throbber
(12)
`
`United States Patent
`Wadaet al.
`
`(10) Patent No.:
`(45) Date of Patent:
`
`US 6,506,609 B1
`Jan. 14, 2003
`
`US006506609B1
`
`(54)
`
`(75)
`
`(73)
`
`FOCUSING OF MICROPARTICLESIN
`MICROFLUIDIC SYSTEMS
`
`Inventors: H. Garrett Wada, Atherton, CA (US);
`Anne R. Kopf-Sill, Portola Valley, CA
`(US); Marja Liisa Alajoki, Palo Alto,
`CA (US); J. Wallace Parce, Palo Alto,
`CA (US); Benjamin N. Wang, Palo
`Alto, CA (US); Andrea W. Chow, Los
`Altos, CA (US); Robert S. Dubrow,
`San Carlos, CA (US)
`
`Assignee: Caliper Technologies Corp., Mountain
`View, CA (US)
`
`5,593,838 A
`5,603,351 A
`5,608,519 A
`5,635,358 A
`5,637,469 A
`§,699,157 A
`5,739,902 A *
`5,750,015 A
`5,779,868 A
`5,800,690 A
`A
`5,842,787
`
`1/1997 Zanzucchiet al.
`2/1997 Cherukuri et al.
`3/1997 Gourleyet al.
`6/1997 Wilding et al.
`6/1997 Wilding etal.
`12/1997 Parce
`4/1998 Gjelsnes et al.
`5/1998 Soaneet al.
`7/1998 Parce et al.
`9/1998 Chowetal.
`12/1998 Kopf-Sill et al.
`
`.............. 356/73
`
`(List continued on next page.)
`FOREIGN PATENT DOCUMENTS
`
`wo
`WO 96/04547
`2/1996
`Wo
`WO 97/02357
`1/1997
`e*)
`Notice:|Subject to any disclaimer, the term of this
`WO
`WO 98/00231
`1/1998
`patent is extended or adjusted under 35
`Wo
`WO 98/00705
`1/1998
`U.S.C. 154(b) by 0 days.
`
`(21)
`
`(22)
`
`(60)
`
`Appl. No.: 09/569,747
`
`Filed:
`
`May11, 2000
`
`Related U.S. Application Data
`Provisional application No. 60/134,472, filed on May 17,
`1999.
`
`Wait O02?szcssnsescrsea.uaannuescnaseveansciniaeates GOIN 7/00
`USC sicssssnscorsnseverssszaseans 436/148; 436/34; 436/52;
`436/180; 436/518; 422/50; 435/911
`Field of Search ............ccceseeee 436/148, 34, 52,
`436/180, 518; 422/50; 204/452, 454, 600;
`356/73; 435/7.1, 6, 287.3, 91.1; 210/634
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`4,390,403 A
`4,793,705 A
`4,844,610 A *
`4,908,112 A
`5,126,022 A
`5,498,392 A
`5,571,410 A
`5,585,069 A
`$587,128 A
`
`6/1983 Batchelder
`12/1988 Shera
`7/1989 North, Jr ww... 356/73
`3/1990 Pace
`6/1992 Soaneet al.
`3/1996 Wildinget al.
`11/1996 Swedberget al.
`12/1996 Zanzucchiet al.
`12/1996 Wilding et al.
`
`(List continued on next page.)
`OTHER PUBLICATIONS
`
`Cohen, C.B. et al., “A Microchip—Based Enzyme Assay for
`Protein Kinase A,” Anal. Chem. (1999) 273:89-97.
`Dasgupta, P.K., et al. “Electroosmosis: A Reliable Fluid
`Propulsion System for Flow Injection Analysis,” Anal.
`Chem. (1994) 66:1792-1798.
`
`(List continued on next page.)
`
`Primary Examiner—Jill Warden
`Assistant Examiner—Brian Sines
`(74) Attorney, Agent, or Firm—Andrew L. Filler
`
`(57)
`
`ABSTRACT
`
`Methods and systemsfor particle focusing to increase assay
`throughput in microscale systems are provided. The inven-
`tion includes methods for providing substantially uniform
`flow velocity to flowing particles in microfluidic devices.
`Methodsofsorting members ofparticle populations, such as
`cells and various subcellular components are also provided.
`Integrated systems in which particles are focused and/or
`sorted are additionally included.
`
`35 Claims, 22 Drawing Sheets
`
`ABSGlobal, Inc. and Genus ple — Ex. 1006,p. 1
`
`

`

`US 6,506,609 B1
`
`Page 2
`
`U.S. PATENT DOCUMENTS
`
`............. 204/452
`
`............ 422/50
`
`wo
`wo
`wo
`wo
`wo
`wo
`Wo
`wo
`wo
`wo
`wo
`wo
`wo
`
`WO 98/46438
`WO 98/49548
`WO 98/55852
`WO 98/56956
`WO 99/00649
`WO 99/10735
`WO99/12016
`WO 99/16162
`WO 99/19056
`WO 99/19516
`WO 99/29497
`WO 99/56954
`WO 00/09753
`
`10/1998
`11/1998
`12/1998
`12/1998
`1/1999
`3/1999
`3/1999
`4/1999
`4/1999
`4/1999
`6/1999
`11/1999
`2/2000
`
`OTHER PUBLICATIONS
`
`12/1998 Parce
`5,852,495 A
`1/1999 Ramsey etal.
`5,858,187 A *
`2/1999 Parceet al.
`5,869,004 A
`3/1999 Kennedy
`5,876,675 A
`3/1999 Roslaniec et al.
`5,879,625 A *
`3/1999 Parceet al.
`5,880,071 A
`3/1999 McReynolds
`5,882,465 A
`3/1999 Parceet al.
`5,885,470 A
`8/1999 Parceet al.
`5,942,443 A
`9/1999 Dubrow
`5,948,227 A
`9/1999 Chow
`5,955,028 A
`9/1999 Kopf-Sill et al.
`5,957,579 A
`9/1999 Parceet al.
`5,958,203 A
`;
`;
`9/1999 Nikiforov
`5,958,694 A
`Jacobson, S.C. et al., “Fused Quartz Substrates for Micro-
`9/1999 Jensen
`§,959,201 A
`chip Electrophoresis,” Anal. Chem. (1995) 67:2059-2063.
`10/1999 Nikiforov etal.
`5,964,995 A
`Kessler J., “Hydrodynamic focusing of motile algal cells”
`10/1999 Chowetal.
`5,965,001 A
`Nature vol. 313 pp. 218-220.
`10/1999 Chow et al.
`5,965,410 A
`Knight J., et al., “Hydrodynamic Focusing on a Silien Chip:
`LOHS99 Parce ctal.
`S772,187. A
`sce
`peice
`:
`7H
`oa
`i
`5,972,622 A * 10/1999 Desjardins .........2... 435/71
`Mixing Nanoliters in Microseconds” Physical Review Let-
`5.972.710 A
`10/1999 Weiglet al.
`fers (1998) vol. 80,No. 17 pp. 3863-3866.
`;
`5,976,336 A
`11/1999 Dubrow et al.
`Kononenko and Shimkus “Non-equilibrium integral Dop-
`5,989,402 A
`11/1999 Chowet al.
`pler anemometric analysis of particel mixtures in a channel
`6,001,231 A * 12/1999 Kopf-Sill ........002 204/454
`flow...” J. of Chromatography (1991) vol. 553 pp.
`6,004,515 A
`12/1999 Parce et al.
`517-530.
`6,011,252 A
`1/2000 Jensen
`Manz, A. et al., “Electroosmotic pumping and electro-
`6,012,902 A
`1/2000 Parce
`phoretic separations for miniaturized chemical analysis sys-
`6,042,710 A.
`3/2000. Dubrow
`4s
`:
`:
`6,046,056 A
`4/2000 Parceet al.
`tems,” J. Micromech. Microeng. (1994) 4:257-265.
`.
`.
`5
`:
`:
`6,049,380 A
`4/2000 Goodwin etal.
`Ramsey, J.M. et al., “Microfabricated chemical measure-
`5/2000 Dubrow etal.
`6.068.752 A
`ment systems,” Nature Med. (1995) 1:1093-1096,
`6,607,157
`5/2000 Altendorf
`Seiler, K. et al., “Planar Glass Chips for Capillary Electro-
`6,071,478 A
`6/2000 Chow
`phoresis: Repetitive Sample Injection, Quantitation, and
`6,074,725 A
`6/2000 Kennedy
`Separation Efficiency,” Anal. Chem. (1993) 65:1481-1488.
`anise
`apie ae Sonce pe et al.
`Seiler, K. et al., “Electroosmotic Pumping and Valveless
`ss
`e008.
`:
`Sent Beenencaeseets
`
`
`6,150,119 A*11/2000 Kopf-Sill et al... 435/71 m te a as aa
`
`
`7/2001 Parce et al. s.esssssssos.0... 204/600
`6,267,858 BL *
`Control of Fluid Flow Within a Manifold of Capillaries on
`a Glass Chip,” Anal. Chem. (1994) 66:3485-3491.
`FOREIGN PATENT DOCUMENTS
`Sundberg,S. A., “High-throughput and ultra—high-through-
`pul screening: solution—and cell-based approches,” Cur-
`rent Opinions in Biotechnology 2000, 11:47-53.
`Watson, J. “The Early Fluidic and Optical Physics of Cytom-
`etry” Cytometry (1999) vol. 38 pp. 2-14.
`
`wo
`wo
`wo
`
`wo
`wo
`
`WO 98/00707
`WO 98/02728
`WO 98/05424
`WO 98/22811
`WO 98/45481
`WO98/45929
`
`1/1998
`1/1998
`2/1998
`5/1998
`10/1998
`10/1998
`
`* cited by examiner
`
`ABS Global, Inc. and Genus plc – Ex. 1006, p. 2
`ABS Global, Inc. and Genusplc — Ex. 1006, p. 2
`
`

`

`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 1 of 22
`
`US 6,506,609 BI
`
`104
`
`
`Fig. 1A
`
`Fig. 1B
`
`ABSGlobal, Inc. and Genus ple — Ex. 1006, p. 3
`
`

`

`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 2 of 22
`
`US 6,506,609 B1
`
`202
`
`206
`
`208
`
`210
`
`212
`
`204
`
`200
`
`Fig. 2A
`
`214
`
`216
`
`Fig. 2B
`
`ABS Global, Inc. and Genus ple — Ex. 1006, p. 4
`
`

`

`Jan. 14, 2003
`
`Sheet 3 of 22
`
`U.S. Patent
`
`US 6,506,609 BL
`
`Fig. 3
`
`ABSGlobal, Inc. and Genus ple — Ex. 1006, p. 5
`
`

`

`AM
`
`US 6,506,609 Bl
`
`spuooag
`
`pybi
`
`OGle?Glee
`
`0O0L¢?
`GL022
`0'S0@2
`G20272
`00022
`GL612
`0S612
`
`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 4 of 22
`
`GCBL~
`
`ABSGlobal, Inc. and Genusple — Ex. 1006,p. 6
`
`

`

`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 5 of 22
`
`US 6,506,609 B1
`
`Seconds
`
`Fig..5
`
`2905
`291029152920292529302935294029452950
`
`
`ABS Global, Inc. and Genus plc – Ex. 1006, p. 7
`ABS Global, Inc. and Genusplc — Ex. 1006, p. 7
`
`

`

`US 6,506,609 BI
`
`Seconds
`
`Fig.6
`
`90
`100105110115120125130135140145150
`
`-2:| 33
`
`95
`
`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 6 of 22
`
`ABSGlobal, Inc. and Genus ple — Ex. 1006, p. 8
`
`

`

`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 7 of 22
`
`100
`110115120125130135
`
`US 6,506,609 B1
`
`Seconds
`
`Fig.7
`
`105
`
`ABSGlobal, Inc. and Genus ple — Ex. 1006, p. 9
`
`

`

`US 6,506,609 B1
`
`U.S. Patent
`
`+}}——_}+$
`
`Lb
`
`Jan. 14, 2003
`
`Sheet 8 of 22
`
`ireeieAANEAAACATAGIT
`PLPT2eee
`
`ABS Global, Inc. and Genusple — Ex. 1006, p. 10
`
`
`
`
`

`

`Jan. 14, 2003
`
`Sheet 9 of 22
`
`
`
`U.S. Patent
`
`
`
`
`
`US 6,506,609 Bl
`
`(98S)Su]
`
`6‘bis
`
`OSCL
`
`OvclL
`
`O€cl
`
`Occl
`
`OLCL
`
`0021
`
`O6LL
`
`O8ll
`
`OLLI
`
`Ll
`
`60
`
`80
`
`Z0
`
`90
`
`S0
`
`v0
`
`ABS Global, Inc. and Genusple — Ex. 1006, p. 11
`
`

`

`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 10 of 22
`
`US 6,506,609 B1
`
`HL60 Cells- 6 hr CPT
`
`26 Apoptotic (52%)
`24 Alive (48%)
`
`FragEL -0.1
`FragEL
`
`-0.1
`
`0
`
`0.1
`
`0.2
`
`0.3
`
`0.4
`
`Syto62
`
`HL60 Cells- 6 hr DMSO
`
`1 Apoptotic (2.6%)
`37 Alive (97.4%)
`
`Syto62
`
`Fig. 10
`
`ABS Global, Inc. and Genus plc – Ex. 1006, p. 12
`ABS Global, Inc. and Genusplc — Ex. 1006, p. 12
`
`

`

`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 11 of 22
`
`US 6,506,609 BL
`
`6 hr CPT :
`
`U937 Cells- TUNEL Assay
`
`4 hr CPT
`
`Treatment
`
`4 hr CPT
`
`Treatment
`
`50
`
`40
`30
`
`20
`
`10
`
`60
`
`
`
`
`
`%ApoptoticCells%ApoptoticCells
`
`
`
`%ApoptoticCelis
`
`HL60 Cells- TUNEL Assa 60
`2 hr CPT
`
`
`Jurkat Cells- TUNEL Assay
`
`4 hr CPT
`
`6 hr CPT
`
`4 hr DMSO
`
`WL
`
`Treatment
`
`Fig. 11
`
`ABSGlobal, Inc. and Genus ple — Ex. 1006,p. 13
`
`

`

`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 12 of 22
`
`US 6,506,609 Bl
`
`
`
`4440
`
`4460
`
`4480
`
`4500
`
`4520
`
`Time (sec)
`
`Fig. 12
`
`60
`
`50
`
`40
`
`30
`
`20
`
`ie.
`4.‘‘¢’
`
`whi
`
`’4' 4
`
`4200
`
`4210
`
`4220
`
`230
`
`4240
`
`4250
`
`4260
`
`4270
`
`Time (sec)
`
`Fig. 13
`
`ABSGlobal, Inc. and Genus ple — Ex. 1006, p. 14
`
`

`

`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 13 of 22
`
`US 6,506,609 B1
`
`200
`
`150
`
`100
`
`50
`
`Annexin-V-Cy5
`
`200
`
`150
`
`100
`
`50
`
`Annexin-V-Cy5
`
`HL-60 Cells- 4 hr CPT
`
`30 Apoptotic (26.6%)
`10 Dead (8.8%)
`73 Alive (64.6%)
`
`e
`» ©%e
`
`0
`
`5
`
`10
`
`15
`
`20
`
`
`
`
`Calcein
`
`HL-60 Cells- 4 hr DMSO
`
`1 Apoptotic (1%)
`4 Dead (4%)
`94 Alive (95%)
`
`0)
`
`5
`
`10
`
`15
`
`20
`
`Calcein
`
`Fig. 14
`
`ABSGlobal, Inc. and Genusple — Ex. 1006, p. 15
`
`

`

`US.
`
`Patent
`
`Jan. 14, 2003
`
`Sheet 14 of 22
`
`US 6,506,609 B1
`
`HL-60 Cells- Annexin-V Binding
`
`4hrDMSO
`
`2hrDMSO
`
`Treatment
`
`Treatment
`
`Jurkat Cells- Annexin-V Binding
`
`Oo
`
`1hrDMSO
`U937 Cells- Annexin-V Binding
`1h-DMSO
`Penna-——noDMSOcontrol
`
`
`“ =a£ v
`
`r
`
`Treatment
`
`Fig 15
`
`ABSGlobal, Inc. and Genusple — Ex. 1006, p. 16
`
`NoDMSO
`
`1hrDMSO
`
`
`
`
`
`%ApoptoticCells%ApoptoticCells
`
`
`
`%ApoptoticCells
`
`

`

`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 15 of 22
`
`US 6,506,609 B1
`
`Fig. 17
`
`ABS Global, Inc. and Genusple — Ex. 1006, p. 17
`
`

`

`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 16 of 22
`
`US 6,506,609 BI
`
`BoUsOSaJON|4 vOO6LZL666L
`
`
`
`(‘n'e)Ajisuaju]
`
`gL64
`
`Aosuanba4
`
`ABS Global, Inc. and Genus plc – Ex. 1006, p. 18
`ABS Global, Inc. and Genusplc — Ex. 1006, p. 18
`
`

`

`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 17 of 22
`
`US 6,506,609 Bl
`
`
`
`
`
`(‘n'e)Ayisuaju]BouUsOSaON]4
`
`61Bis
`
`o
`
`S o
`
`02
`
`OL
`
`S0
`S
`
`
`
`C0061CL6661
`
`ABSGlobal, Inc. and Genus ple — Ex. 1006, p. 19
`
`

`

`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 18 of 22
`
`US 6,506,609 BI
`
`Cn
`‘Ee)
`
`Bousosai0N|4 GOO61LCL6661
`
`Ajisudju]
`
`og6i4
`
`ABS Global, Inc. and Genus plc – Ex. 1006, p. 20
`ABS Global, Inc. and Genus plc — Ex. 1006, p. 20
`
`

`

`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 19 of 22
`
`US 6,506,609 B1
`
`S 2 8
`
`Sy Ole
`
`P (LE
`
`|2J) ¢
`
`Fig. 21
`
`Fig. 22
`
`ABS Global, Inc. and Genusple — Ex. 1006, p. 21
`
`

`

`U.S. Patent
`
`Jan. 14, 2003
`
`2312
`
`US 6,506,609 B1
`
`Fig. 23
`
`Sheet 20 of 22
`
`Fig. 24
`
`ABS Global, Inc. and Genusple — Ex. 1006, p. 22
`
`

`

`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 21 of 22
`
`US 6,506,609 B1
`
`NF
`
`iV &" > a an a? a Vv
`
`VY
`
`2
`
`iv VO &

`od
`.%
`gb
`Fluorescence Intensity (a.u.)
`
`Frequency
`iw =!Maan po|nnooIon | alll!
`
`oe
`
`sv oY GS
`
`ak
`
`O° o oe
`
`Fig. 25A
`
`> eo
`
`O3a v
`
`MO DwowrnTéte~
`MW DWwMoOriere
`- ™~
`90 O rT
`KF NOM MOOUtThLUL
`TCU OO OK
`Oo
`.eo
`OO oo co
`@©O OSco OO oO
`SS
`
`FluorescenceIntensity (a.u.)
`
`Fig. 25B
`
`ABSGlobal, Inc. and Genus ple — Ex. 1006, p. 23
`
`

`

`U.S. Patent
`
`Jan. 14, 2003
`
`Sheet 22 of 22
`
`US 6,506,609 BL
`
`otox=cooONha
`Frequency
`
`o
`
`Ss
`
`S$
`sy
`
`FC LP HH PP F $$ KH FY
`oF
`ge
`So
`OF FO Gg
`OF
`Oo
`Go
`GF
`Oo
`oO
`
`O&O S
`
`Fluorescence Intensity (a.u.)
`Fig. 25C
`
`
`
`Fluorescence Signal
`Fig. 26
`
`ABSGlobal, Inc. and Genus ple — Ex. 1006, p. 24
`
`

`

`US 6,506,609 B1
`
`1
`FOCUSING OF MICROPARTICLES IN
`MICROFLUIDIC SYSTEMS
`
`CROSS REFERENCE TO RELATED
`APPLICATIONS
`
`This applicationis related to and claims priority to and the
`benefit of provisional application 60/134,472, filed May 17,
`1999, Wada et al., “Focusing of Microparticles in Microf-
`luidic Systems,” pursuant to 35 U.S.C. §119(e), as well as
`any other applicable statute or rule. This priority application
`is incorporated herein in its entirety for all purposes.
`
`COPYRIGHT NOTIFICATION
`
`to 37 C.F.R. 1.71(e), Applicants note that a
`Pursuant
`portion ofthis disclosure contains material which is subject
`to copyright protection. The copyright owner has no objec-
`tion to the facsimile reproduction by anyone ofthe patent
`documentorpatent disclosure, as it appears in the Patent and
`Trademark Office patent
`file or records, but otherwise
`reserves all copyright rights whatsoever.
`
`BACKGROUND OF THE INVENTION
`
`A variety of cell-based assays are of considerable com-
`mercial relevance in screening for modulators ofcell-based
`activity. For example, compounds which affect cell death
`can have profound biological activities and are desirably
`screened for in cell-based assays. Cell death has become
`recognized as a physiological process important in normal
`development, hormonal regulation of various tissues, and,
`e.g., in regulation of the receptor repertoires of both T and
`B lymphocytes. The finding that a pattern of morphological
`changes is common to many examples of programmed cell
`death (or PCD)
`led to the suggestion of a common
`mechanism, and the term “apoptosis” was defined to include
`both the morphological features and the mechanism com-
`mon to such programmed cell death (Kerr et al., Br J.
`Cancer 26:239), This concept was extended by the finding
`that nuclear DNA fragmentation correlates well with apop-
`totic morphology (Arends et al., An. J. Pathol. 136:593
`(1990)), and the scientific literature contains many examples
`of PCD accompanied by these features. There are also clear
`examples of PCD in the absence of apoptotic morphology or
`DNAfragmentation (Clarke, Anat. Embryl. 181:195 (1990),
`Martin et al, J. Cel! Biol. 106:829 (1988), and Ishigami et al.,
`J. Immunol. 148:360 (1992)).
`relevant biological
`Cell-based assay systems model
`phenomena, and have generally been widely adopted as
`screening assays, ¢.g., when screening for a compound’s
`effect(s) on apoptosis or other biological phenomena. Pio-
`neering technology providing cell- and other particle-based
`microscale assays are set
`forth in Parce et al. “High
`Throughput Screening Assay Systems in Microscale Fluidic
`Devices” WO 98/00231; in PCT/US00/04522,filed Feb. 22,
`2000, entitled “Manipulation of Microparticles In Microf-
`luidic Systems,” by Mehta et al.; and in PCTUS00/04486,
`filed Feb. 22, 2000, entitled “Devices and Systems for
`Sequencing by Synthesis,” by Mehta etal.
`Other cell-based assays include various methods for the
`preparative or analytic sorting of different types of cells. For
`example, cell panning generally involves attaching an
`appropriate antibody or other cell-specific reagent to a solid
`support and then exposing the solid support to a heteroge-
`neous cell sample. Cells possessing, e.g., the corresponding
`membrane-bound antigen will bind to the support, leaving
`those lacking the appropriate antigenic determinant to be
`
`15
`
`30
`
`35
`
`40
`
`45
`
`50
`
`55
`
`60
`
`65
`
`2
`washed away. Other well-known sorting methods include
`those using fluorescence-activated cell sorters (*FACSs”).
`FACSs for use in sorting cells and certain subcellular
`components such as molecules of DNA have been proposed
`in, e.g., Fu, A. Y. et al.
`(1999) “A Microfabricated
`Fluorescence-Activated Cell Sorter,” Nat. Biotechnol.
`17:1109-1111; Unger, M., et al. (1999) “Single Molecule
`Fluorescence Observed with Mercury Lamp [lumination,”
`Biotechniques 27:1008—1013; and Chou, H. P. et al. (1999)
`“A Microfabricated Device for Sizing and Sorting DNA
`Molecules,” Proc. Nat'l. Acad. Sci. 96:11-13. These sorting
`techniquesutilizing generally involve focusing cells or other
`particles by flow channel geometry.
`While cell-based assays are generally preferred in certain
`microscale screening applications, certain of these assays
`are difficult
`to adapt
`to conventional notions of high-
`throughput or ultra high-throughput screening assay sys-
`tems. For example, one difficulty in flowing assay systems
`is that, during pressure-based flow of fluids in channels,
`non-uniform flow velocities are experienced. Faster fluid
`and material flow is observed in the center of a moving fluid
`stream than on the edge of a moving fluid stream. This
`non-uniform flow velocity reduces throughput for flowing
`assays, because assay runs have to be spaced well apart in
`the fluid stream to prevent overlap of materials moving at
`different velocities.
`
`Accordingly, it would be advantageous to provide mecha-
`nisms for facilitating cell-based assays, including cell sort-
`ing techniques, especially in microscale systems. Additional
`microscale assays directed at subcellular components, such
`as nucleic acids would also be desirable. The present inven-
`tion provides these and other features which will become
`clear upon consideration of the following.
`
`SUMMARY OF THE INVENTION
`
`invention relates to methods of focusing
`The present
`particles in microchannels, e.g.,
`to improve assay
`throughput, to sort particles, to countparticles, or the like. In
`the methods of the invention, cells and other particles are
`focused in the center of, to one side of, or in other selected
`regions of microscale channels, thereby avoiding, e.g., the
`above noted difficulties inherent
`in pressure-based flow of
`particles. Furthermore, the device structures of the present
`invention are optionally integrated with other microfluidic
`systems. Other reactions or manipulations involving cells,
`otherparticles, or fluids upstream of the detection zone are
`also optionally performed, e.g., monitoring drug interactions
`with cells or other particles.
`In one aspect, the invention provides methods of provid-
`ing substantially uniform flow velocity to particles flowing
`in a first microchannel.
`In the methods, the particles are
`optionally flowed in the microchannel, ¢.g., using pressure-
`based flow, in which the particles flow with a substantially
`non-uniform flow velocity. Prior to performing the flowing
`step, the particles are optionally sampled with at least one
`capillary element, e.g., by dipping the capillary element into
`a well containing the particles on a microwell plate and
`drawingthe particles into,e.g., reservoirs, microchannels,or
`other chambers of the device. The particles (e.g., a cell, a set
`of cells, a microbead, a set of microbeads, a functionalized
`microbead, a set of functionalized microbeads, a molecule,
`a set of molecules, etc.) are optionally focused horizontally
`and/or vertically in the first microchannel to provide sub-
`stantially uniform flow velocity to the particles in thefirst
`microchannel. Particles are optionally focused using one or
`more fluid direction components (c.g., a fluid pressure force
`
`ABS Global, Inc. and Genus plc – Ex. 1006, p. 25
`ABS Global, Inc. and Genusplc — Ex. 1006, p. 25
`
`

`

`US 6,506,609 B1
`
`3
`modulator an electrokinetic force modulator, a capillary
`force modulator, a fluid wicking element, or the like).
`Additional options include sorting, detecting or otherwise
`manipulating the focused particles.
`The particles are horizontally focused in the
`microchannel, e.g., by introducing a low density fluid and a
`high density fluid into the microchannel, causing the par-
`ticles to be focusedin an intermediate density fluid present
`between the high density fluid and the low density fluid. The
`particles are also optionally focused in a top or a bottom
`portion of the microchannel by introducing a high or a low
`density fluid into the microchannel with the flowing par-
`ticles. The particles are vertically or horizontally focused in
`the microchannel, e.g., by simultaneously introducing fluid
`flow from two opposing microchannels into the first micro-
`channel during flow of the particles in the first channel.
`Vertical focusing is also optionally achieved to one side of
`a microchannel by simultaneously introducing fluid flow
`from, e.g., a second microchannel into the first microchannel
`during flow ofthe particles in the first microchannel.
`In another aspect,
`the invention also provides particle
`washing or exchange techniques. For example, focused cells
`or other particles are optionally washed free of diffusible
`material by introducing a diluent into the first microchannel
`from at least a second channel and removing the resulting
`diluted diffused product comprising diluent mixed with the
`diffusible material through at least a third microchannel.
`Alternating arrangements of diluent
`input and diffused
`product output channels are also optionally used to further
`wash the particles. For example, in one aspect the methods ~
`of the invention include simultaneously introducing the
`diluent into the first microchannel from the second micro-
`channel and a fourth microchannel, where the second and
`fourth microchannel intersect
`the first microchannel at a
`common intersection region. Optionally,
`the methods
`include sequentially introducing the diluent
`into the first
`microchannel from the second microchannel and a fourth
`microchannel, wherein the second and fourth microchannels
`intersect
`the first microchannel at an offset
`intersection
`region. The diffused product is typically removed through
`the third microchannel and a fifth microchannel, which third
`and fifth microchannelsintersect the first microchannel at a
`common intersection region. In further washing steps, the
`diluent is introduced through sixth and seventh microchan-
`nels which intersect
`the first microchannel at a common
`intersection. The resulting further diluted diffused productis
`removed through eighth and ninth microchannels, which
`intersect the first microchannel at a common intersection.
`Diluent is optionally introduced into the first microchannel
`by pressure or electrokinetic flow.
`In one preferred assay of the invention, the particles are
`cells and the method includes performing a TUNELassay or
`an Annexin-V assay on the cells in the channel to measure
`apoptosis.
`Integrated systems for performing the above methods,
`including the particle sorting embodiments, are also pro-
`vided.
`
`35
`
`40
`
`45
`
`50
`
`55
`
`An integrated system for providing substantially uniform
`flow velocity to flowing members of at least one particle
`population in a microfluidic device optionally includes a
`body structure that includes at
`least a first microchannel
`disposed therein. A first fuid direction component (e.g., a
`fluid pressure force modulator) is typically coupled to the
`first microchannelfor inducing flow ofa fluidic material that
`includes the membersofthe at least one particle population
`in the first microchannel. Thefirst fluid direction component
`
`60
`
`65
`
`4
`generally induces non-uniform flow. A sourceof at least one
`fluidic material
`is optionally fuidly coupled to the first
`microchannel, The system also optionally includes at least a
`second microchannel that intersects the first microchannel
`for introducing at least one fluidinto the first microchannel
`to horizontally or vertically focus the members ofthe atleast
`one particle populationin the first microchannel, Theat least
`one fluid is optionally introduced using a second fluid
`direction component that includes one or more of a fluid
`pressure force modulator, an electrokinetic force modulator,
`a capillary force modulator, a fluid wicking element, or the
`like. At least one flow control regulator for regulating low
`of the fluidic material or the fluid in the first or second
`microchannel
`is also optionally provided. A computer
`including an instruction set directing simultaneous flow of
`the membersof the at least one particle population in the first
`microchannel and simultaneous introduction ofthe at least
`one fluid from the second microchannelinto the first micro-
`channel is optionally also operably coupled to a fluid move-
`ment system for directing flow of materials in the micro-
`channels.
`As a further option, this integrated system additionally
`includes at least a third microchannel which intersects the
`first microchannel in an intersection region common to the
`second microchannel. The flow control regulator of this
`system optionally further regulates flow of the at least one
`fluid in the second and the third microchannels. In this
`embodiment,
`the computer typically also includes an
`instruction set for simultaneously flowing fluids from the
`second and third microchannels into the first microchannel.
`
`In particle washing systems, typically, at least fourth and
`fifth channels which intersect the first microchannel at a
`common intersection downstream of the second and third
`microchannels are provided. The computer further includes
`an instruction set for simultaneously flowing material from
`the first microchannel into the fourth and fifth microchan-
`nels. Sixth and seventh microchannels which intersect the
`first microchannel at a common intersection downstream of
`the fourth and fifth microchannels, with the computer further
`comprising, an instruction set for simultaneously flowing
`material from the sixth and seventh microchannels into the
`first microchannel are optionally provided. Similarly, eighth
`and ninth microchannels whichintersect the first microchan-
`nel at a common intersection downstream of the sixth and
`seventh microchannels, the computer further including an
`instruction set for simultaneously flowing material from the
`first microchannel into the eighth and ninth microchannels
`are optionally provided.
`The integrated system optionally includes sources for any
`reagent orparticle used in the methods noted above, such as
`one or more sources of terminal deoxynucleotide
`transferase, one or more sources of one or more fluorescein
`labeled nucleotides or other labeled polynucleotides, one or
`more sources of Annexin V, one or more sources of an
`Annexin V-biotin conjugate, one or more sources of a DNA
`dye, one or more sources of Campthotecin, one or more
`sources of Calcein-AM, one or more sources of a control
`cell, one or more sources ofa test cell, ete.
`Signal detector(s) mounted proximal to the first micro-
`channel for detecting a detectable signal produced by one or
`more of the members of the at least one particle population
`in the microchannel are typically provided in the integrated
`systems of the invention. The detector also optionally
`includes, e.g., a fluorescent excitation source and a fluores-
`cent emission detection element. Optionally, the computeris
`operably linked to the signal detector and has an instruction
`sel for converting detected signal information into digital
`data.
`
`ABS Global, Inc. and Genus plc – Ex. 1006, p. 26
`ABS Global, Inc. and Genusplc — Ex. 1006, p. 26
`
`

`

`US 6,506,609 B1
`
`5
`invention is also
`The integrated system of the present
`optionally used to sort the members ofa particle population
`(e.g., a cell, a set of cells, a microbead, a set of microbeads,
`a functionalized microbead, a set of functionalized microbe
`ads, a molecule, a set of molecules, or the like). In this
`embodiment,
`the integrated system typically additionally
`includes a third and a fourth microchannel which intersect
`the first microchannel downstream from the intersection of
`the second microchannel with the first microchannel. The
`fourth microchannelalso generally intersects the first micro-
`channel downstream from the intersection of the third
`microchannel with the first microchannel. The flow control
`regulator of this system optionally further regulates flow of
`the at least one fluid in the third or the fourth microchannels.
`Furthermore, the signal detector typically detects a detect-
`able signal produced by a selected memberof the particle
`population between the intersections of the second and the
`third microchannels with the first microchannel.
`
`the computer is
`In this particle sorting embodiment,
`optionally operably linked to thefirst or other fluid direction
`component(s),
`the flow control regulator, and the signal
`detector. Additionally, the instruction set
`typically directs
`simultaneous introduction of the at least one fluid from the
`third microchannel into the first microchannel to horizon-
`tally or vertically focus the selected memberofthe particle
`population such that the selected member is directed into the
`fourth microchannel
`in response to the detectable signal
`producedby the selected member. Optionally, the instruction
`set further directs simultaneous introduction ofthe at least
`one fluid from the third microchannel by activating a heating
`element (¢.g., a Joule heating electrode, a conductively
`coated microchannel portion, etc.) disposed within the third
`microchannel or a well that fluidly communicates with the
`third microchannel.
`
`least a portion of the first
`In another embodiment, at
`microchannel optionally includes a separation element dis-
`posed therein. The separation element optionally includes,
`e.g., two sides and at
`least a portion of the separation
`elementis typically disposed upstream ofthe fourth micro-
`channel.
`In this embodiment, a selected member of the
`particle population is generally directed to one of the two
`sides of the separation element and into the fourth micro-
`channel that intersects the first microchannel in response to
`the detectable signal produced by the selected member.
`The integrated system for use in particle sorting also
`optionally includesa fifth microchannel which intersects the
`first microchannel in an intersection region common to the
`second microchannel. In this case, the flow control regulator
`also typically regulates flow of the at least one fluid in the
`second and the fifth microchannels, and the computer
`optionally includes an instruction set for simultaneously
`flowing fluids from the second and the fifth microchannels
`into the first microchannel. Similarly,
`the system also
`optionally includes a sixth microchannel which intersects
`the first microchannel in an intersection region common to
`the third microchannel. In this embodiment, the flow control
`regulator optionally additionally regulates flow of the at
`least one fluid in the third and the sixth microchannels.
`Furthermore,
`the computer also typically includes an
`instruction set for flowing fluids from the third and the sixth
`microchannels into the first microchannel. Optionally, the
`instruction set directs individual or simultaneous fluid flow
`from the third and sixth microchannels by individually or
`simultaneously activating at least one heating element(e.g.,
`a Joule heating electrode, a conductively coated microchan-
`nel portion,or the like) disposed within each ofthe third and
`sixth microchannels or within at least one well that fluidly
`communicates with each ofthe third and sixth microchan-
`nels.
`
`6
`Manyadditional aspects ofthe invention will be apparent
`upon review, including uses of the devices and systems of
`the invention, methods of manufacture of the devices and
`systems of the invention, kits for practicing the methods of
`the invention and the like. For example, kits comprising any
`of the devices or systems set forth above, or elements
`thereof,
`in conjunction with packaging materials (e.g.,
`containers, sealable plastic bags, ete.) and instructions for
`using the devices, ¢.g., to practice the methods herein, are
`also contemplated.
`
`BRIEF DESCRIPTION OF THE FIGURES
`
`15
`
`FIG, 1A is a schematic showing focusing of cells in a
`microscale system by simultaneous flow from side channels
`into a main channel
`through which the cells are being
`flowed. FIG. 1B is a photomicrograph of focused labeled
`cells flowing in a microchannel.
`FIG. 2A is a schematic of a microfluidic system with a
`pressure-source (in this case a vacuum source)for achieving
`fluid movement. FIG. 2B showsa cross-sectional view down
`
`a channel having high, medium and low fluid density.
`FIG, 3 is a schematic drawing of a microfluidic system
`adapted to washing reagents from microparticles.
`FIG, 4 is a data graph illustrating a control analysis, e.g.,
`U937 cells not treated to induce apoptosis. The bottom line
`corresponds to the SYTO®-62, which indicates the mere
`presence of cells, whereas the top line corresponds to the
`fluorescein end labeled nucleic acids.
`
`FIG. 3 is a data graph illustrating U937 cells treated with
`Campthotecin to induce apoptosis. As can be seen, corre-
`sponding peaks are seen on both the lower and upper lines,
`indicating the presence of apoptotic cells.
`FIG. 6 is a data graph illustrating an analysis of U937cells
`that were not treated to induce apoptosis. In this case, the
`bottom line indicates live cell count (Calcein), while the top
`line indicates the presence of apoptotic cells (Annexin-V-
`Cy5). As can be seen, a few apoptotic cells are present
`within the control experiment.
`FIG. 7 is a data graph showing an analysis of U937 cells
`treated with Campthotecin to induce apoptosis. The top trace
`includes a much greater number of peaks representing
`apoptotic cells, and particularly as a percentageoftotal cells
`in the analysis, e.g., as compared to the lower line.
`FIG. 8 is a data graph showing result

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket