AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`for the District of Minnesota
`filed in the U.S. District Court
`on the following
`D Trademarks or
`( D the patent action involves 35 U.S.C. § 292.):
`
`~Patents.
`
`DOCKET NO.
`16cv3111 PJS/TNL
`PLAINTIFF
`
`DATE FILED
`9/16/2016
`
`U.S. DISTRICT COURT
`for the District of Minnesota
`DEFENDANT
`
`Danfoss Power Solutions Inc.
`
`DeltaTech Controls
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 7,456,828
`
`11 /25/2008
`
`Danfoss Power Solutions Inc.
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`Complaint filed 9/16/16
`Amended Complaint filed 11 /23/2016
`
`CLERK
`RICHARD D. SLETTEN
`
`(BY) DEPUTY CLERK
`A. Linner
`
`DATE
`
`1 /11 /2017
`
`Copy I-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Sensata Ex. 1002 Page 0001
`
`

`

`

`

`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`10847981
`
`18-May-2004
`
`Title of Invention:
`
`JOYSTICK DEVICE
`
`First Named Inventor/Applicant Name:
`
`Joseph J. Schettler
`
`Filer:
`
`Timothy J. Zarley/Michelle Robinson
`
`Attorney Docket Number:
`
`P06632US2-6021 A
`
`Filed as Large Entity
`
`Utility under 35 USC 111 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl issue fee
`
`Publ. Fee- early, voluntary, or normal
`
`1501
`
`1504
`
`1
`
`1
`
`1510
`
`300
`
`1510
`
`300
`
`Ex. 1002 Page 0004
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`1810
`
`Ex. 1002 Page 0005
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`4149381
`
`10847981
`
`International Application Number:
`
`Confirmation Number:
`
`4238
`
`Title of Invention:
`
`JOYSTICK DEVICE
`
`First Named Inventor/Applicant Name:
`
`Joseph J. Schettler
`
`Customer Number:
`
`34082
`
`Filer:
`
`Timothy J. Zarley/Michelle Robinson
`
`Filer Authorized By:
`
`Timothy J. Zarley
`
`Attorney Docket Number:
`
`P06632US2-6021 A
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`21-0CT-2008
`
`18-MAY-2004
`
`15:12:03
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`yes
`
`Credit Card
`
`$1810
`
`551
`
`Deposit Account
`
`Authorized User
`
`File Listing:
`Document I
`Number
`
`Document Description
`
`File Name
`
`I
`
`File Size(Bytes)/ I Multi I Pages
`(if appl.)
`Message Digest
`Part /.zip
`
`I
`
`Ex. 1002 Page 0006
`
`

`

`1
`
`Issue Fee Payment (PT0-858)
`
`issuefee.pdf
`
`no
`
`1
`
`94602
`
`Warnings:
`
`Information:
`
`f90821 a9c2f1 ac255bd60acb 1422d 1 adbfa3
`904d
`
`31945
`
`2
`
`Fee Worksheet (PT0-06)
`
`fee-info.pdf
`
`no
`
`2
`
`6e9a2 08783 aa9c4 2a05 2-fbf ecbc9 7b5e 7 4ad
`1b4c
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`126547
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Ex. 1002 Page 0007
`
`

`

`

`

`

`

`

`

`Notice of Allowability
`
`10/847,981
`Examiner
`
`SCHOTTLER ET AL.
`Art Unit
`
`Application No.
`
`Applicant(s)
`
`PRABODH M. DHARIA
`
`2629
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address-(cid:173)
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application. If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`1. IZI This communication is responsive to 08-22-2008.
`2. IZI The allowed claim(s) is/are 1,3-8 and 10-14.
`3. D Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`a) D All
`b) D Some*
`c) D None
`of the:
`1. D Certified copies of the priority documents have been received.
`2. D Certified copies of the priority documents have been received in Application No. __ .
`3. D Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`* Certified copies not received: __ .
`
`Applicant has THREE MONTHS FROM THE "MAILING DATE" of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`4. 0 A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMINER'S AMENDMENT or NOTICE OF
`INFORMAL PATENT APPLICATION (PT0-152) which gives reason(s) why the oath or declaration is deficient.
`5. D CORRECTED DRAWINGS ( as "replacement sheets") must be submitted.
`(a) D including changes required by the Notice of Draftsperson's Patent Drawing Review ( PT0-948) attached
`1) D hereto or 2) D to Paper No./Mail Date __ .
`(b) D including changes required by the attached Examiner's Amendment I Comment or in the Office action of
`Paper No./Mail Date __ .
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`6. 0 DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. ~ Notice of References Cited (PT0-892)
`2. D Notice of Draftperson's Patent Drawing Review (PT0-948)
`3. D Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date __
`4. D Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`
`/Prabodh M Dharia/
`Primary Examiner, Art Unit 2629
`
`5. D Notice of Informal Patent Application
`6. D Interview Summary (PT0-413),
`Paper No./Mail Date __ .
`7. D Examiner's AmendmenUComment
`
`8. ~ Examiner's Statement of Reasons for Allowance
`9. D Other __ .
`
`U.S. Patent and Trademark Office
`PTOL-37 (Rev. 08-06)
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 20080903
`
`Ex. 1002 Page 0011
`
`

`

`Application/Control Number: 10/84 7 ,981
`Art Unit: 2629
`
`Page2
`
`1.
`
`Status: Please all the replies and correspondence should be addressed to Examiner's new
`
`art unit 2629. Receipt is acknowledged of papers submitted on 08-22-2008 under amendments,
`
`which have been placed of record in the file. Claims 1, 3-8 and 10-14 are pending in this action.
`
`Claims 2, 9 and 15 are cancelled.
`
`Response to Amendment
`
`2.
`
`The amendment filed 08-22-2008 does not introduce any new matter into the disclosure.
`
`The added material is supported by the original disclosure. Applicant has cancelled rejected
`
`claim 15 to expedite allowance of the instant application as claims 1, 3-8 and 10-14 were
`
`allowed in the office action mailed on 07-10-2008.
`
`3.
`
`Applicant has cancelled rejected claim 15 to expedite allowance of the instant application
`
`as claims 1, 3-8 and 10-14 were allowed in the office action mailed on 07-10-2008. Applicant's
`
`arguments filed on 08-22-2008 and 05-06-2008 are convincing. As argued by applicant in under
`
`remarks regarding allowable limitations; for Claims 1, 3-8 and 10-14 "a base assembly having a
`
`first microprocessor in electronic communication with the main electronic controller; a grip
`
`assembly pivotally connected to the base assembly; a second microprocessor disposed within the
`
`grip assembly; an interconnect device in electric communication with the first microprocessor;
`
`and wherein the first microprocessor communicates with the second microprocessor via the
`
`interconnect device" are persuasive; as after further extensive search and consideration, the
`
`independent claims 1 and 14 do overcome the prior art rejection mailed on 07-10-2008; which
`
`puts application number 10,847981 is in condition for allowance.
`
`Ex. 1002 Page 0012
`
`

`

`Application/Control Number: 10/84 7 ,981
`Art Unit: 2629
`
`Page 3
`
`Allowable Subject Matter
`
`4.
`
`5.
`
`Claims 1, 3-8 and 10-14 are allowed.
`
`The following is an examiner's statement ofreasons for allowance:
`
`Applicant has cancelled rejected claim 15 to expedite allowance of the instant application as
`
`claims 1, 3-8 and 10-14 were allowed in the office action mailed on 07-10-2008. Applicant's
`
`arguments filed on 08-22-2008 and 05-06-2008 are convincing. As argued by applicant in
`
`remarks under claim rejection files on 08-22-2008 page 5, and remarks under claim rejection
`
`files on 05-06-2008 remarks under claim rejection page 5, paragraphs 3, and 4, page 6,
`
`paragraphs 1 and 2; prior art of Rosenberg, Louis B. (US 2002/0097223 Al) and Brandt et al.
`
`(US 6,550,562 B2) with all of the other prior art cited on 892's 1449's, searched in NPL and
`
`searched in PGPUB, fails to recite or disclose all the other limitations of independent claims in
`
`combination with uniquely distinct features represented by underlined bold claim limitations
`
`recited below;
`
`a base assembly having a first microprocessor in electronic communication with the
`
`main electronic controller; a grip assembly pivotally connected to the base assembly; a
`
`second microprocessor disposed within the grip assembly; an interconnect device in electric
`
`communication with the first microprocessor; and wherein the first microprocessor
`
`communicates with the second microprocessor via the interconnect device.
`
`Any comments considered necessary by applicant must be submitted no later than the
`
`payment of the issue fee and, to avoid processing delays, should preferably accompany the issue
`
`Ex. 1002 Page 0013
`
`

`

`Application/Control Number: 10/84 7 ,981
`Art Unit: 2629
`
`Page4
`
`fee. Such submissions should be clearly labeled "Comments on Statement of Reasons for
`
`Allowance."
`
`Conclusion
`
`6.
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to Prabodh M Dharia whose telephone number is 571-272-7668.
`
`The examiner can normally be reached on M-F 8AM to 5PM.
`
`7.
`
`The fax phone number for the organization where this application or proceeding is
`
`assigned is 571-273-8300.
`
`8.
`
`Information regarding the status of an application may be obtained from the Patent
`
`Application Information Retrieval (PAIR) system. Status information for published applications
`
`may be obtained from either Private PAIR or Public PAIR. Status information for unpublished
`
`applications is available through Private PAIR only. For more information about the PAIR
`
`system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR
`
`system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free).
`
`Any response to this action should be mailed to:
`
`Commissioner of Patents and Trademarks
`
`Washington, D.C. 20231
`
`/Prabodh M Dharia/
`
`Primary Examiner
`
`AU2629
`
`09-04-2008
`
`Ex. 1002 Page 0014
`
`

`

`Applicant(s)/Patent Under
`Reexamination
`SCHOTTLER ET AL.
`
`Art Unit
`
`2629
`
`Page 1 of 1
`
`Classification
`
`482/57
`
`369/30.4
`
`713/2
`
`378/114
`
`*
`*
`*
`*
`*
`
`Notice of References Cited
`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
`
`Application/Control No.
`
`10/847,981
`
`Examiner
`
`PRABODH M. DHARIA
`
`U.S. PATENT DOCUMENTS
`
`Name
`
`A
`
`US-2003/0171190
`
`09-2003
`
`Rice, Michael Joseph Patrick
`
`08-1988
`
`Korn et al.
`
`12-1997
`
`Chen, Yi-Rong
`
`06-1993
`
`Blouir, Charles D.
`
`US-4, 766,581
`B
`c US-5, 701,4 78
`D US-5,220,592
`E US-
`US-
`
`F
`
`G
`
`H
`
`I
`
`J
`
`K
`
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`
`L
`M US-
`
`*
`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
`
`Country
`
`Name
`
`Classification
`
`FOREIGN PATENT DOCUMENTS
`
`NON-PATENT DOCUMENTS
`
`Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
`
`*
`
`N
`
`0
`
`p
`
`Q
`
`R
`s
`T
`
`u
`
`v
`
`w
`
`x
`
`*A copy of this reference 1s not being furnished with this Office action. (See MPEP § 707.05(a).)
`Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
`
`U.S. Patent and Trademark Office
`PT0-892 (Rev. 01-2001)
`
`Notice of References Cited
`
`Part of Paper No. 20080903
`
`Ex. 1002 Page 0015
`
`

`

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`Ex. 1002 Page 0017
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`Ex. 1002 Page 0019
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`C:\ Documents and Settings\ pdharia\ My Documents\ EAST\ Workspaces\ 10847981 01-18-
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`Ex. 1002 Page 0021
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