IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicant:
`
`Chen
`
`Serial No.:
`
`TBD
`
`Filed:
`
`herewith
`
`Docket No.: HW 827l3780US09
`
`Art Unit:
`
`TBD
`
`Examiner:
`
`TBD
`
`For:
`
`Method, Base Station, and User Equipment for Feeding Back AckiN ack
`Information for Carrier Aggregation
`
`Commissioner for Patents
`P. O. Box 1450
`Alexandria, VA 223l3-l450
`
`PRELIMINARY AMENDMENT
`
`Dear Sir:
`
`Prior to examination on the merits, Applicant respectfully submits this Preliminary
`
`Amendment and remarks as set forth hereinafter.
`
`HW 82713780US09
`
`Page 1 of 8
`
`Preliminary Amendment
`
`Samsung Exhibit 1002, Page 1
`
`

`

`In the Claims:
`
`1-16.
`
`(Canceled)
`
`17.
`
`(New) A method for feeding back Acknowledgement/Negative-acknowledgement
`
`(ACKINACK) information for carrier aggregation, the method comprising:
`
`configuring a common field preset in Downlink Control Information (DCI) as at least one
`
`type of command field related to ACKINACK feedback, wherein the common field can be
`
`configured as the at least two types of command fields related to ACKINACK feedback; and
`
`sending the DCI to a user equipment, so that the user equipment feeds back the
`
`ACKINACK information according to the DCI.
`
`18 .
`
`(New) The method according to claim 17, wherein configuring the common field
`
`comprises configuring common field preset in the DCI as at least one type of command field
`
`related to ACKINACK feedback according to an acknowledgement information feedback mode
`
`and/or a downlink component carrier type.
`
`19 .
`
`(New) The method according to claim 17, wherein the at least two types of command
`
`fields related to ACKIN ACK feedback are:
`
`a downlink assignment index (DAI) command field and an ACK resource indication
`
`(ARI) command field;
`
`a transmission power control (TPC) command field and an ARI command field;
`
`a TPC command field and a DAI command field; or
`
`a TPC command field, a DAI command field, and an ARI command field.
`
`HW 82713780US09
`
`Page 2 of 8
`
`Preliminary Amendment
`
`Samsung Exhibit 1002, Page 2
`
`

`

`20.
`
`(New) The method according to claim 17, wherein configuring the common field
`
`comprises configuring the common field in at least one piece of DCI transmitted by a downlink
`
`primary component carrier as a TPC command field.
`
`21.
`
`(New) The method according to claim 20, wherein the at least one piece of DCI
`
`transmitted by the downlink primary component carrier comprises DCI corresponding to
`
`physical downlink shared channel (PDSCH) transmission of the downlink primary component
`
`carrIer.
`
`22.
`
`(New) The method according to claim 20, wherein configuring the common field
`
`comprises configuring the common field in at least one piece of DCI transmitted by a downlink
`
`non-primary component carrier as an ACK resource indication (ARI) command field and/or a
`
`DAI command field.
`
`23.
`
`(New) The method according to claim 17, wherein the common field can be configured
`
`as a transmission power control (TPC) command field and an ACK resource indication (ARI)
`
`command field, and wherein configuring the common field further comprises configuring the
`
`common field in at least one piece of DCI transmitted by a system-linked downlink component
`
`carrier as a TPC command field and configuring the common field in at least one piece of DCI
`
`transmitted by a non-system-linked downlink component carrier as an ARI command field.
`
`24.
`
`(New) The method according to claim 23, wherein the at least one piece of DCI
`
`transmitted by a system-linked downlink component carrier comprises:
`
`DCI corresponding to physical downlink shared channel, PDSCH, transmission of a
`
`HW 82713780US09
`
`Page 3 of 8
`
`Preliminary Amendment
`
`Samsung Exhibit 1002, Page 3
`
`

`

`downlink primary component carrier; and/or
`
`at least one piece of DCI transmitted by the downlink PCc.
`
`25.
`
`(New) The method according to claim 17, wherein the common field can be configured
`
`as a transmission power control (TPC) command field and an ACK resource indication (ARI)
`
`command field, and wherein configuring the common field further comprises configuring the
`
`common field in at least one piece of DCI transmitted by a non-system-linked downlink
`
`component carrier as a TPC command field and configuring the common field in at least one
`
`piece of DCI transmitted by a system-linked downlink component carrier as an ARI command
`
`field.
`
`26.
`
`(New) The method according to claim 17, wherein the common field can be configured
`
`as a TPC command field and a DAI command field and configuring the common field comprises
`
`configuring the common field in at least one piece of DCI transmitted by a system-linked
`
`downlink component carrier as a TPC command field and configuring the common field in at
`
`least one piece of DCI transmitted by a non-system-linked downlink component carrier as a DAI
`
`command field.
`
`27.
`
`(New) The method according to claim 17, wherein the common field can be configured
`
`as a TPC command field and a DAI command field and configuring the common field comprises
`
`configuring the common field in at least one piece of DCI transmitted by a non-system-linked
`
`downlink component carrier as a TPC command field and configuring the common field in at
`
`least one piece of DCI transmitted by a system-linked downlink component carrier as a DAI
`
`command field.
`
`HW 82713780US09
`
`Page 4 of 8
`
`Preliminary Amendment
`
`Samsung Exhibit 1002, Page 4
`
`

`

`28.
`
`(New) A method for feeding back Acknowledgement/Negative-acknowledgement
`
`(ACKINACK) information for carrier aggregation, the method comprising:
`
`receiving downlink control information (DCI) which is sent by a base station and
`
`transmitted by a downlink component carrier; and
`
`feeding back ACKINACK information according to a command field which is related to
`
`ACKINACK feedback and configured in a common field preset in the DCI, wherein the common
`
`field can be configured as at least two types of command fields related to ACKINACK feedback.
`
`29.
`
`(New) The method according to claim 28, wherein the at least two types of command
`
`fields related to ACKIN ACK feedback are:
`
`a downlink assignment index (DAI) command field and an ACK resource indication
`
`(ARI) command field;
`
`a transmission power control (TPC) command field and an ARI command field;
`
`a TPC command field and a DAI command field; or
`
`a TPC command field, a DAI command field, and an ARI command field.
`
`30.
`
`(New) The method according to claim 29, wherein the common field can be configured
`
`as a transmission power control (TPC) command field and an ARI command field;
`
`if the received DCI is at least one piece of DCI transmitted by a system-linked downlink
`
`component carrier, the command field in the DCI is the TPC command field; and
`
`if the received DCI is at least one piece of DCI transmitted by a non-system-linked
`
`downlink component carrier, the command field in the DCI is the ARI command field.
`
`31.
`
`(New) The method according to claim 29, wherein the common field can be configured
`
`as a transmission power control (TPC) command field and an ARI command field;
`
`HW 82713780US09
`
`Page 5 of 8
`
`Preliminary Amendment
`
`Samsung Exhibit 1002, Page 5
`
`

`

`if the received DCI is at least one piece of DCI transmitted by a non-system-linked
`
`downlink component carrier, the command field in the DCI is the TPC command field; and
`
`if the received DCI is at least one piece of DCI transmitted by a system-linked downlink
`
`component carrier, the command field in the DCI is the ARI command field.
`
`32.
`
`(New) A base station, comprising:
`
`a configuring module, configured to configure a common field preset in a downlink
`
`control information (DCI) as at least one type of command field related to
`
`Acknowledgement/Negative-acknowledgement (ACKINACK) feedback, wherein the common
`
`field can be configured as the at least two types of command fields related to ACKINACK
`
`feedback; and
`
`a sending module, configured to send the DCI to a user equipment, so that the user
`
`equipment feeds back ACKINACK information according to the DCI.
`
`33.
`
`(New) The base station according to claim 32, wherein the common field can be
`
`configured as a transmission power control (TPC) command field and an ACK resource
`
`indication (ARI) command field;
`
`wherein the configuring module comprises a third unit and a fourth unit;
`
`wherein the third unit is configured to configure the common field in at least one piece of
`
`DCI transmitted by a system-linked downlink component carrier as the TPC command field; and
`
`wherein the fourth unit is configured to configure the common field in at least one piece
`
`of DCI transmitted by a non-system-linked downlink component carrier as the ARI command
`
`field.
`
`HW 82713780US09
`
`Page 6 of 8
`
`Preliminary Amendment
`
`Samsung Exhibit 1002, Page 6
`
`

`

`34.
`
`(New) A user equipment, comprising:
`
`a receiving module, configured to receive downlink control information (DCI) that is sent
`
`by a base station and transmitted by a downlink component carrier; and
`
`a feedback module, configured to feed back Acknowledgement/Negative(cid:173)
`
`acknowledgement (ACKINACK) feedback information according to a command field that is
`
`related to ACKINACK feedback and configured in a common field preset in the DCI, wherein
`
`the common field can be configured as at least one type of command field related to
`
`ACKINACK feedback of at least two types of command fields related to ACKINACK feedback.
`
`35.
`
`(New) The user equipment according to claim 34, wherein the receiving module is
`
`configured to receive at least one piece of DCI transmitted by a system-linked downlink
`
`component carrier, wherein the common field in the at least one piece of DCI transmitted by a
`
`system-linked downlink component carrier is configured as a TPC command field; and is
`
`configured to receive at least one piece of DCI transmitted by a non-system-linked downlink
`
`component carrier, wherein the common field in the at least one piece of DCI transmitted by a
`
`non-system-linked downlink component carrier is configured as an ARI command field.
`
`36.
`
`(New) The user equipment according to claim 35, wherein the receiving module is
`
`configured to receive at least one piece of DCI transmitted by a non-system-linked downlink
`
`component, wherein the common filed in the at least one piece of DCI transmitted by a non(cid:173)
`
`system-linked downlink component is configured as a TPC command field; and is configured to
`
`receive at least one piece of DCI transmitted by a system-linked downlink component carrier,
`
`wherein the common field in the at least one piece of DCI transmitted by a system-linked
`
`downlink component carrier is configured as an ARI command field.
`
`HW 82713780US09
`
`Page 7 of 8
`
`Preliminary Amendment
`
`Samsung Exhibit 1002, Page 7
`
`

`

`REMARKS
`
`Entry of this amendment prior to examination is respectfully requested. In this
`
`amendment, the original claims have been replaced with new claims. No new matter is added by
`
`this amendment. The Commissioner is hereby authorized to charge any fees that are due, or
`
`credit any overpayment, to Deposit Account No. 50-1065.
`
`Examination and allowance of the pending claims are respectfully requested.
`
`Respectfully submitted,
`
`lIra S Matsill
`Ira S. Matsil
`Attorney for Applicant
`Reg. No. 35,272
`
`June 1, 2012
`Date
`
`SLATER & MATSIL, L.L.P.
`17950 Preston Rd., Ste. 1000
`Dallas, Texas 75252
`Tel.: 972-732-1001
`Fax: 972-732-9218
`
`HW 82713780US09
`
`Page 8 of 8
`
`Preliminary Amendment
`
`Samsung Exhibit 1002, Page 8
`
`

`

`HW 82713780US09
`
`1/6
`
`Configure a common field preset in DCI as at least one
`command field related to ACKlNACK feedback of at
`least two command fields related to ACKlNACK
`feedback, where the common field can be configured as
`the command fields related to ACKlNACK feedback
`
`1
`
`~
`
`•
`Send the DCI to a user equipment, so that the user ~
`
`equipment feeds back ACKlNACK information
`according to the DCI
`
`2
`
`FIG. 1
`
`Downlink
`Downlink
`Downlink
`component carrier-l component carrier-2 component carrier-3
`
`J~
`
`- - - - - - - - - - - -
`
`J ~---;/-----
`
`Uplink component Uplink component
`carrier-l
`carrier-2
`
`FIG. 2
`
`Samsung Exhibit 1002, Page 9
`
`

`

`~
`~
`00
`N
`-.....l
`I-'
`W
`-.....l
`00 o
`C
`r.n
`o
`\0
`
`N ---.
`0'\
`
`PDCCH
`
`PDSCH I
`
`Downlink
`component
`carrier-l
`
`Downlink
`component
`carrier-2
`
`POSCH
`
`PDSCH
`
`Downlink
`component carrie
`3
`
`P
`U
`C
`C
`H
`
`PI
`U
`C
`C
`H
`
`Uplink component
`carrier-2
`
`FIG. 3
`
`Samsung Exhibit 1002, Page 10
`
`

`

`HW 82713780US09
`
`3/6
`
`be configured as an ARI command field and a DAI
`command field
`
`1
`
`Set a common field in DCI, where the common field can ~
`+
`
`When a bundling feedback mode is adopted, a base
`station configures at least one of common fields in the
`DCI transmitted by all downlink component carriers as
`the DAI cOlnmand field; when a multiplexing feedback
`mode is adopted, the base station configures at least one
`of the common fields in the DCI transmitted by all
`downlink component carriers as the ARI command field
`
`+
`
`Send the DCI to a user equipment, so that the user
`equipment feeds back ACKINACK information
`according to the DCI
`
`2
`
`~
`
`3
`
`~
`
`FIG 4
`
`field can be configured as a TPC command field
`and an ARI command field
`
`Configure the common field in at least one piece of
`
`carrier as a TPC command field and configure the
`common field in at least one piece of DCI
`transmitted by a non-system-linked component
`carrier as an ARI command field
`
`1
`
`2
`
`3
`
`Set a common field in DCI, where the common r-0
`•
`DCI translnitted by a system-linked component r-0
`•
`Send the DCI to a user equipment, so that the user r-0
`
`equipment feeds back ACK.INACK information
`according to the DCI
`
`FIG. 5
`
`Samsung Exhibit 1002, Page 11
`
`

`

`HW 82713780US09
`
`4/6
`
`•
`
`Set a common field in DCI, where the common field
`1
`~
`can be configured as a TPC command field and an
`ARI command field
`
`A base station configures the common field in at
`least one piece of DCI transmitted by a downlink
`PCC and/or the common field in the DCI ~.
`4
`corresponding to PDSCH transmission of the
`downlink PCC as the ARI command field; and
`configures at least one of common fields in the rest
`DCI as the TPC command field
`
`•
`
`Send the DCI to a user equipment, so that the user
`equipment feeds back ACKINACK information
`according to the DCI
`
`3
`~.
`
`FIG.5a
`
`Set a common field in DCI, where the common field
`can be configured as a TPC command field and a DAI
`
`1
`~
`
`command field •
`
`Configure the common field in at least one piece of
`DCI transmitted by a system-linked component carrier
`as a TPC command field and configure the common ~
`field in at least one piece of DCI transmitted by a non-
`system-linked component carrier as a DAI command
`
`2
`
`field •
`
`Send the DCI to a user equipment, so that the user
`equipment feeds back ACKINACK information
`according to the DCI
`
`3
`~
`
`FIG 6
`
`Samsung Exhibit 1002, Page 12
`
`

`

`

`

`

`

`Doc Code: Oath
`Document Description: Oath or declaration filed
`
`PTO/SB/01 (04-09)
`Approved for use through 09/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`DECLARATION FOR UTILITY OR
`DESIGN
`PATENT APPLICATION
`(37 CFR 1.63)
`
`Attorney Docket
`Number
`First Named Inventor Xiaobo CHEN
`COMPLETE IF KNOWN
`
`Declaration
`Submitted
`With Initial
`Filing
`
`OR D
`
`Declaration
`Submitted After Initial
`Filing (surcharge
`(37 CFR 1.16(f))
`required)
`
`Application Number
`
`Filing Date
`
`Art Unit
`
`Examiner Name
`
`I hereby declare that: (1) Each inventor's residence, mailing address, and citizenship are as stated below next to their name;
`and (2) I believe the inventor(s) named below to be the original and first inventor(s) of the subject matter which is claimed and
`for which a patent is sought on the invention titled:
`
`METHOD, BASE STATION, AND USER EQUIPMENT FOR FEEDING BACK ACK/NACK
`INFORMATION FOR CARRIER AGGREGATION
`
`the application of which
`
`o is attached hereto
`
`(Title of the Invention)
`
`OR
`
`D
`
`was filed on (MM/DD/YYYY)
`- - - - - - - -
`Application Number _________ and was amended on (MM/DD/YYYY) _________ (if applicable).
`
`as United States Application Number or PCT International
`
`I hereby state that I have reviewed and understand the contents of the above identified application, including the claims, as
`amended by any amendment specifically referred to above.
`
`I acknowledge the duty to disclose information which is material to patentability as defined in 37 CFR 1.56, including for
`continuation-in-part applications, material information which became available between the filing date of the prior application
`and the national or PCT international filing date of the continuation-in-part application.
`
`Authorization To Permit Access To Application by Participating Offices
`D
`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the
`Japan Patent Office (JPO), the Korean Intellectual Property Office (KIPO), the World Intellectual Property Office (WI PO), and
`any other intellectual property offices in which a foreign application claiming priority to the above-identified patent application is
`filed access to the above-identified patent application. See 37 CFR 1.14(c) and (h). This box should not be checked if the
`applicant does not wish the EPO, JPO, KIPO, WIPO, or other intellectual property office in which a foreign application claiming
`priority to the above-identified patent application is filed to have access to the above-identified patent application.
`
`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the above-identified patent application with respect
`to: 1) the above-identified patent application-as-filed; 2) any foreign application to which the above-identified patent application
`claims priority under 35 U.S.C. 119(a)-(d) if a copy of the foreign application that satisfies the certified copy requirement of
`37 CFR 1.55 has been filed in the above-identified patent application; and 3) any U.S. application-as-filed from which benefit is
`sought in the above-identified patent application.
`
`In accordance with 37 CFR 1.14( c), access may be provided to information concerning the date of filing the Authorization to
`Permit Access to Application by Participating Offices.
`
`[Page 1 of 3]
`This collection of information is required by 35 U.S.C. 115 and 37 CFR 1.63. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 21 minutes to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form andlor suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form. call1-800-PTO-9199 and select option 2.
`
`Samsung Exhibit 1002, Page 15
`
`

`

`

`

`

`

`PTO/SB/02A (07-07)
`Approved for use through 09/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Pa erwork Reduction Act of 1995 no ersons are re uired to res ond to a collection of information unless it contains a valid OMB control number.
`ADDITIONAL INVENTOR(S)
`Supplemental Sheet
`
`Pa e 1
`
`of 1
`
`DECLARA liON
`Name of Additional Joint Inventor, if any: I
`
`D A petition has been filed for this unsigned inventor
`
`Given Name (first and middle (if any))
`
`Family Name or Surname
`
`Chaojun
`
`Inventor's
`Signature
`
`Beijing
`Residence: City
`
`LI
`
`Beijing
`State
`
`IChina
`Country
`
`Date
`
`Chinese
`Citizenship
`
`Huawei Administration Building" Bantian, Longgang District, Shenzhen, 518129, Guangdong, P.R. China
`
`Mailing Address
`
`Shenzhen
`City
`
`Name of Additional Joint Inventor, if any: I
`
`Guangdong
`State
`
`518129
`Zip
`
`China
`Country
`
`D A petition has been filed for this unsigned inventor
`
`Given Name (first and middle (if any))
`
`Family Name or Surname
`
`Inventor's
`SiQnature
`
`Shenzhen
`
`Residence: City
`
`Guangdong
`
`State
`
`China
`
`Country
`
`Date
`
`Chinese
`
`Citizenship
`
`Huawei Administration Building" Bantian, Longgang District, Shenzhen, 518129, Guangdong, P.R. China
`
`MailinQ Address
`
`Shenzhen
`City
`
`Name of Additional Joint Inventor, if any: I
`
`Guangdong
`State
`
`518129
`Zip
`
`China
`Country
`
`D A petition has been filed for this unsigned inventor
`
`Given Name (first and middle (if any))
`
`Family Name or Surname
`
`Inventor's
`Signature
`
`Shanghai
`Residence: City
`
`Shanghai
`State
`
`China
`Country
`
`Date
`
`Chinese
`Citizenship
`
`Huawei Administration Building" Bantian, Longgang District, Shenzhen, 518129, Guangdong, P.R. China
`
`Mailing Address
`
`Shenzhen
`Guangdong
`China
`518129
`Country
`Zip
`State
`City
`This collection of Information IS required by 35 U.S.C. 115 and 37 CFR 1.63. The Information IS required to obtain or retain a benefit by the public which IS to file
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 21
`minutes to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual
`case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information
`Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, caI/1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`Samsung Exhibit 1002, Page 18
`
`

`

`Doc Code: Oath
`Document Description: Oath or declaration filed
`
`PTO/SB/01 (04-09)
`Approved for use through 09/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`DECLARATION FOR UTILITY OR
`DESIGN
`PATENT APPLICATION
`(37 CFR 1.63)
`
`Attorney Docket
`Number
`First Named Inventor Xiaobo CHEN
`COMPLETE IF KNOWN
`
`Declaration
`Submitted
`With Initial
`Filing
`
`OR D
`
`Declaration
`Submitted After Initial
`Filing (surcharge
`(37 CFR 1.16(f))
`required)
`
`Application Number
`
`Filing Date
`
`Art Unit
`
`Examiner Name
`
`I hereby declare that: (1) Each inventor's residence, mailing address, and citizenship are as stated below next to their name;
`and (2) I believe the inventor(s) named below to be the original and first inventor(s) of the subject matter which is claimed and
`for which a patent is sought on the invention titled:
`
`METHOD, BASE STATION, AND USER EQUIPMENT FOR FEEDING BACK ACK/NACK
`INFORMATION FOR CARRIER AGGREGATION
`
`the application of which
`
`o is attached hereto
`
`(Title of the Invention)
`
`OR
`
`D
`
`was filed on (MM/DD/YYYY)
`- - - - - - - -
`Application Number _________ and was amended on (MM/DD/YYYY) _________ (if applicable).
`
`as United States Application Number or PCT International
`
`I hereby state that I have reviewed and understand the contents of the above identified application, including the claims, as
`amended by any amendment specifically referred to above.
`
`I acknowledge the duty to disclose information which is material to patentability as defined in 37 CFR 1.56, including for
`continuation-in-part applications, material information which became available between the filing date of the prior application
`and the national or PCT international filing date of the continuation-in-part application.
`
`Authorization To Permit Access To Application by Participating Offices
`D
`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the
`Japan Patent Office (JPO), the Korean Intellectual Property Office (KIPO), the World Intellectual Property Office (WI PO), and
`any other intellectual property offices in which a foreign application claiming priority to the above-identified patent application is
`filed access to the above-identified patent application. See 37 CFR 1.14(c) and (h). This box should not be checked if the
`applicant does not wish the EPO, JPO, KIPO, WIPO, or other intellectual property office in which a foreign application claiming
`priority to the above-identified patent application is filed to have access to the above-identified patent application.
`
`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the above-identified patent application with respect
`to: 1) the above-identified patent application-as-filed; 2) any foreign application to which the above-identified patent application
`claims priority under 35 U.S.C. 119(a)-(d) if a copy of the foreign application that satisfies the certified copy requirement of
`37 CFR 1.55 has been filed in the above-identified patent application; and 3) any U.S. application-as-filed from which benefit is
`sought in the above-identified patent application.
`
`In accordance with 37 CFR 1.14( c), access may be provided to information concerning the date of filing the Authorization to
`Permit Access to Application by Participating Offices.
`
`[Page 1 of 3]
`This collection of information is required by 35 U.S.C. 115 and 37 CFR 1.63. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 21 minutes to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form andlor suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form. call1-800-PTO-9199 and select option 2.
`
`Samsung Exhibit 1002, Page 19
`
`

`

`

`

`

`

`

`

`

`

`PATENT
`Attorney Docket No. ___ _
`Client Reference No. 82713780US09
`
`WHEREAS, WE,
`
`ASSIGNMENT
`
`XiaoboCHEN
`Huawei Administration Building
`Bantian, Longgang District
`Shenzhen,518129,eJuangdong
`P.R. CHINA; and
`
`Chaojun LI
`Huawei Administration Building
`Bantian, Longgang District
`Shenzhen,518129,eJuangdong
`P.R. CHINA;
`
`have invented and own a certain invention entitled:
`METHOD, BASE STATION, AND USER EQUIPMENT FOR FEEDING BACK ACKINACK
`INFORMATION FOR CARRIER AGGREGATION
`for which invention we have executed an application (provisional or non-provisional) for a U.S.
`patent, which was filed on
`, under U.S. Application No.
`and
`
`WHEREAS, HUA WEI TECHNOLOeJIES CO., LTD., of Huawei Administration
`Building, Bantian, Longgang District, Shenzhen, 518129, eJuangdong, P.R. China, hereinafter
`referred to as Assignee, is desirous of acquiring the entire domestic and foreign right, title, and
`interest in and under the invention described in the patent application.
`Now, THEREFORE, for good and valuable considerations, the receipt and sufficiency of
`which are hereby acknowledged, we assign and transfer to the Assignee and the Assignee's
`legal representatives, successors and assigns the full and exclusive rights in and to the invention
`in the U.S. and every foreign country and the entire right, title, and interest in and to the patent
`application and other such applications (e.g., provisional applications, non-provisional
`applications, continuations, continuations-in-part, divisionals, reissues, reexaminations,
`National phase applications, including petty patent applications, and utility model applications)
`that may be filed in the United States and every foreign country on the invention, and the
`patents, extensions, or derivations thereof, both foreign and domestic, that may issue thereon,
`and we do hereby authorize and request the Commissioner of Patents to issue U.S. patents to
`the above-mentioned Assignee agreeably with the terms of this assignment document.
`
`WE HEREBY AUTHORIZE the Assignee to insert in this assignment document the filing
`date and application number of the application if the date and number are unavailable at the
`time this document is executed.
`
`WE Do HEREBY COVENANT and agree with the Assignee that we will not execute any
`writing or do any act whatsoever conflicting with the terms of this assignment document set
`forth herein, and that we will at any time upon request, without further or additional
`consideration, but at the expense of the Assignee, execute such additional assignments and
`other writings and do such additional acts as the Assignee may deem necessary or desirable to
`perfect the Assignee's enjoyment of this assignment, and render all necessary assistance in
`making application for and obtaining original, continuation, continuation-in-part, divisional,
`reissued, reexamined, and National phase patents of the U.S. or of any and all foreign countries
`on the invention, and in enforcing any rights or chooses in action accruing as a result of such
`applications or patents, and by executing statements and other affidavits, it being understood
`
`1
`
`Samsung Exhibit 1002, Page 24
`
`

`

`

`

`PTO/SB/SO (11·08)
`Approved for USe through 11/30/2011. OMS 0651·0035
`U.S. Patent and Trademark Offi<e: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMS control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`J
`
`l
`
`I hereby revoke all previous powers of attorney given in the application identified in the attached statement under
`37 CFR 3.73(b).
`I hereby appoint:
`
`[(] PracUtioners associated with the Customer Number: I
`I
`OR D Practitioner(s) named below (if more than ten patent practitioners are to be named, then a customer number must be used):
`
`74365
`
`Name
`
`Registration
`Number
`
`Name
`
`Registration
`Number
`
`as ~ .. u, ,u,l\Sj or agent(s)to ,ut"
`. Patent and Trademark Office (USP~O) in WIIII"" .. vli with
`~,,,,,uu be; ore the United
`: the unu.
`any and all patent applications assigned .Q!l!y to the undersigned according to the USPTO assignment records or assignment documents
`attached to this form in accordance with 37 CFR 3.73(b).
`
`Please change the correspondence address for the application identified in the attached statement under 37 CFR 3.73(b) to:
`
`[Z]
`The address associated with Customer Number: I
`OR o Fimnor
`
`Individual Name
`Address
`
`74365
`
`I
`
`City
`
`Country
`
`Telephone
`
`Assignee Name and Address:
`
`I State
`
`I Email
`
`I Zip
`
`HUAWEI TECHNOLOGIES CO., LTD.
`Huawei Administration Building, Bantian, Longgang District, Shenzhen, Guangdong 518129, P.R. China
`
`A copy of this form, together with a statement under 37 CFR 3.73(b) (Form PTO/SB/96 or equivalent) is required to be
`filed in each application In which this form is used. The statement under 37 CFR 3.73(b) may be completed by one of
`the practitioners appointed in this form if the appointed practitioner is authorized to act on behalf of the assignee,
`and must identify the application in which this Power of Attorney is to be filed.
`
`Signature
`
`Name
`
`SIGNATURE of Assignee of Record
`The indiv~ whose ~i~ature and title is supplied below is authorized to act on behalf of the assignee
`~~~
`~WhY"..l"".d
`,.
`J
`I
`Tme
`President
`ThiS collection of Information IS required by 37 CFR 1.31, 1.32 and 1.33. The Information IS required to obtain or retain a benefit by the public which IS to file (and
`by the USPTO to process) an application. Confidentiality Is governed by 35 U.S.C. 122 and 37 CFR 1.1 I and 1.14. This collection is estimated to take 3 minutes
`to complete, including gathering, preparing, a