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` Paper No. 8
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` Entered: December 22, 2017
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`MICROSOFT CORP.,
`Petitioner,
`
`v.
`
`IMRPOVED SEARCH LLC,
`Patent Owner.
`____________
`
`Case IPR2017-01614
`Patent 6,604,101 B1
`____________
`
`
`
`Before KARL D. EASTHOM, MIRIAM L. QUINN and
`JACQUELINE T. HARLOW, Administrative Patent Judges.
`
`HARLOW, Administrative Patent Judge.
`
`
`
`DECISION
`Denying Institution of Inter Partes Review
`37 C.F.R. § 42.108
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`IPR2017-01614
`Patent 6,604,101 B1
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`INTRODUCTION
`I.
`Microsoft Corp. (“Petitioner”) filed a Petition requesting an inter
`partes review of claims 1–28 of U.S. Patent No. 6,604,101 B1 (Ex. 1001,
`“the ’101 patent”). Paper 1 (“Pet.”). Improved Search LLC (“Patent
`Owner”) filed a Preliminary Response. Paper 7 (“Prelim. Resp.”). We have
`authority to determine whether to institute an inter partes review under
`35 U.S.C. § 314, which provides that an inter partes review may not be
`instituted unless the information presented in the petition “shows that there
`is a reasonable likelihood that the petitioner would prevail with respect to at
`least 1 of the claims challenged in the petition.”
`For the reasons set forth below, we deny the Petition.
`
`A. Related Matters
`The ’101 patent is asserted against Petitioner in Improved Search LLC
`v. Microsoft Corporation, Case No. 1-16-cv-00650 (D. Del.). Pet. 2. The
`’101 patent is also asserted against other parties in matters pending before
`the District of Delaware. Pet. 2; Paper 5, 2. In addition, the ’101 patent has
`been challenged previously by Google, Inc. in an inter partes review
`proceeding; however, the Board declined to institute review in that matter.
`Pet. 2; Paper 5, 2; Google Inc. v. Improved Search LLC, IPR2016-00797
`(PTAB Sept. 6, 2016) (Paper 9).
`Concurrent with this proceeding, Petitioner has filed a petition for
`inter partes review of related U.S. Patent No. 7,516,154 B1 (IPR2017-
`01613), which was also the subject of a covered business method review
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`(CBM2017-00038 (institution denied)) and various suits in the District of
`Delaware. Pet. 2; Paper 5, 2–3.
`
`B. The ’101 Patent
`The ’101 patent is titled “Method and System for Translingual
`Translation of Query and Search and Retrieval of Multilingual Information
`on a Computer Network.” Ex. 1001, [54]. The ’101 patent issued from U.S.
`Patent Application No. 09/606,655, filed on June 28, 2000. Id. [21], [22].
`The ’101 patent describes “a method and system for conducting a
`translingual search on the Internet and accessing multilingual web sites
`through dialectal standardization, pre-search translation and post-search
`translation.” Id. at 1:11–14. More specifically, the ’101 patent discloses a
`system and method “for dialectally standardizing a query input by the user in
`the source language and then translating the standardized keyword to the
`target language and searching and retrieving web documents in the target
`language as well as providing translations of said search results into the
`source language.” Id. at 3:40–45.
`In discussing the problem it aims to solve, the ’101 patent notes that
`“most of the search tools cater primarily to the needs of the English speaking
`Internet user,” and explains that “[t]his is a serious drawback, which has not
`been addressed by any of the existing search engines.” Id. at 2:14–24. The
`’101 patent likewise observes that “the non-English speaking Internet users
`also create web sites to store information in non-English languages. This
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`rich source of information is not available to query by English oriented
`search engines.” Id. at 2:25–28.
`
`C. Illustrative Claim
`Of the challenged claims, claims 1, 9, 12, 22, and 23 are independent.
`Claim 1, reproduced below, is illustrative of the claimed subject matter.
`1.
`A method for performing a contextual search and
`retrieval of documents in a computer network, comprising:
`receiving through an input device, a query in a first
`language;
`processing said query to extract at least one content word
`from the query;
`performing dialectal standardization of the at least one
`content word extracted from the query;
`translating the at least one dialectally standardized content
`word into a second language through a translator;
`performing a contextual search in the second language
`based on the at least one translated content word, using a search
`engine in the second language; and
`obtaining the search results in the second language in the
`form of at least one of site names (URLs) and documents,
`satisfying a search criteria.
`Ex. 1001, 7:66–8:15.
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`D. Evidence Relied Upon
`Petitioner relies upon the following prior art references (Pet. 12–19):
`Williamowski US 6,381,598 B1
`Apr. 30, 2002
`(Ex. 1008)
`Sullivan
`US 5,956,711
`Sept. 21, 1999
`(Ex. 1009)
`Poznanski
`US 6,360,196 B1
`Mar. 19, 2002
`(Ex. 1010)
`Redpath
`US 6,347,316 B1
`Feb. 12, 2002
`(Ex. 1011)
`Petitioner also relies on the Declaration of James Allan, Ph.D. (“Allan
`Declaration”) (Ex. 1005).
`
`E. Asserted Grounds of Unpatentability
`Google asserts the following grounds of unpatentability (Pet. 5–6):
`
`Claim(s)
`1–6, 12–17, 22, 27, 28
`1–7, 12–17, 22–28
`
`8–11, 18–21
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`Reference(s)
`Basis
`§ 103(a) Williamowski and Sullivan
`§ 103(a) Williamowski, Sullivan, and
`Poznanski
`§ 103(a) Williamowski, Sullivan, Poznanski,
`and Redpath
`
`II. ANALYSIS
`A. Level of Ordinary Skill in the Art
`The level of skill in the art is a factual determination that provides a
`primary guarantee of objectivity in an obviousness analysis. Al-Site Corp. v.
`VSI Int’l Inc., 174 F.3d 1308, 1324 (Fed. Cir. 1999) (citing Graham v. John
`Deere Co., 383 U.S. 1, 17–18 (1966); Ryko Mfg. Co. v. Nu-Star, Inc., 950
`F.2d 714, 718 (Fed. Cir. 1991)).
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`According to Petitioner, a person of ordinary skill in the art at the time
`of the invention would have had “a Bachelor’s degree in Computer Science
`or equivalent field and at least three to five years of experience designing
`information retrieval systems.” Pet. 8. Petitioner further contends that
`“[s]uch a person would therefore have a good working knowledge of various
`information retrieval systems processing techniques and would have been
`familiar with multilingual translation and query processing, including
`techniques such as keyword identification, standardization, stemming and
`the use of synonyms.” Id. at 8–9 (citing Ex. 1005 ¶ 71). Patent Owner does
`not address Petitioner’s position on this matter and does not propose its own
`description for a person of ordinary skill in the art at the time of the
`invention. See generally, Prelim. Resp.
`At this stage in the proceeding, we determine that Petitioner’s
`description of the level of ordinary skill in the art is comparable to the level
`of skill reflected in the asserted prior art. On this record, we find that the
`applied prior art reflects the appropriate level of skill at the time of the
`claimed invention. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed.
`Cir. 2001).
`
`B. Claim Construction
`In an inter partes review, the Board interprets claim terms in an
`unexpired patent according to the broadest reasonable construction in light
`of the specification of the patent in which they appear. 37 C.F.R.
`§ 42.100(b); Cuozzo Speed Techs., LLC v. Lee, 136 S. Ct. 2131, 2142 (2016)
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`(affirming applicability of broadest reasonable construction standard to inter
`partes review proceedings). Under that standard, and absent any special
`definitions, we give claim terms their ordinary and customary meaning, as
`would be understood by one of ordinary skill in the art at the time of the
`invention, in the context of the entire disclosure. In re Translogic Tech.,
`Inc., 504 F.3d 1249, 1257 (Fed. Cir. 2007). Any special definitions for
`claim terms must be set forth with reasonable clarity, deliberateness, and
`precision. In re Paulsen, 30 F.3d 1475, 1480 (Fed. Cir. 1994). “[W]e need
`only construe terms ‘that are in controversy, and only to the extent necessary
`to resolve the controversy.’” Nidec Motor Corp. v. Zhongshan Broad Ocean
`Motor Co. Ltd., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (quoting Vivid Techs.,
`Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)).
`Petitioner proposes constructions for certain claim terms, which
`Patent Owner does not dispute. Pet. 9–12; see generally Prelim. Resp. In
`view of our analysis, we determine that construction of claim terms is not
`necessary for purpose of this Decision. See Nidec, 868 F.3d at 1017.
`
`C. Obviousness Grounds of Unpatentability Based on
`Williamowski and Sullivan
`Petitioner asserts that claims 1–6, 12–17, 22, 27, and 28 are
`unpatentable under § 103(a) as obvious, in view of the combination of
`Williamowski and Sullivan. Pet. 19–47. Petitioner relies upon the
`Declaration of James Allan, Ph.D. (Ex. 1005) to support its positions. Patent
`Owner disagrees that the proffered combination renders obvious the
`challenged claims. Prelim. Resp. 19–43.
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`1. Overview of Williamowski
`Williamowski discloses “[a]n information retrieval system providing
`for cross-lingual information retrieval.” Ex. 1008, Abstract. Williamowski
`observes that the “amount of information available from electronic sources
`on the World Wide Web or other on-line information repositories is
`increasing exponentially.” Id. at 3:33–35. To facilitate access to such
`information, Williamowski teaches a method that “enables a user to generate
`a query using search terms and expressions in their native language and to
`specify that the search results may include documents in other languages.”
`Id. at 2:11–14.
`In particular, Williamowski discloses that a user generated
`“multiword search expression” is first split into “elementary words” and
`“stop words” (such as “and” or “the”). Ex. 1008, 6:7–10. Any stop words
`are subsequently suppressed from the query, while the elementary words are
`“translated and stemmed, resulting in a set of combinations of stemmed and
`translated elementary words.” Id. at 6:13–16. Searches are then “performed
`for documents containing at least one of the combinations of stemmed and
`translated elementary words. Preferably, concurrent searches are performed
`for each combination.” Id. at 6:44–47. Lastly, the results are verified in
`order to “establish that the search expressions of the returned documents
`have the same linguistic structure as the original search expression.” Id. at
`6:50–52. Figure 8 of Williamowski, reproduced below, illustrates this
`method.
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`2. Overview of Sullivan
`Sullivan describes “database query systems which reduce sensitivity
`to keyword selection by automatically translating keywords when data is
`inserted into the database and automatically translating keywords when a
`query is made to the database.” Ex. 1009, 1:9–13. Sullivan explains that the
`use of “bidirectional keyword substitution (i.e., using keyword substitution
`when necessary in the data input and data query phases of database use)
`makes the database independent of the keywords on both the input and query
`sides of the system.” Id. at 4:22–26. Sullivan further teaches that the
`disclosed system “uses selected keywords from the keyword list to ensure
`that in the process of accessing the database, database entries are not missed
`due to the use of dialectal or obscure keywords on either the data entry or the
`data query phases of database use.” Id. at 4:26–30.
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`Figure 1 of Sullivan, reproduced below, illustrates the disclosed
`“bi-directional keyword substitution system.” Id. at 4:34–35.
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`With regard to Figure 1, Sullivan explains:
`A principal advantage of data base system 100 is the
`avoidance of errors due to poor keyword selection by a user (e.g.,
`a person buying or selling an object property such as a yacht, or
`a dealer working with a buyer or seller) in both the data input and
`data searching operations. Errors are avoided by converting,
`when appropriate, a keyword received from a user into a
`keyword which is a member of a limited set of keywords (i.e., a
`restricted keyword). During a database entry or update
`operation, a keyword entered by a user into the data input 104 is
`routed to a translator 102. Prior to entry of data into the database,
`the translator 102 compares the received user-entered keyword
`with restricted keywords in a restricted keyword list 106
`(hereinafter keyword list 106). If the entered keyword is in the
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`keyword list 106, then it is entered into the database 114 via
`controller 112.
`Ex. 1009, 6:20–34.
`Sullivan states that “[a] principal advantage of the instant invention is
`that it ensures that the controller 112 uses the same keywords for both data
`entry and the data search operations.” Id. at 7:48–50. Such bi-directionality,
`Sullivan explains, ensures that “the errors and omissions which are caused
`by the use of obscure or mismatched keywords are substantially or
`completely eliminated.” Id. at 7:50–53.
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`3. Reasonable Expectation of Success
`Petitioner contends that it “would have been obvious to include the
`dialectal standardization functionality of Sullivan in the contextual searching
`system of Williamowski such that the combined system would extract
`keywords, dialectically standardize and then translate them, and use the
`result to perform one or more searches of the World Wide Web.” Pet. 27
`(citing Ex. 1005 ¶ 125). Of particular relevance to this decision, Petitioner
`asserts that an ordinarily skilled artisan would have had a reasonable
`expectation of success in the proposed combination because “Williamowski
`already includes preprocessing of extracted keywords, and a restricted
`keyword list and related processing could have been readily added as simply
`one additional query preprocessing step in the methods of Williamowski
`prior to the translation.” Pet. 27–28 (citing Ex. 1005 ¶ 128; Ex. 1014, 76–
`77). In this regard, Petitioner reasons that “[t]he restricted keyword list and
`the synonyms of those keywords could have been created, for example, by
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`one or more experts in linguistics using statistical techniques, a process
`known in the prior art.” Pet. 28 (citing Ex. 1005 ¶ 128).
`Patent Owner responds, inter alia, that an ordinarily skilled artisan
`would not have had “a reasonable expectation of achieving the dialectal
`standardization, translation, and contextual search claimed by modifying
`Sullivan to create a ‘restricted keyword list’ of the World Wide Web.”
`Prelim. Resp., 28–29. In particular, Patent Owner asserts that “Sullivan’s
`‘restricted keyword list’ works because Sullivan teaches a bi-directional
`keyword substitution in which the same restricted keywords are used in both
`data entry and data search.” Id. at 29. Patent Owner contends that such a
`bi-directional approach would be impossible in the context of the Internet,
`and further, that the application of keyword substitution only to user queries,
`but not data entries, would destroy the intended function of Sullivan. Id. at
`30–32.
`On the record before us, and for purposes of this decision, we agree
`with Patent Owner that Petitioner has not met its burden to establish a
`reasonable likelihood of success that it would prevail in showing that an
`ordinarily skilled artisan would have had a reasonable expectation of success
`in combining Williamowski and Sullivan to arrive at the claimed invention.
`Petitioner recognizes that the keyword “standardization technique”
`taught by Sullivan “is used for both data entry and search.” Pet. 25; see also
`Ex. 1005 ¶ 124. Indeed, Petitioner relies upon several portions of Sullivan
`that emphasize the importance of bi-directional keyword substitution to
`support its contention that Sullivan discloses “performing dialectal
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`standardization of [query keywords]” as required by the challenged claims.
`See Pet. 25 (citing Ex. 1009, 4:22–31 (“[B]idirectional keyword substitution
`. . . makes the database independent of the keywords on both the input and
`query sides of the system. The invention uses selected keywords from the
`keyword list to ensure that in the process of accessing the database, database
`entries are not missed due to the use of dialectal or obscure keywords on
`either the data entry or the data query phases of database use.”)); Pet. 25
`(citing Ex. 1009, 9:13–18 (“[T]he system allows users on both sides of the
`system to have flexible use of synonyms for search terms and for
`descriptions during data entry while ensuring that the actual searching is
`done with keywords stored in the item code 206 that are standardized for
`each particular feature in an object 202.”)).
`Sullivan’s bi-directional keyword substitution––in which substitution
`is performed “both when inputting data records into the database, and when
`selecting keywords for searching the database” (Ex. 1009, 5:15–17
`(emphasis added))––is at odds with the web search functionality of
`Williamowski. Moreover, Petitioner does not address sufficiently how, in
`view of the fundamental differences between the operating environments of
`Sullivan and Williamowski, an ordinarily skilled artisan would have had a
`reasonable expectation of success in combining the bi-directional keyword
`substitution system of Sullivan with the web search functionality of
`Williamowski. See Broadcom Corp. v. Emulex Corp., 732 F.3d 1325, 1335
`(Fed. Cir. 2013) (“An invention is not obvious just ‘because all of the
`elements that comprise the invention were known in the art;’ rather a finding
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`of obviousness at the time of invention requires a ‘plausible rational [sic] as
`to why the prior art references would have worked together.’” (quoting
`Power-One, Inc. v. Artesyn Techs., Inc., 599 F.3d 1343, 1351 (Fed. Cir.
`2010)).
`This oversight is critical, as the broad, potentially Internet-wide
`operating environment of Williamowski is distinct from the limited,
`database-level systems contemplated by Sullivan. For example, to the extent
`Petitioner proposes to incorporate Sullivan’s bi-directional keyword
`substitution functionality into Williamowski’s web search methodology,
`issues of scalability would arise regarding keyword substitution in new and
`existing Internet data entries, something that neither the Petition nor
`Petitioner’s expert addresses. Further, Petitioner does not address how an
`ordinarily skilled artisan would have had a reasonable expectation of success
`in incorporating the bi-directional keyword substitution functionality useful
`in Sullivan’s database-level system into the web search methodology of
`Williamowski in view of the obvious issues presented by scaling Sullivan’s
`functionality to work in Williamowski’s method. Petitioner fails to address
`whether a skilled artisan would have modified a web server using Sullivan’s
`bi-directional system, let alone whether such an artisan would have had a
`good reason to modify a multitude of web search servers using Sullivan’s bi-
`directional system, and also fails to address how many such modified web
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`servers would be necessary to satisfy the claimed contextual search.1 See
`Prelim. Resp. 37–43.
`Likewise, to the extent Petitioner proposes to decouple the data entry
`keyword substitution and query keyword substitution functionality disclosed
`by Sullivan, such that only query keyword substitution is performed in the
`proposed combination, Petitioner has not adequately explained why an
`ordinarily skilled artisan would have had a reasonable expectation of success
`in that modification. As discussed above, Sullivan emphasizes that
`bi-directional keyword substitution is a “principal advantage of the instant
`invention,” because using “the same keywords for both the data entry and
`the data search operations” ensures that “the errors and omissions which are
`caused by the use of obscure or mismatched keywords are substantially or
`completely eliminated.” Ex. 1009, 7:48–53. Absent standardization of the
`keywords in the data entries themselves, it is unclear both from the Petition
`and Sullivan itself that unilateral query keyword substitution would be
`useful in Williamowski’s web search methodology.
`Petitioner’s contention that “[t]he restricted keyword list and the
`synonyms of those keywords could have been created, for example, by one
`or more experts in linguistics using statistical techniques, a process known in
`
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`1 Petitioner agrees with the Board’s prior construction of a “contextual
`search” as meaning the “identification of/identifying relevant documents
`from the domain-unlimited set of documents available on the World Wide
`Web, based on words contained in the documents.” Pet. 11 (citing Ex. 1019,
`8).
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`the prior art” (Pet. 28) does not cure the above-described deficiencies. Even
`assuming, arguendo, that techniques for creating such lists were known in
`the art, Petitioner has not explained adequately why an ordinarily skilled
`artisan would have had a reasonable expectation of incorporating either the
`bi-directional keyword substitution functionality or decoupled query
`keyword substitution feature of Sullivan into the web search methodology of
`Williamowski. Furthermore, to the extent Petitioner contends that enough
`motivation exists such that one or more experts in linguistics “could” have
`created the restricted keyword lists, Petitioner’s contention is unsupported
`by any factual evidence and deserves little to no credit. Even assuming that
`such conclusory statement had merit, however, what a linguistic expert
`“could” have created is irrelevant to our inquiry of whether a person of
`ordinary skill in the art (not a linguistic expert) would have sought to apply
`the teachings of Sullivan, in light of the requirement that the restricted
`keyword list and synonyms are implemented bi-directionally, with the
`expectation that using Sullivan’s teachings would work. Personal Web
`Techs. v. Apple Inc., 848 F.3d 987, 991−93 (Fed. Cir. 2017) (“[T]he Board
`had to find that a person of ordinary skill in the art would have been
`motivated to combine the prior art in the way claimed . . . and had a
`reasonable expectation of success in doing so,” but the reasoning presented
`says no more than once presented with the two references, a skilled artisan
`“would have understood that they could be combined”—“[a]nd that is not
`enough”). In short, we are not persuaded that Petitioner’s proffered rationale
`is reasonable in light of the failure to show that a person of ordinary skill in
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`the art would have had a reasonable expectation of success in combining the
`teachings as proposed in the Petition.
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`4. Conclusion
`For the foregoing reasons, we determine that the information
`presented in the Petition fails to establish a reasonable likelihood that
`Petitioner would prevail in challenging claims 1–6, 12–17, 22, 27, and 28 of
`the ’101 patent as obvious in view of Williamowski and Sullivan.
`
`D. Obviousness Grounds of Unpatentability Based on
`Williamowski, Sullivan, and Poznanski
`Petitioner asserts that claims 1–7, 12–17, and 22–28 are unpatentable
`under § 103(a) as obvious, in view of the combination of Williamowski,
`Sullivan, and Poznanski. Pet. 47–58. Petitioner relies upon the Declaration
`of James Allan, Ph.D. (Ex. 1005) to support its positions. Patent Owner
`disagrees that the proffered combination renders obvious the challenged
`claims. Prelim. Resp. 43–45.
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`1. Overview of Poznanski
`Poznanski discloses a “method of retrieving information from a
`plurality of documents in a target language using a query in a source
`language.” Ex. 1010, Abstract.
`
`2. Reasonable Expectation of Success
`As discussed above, Petitioner has not met its burden to establish, for
`purposes of this decision, that an ordinarily skilled artisan would have had a
`reasonable expectation of success in combining Williamowski and Sullivan
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`to arrive at the claimed invention. Furthermore, because Petitioner does not
`rely on any disclosure by Poznanski to remedy the above-described
`deficiencies, we conclude that Petitioner has not demonstrated a reasonable
`likelihood that it would prevail in showing that the cited combination
`renders obvious the challenged claims.
`
`3. Conclusion
`For the foregoing reasons, we determine that the information
`presented in the Petition fails to establish a reasonable likelihood that
`Petitioner would prevail in challenging claims 1–7, 12–17, and 22–28 of the
`’101 patent as obvious in view of Williamowski, Sullivan, and Poznanski.
`
`E. Obviousness Grounds of Unpatentability Based on
`Williamowski, Sullivan, Poznanski, and Redpath
`Petitioner asserts that claims 8–11 and 21–21 are unpatentable under
`§ 103(a) as obvious in view of the combination of Williamowski, Sullivan,
`Poznanski, and Redpath. Pet. 58–70. Petitioner relies upon the Declaration
`of James Allan, Ph.D. (Ex. 1005) to support its positions. Patent Owner
`disagrees that the proffered combination renders obvious the challenged
`claims. Prelim. Resp. 45–47.
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`1. Overview of Redpath
`Redpath discloses a “technique for combining machine translation
`with incrementally-enabled human translation.” Ex. 1011, 2:23–25.
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`2. Reasonable Expectation of Success
`As discussed above, Petitioner has not met its burden to establish, for
`purposes of this decision, that an ordinarily skilled artisan would have had a
`reasonable expectation of success in combining Williamowski, Sullivan, and
`Poznanski to arrive at the claimed invention. Furthermore, because
`Petitioner does not rely on any disclosure by Redpath to remedy the
`above-described deficiencies, we conclude that Petitioner has not
`demonstrated a reasonable likelihood that it would prevail in showing that
`the cited combination renders obvious the challenged claims.
`
`3. Conclusion
`For the foregoing reasons, we determine that the information
`presented in the Petition fails to establish a reasonable likelihood that
`Petitioner would prevail in challenging claims 8–11 and 21–21 of the
`’101 patent as obvious in view of Williamowski, Sullivan, Poznanski, and
`Redpath.
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`III. ORDER
`In consideration of the foregoing, it is
`ORDERED that the Petition is DENIED and no trial is instituted.
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`PETITIONER:
`
`Joseph Micallef
`Scott Border
`SIDLEY AUSTIN LLP
`iprnotices@sidley.com
`sborder@sidley.com
`
`PATENT OWNER:
`
`John Ferrell
`Wade C. Yamazaki
`CARR & FERRELL LLP
`jsferrell@carrferrell.com
`wyamazaki@carrferrell.com
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