, The Regents will suffer irreparable injury from
`being forced to litigate a matter in violation of its sovereign
`immunity rights. The Regents’ irreparable injury categorically
`outweighs SJM’s purported prejudice.
`
`Request 2; see also id. at 3–4.
`On January 30, 2018, a conference call was held between Judges
`Scanlon, Worth, Woods, and counsel for the parties. On the call, St. Jude
`requested leave to file an opposition to the Request. On the call, the Board
`granted St. Jude authorization to file an opposition within two days, i.e., by
`February 1, 2018. The Board concomitantly indicated to the parties that any
`Order on the Request would provide at minimum two days further extension
`for the Patent Owner Preliminary Response.
`
`3
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`
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`IPR2017-01338 (Patent 6,502,576)
`IPR2017-01339 (Patent 6,164,283)
`
`
`On February 1, 2018, St. Jude filed “Petitioner’s Opposition to the
`Request for Reconsideration” (Paper 22, “Opposition”). St. Jude argues that
`although any Final Written Decision would occur after the district court trial
`date, (a) the timing is quite close; (b) district court trial schedules frequently
`change; and (c) even if the Final Written Decision occurs after the trial date,
`it may inform any remaining portion of litigation, e.g., on remand from the
`Federal Circuit. Opposition 1 (citing Fresenius USA, Inc. v. Baxter Int’l,
`Inc., 721 F.3d 1330, 1340 (Fed. Cir. 2013)). St. Jude further argues, inter
`alia, that The Regents fails to explain the harm to itself in any concrete way,
`and that The Regents initiated the lawsuit in federal court. Id. at 2.
`The Board typically grants rehearing only where it has overlooked or
`misapprehended an issue. See 37 C.F.R. §42.71(d). Nevertheless, there is
`an additional factor here, i.e., the passage of time, such that St. Jude would
`now be in the position of preparing for filing a Patent Owner Preliminary
`Response in the event that the case is not dismissed. We are persuaded that
`St. Jude should not be asked to prepare a brief on the merits while its motion
`to dismiss for sovereign immunity is still pending.
`Accordingly, it is
`ORDERED that The Regents’ request for rehearing is granted; and
`FURTHER ORDERED that any Patent Owner Preliminary Response
`would be due one month from a decision on The Regents’ motion to dismiss,
`i.e., in the event that the proceeding is not dismissed.
`
`
`
`
`
`4
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`
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`IPR2017-01338 (Patent 6,502,576)
`IPR2017-01339 (Patent 6,164,283)
`
`PETITIONER:
`Matthew A. Smith
`SMITH BALUCH LLP
`smith@turnerboyd.com
`
`Zhuanjia Gu
`TURNER BOYD LLP
`gu@turnerboyd.com
`
`PATENT OWNER:
`
`Jonathan Lindsay
`Kainoa Asuega
`CROWELL & MORING LLP
`jlindsay@crowell.com
`kasuega@crowell.com
`
`5
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`