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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`___________________________________________
`
`BEFORE THE PATENT TRIAL
`AND APPEAL BOARD
`____________________________________________
`
`
`
`TransCore, LP
`Petitioner
`
`v.
`
`Axcess International, Inc.
`Patent Owner
`
`
`DECLARATION OF ANTHONY WECHSELBERGER IN SUPPORT OF
`THE INTER PARTES REVIEW OF U.S. PATENT NO. 7,286,158
`
`-1-
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`TransCore Exhibit 1002 - Page 1 of 85
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`

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`I, Anthony Wechselberger, declare and state as follows:
`
`I. INTRODUCTION
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`1.
`
`I have been retained as an expert witness for the Inter Partes Review
`
`(“IPR”) of U.S. Patent No. 7,286,158 (“the ‘158 patent”) filed by TransCore, LP
`
`(“Petitioner” or “TransCore”) against Axcess International, Inc. (“Patent Owner”
`
`or “Axcess”). More specifically, I have been asked to render opinions for this IPR
`
`as to the patentability of Claims 1-5, 8-12, and 19-21 of the ‘158 patent.
`
`II. BACKGROUND AND QUALIFICATIONS
`
`2.
`
`A copy of my Curriculum Vitae (“CV”) is attached to this declaration
`
`as Appendix A.
`
`3.
`
`I received a Bachelor of Science degree in Electrical Engineering
`
`from the University of Arizona in 1974 and a Master of Science degree in
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`Electrical Engineering from San Diego State University in 1979. In addition, in
`
`1984, I completed the Executive Program for Scientists and Engineers at the
`
`University of California at San Diego.
`
`4.
`
`I am currently the President of Entropy Management Solutions
`
`(“EMS”), a position I have held since I founded the company in 1999. In this
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`capacity, I perform consulting services related to technology and business
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`development, content management, distribution and merchandizing, systems
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`engineering, and product design in the areas of industrial and consumer broadband
`
`-2-
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`TransCore Exhibit 1002 - Page 2 of 85
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`

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`and multimedia technologies and associated commercial systems. As a result of my
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`twenty-five years of extensive technology experience in corporate life, and
`
`continuing as President of EMS, I have worked with various aspects of video
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`distribution systems, including systems and equipment that included and supported
`
`on-demand content access such as pay-per-view (PPV) and video on demand
`
`(VOD).
`
`5.
`
`I have over forty years of experience working with high technology
`
`systems related to military, commercial, and consumer communication systems,
`
`networks, and appliances. I have held various design, leadership, and executive
`
`positions in, for example, engineering, operations, sales and marketing, and
`
`product management at leading companies, such as TV/COM International, Inc.
`
`(TV/COM) and Oak Communications, Inc. (Oak), in those fields.
`
`6.
`
`I specialize in the areas of digital communications technologies,
`
`systems and networks, including infrastructures, signal processing, network
`
`management and command and control, and information security as used for
`
`content management, merchandizing and delivery. My background includes much
`
`experience with interactive and client-server technologies, such as those used in
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`broadband and Internet networks. Network management and command and control
`
`refers to the technical oversight and management of communication systems and
`
`equipment within a distribution system to direct both the transmission equipment
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`-3-
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`TransCore Exhibit 1002 - Page 3 of 85
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`(e.g., network infrastructures, servers, hubs, nodes, head ends and uplinks etc.) and
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`receiving equipment (e.g., personal computer (PC), television, set top box (STB),
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`handset/mobile device or other consumer appliance) as to communications,
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`applications, set-up and operations in order to perform required features and
`
`functions.
`
`7.
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`As Vice President at Oak Communications (1980s) and Chief
`
`Technology Officer at TV/COM (1990s), I was involved in the development of
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`terrestrial broadcast, satellite uplink and cable head end industrial equipment for
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`television transmissions, as well as consumer appliance equipment such as STBs
`
`and other home based or home networked devices. All of these architectures
`
`included computer control systems for network and associated network device
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`command and control, and for management of content distribution and consumer
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`appliance functions. For example, these systems were all addressable.
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`“Addressability” enables the system operator to control the delivery of content and
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`network services, network sourcing and receiving devices (e.g., servers and
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`transmission equipment, and PC or STB receivers) and the consumer experience.
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`Examples are delivery of software or data files, in which purchased or subscription
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`services or content is available, and a la carte functions such as pay-per-view
`
`(PPV) and video-on-demand (VOD).
`
`-4-
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`TransCore Exhibit 1002 - Page 4 of 85
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`8.
`
`I was involved from the start with the development and evolution of
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`modern consumer digital audio and video communications systems and
`
`technologies. In 1991, my employer, TV/COM, and I began to participate in the
`
`International Organization for Standardization (ISO) MPEG-2 digital television
`
`standards initiatives, and in the following year, both the European Digital Video
`
`Broadcast (DVB) and U.S. Advanced Television Systems Committee (ATSC)
`
`forums (which were based upon MPEG-2). I was an active participant and
`
`contributor to the first two standard-setting bodies, and was a voting member of the
`
`ATSC. As Chief Technology Officer of TV/COM, I developed a business strategy
`
`based on supporting open international standards for digital television (DTV). In
`
`the mid 1990s, as the technologies and standards in support of DTV moved
`
`towards implementation, the dawn of the Internet age arrived. This had a dramatic
`
`impact on the way broadband systems engineers like myself began to plan for the
`
`future. This is because the concept of convergence—the melding of traditional
`
`broadband communications systems and equipment, computers and computer
`
`networks, and the telecommunications worlds—was changing the communications
`
`infrastructure and technology landscape. When television distribution went all-
`
`digital, the information of television became simply “data”—and it became
`
`possible for the technologies of digital television, computers and computer
`
`networks and the telephony industry (which was in the midst of its transition to
`
`-5-
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`TransCore Exhibit 1002 - Page 5 of 85
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`digital infrastructure that began in the 1970s) to coalesce. Support for on-line and
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`Internet services demanded a high performance two-way data transmission
`
`capability, and so broadband network providers began to upgrade their distribution
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`infrastructures accordingly.
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`9.
`
`In conjunctions with this convergence, as TV/COM’s Chief
`
`Technology Officer I directed the expansion of our network products into
`
`broadband data communications generally, from its initial focus on digital
`
`television. Networks became more advanced in order to support real-time
`
`interaction between consumers and information sources within the network.
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`Interactive and on-line applications led to rapid adoption of client-server
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`information access approaches (typical of the computer industry) in the products
`
`and technologies I worked with for content delivery and network command and
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`control functions. Starting in the early 1990s the ubiquitous set top box began to
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`evolve from a minimalist appliance towards its current status as a communications
`
`hub of the consumer’s media room. In this same time period, the PC had also
`
`become a ubiquitous consumer appliance, and with the Internet age came much
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`innovation in electronic information distribution and electronic merchandizing –
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`that is art related to complementing physical information media and brick and
`
`mortar institutions with all-electronic digital alternatives. This was an explosive
`
`-6-
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`TransCore Exhibit 1002 - Page 6 of 85
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`period of innovation in so called digital rights management (DRM) art. I and
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`TV/COM were part of this evolution until TV/COM was purchased in 1999.
`
`10.
`
`In my consulting work I have continued to work with technologies
`
`and network infrastructures for content distribution and management. My current
`
`work involves both traditional and newly developing architectures and distribution
`
`channels. As an example of the latter, I am the chief security systems architect on
`
`behalf of the six major Hollywood studios for their “Digital Cinema Initiatives”
`
`(DCI) consortium1. DCI develops and evolves the specifications for transitioning
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`first run theatrical movie releases from film to digital for distribution and
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`exhibition display. I am responsible for all elements of command and control and
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`digital rights management (DRM) for the digital cinema system design and
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`implementation. I also represent DCI at the Society of Motion Picture and
`
`Television Engineers (SMPTE), which is developing the set of internationally
`
`recognized standards for global adoption of digital cinema. The migration to all-
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`digital distribution impacts other content distribution channels such as early
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`window release for hospitality, airplane and cable/satellite video-on-demand
`
`(VOD), as well as newer so called “over-the-top” distribution channels based on
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`Internet distribution. I have also been a strategy and technology consultant to
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`content management and distribution entities in these areas.
`
`
`1 See: http://www.dcimovies.com/
`
`-7-
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`TransCore Exhibit 1002 - Page 7 of 85
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`11. My consulting practice today includes a balance of technology and
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`systems engineering services and assistance to the legal community as a
`
`technology consultant and/or expert witness. I have been accepted to provide, and
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`have provided expert testimony in the areas of multimedia technologies and
`
`associated networks as used for content management and delivery on many
`
`occasions. A case list of my assistance to the legal community over the past five
`
`years is attached as Appendix B.
`
`12.
`
`I am currently a member of the Society of Cable &
`
`Telecommunications Engineers (SCTE), the Society of Motion Picture and
`
`Television Engineers (SMPTE) and the Institute of Electrical and Electronic
`
`Engineers (IEEE). I have previously been a member of the International
`
`Organization for Standardization (ISO), Motion Picture Experts Group (MPEG),
`
`the Digital Video Broadcast (DVB) group and as chief technology officer of
`
`TV/Com International, a voting member of the Advanced Television Systems
`
`Committee (ATSC).
`
`13.
`
`I am an inventor on U.S. Patent No. 4,531,020, issued July 23, 1985
`
`and entitled “Multi-layer Encryption System for the Broadcast of Encrypted
`
`Information” and U.S. Patent No. 5,113,440, issued May 12, 1992 and entitled
`
`“Universal Decoder.” I have participated in U.S. patent prosecution, and have a
`
`-8-
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`TransCore Exhibit 1002 - Page 8 of 85
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`general understanding of the process, and a good understanding of the novelty and
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`non-obviousness requirements for patentability.
`
`14. Over many years I have published and/or presented a number of
`
`articles and papers related to content/information creation,
`
`transmission/distribution, and reception/consumption in various media sectors,
`
`including cable, satellite, broadcast/wireless, Internet, and digital cinema. Attached
`
`as Appendix C is a list of my publications.
`
`III. COMPENSATION
`
`15.
`
`I am being compensated for the time that I spend consulting on this
`
`IPR at a rate of $375 per hour. My compensation is not dependent upon the
`
`outcome of this IPR.
`
`IV. MATERIALS CONSIDERED
`
`16.
`
`In developing my opinions for this IPR, I reviewed the ‘158 patent, its
`
`prosecution history, a previously filed inter partes reexamination request and
`
`related prosecution history, and numerous prior art references in the relevant field
`
`of technology.
`
`V.
`
`LEGAL STANDARDS
`
`17.
`
`I am not an attorney, and I will offer no opinions on the law.
`
`However, I have an understanding of several principles concerning invalidity (and
`
`other legal issues). I understand that a patent claim can be invalid under the United
`
`-9-
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`TransCore Exhibit 1002 - Page 9 of 85
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`States patent laws for various reasons, including, for example, anticipation or
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`obviousness in light of the prior art. In arriving at my opinions, I have applied the
`
`following legal standards and analyses:
`
`Anticipation
`
`Regarding the legal doctrine of anticipation, my understanding is as
`
`A.
`
`18.
`
`follows.
`
`19.
`
`A claim is anticipated if the claimed invention was known or used by
`
`others in the United States, or patented or described in a printed publication in the
`
`United States or a foreign country, before the patentee invented the claimed
`
`invention.
`
`20.
`
`Also, a claim is anticipated if the claimed invention was patented or
`
`described in a printed publication in the United States or a foreign country or in
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`public use or on sale in the United States, more than one year prior to the date that
`
`the patentee filed an application for patent directed to the claimed invention.
`
`21.
`
`Additionally, a claim is anticipated if the claimed invention was
`
`described in either (1) a published patent application filed by another in the United
`
`States before the patentee invented the claimed invention or (2) a patent granted on
`
`an application for patent by another filed in the United States before the patentee
`
`invented the claimed invention.
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`22.
`
`Anticipation must be found in a single reference, device, or process.
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`-10-
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`TransCore Exhibit 1002 - Page 10 of 85
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`23.
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`For a prior art reference to anticipate, each claim limitation, as
`
`properly construed, must be disclosed, either expressly or inherently, in the prior
`
`art reference, and the claimed arrangement or combination of those limitations
`
`must also be disclosed, either expressly or inherently, in the prior art reference.
`
`24.
`
`Although anticipation cannot be established through a combination of
`
`references, additional references may be used to interpret an allegedly anticipating
`
`reference by, for example, indicating what the allegedly anticipating reference
`
`would have meant to one of ordinary skill in the art. For the claim to be
`
`anticipated, however, the additional references must make clear that the missing
`
`descriptive matter is inherent to the features described in the prior art references. In
`
`other words, the missing feature is necessarily or implicitly present in the allegedly
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`anticipating reference.
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`25.
`
`For a prior art device to anticipate, each claim limitation, as properly
`
`construed, must be embodied in the prior art device.
`
`26.
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`If a prior art device, in its normal and usual operation, would
`
`necessarily perform the method claimed, then the method claimed is anticipated by
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`the prior art device. When the prior art device is the same as a device described in
`
`the specification for carrying out the claimed method, it can be assumed the device
`
`will inherently perform the claimed process.
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`
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`-11-
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`TransCore Exhibit 1002 - Page 11 of 85
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`B.
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`Obviousness
`
`27. Regarding the legal doctrine of obviousness, my understanding is as
`
`follows.
`
`28. A claim may be invalid even if each and every claim limitation is not
`
`present or disclosed in a single prior art reference or device.
`
`29. Under the doctrine of obviousness, a claim is invalid if the differences
`
`between the invention and the prior art are such that the subject matter as a whole
`
`would have been obvious at the time the alleged invention was made to a person
`
`having ordinary skill in the art to which the subject matter pertains.
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`30. A person of ordinary skill in the art is presumed to have knowledge of
`
`the relevant prior art at the time of the claimed invention.
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`31. Obviousness is based on the scope and content of the prior art, the
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`differences between the prior art and the claim, the level of ordinary sill in the art,
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`and secondary indicia of obviousness and non-obviousness to the extent such
`
`indicia exist.
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`32. The scope of the prior art includes any prior art that was reasonably
`
`pertinent to the particular problems the inventor faced.
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`33. The determination of whether patent claims would have been obvious
`
`to a person of ordinary skill in the art and, therefore, invalid, is not governed by
`
`any rigid test or formula. Instead, a determination that a claim is obvious is based
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`-12-
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`TransCore Exhibit 1002 - Page 12 of 85
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`on a common sense determination that the claimed invention is merely a
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`combination of known limitations to achieve predictable results.
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`34. Any of the following rationales are acceptable justifications to
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`conclude that a claim would have been obvious:
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`A. the claimed invention is a combination of known prior art methods to
`
`yield predictable results;
`
`B. the claimed invention is a substitution of one known element
`
`for another to obtain predictable results;
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`C. the claimed invention uses known techniques to improve
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`similar devices (methods, or products) in the same way;
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`D. the claimed invention applies a known technique to a known
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`device (method, or product) ready for improvement to yield
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`predictable results;
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`E. the claimed invention was “obvious to try” – choosing from a
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`finite number of identified, predictable solutions, with a reasonable
`
`expectation of success;
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`F. there is known work in one field of endeavor that may prompt
`
`variations of it for use in either the same field or a different one
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`based on design incentives or other market forces if the variations
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`would have been predictable to one of ordinary skill in the art; or
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`-13-
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`TransCore Exhibit 1002 - Page 13 of 85
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`G. there is some teaching, suggestion, or motivation in the prior art that
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`would have led one of ordinary skill in the art to modify the prior art
`
`reference to combine prior art teachings to arrive at the claimed
`
`inventions.
`
`35.
`
`In addition, a claim can be obvious in light of a single reference,
`
`without the need to combine references, if the claim is obvious in view of the
`
`common sense or knowledge of one of ordinary skill in the art.
`
`36. An analysis of whether a claimed invention is obvious must not rely
`
`on a hindsight combination of prior art. Instead, the analysis must proceed in the
`
`context of the time of the alleged invention or claimed priority date and consider
`
`whether the invention as a whole would have been obvious to a person of ordinary
`
`skill in the art, taking into consideration any interrelated teachings of the prior art,
`
`the effects of demands known to the design community or present in the
`
`marketplace, and the background knowledge possessed by a person having
`
`ordinary skill in the art, all in order to determine whether there was an apparent
`
`reason to combine any known elements in the fashion claimed by the patent at
`
`issue.
`
`37. Secondary indicia of non-obviousness may include, for example:
`
`
`
`A. a long felt but unmet need in the prior art that was satisfied by the
`
`invention of the patent;
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`-14-
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`TransCore Exhibit 1002 - Page 14 of 85
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`B. commercial success of a product or process covered by the patent;
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`C. unexpected results achieved by the invention;
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`D. praise of the invention by others skilled in the art;
`
`E. taking of licenses under the patent by others; and
`
`
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`F. deliberate copying of the invention.
`
`38.
`
`I also understand that these secondary considerations are only relevant
`
`to obviousness if there is a connection, or nexus, between them and the invention
`
`covered by the patent claims. For example, commercial success is relevant to
`
`obviousness only if the success of the product is related to a feature of the patent
`
`claims. If commercial success is due to advertising, promotion, salesmanship or the
`
`like, or is due to features of the product other than those claimed in the patent-in-
`
`suit, then any commercial success should not be considered an indication of non-
`
`obviousness.
`
`39.
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`In forming my opinions on obviousness, I have not seen any evidence
`
`that supports any secondary considerations.
`
`C.
`
`Priority Date and Date of Invention
`
`40.
`
`I understand that multiple dates may be relevant to a claimed
`
`invention and the prior art that may be asserted against a claim.
`
`41.
`
`The ‘158 patent was filed as U.S. Patent Application No. 09/469,644
`
`(“the ‘644 Application”) on December 22, 1999, and issued on October 23, 2007.
`
`-15-
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`TransCore Exhibit 1002 - Page 15 of 85
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`Thus, I understand that the earliest effective filing date for Claims 1-5, 8-12, and
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`19-21 of the ‘158 patent is December 22, 1999.
`
`42.
`
`I am informed that in the underlying litigation, Axcess has not
`
`indicated a priority date or date of invention prior to December 22, 1999.
`
`Therefore, it is my understanding that for purposes of this IPR, the priority date
`
`and date of invention for the ‘158 patent is December 22, 1999, and I have
`
`analyzed Claims 1-5, 8-12, and 19-21 of the ‘158 patent using this December 22,
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`1999 priority date and date of invention.
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`VI. LEVEL OF ORDINARY SKILL IN THE ART
`
`43.
`
`The ‘158 specification describes the technical field of the alleged
`
`invention as “remote business management, and more particularly to a method and
`
`system for providing integrated remote monitoring services” (Ex. 1001 – 1:8-10).
`
`Based upon my personal knowledge and experience in the fields of video sourcing,
`
`control and transmission/distribution technology, and general communications
`
`technology, in my opinion, a person of ordinary skill in the art relevant to the ‘158
`
`patent at the time of the alleged invention, would have the equivalent of a four-year
`
`degree from an accredited institution (e.g., a Bachelor of Science (B.S.) degree) in
`
`Electrical Engineering, Computer Engineering, Computer Science, or equivalent
`
`education, and approximately three years of industry experience related to video
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`-16-
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`TransCore Exhibit 1002 - Page 16 of 85
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`control, transmission/distribution and general communications, or an equivalent
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`level of skill and knowledge, inclusive of Internet and RFID communications.
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`44.
`
`In forming the opinions set forth in this declaration, I applied this
`
`level of ordinary skill in the art.
`
`VII. THE ‘158 PATENT
`
`45.
`
`I have reviewed the ’158 patent, which is entitled “Method and
`
`System for Providing Integrated Remote Monitoring Services.” The ‘158 patent
`
`describes a system that enables remote monitoring of a facility. In the embodiment
`
`illustrated in Fig. 1 of the ‘158 patent (shown below), the remote monitoring
`
`system includes monitored facilities (MF) 14, a central host 16, and subscribers 18
`
`connected to the Internet 12.
`U.S. P a t e n t O c t . 23, 2007
`
`Sheet 1 of 4
`
`U
`
`S
`
` 7,286,158 B1
`
`14
`MF
`
`FIG. 1
`
`MF
`
`14 MF
`
`14
`
`SUBSCRIBER V-18
`
`SUBSCRIBER
`
`18
`
`MF
`
`16
`
`MF
`
`14
`SUBSCRIBER K 1 8
`
`
`
`46.
`
`The ‘158 patent provides details of a monitored facility (MF) 14 in
`
`Fig. 2 (shown below). As described with respect to the embodiment illustrated in
`HOST
`DATABASE
`APPLICATIONS
`ACTIVITY RECORDS
`Fig. 2, MF 14 is a retail clothing store 40 that includes a sales floor 42, a back area
`LOCATION V-162
`FACILITY 1_7-180
`ACCESS
`VIDEO
`DATABASE V 182
`ACCESS
`COMBINED k 166
`-17-
`ALERT V 184
`PROCESSION
`REPORT I x - 186
`GENERATION
`
`160
`
`160
`
`000
`
`TransCore Exhibit 1002 - Page 17 of 85
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`44 supported by a security door 46, and the back area 44 includes a stock area 60, a
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`vault room 62 and a computer room 64.
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`
`
`47.
`
`The computer room 64 includes a local computer system 78 that
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`collects data using radio frequency identification (RFID) tag technology. RFID
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`data is collected by stationary polling stations (PSs) as assets enter or leave store
`
`40 and as they enter certain defined areas. Polling station (PS) 100 polls tagged
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`inventory on sales floor 42 and PS 102 polls tagged inventory included in
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`inventory 70 (Ex. 1001 – 5:36-44). The RFID data is collected by a local computer
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`system 78 and transmitted to central host 16 (Ex. 1001 – 6:56-67).
`
`48.
`
`The ‘158 patent describes that digital network video cameras or
`
`standard video cameras 110-124 are distributed throughout the store 40 and
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`connect to the Internet 12, either directly or indirectly (See, e.g., Ex. 1001 – 5:65-
`
`-18-
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`TransCore Exhibit 1002 - Page 18 of 85
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`6:3). The ‘158 patent discloses that the video data collection may be triggered via
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`an external trigger or alarm and that the video may be transmitted live or recorded
`
`for later review (See, e.g., Ex. 1001 – 6:4-7). The ‘158 patent also describes that a
`
`remote video controller 188 located at the host 16 provides operators and
`
`subscribers 18 with control of the video cameras in the monitored facility 14 (Ex.
`
`1001 – 8:36-42).
`
`49.
`
`I note that there is a great deal of disclosure of central host 16
`
`functionality within the ‘158 specification, however, the central host component
`
`does not appear in any claim. The only actors from Fig. 1 that appear in the claims
`
`are the remote (i.e., monitored) facility and the subscriber, and this of course
`
`means that the prior art only needs to read on these two actors.
`
`50.
`
`The prior art, as shown and described in the references discussed
`
`herein, illustrates that claims 1-5, 8-12, and 19-21 of the ‘158 patent were obvious
`
`at the time of the alleged invention of the ‘158 patent, i.e., December 22, 1999.
`
`
`
`VIII. CLAIM CONSTRUCTION
`
`51. My opinions related to the issue of patentability of the ‘158 patent are
`
`based upon the claim constructions set forth in TransCore’s Petition for Inter
`
`Partes Review of the ‘158 patent (“the Petition”), which are also set forth below.
`
`The following bolded and un-numbered elements recite TransCore’s construction
`
`-19-
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`TransCore Exhibit 1002 - Page 19 of 85
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`

`

`of various claim terms. I have not independently verified the appropriateness of the
`
`claim constructions recited below, however, the proposed construction of the claim
`
`terms is consistent with my understanding of such terms as they would be
`
`understood to one having ordinary skill in the art at the time of the alleged
`
`invention.
`
`• “integrated remote monitoring services”
`
`The term “integrated remote monitoring services” appears only in the
`
`preamble of claim 1 (and does not appear in any other claim or claim element).
`
`The ‘158 patent refers to providing integrated remote monitoring services,
`
`but does not explicitly define the term. However, the background of the ‘158 patent
`
`refers to apparently prior art video surveillance technology that “allows remote
`
`personnel to connect to a video camera at a facility and control or determine
`
`conditions at the facility,” but indicates that such video technology does not
`
`provide an integrated solution for business owners (Ex. 1001 – 1:35-42; italic
`
`added to “or” for emphasis). Immediately following the Background, in first
`
`paragraph of the Summary of the Invention, the ‘158 patent then describes
`
`integrated monitoring services as those that “allow a subscriber to remotely
`
`monitor, evaluate, and control operations at a facility” (Ex. 1001 – 1:50-52; italic
`
`added to “and” for emphasis). Thus, non-integrated services allow video
`
`monitoring along with control or the ability to determine conditions; and integrated
`
`-20-
`
`TransCore Exhibit 1002 - Page 20 of 85
`
`

`

`services allow video monitoring along with control and evaluation (which appears
`
`to equate to “determining conditions”). Therefore, the term “integrated remote
`
`monitoring services” should be construed as providing more than one type of
`
`service in addition to video monitoring.
`
`• “RFID system”
`
`Claims 1, 8, and 19 recite the term “RFID system” without providing
`
`context which would define the term’s scope. Turning to the description, the ‘158
`
`patent dedicates an entire paragraph to the incorporation by reference of seven U.S.
`
`patent applications that disclose RFID systems. These seven U.S. patent
`
`applications include Application Nos. 09/298,982; 09/357,435; 09/298,559;
`
`09/258,974; 08/789,148; No. 09/357,669; and 09/357,688 (Ex. 1001 – 4:65 to
`
`5:13).
`
`I have been informed that these applications all describe essentially the same
`
`type of “RFID system,” as the following background provided to me supports:
`
`Application No. 09/357,435 issued as U.S. Patent No. 7,005,985 (the ‘985 patent)
`
`on February 28, 2006 (Ex. 1008). The ‘985 patent describes an RFID system 10
`
`that includes a base station 11 that resides in a fixed location and communicates
`
`with one or more radio tags 20 by an analog signal at a specified radio frequency.
`
`Radio tag 20 is described as a remote, portable self-contained device that may be
`
`affixed to a moveable item, such as a person, inventory or a vehicle. Base station
`
`-21-
`
`TransCore Exhibit 1002 - Page 21 of 85
`
`

`

`11 is described as a conventional unit and includes a card reader 12, a control
`
`system 14 and a base station antenna 16. Reader 12 is described as acquiring
`
`incoming signals from antenna 16 and demodulating the incoming signal for
`
`processing by control system 14 (Ex. 1008 – 3:45-65 and Fig. 1). Application
`
`09/258,974 issued as U.S. Patent No. 6,294,953 (the ‘953 patent) on September 25,
`
`2001 (Ex. 1009). The ‘953 patent similarly describes the RFID system as including
`
`a conventional base station that communicates with radio tags (Ex. 1009 – 2:30-47
`
`and Fig. 1). The other one of the applications that was incorporated by reference
`
`into the ’158 patent and that issued or was published (i.e., Application No.
`
`08/789,148) describes a similar RFID system. In fact, such an RFID system is
`
`consistent with the description of the system in the ’158 patent itself.
`
`Therefore, the term “RFID system” in the claims of the ’158 patent should
`
`be construed as a conventional radio frequency identification (RFID) system that
`
`includes a base station with a reader and a control/processing unit that processes
`
`RFID data.
`
`• “receiving and storing radio frequency identification (RFID) data
`
`from an RFID system at a remote facility of a subscriber”
`
`
`
`The phrase “from an RFID system at a remote facility of a subscriber” is
`
`included in claim 1 and should be read together (i.e., collectively) as a single
`
`limitation.
`
`-22-
`
`TransCore Exhibit 1002 - Page 22 of 85
`
`

`

`
`
`That is, this limitation does not require that the receiving and storing RFID
`
`data be performed at a location that is remote from either the monitored facility or
`
`a subscriber. There are no commas or other punctuation that require that either or
`
`both of the receiving and storing of RFID data is to be performed at the remote
`
`facility. The claim only requires that the RFID data that is received and stored is
`
`from an RFID system at a remote facility.
`
`• “remote facility”
`
`
`
`As noted above, the phrase “remote facility” appears in the first element of
`
`claim 1. The ‘158 patent does not explicitly provide a reference number to any
`
`element in the Figures with respect to the term “remote facility.” However, the
`
`‘158 patent refers to the remote facility, monitored facility and remote monitored
`
`facility interchangeably. For example, the ‘158 patent refers to receiving an RFID
`
`event at a monitored facility 14 and a remote monitored facility (Ex. 1001 – 9:47-
`
`49; and Fig. 5, step 250). That is, the ‘158 patent refers to “monitored facility 14”
`
`in the text and refers to “remote monitored facility” in Fig. 5 at step 250 when
`
`illustrating the same step. All of the terms “remote facility,” “monitored facility,”
`
`and “remote monitored facility” refer to one of monitored facilities (MF) 14.
`
`• “the facility”
`
`
`
`Claim 1 in line 4 introduces the term “a remote facility,” described at item 4
`
`of this section above. The term “the facility” at claim 1, line 7 should be construed
`
`-23-
`
`TransCore Exhibit 1002 - Page 23 of 85
`
`

`

`as referring to the “remote facility” introduced at line 4, in order to provide proper
`
`antecedent basis. That is, the “remote facility” and “the facility” in claim 1 should
`
`be construed as the same facility.
`
`
`
`• “subscriber”
`
`Claims 1-5, 12 and 19 use the term “subscriber.” The ‘158 patent refers to a
`
`user that subscribes to a service in which data, such as video data, is collected at a
`
`business location and made available to the user/subscriber for viewing (Ex. 1001
`
`– 2:31-41). The ‘158 patent does not describe that the subscriber pays any fee for
`
`being provided with access to the video or other data, or that there is any particular
`
`relati

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