`
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Huawei Technologies Co. Ltd.
`Petitioner
`
`v.
`
`Nokia Solutions and Networks Oy
`Patent Owner
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2017-01604
`Patent 8,553,636
`
`
`
`
`
`
`
`
`
`
`PETITIONER’S MOTION TO SEAL UNDER 35 U.S.C. §312 AND 37
`C.F.R. §42.104
`
`
`
`I. Introduction
`
`Pursuant to 37 C.F.R. § 42.14, Petitioner, Huawei Technologies Co.
`
`Ltd. (“Petitioner”) hereby move to seal Petitioners’ Petition for Inter Partes
`
`Review, HUAWEI-1003, and HUAWEI-1012 (“Proposed Sealed
`
`Documents”). The Proposed Sealed Documents are filed contemporaneously
`
`with this Motion.
`
`II. PROTECTIVE ORDER
`
`
`In the accompanying district court litigation (Nokia Solutions and
`
`Networks US LLC and Nokia Solutions and Networks OY v. Huawei
`
`Technologies Co. LTD. and Huawei Device USA, Inc., Case No. 2:16-cv-
`
`00753-JRG-RSP (E.D. Tex.)), Patent Owner has agreed to a protective
`
`order. When Patent Owner appears in the present proceeding, Petitioners
`
`anticipate that the parties will negotiate a protective order of the same or
`
`similar scope. In the meantime, Petitioners are submitting the default
`
`protective order along with this Motion, which may be replaced by a revised
`
`protective order at a later date upon agreement between the parties.
`
`
`III. BASIS FOR SEALING CERTAIN EXHIBITS
`
`
`The Office Patent Trial Practice Guide provides that “[t]he rules aim
`
`to strike a balance between the public’s interest in maintaining a complete
`
`and understandable file history and the parties’ interest in protecting truly
`
`
`
`sensitive information.” 77 Fed. Reg. 48756, 48760 (Aug. 14, 2012). Further,
`
`those “rules identify confidential information in a manner consistent with
`
`Federal Rule of Civil Procedure 26(c)(1)(G), which provides for protective
`
`orders for trade secret or other confidential research, development, or
`
`commercial information.” Id. (citing 37 C.F.R. § 42.54); see also Illumina v.
`
`Columbia University, IPR2013-00011, Paper 66, Aug. 12, 2013 Dec.
`
`(granting a motion to seal “technical and business information” and “product
`
`development information”).
`
`The Proposed Sealed Documents contain information that is subject to
`
`the Protective Order entered in the accompanying district court litigation.
`
`1. HUAWEI-1012. This document contains Patent Owner’s
`
`Infringement Contentions in the accompanying district court
`
`litigation related to U.S. Pat. No. 8,553,636. These
`
`Infringement Contentions were marked CONFIDENTIAL by
`
`the Patent Owner and, as such, are subject to the Protective
`
`Order entered on Oct. 07, 2016. See Nokia Solutions and
`
`Networks US LLC and Nokia Solutions and Networks OY v.
`
`Huawei Technologies Co. LTD. and Huawei Device USA, Inc.,
`
`Case No. 2:16-cv-00753-JRG-RSP, Paper 43 (E.D. Tex. Oct.
`
`07, 2016)
`
`
`
`2.
`
`Petitioners’ Petition for Inter Partes Review of U.S. Pat. No.
`
`8,553,636. This Petition for Inter Partes Review references and
`
`discusses the subject-matter of HUAWEI-1012, so it should be
`
`classified as CONFIDENTIAL. A redacted version of this
`
`Petition is provided herewith.
`
`3. HUAWEI-1003. The Declaration of Narayan Mandayam
`
`references and discusses the subject-matter of HUAWEI-1012,
`
`so it should be classified as CONFIDENTIAL. A redacted
`
`version of this Declaration is provided herewith.
`
`Pursuant to 37 CFR § 42.55(a), Petitioner proposes entry of the
`
`default protective order found in Appendix B of the Trial Practice Guide.
`
`As noted previously, the default protective order may be replaced in the
`
`future by agreement between the parties to a protective order consistent
`
`with that imposed in the related litigation.
`
`The aforementioned Proposed Sealed Documents provide evidence
`
`of Patent Owner’s belief about the scope and meaning of the claims in U.S.
`
`Pat. No. 8,553,636. Thus, the Proposed Sealed Documents are necessary to
`
`construe any disputed claims.
`
`For the foregoing reasons, the Proposed Sealed Documents described
`
`herein should receive a “CONFIDENTIAL” designation and be kept under
`
`
`
`Respectfully submitted,
`
` /Roberto J. Devoto/
` W. Karl Renner, Reg. No. 41,265
` Roberto J. Devoto, Reg. No. 55,108
` Attorneys for Petitioner
`
`
`
`seal.
`
`
`
`
`Date: 6-16-17
`
`
`
`
`Customer Number 26171
`Fish & Richardson P.C.
`Telephone: (612) 337-2508
`Facsimile: (612) 288-9696
`
`
`
`
`
`APPENDIX A
`
`APPENDIX A
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Huawei Technologies Co. Ltd.
`Petitioner
`
`v.
`
`Nokia Solutions and Networks Oy
`Patent Owner
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2017-01604
`Patent 8,553,636
`
`
`
`
`
`
`
`
`
`
`PROTECTIVE ORDER
`
`This standing protective order governs the treatment and filing of
`
`confidential information, including documents and testimony.
`
`1. Confidential information shall be clearly marked ‘‘PROTECTIVE
`
`ORDER MATERIAL.’’
`
`2. Access to confidential information is limited to the following
`
`individuals who have executed the acknowledgment appended to this order:
`
`
`
`(A) Parties. Persons who are owners of a patent involved in the
`
`proceeding and other persons who are named parties to the proceeding.
`
`(B) Party Representatives. Representatives of record for a party in the
`
`proceeding.
`
`(C) Experts. Retained experts of a party in the proceeding who further
`
`certify in the Acknowledgement that they are not a competitor to any party,
`
`or a consultant for, or employed by, such a competitor with respect to the
`
`subject matter of the proceeding.
`
`(D) In-house counsel. In-house counsel of a party.
`
`(E) Other Employees of a Party. Employees, consultants or other
`
`persons performing work for a party, other than in-house counsel and in-
`
`house counsel’s support staff, who sign the Acknowledgement shall be
`
`extended access to confidential information only upon agreement of the
`
`parties or by order of the Board upon a motion brought by the party seeking
`
`to disclose confidential information to that person. The party opposing
`
`disclosure to that person shall have the burden of proving that such person
`
`should be restricted from access to confidential information.
`
`(F) The Office. Employees and representatives of the Office who have
`
`a need for access to the confidential information shall have such access
`
`without the requirement to sign an Acknowledgement. Such employees and
`
`
`
`representatives shall include the Director, members of the Board and their
`
`clerical staff, other support personnel, court reporters, and other persons
`
`acting on behalf of the Office.
`
`(G) Support Personnel. Administrative assistants, clerical staff, court
`
`reporters and other support personnel of the foregoing persons who are
`
`reasonably necessary to assist those persons in the proceeding shall not be
`
`required to sign an Acknowledgement, but shall be informed of the terms
`
`and requirements of the Protective Order by the person they are supporting
`
`who receives confidential information.
`
`3. Persons receiving confidential information shall use reasonable
`
`efforts to maintain the confidentiality of the information, including:
`
`(A) Maintaining such information in a secure location to which
`
`persons not authorized to receive the information shall not have access;
`
`(B) Otherwise using reasonable efforts to maintain the confidentiality
`
`of the information, which efforts shall be no less rigorous than those the
`
`recipient uses to maintain the confidentiality of information not received
`
`from the disclosing party;
`
`(C) Ensuring that support personnel of the recipient who have access
`
`to the confidential information understand and abide by the obligation to
`
`
`
`maintain the confidentiality of information received that is designated as
`
`confidential; and
`
`(D) Limiting the copying of confidential information to a reasonable
`
`number of copies needed for conduct of the proceeding and maintaining a
`
`record of the locations of such copies.
`
`4. Persons receiving confidential information shall use the following
`
`procedures to maintain the confidentiality of the information:
`
`(A) Documents and Information Filed With the Board.
`
`(i) A party may file documents or information with the Board under
`
`seal, together with a non-confidential description of the nature of the
`
`confidential information that is under seal and the reasons why the
`
`information is confidential and should not be made available to the public.
`
`The submission shall be treated as confidential and remain under seal,
`
`unless, upon motion of a party and after a hearing on the issue, or sua
`
`sponte, the Board determines that the documents or information do not to
`
`qualify for confidential treatment.
`
`(ii) Where confidentiality is alleged as to some but not all of the
`
`information submitted to the Board, the submitting party shall file
`
`confidential and non-confidential versions of its submission, together with a
`
`Motion to Seal the confidential version setting forth the reasons why the
`
`
`
`information redacted from the non-confidential version is confidential and
`
`should not be made available to the public. The nonconfidential version of
`
`the submission shall clearly indicate the locations of information that has
`
`been redacted. The confidential version of the submission shall be filed
`
`under seal. The redacted information shall remain under seal unless, upon
`
`motion of a party and after a hearing on the issue, or sua sponte, the Board
`
`determines that some or all of the redacted information does not qualify for
`
`confidential treatment.
`
`(B) Documents and Information Exchanged Among the Parties.
`
`Information designated as confidential that is disclosed to another party
`
`during discovery or other proceedings before the Board shall be clearly
`
`marked as ‘‘PROTECTIVE ORDER MATERIAL’’ and shall be produced in
`
`a manner that maintains its confidentiality.
`
`(j) Standard Acknowledgement of Protective Order. The following
`
`form may be used to acknowledge a protective order and gain access to
`
`information covered by the protective order:
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Huawei Technologies Co. Ltd.
`Petitioner
`
`v.
`
`Nokia Solutions and Networks Oy
`Patent Owner
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2017-01604
`Patent 8,553,636
`
`
`
`
`
`
`
`
`
`
`Standard Acknowledgment for Access to
`Protective Order Material
`
` I
`
` _____________________________, affirm that I have read the
`
`Protective Order; that I will abide by its terms; that I will use the
`
`confidential information only in connection with this proceeding and for no
`
`other purpose; that I will only allow access to support staff who are
`
`reasonably necessary to assist me in this proceeding; that prior to any
`
`
`
`disclosure to such support staff I informed or will inform them of the
`
`requirements of the Protective Order; that I am personally responsible for the
`
`requirements of the terms of the Protective Order and I agree to submit to
`
`the jurisdiction of the Office and the United States District Court for the
`
`Eastern District of Virginia for purposes of enforcing the terms of the
`
`Protective Order and providing remedies for its breach.
`
`
`
`Signed ____________________________________________
`
`
`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 CFR §§ 42.6(e)(4)(i) et seq. and 42.105(b), the
`
`undersigned certifies that on June 16, 2017 a complete and entire copy of
`
`this MOTION TO SEAL UNDER 37 CFR § 42.54 was provided via FedEx,
`
`to the Patent Owner by serving the correspondence addresses of record as
`
`follows:
`
`Squire PB (NVA/DC Office)
`8000 TOWERS CRESCENT DRIVE
`14TH FLOOR
`VIENNA VA 22182-6212
`
`Service was also made to the litigation counsel of the Patent Owner by
`
`serving the correspondence email address of record as follows:
`
`Alston & Bird LLP
`101 S. Tryon Street, Suite 4000
`Charlotte, NC 28280
`
`Emails: ben.pleune@alston.com, Marsha.Diedrich@alston.com and Nokia-
`Huawei@alston.com
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`/Christine Rogers/
`Christine Rogers
`Fish & Richardson P.C.
`60 South Sixth Street, Suite 3200
`Minneapolis, MN 55402
`(650) 839-5092
`
`