throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`_________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_________________________
`
`WESTERN DIGITAL CORPORATION.
`Petitioner
`
`v.
`
`SPEX TECHNOLOGIES, INC.
`Patent Owner
`_________________________
`
`Case No. IPR2017-___
`U.S. Patent No. 6,088,802
`_________________________
`
`DECLARATION OF SYLVIA HALL-ELLIS, PH.D.
`
`WESTERN DIGITAL CORPORATION, EXHIBIT 1018
`Page 1 of 66
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`I.
`
`INTRODUCTION
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`1.
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`My name is Sylvia Hall-Ellis. I have been retained as an expert by
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`Western Digital Corporation.
`
`2.
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`I have written this report at the request of Western Digital to provide
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`my expert opinion regarding the public availability of a book. My report sets forth
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`my opinions in detail and provides the basis for my opinions regarding the public
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`availability of this book.
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`3.
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`I reserve the right to supplement or amend my opinions, and bases for
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`them, in response any additional evidence, testimony, discovery, argument, and/or
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`other additional information that may be provided to me after the date of this
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`report.
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`4.
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`I am being compensated for my time spent working on this matter at
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`my normal consulting rate of $300 per hour, plus reimbursement for any additional
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`reasonable expenses. My compensation is not in any way tied to the content of this
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`report, the substance of my opinions, or the outcome of this litigation. I have no
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`other interests in this proceeding or with any of the parties.
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`5.
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`All of the materials that I considered are discussed explicitly in this
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`declaration.
`
`1
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`II. QUALIFICATIONS
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`6.
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`I am currently an Adjunct Professor in the School of Information at
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`San José State University. I obtained a Masters of Library Science from the
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`University of North Texas in 1972 and a Ph.D. in Library Science from the
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`University of Pittsburgh in 1985. Over the last forty years, I have held various
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`positions in the field of library and information resources. I was first employed as
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`a librarian in 1966, and have been involved in the field of library sciences since,
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`holding numerous positions.
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`7.
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`I am a member of the American Library Association (ALA) and its
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`Association for Library Collections & Technical Services (ALCTS) Division, and I
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`served on the Committee on Cataloging: Resource and Description (which wrote
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`the new cataloging rules) and as the chair of the Committee for Education and
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`Training of Catalogers and the Competencies and Education for a Career in
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`Cataloging Interest Group. I also served as the Chair of the ALCTS Division’s
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`Task Force on Competencies and Education for a Career in Cataloging.
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`Additionally, I have served as the Chair for the ALA Office of Diversity’s
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`Committee on Diversity.
`
`8.
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`I have also given over one hundred presentations in the field,
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`including several on library cataloging systems and Machine Readable Cataloging
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`(“MARC”) standards. My current research interests include library cataloging
`
`2
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`systems, metadata, and organization of electronic resources.
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`9. My full curriculum vitae is attached hereto as Exhibit A. I have
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`previously testified at deposition in four cases: Apple Inc. v. Samsung Electronics
`
`Co., Ltd. et al., 5:12-cv-630-LHK (N.D. Cal.), on behalf of Samsung Electronics,
`
`Co., Ltd.; Symantec, Corp. v. Finjan, Inc., Petition for Inter Partes Review of U. S.
`
`Patent No. 6,154,844, on behalf of Symantec Corp.; Finjan, Inc. v. Symantec,
`
`Corp., Petition for Inter Partes Review of U. S. Patent No. 8,677,494, on behalf of
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`Symantec Corp.; and, in Intellectual Venture I LLC v. ATT Mobility LLC et al.,
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`C.A. No. 12-193 (D. Del.) and related cases, on behalf of AT&T Mobility LLC,
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`AT&T Mobility II LLC, T-Mobile USA, Inc., T-Mobile US, Inc., Sprint Spectrum
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`L.P., U.S. Cellular Corporation. I have never testified at trial as an expert.
`
`III. LIBRARY CATALOGING PRACTICES
`10.
`I am fully familiar with the library cataloging standard known as the
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`MARC standard, which is an industry-wide standard method of storing and
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`organizing library catalog information.1 MARC was first developed in the 1960’s
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`by the Library of Congress. A MARC-compatible library is one that has a catalog
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`consisting of individual MARC records for each of its items. Today, MARC is the
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`
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`1 The full text of the standard is available from the Library of Congress at
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`http://www.loc.gov/marc/bibliographic/.
`
`3
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`primary communications protocol for the transfer and storage of bibliographic
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`metadata in libraries.2
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`11. A MARC record comprises several fields, each of which contains
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`specific data about the work. Each field is identified by a standardized, unique,
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`three-digit code corresponding to the type of data that follow. For example, a
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`work’s title is recorded in field 245, the primary author of the work is recorded in
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`field 100, an item’s International Standard Book Number (“ISBN”) is recorded in
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`field 020, an item’s Library of Congress call number is recorded in field 050, and
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`the publication date is recorded in field 260 under the subfield “c.” If a work is a
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`periodical, then its publication frequency is recorded in field 310, and the
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`
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`2 Almost every major library in the world is MARC-compatible. See, e.g., MARC
`
`Frequently Asked Questions (FAQ), LIBRARY OF CONGRESS,
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`https://www.loc.gov/marc/faq.html (last visited December 28, 2015) (“MARC is
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`the acronym for MAchine-Readable Cataloging. It defines a data format that
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`emerged from a Library of Congress-led initiative that began nearly forty years
`
`ago. It provides the mechanism by which computers exchange, use, and interpret
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`bibliographic information, and its data elements make up the foundation of most
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`library catalogs used today.”). MARC is the ANSI/NISO Z39.2-1994 (reaffirmed
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`2009) standard for Information Interchange Format.
`
`4
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`publication dates (e.g., the first and last publication) are recorded in field 362,
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`which is also referred to as the enumeration/chronology field.
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`12. The library that created the record is recorded in field 040 in subfield
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`“a” with a unique library code. When viewing the MARC record online via Online
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`Computer Library Center’s (“OCLC”) Connexion database, hovering over this
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`code with the mouse reveals the full name of the library. I used this method of
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`“mousing over” the library codes in the OCLC database to identify the originating
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`library for the MARC records discussed in this report. Where this “mouse over”
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`option was not available, I consulted the Directory of OCLC Libraries in order to
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`identify the institution that created the MARC record.3
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`13. MARC records also include several fields that include subject matter
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`classification information. An overview of MARC record fields is available
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`through the Library of Congress at http://www.loc.gov/marc/bibliographic/. For
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`example, 6XX fields are termed “Subject Access Fields.” See
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`http://www.loc.gov/marc/bibliographic/bd6xx.html. Among these, for example, is
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`the 650 field; this is the “Subject Added Entry – Topical Term” field. See
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`http://www.loc.gov/marc/bibliographic/bd650.html. The 650 field is a “[s]ubject
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`added entry in which the entry element is a topical term.” Id. These entries “are
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`
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`3 http://www.oclc.org/contacts/libraries.en.html.
`
`5
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`assigned to a bibliographic record to provide access according to generally
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`accepted thesaurus-building rules (e.g., Library of Congress Subject Headings
`
`(LCSH), Medical Subject Headings (MeSH)).” Id. Further, MARC records
`
`include call numbers, which themselves include a classification number. For
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`example, the 050 field is the “Library of Congress Call Number.” See
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`http://www.loc.gov/marc/bibliographic/bd050.html. A defined portion of the
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`Library of Congress Call Number is the classification number, and “source of the
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`classification number is Library of Congress Classification and the LC
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`Classification-Additions and Changes.” Id. Thus, included in the 050 field is a
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`subject matter classification. Each item in a library has a single classification
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`number. A library selects a classification scheme (e.g., the Library of Congress
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`Classification scheme just described or a similar scheme such as the Dewey
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`Decimal Classification scheme) and uses it consistently. When the Library of
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`Congress assigns the classification number, it appears as part of the 050 field. If a
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`local library assigns the classification number, it appears in a 090 field. In either
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`scenario, the MARC record includes a classification number that represents a
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`subject matter classification.
`
`14.
`
`The OCLC was created “to establish, maintain and operate a
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`computerized library network and to promote the evolution of library use, of
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`libraries themselves, and of librarianship, and to provide processes and products
`
`6
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`for the benefit of library users and libraries, including such objectives as increasing
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`availability of library resources to individual library patrons and reducing the rate
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`of rise of library per-unit costs, all for the fundamental public purpose of furthering
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`ease of access to and use of the ever-expanding body of worldwide scientific,
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`literary and educational knowledge and information.”4 Among other services,
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`OCLC and its members are responsible for maintaining the WorldCat database
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`(http://www.worldcat.org/), used by independent and institutional libraries
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`throughout the world.
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`15. OCLC also provides its members online access to MARC records
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`through its OCLC Connexion database. When an OCLC member institution
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`acquires a work, it creates a MARC record for this work in its computer catalog
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`system in the ordinary course of its business. MARC records created at the Library
`
`of Congress are tape-loaded into the OCLC database through a subscription to
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`MARC Distribution Services daily or weekly. Once the MARC record is created
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`by a cataloger at an OCLC member institution or is tape-loaded from the Library
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`of Congress, the MARC record is then made available to any other OCLC
`
`
`
`4 Third Article, Amended Articles of Incorporation of OCLC Online Computer
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`Library Center, Incorporated (available at http://www.oclc.org/en-
`
`US/councils/documents/amended_articles.html).
`
`7
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`members online, and therefore made available to the public. Accordingly, once the
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`MARC record is created by a cataloger at an OCLC member institution or is tape-
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`loaded from the Library of Congress or another library anywhere in the world, any
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`publication corresponding to the MARC record has been cataloged and indexed
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`according to its subject matter such that a person interested in that subject matter
`
`could, with reasonable diligence, locate and access the publication through any
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`library with access to the OCLC Connexion database or through the Library of
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`Congress.
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`16. When an OCLC member institution creates a new MARC record,
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`OCLC automatically supplies the date of creation for that record. The date of
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`creation for the MARC record appears in the fixed field (008), characters 00
`
`through 05. The MARC record creation date reflects the date on which, or shortly
`
`after which, the item was first acquired or cataloged. Initially, field 005 of the
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`MARC record is automatically populated with the date the MARC record was
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`created in year, month, day format (YYYYMMDD) (some of the newer library
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`catalog systems also include hour, minute, second (HHMMSS)). Thereafter, the
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`library’s computer system may automatically update the date in field 005 every
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`time the library updates the MARC record (e.g., to reflect that an item has been
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`moved to a different shelving location within the library). Field 005 is visible
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`when viewing a MARC record via an appropriate computerized interface, but
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`8
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`when a MARC record is printed to hardcopy, no “005” label appears. The initial
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`field 005 date (i.e., the date the MARC record was created) does appear, however,
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`next to the label “Entered.”5 The date upon which the most recent update to field
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`005 occurred also appears, next to the label “Replaced.” Thus, when an item’s
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`MARC record has been printed to hardcopy—as is the case with the exhibits to this
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`report—the date reflected next to the label “Entered” is necessarily on or after the
`
`date the library first cataloged and indexed the underlying item.
`
`17. Once one library has cataloged and indexed a publication by creating
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`a MARC record for that publication, other libraries that receive the publication do
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`not create additional MARC records—the other libraries instead rely on the
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`original MARC record. They may update or revise the MARC record to ensure
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`accuracy, but they do not replace or duplicate it. This practice does more than save
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`libraries from duplicating labor. It also enhances the accuracy of MARC records.
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`Further, it allows librarians around the world to know that a particular MARC
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`record is authoritative (in contrast, a hypothetical system wherein duplicative
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`records were created would result in confusion as to which record is authoritative).
`
`18.
`
`The date of creation of the MARC record by a cataloger at an OCLC
`
`5
`
`In this report, I sometimes refer to the “Entered” entry as field 008, characters
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`00-05.
`
`9
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`member institution reflects when the underlying item is accessible to the public.
`
`Upwards of two-thirds to three-quarters of book sales to libraries come from a
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`jobber or wholesaler for online and print resources. These resellers make it their
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`business to provide books to their customers as fast as possible, often providing
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`turnaround times of only a single day after publication. Libraries purchase a
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`significant portion of the balance of their books directly from publishers
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`themselves, which provide delivery on a similarly expedited schedule. In general,
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`libraries make these purchases throughout the year as the books are published and
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`shelve the books as soon thereafter as possible in order to make the books available
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`to their patrons. Thus, books are generally available at libraries across the country
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`within just a few days of publication.
`
`19.
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`In preparing this report, I used authoritative databases, such as the
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`OCLC Connexion database and the Library of Congress Online Catalog, to
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`confirm citation details of the various publications discussed.
`
`IV. Exhibit 1006 to the Petition
`20. Attached hereto as Exhibit B is a true and correct copy of the MARC
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`record for Don Anderson, PCMCIA SYSTEM ARCHITECTURE: 16-BIT PC
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`CARDS (MindShare, Inc., 2nd ed. 1995) (Ex. 1006). In verifying the citation for
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`Exhibit 1006, I confirmed that the publication month was September 1995. I
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`obtained this MARC record from the OCLC Connexion database, and it is OCLC
`
`10
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`record number 33282021. Exhibit B indicates that PCMCIA SYSTEM
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`ARCHITECTURE: 16-BIT PC CARDS was cataloged by the Library of Congress
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`as of September 22, 1995. In view of Exhibit B, PCMCIA SYSTEM
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`ARCHITECTURE: 16-BIT PC CARDS was publicly available no later than
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`September 22, 1995, because by that date it had been cataloged and indexed at the
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`Library of Congress and made part of the OCLC Connexion database. For these
`
`reasons, I find that Exhibit 1006 was published and accessible to the public as of
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`September 22, 1995.
`
`21.
`
`In signing this Declaration, I recognize that the Declaration will be
`
`filed as evidence in a contested case before the Patent Trial and Appeal Board of
`
`the United States Patent and Trademark Office. I also recognize that I may be
`
`subject to cross-examination in the case and that cross-examination will take place
`
`within the United States. If cross-examination is required of me, I will appear for
`
`cross-examination within the United States during the time allotted for cross-
`
`examination.
`
`22.
`
`I hereby declare that all statements made herein of my own
`
`knowledge are true and that all statements made on information and belief are
`
`believed to be true, and further that these statements were made with the
`
`knowledge that willful false statements and the like so made are punishable by fine
`
`or imprisonment, or both, under Section 1001 of Title 18 of the United States
`
`11
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`Code.
`
`DATED: October 16,2017
`
`By:
`
`‘ X2?—
`
`. Sylvia Hall-Ellis
`
`
`
`WESTERN DIGITAL CORPORATION, EXHIBIT 1018
`WESTERN DIGITAL CORPORATION, EXHIBIT 1018
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`Exhibit A
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`WESTERN DIGITAL CORPORATION, EXHIBIT 1018
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`Sylvia D. Hall-Ellis, Ph.D.
`Page 1 of 50
`
`CURRICULUM VITAE
`SYLVIA D. HALL-ELLIS
`
`
`email: sophia06219@msn.com
`
`
`
`
`
` email: profhallellis@gmail.com
`
`
`
`
`
`
`email: Sylvia.Hall-Ellis@sjsu.edu
`
`
`
`
`
`
`
`
`
`303-756-6860 – office
`720-387-6585 – mobile
`303-756-0424 – fax (home)
`
`EDUCATION
`
`Ph.D., University of Pittsburgh, Pittsburgh, Pennsylvania, 1985
`
`M.P.S., University of Denver, Denver, Colorado, 2014
`
`Post Graduate Studies, University of Texas – San Antonio, Texas, 1975-1976
`
`M.L.S., University of North Texas, Denton, Texas, 1972
`
`B.A., Rockford University, Rockford, Illinois, 1971
`
`PROFESSIONAL EXPERIENCE
`1981-
`
`Consultant for higher education, non-profit organizations, and corporations.
`
`2002-
`
`
`
`2014-2016
`
`2010-2014
`
`
`2011-2013
`
`
`
`Adjunct Professor, School of Information, San José State University, San José,
`California. Serve as part-time faculty member teaching graduate students in technical services
`(cataloging, bibliographic control, classification), “core courses,” and special topics.
`
`Director, Grants and Resource Development, Colorado Community College System.
`Provided leadership and vision to foster the continued growth of rigorous scholarship,
`innovative projects, and creative work for statewide system, 13 campuses, and 50 teaching sites
`serving 155,000 students. Responsible for leadership and ensured efficient functioning of
`contract and grants in compliance with state & federal requirements and successful
`implementation and management. Served as a subject matter expert and liaison for college
`Grant Directors for all issues relating to grants and subcontracts.
`
`Senior Grant Administrator, Morgridge College of Education, University of Denver
`(Colorado). Provided leadership and vision to foster continued growth of rigorous scholarship,
`innovative research, and creative work in the Morgridge College of Education. Ensure that
`contract and grants processes function effectively and efficiently for 60 faculty and researchers
`with a focus on the successful progression and efficient management of grants totaling $13M.
`Worked effectively and collegially with Department Chairs and Program Coordinators on
`operational grant-related management activities and with a broad range of internal and external
`constituencies. Supported the dissemination and promotion of faculty research and scholarship
`to outside constituents at conferences and through publications. Assisted Principal Investigators
`and grant project teams by coaching, mentoring, and financial management.
`
`Interim Director & Assistant Dean, Westminster Law Library, Sturm College of Law,
`University of Denver. Planned, organized, and directed all administrative activities for the
`library serving students, faculty, and alumni; oversaw the employment, retention, promotion,
`transfer and termination of library personnel; represented the library at professional
`conferences and public meetings; created and promoted a climate and culture of acceptance for
`new programs and services, a positive high-quality image of the law library, and that reflect the
`organization’s values, encourage excellent performance, and reward high productivity and
`innovation; provided leadership and set strategic direction of the organization; ensured that the
`library provided excellent customer service through solution-oriented staff response to patron
`needs and by responsiveness and continuous improvement of the organization; promoted,
`developed, and maintained positive working relationships with colleagues and customers
`including key stakeholders and groups, higher education institutions, the legal community,
`other regional libraries and districts statewide, and national library organizations.
`
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`2007-2014
`
`
`2002-2007
`
`
`2000-2002
`
`
`2000-2001
`
`
`1999-2000
`
`
`1997-1999
`
`
`1995-1997
`
`
`
`
`
`
`Sylvia D. Hall-Ellis, Ph.D.
`Page 2 of 50
`
`Associate Professor, Library & Information Science, Morgridge College of Education,
`University of Denver (Colorado). Served in leadership role and worked collaboratively in
`program, college, campus and community environments. Advised and supervised students,
`taught core and specialized courses at the graduate level in an integrative, student-centered
`learning environment. Served on LIS, College, and University committees, and maintained
`working relationships with colleagues in other academic units and information professionals in
`the Rocky Mountain region and beyond. Served on and chair doctoral student dissertation
`committees. Oversaw and facilitated the College and LIS graduate student association.
`
`Assistant Professor, Library & Information Science, College of Education, University of
`Denver (Colorado). Served as tenure-track faculty member teaching graduate students in “core
`courses,” resource description and access, service learning, and independent studies. Advised
`graduate students, participate on LIS and College committees, and serve on doctoral student
`dissertation committees. Oversaw and facilitated the LIS graduate student association and
`alumni association.
`
`Affiliate Faculty, Library & Information Science, College of Education, University of
`Denver (Colorado). Served as part-time faculty member teaching graduate students in
`technical services (cataloging, bibliographic control, classification), “core courses,” and special
`topics. Oversaw and facilitated the LIS graduate student association and alumni association.
`
`Special Assistant to the Secretary’s Regional Representative, U.S. Department of
`Education, Region VIII, Denver, Colorado. Served as the principal advisor and
`representative of the U. S. Secretary of Education’s Regional Representative (SRR). Ensured
`the implementation of major goals of the SRR and the Secretary. Provided leadership on behalf
`of the SRR in contacts with high-level officials in Region VIII requiring sensitive policy
`interpretation in communication with senior Department officials to solve problems and resolve
`issues raised by State and local education officials. Served as the primary contact for School-
`to-Work/Career, Children’s Health Insurance Program, and Safe and Drug-Free Schools.
`Delivered technical assistance to local education agencies and institutions of higher education
`in technology, professional development, and school construction.
`
`Catalog Librarian, Jefferson County Public Library, Lakewood, Colorado. Performed
`original, copy cataloging and classification of library materials (English and Spanish) using
`standard library protocols; completed original descriptive cataloging and subject analysis;
`enhanced brief catalog and authority records in III.
`
`Development Officer, McREL International, Aurora, Colorado. Served as senior member
`of corporate management team in strategic planning, development of proposals and contracts,
`implementation, and evaluation of new services, products, and programs for educational
`agencies. Provided creative leadership to corporate committees to solicit ideas, identify goals
`and objectives, plan, develop, present, and evaluate professional development opportunities.
`
`Education Specialist, Education Service Center, Region One, Edinburg, Texas. Served as
`member of Administrative Cabinet team in strategic planning, development of proposals and
`contracts, implementation, and evaluation of telecommunications capabilities, services,
`products, and programs for 40 school districts serving 283,000 students in 7 counties. Provided
`creative leadership to regional and state committees to solicit ideas, identify strategic goals and
`objectives, plan, develop, present, and evaluate funding opportunities and professional
`development for 400 librarians.
`
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`1993-1996
`
`
`1992-1993
`
`
`1981-1985
`
`
`1981
`
`
`
`
`1978-1981
`
`
`
`
`
`1976-1978
`
`
`
`
`
`
`
`
`
`
`
`1975-1976
`
`
`1973-1975
`
`Sylvia D. Hall-Ellis, Ph.D.
`Page 3 of 50
`
`Assistant Professor of Library Science, Sam Houston State University, Huntsville, Texas.
`Served a faculty member teaching 400 graduate students in technical services (cataloging,
`bibliographic control, classification), automation, and networking. Participated in distance
`education program and coordinated annual conference. Conducted university and Texas
`Library Association-funded field research focused on library collection development and
`academic achievement.
`
`Head Librarian, Rocky Mountain College of Art & Design, Denver, Colorado.
`Responsible for the daily operation, selection and acquisition of materials, formulation of
`policies for library operations, media center, and photography/slides archives. Designed and
`implemented library automation and delivery of electronic resources to college community.
`
`Development Officer, PRLC, Inc., Pittsburgh, Pennsylvania. Served as senior member of
`corporate management team in strategic planning, development of proposals and contracts,
`implementation, and evaluation of new services, products, and programs for 100 institutional
`member organizations. Coordinated the development of proposals and contracts totaling
`$4,000,000 annually. Provided creative leadership to corporate committees to solicit ideas,
`identify goals and objectives, plan, develop, present, and evaluate professional development
`opportunities.
`
`Director of Library Development, Pennsylvania Department of Education, Harrisburg,
`Pennsylvania. Responsible for statewide development, technical assistance, professional
`development, resource sharing, children’s services, institutional library services, networking,
`and state aid program for all libraries throughout the Commonwealth. Functioned as liaison to
`Governor’s Advisory Council, LSCA Advisory Council, District Administrators, private
`colleges, universities, consortia managers, and network directors. Supervised $14,000,000
`formula-based state aid program and $3,000,000 grant awards to individual libraries, consortia,
`and networks.
`
`Assistant Director, Southern Tier Library System, Corning, New York. Coordinated
`operation of system-wide programs (technical assistance, professional development,
`resource sharing, technical services, outreach) to 40 public libraries in 5 counties
`serving 500,000 residents. Solicited ideas, identified goals, sponsored, and evaluated
`professional development opportunities and technical assistance sessions.
`
`Division Librarian for Technical Services, Corpus Christi Public Libraries, Corpus
`Christi, Texas. Provided leadership in acquisitions, cataloging, serials control, and
`processing for main library and 4 branches serving 250,000 residents. Participated as senior
`member of library management team. Compiled and prepared technical evaluations, reports,
`and statistical analyses of Division operations to measure the achievement and cost of annual
`goals, objectives, and staff performance.
`
`System Coordinator, San Antonio Major Resource Center, San Antonio, Texas. Served
`as senior member of the management team for District X Office, charged to provide technical
`assistance, resource sharing, media services, and professional development to librarians and
`staff representing 30 public library jurisdictions in 21 counties serving 1,500,000 residents.
`Functioned as liaison to System Director, staff, and members of governing bodies with the
`System Board of Directors and the Texas State Library and Historical Commission. Prepared
`LSCA grant applications and monitored awards totaling $1,100,000 annually.
`
`Bilingual Branch Librarian, San Antonio Public Library, San Antonio, Texas. Worked as
`librarian providing reference, information, and readers’ advisory services in branch serving
`50,000 Spanish-speaking residents in southwest San Antonio. Participated in collection
`development and resource acquisition activities, specializing in children’s work, Spanish
`language resources, and multicultural studies.
`
`WESTERN DIGITAL CORPORATION, EXHIBIT 1018
`Page 17 of 66
`
`

`

`1972-1973
`
`
`1966-1971
`
`Librarian, Holding Institute, Laredo, Texas. Worked as high school librarian serving 500
`boarding students in Spanish-speaking environment of private school. Provided reference,
`research assistance, and library instruction to students and 35 faculty members.
`
`Rockford Public Library, Rockford, Illinois. Worked in branches as part-time as a Library
`Assistant, Clerk, and Page in city library serving 150,000 residents.
`
`Sylvia D. Hall-Ellis, Ph.D.
`Page 4 of 50
`
`WESTERN DIGITAL CORPORATION, EXHIBIT 1018
`Page 18 of 66
`
`

`

`PUBLICATIONS
`
`Editor-reviewed Monographs (Completed and in Progress)
`
`Sylvia D. Hall-Ellis, Ph.D.
`Page 5 of 50
`
`Grealy, Deborah S., and Sylvia D. Hall-Ellis. Organic Succession Planning: Upskilling and Sustaining Your
`Organization. Santa Barbara, Calif.: ABC-Clio; Libraries Unlimited. Under contract & In development.
`
`
`Hall-Ellis, Sylvia D., and Mary Beth Weber. Contemporary Cataloging in an RDA Environment: A Handbook for
`Students and Practitioners. Chicago, IL: American Library Association. Under contract & In development.
`
`
`RDA Testing: Lessons Learned and Challenges Revealed. Sylvia D. Hall-Ellis and Robert O. Ellett, Jr., eds.
`Binghamton, N.Y.: Haworth, 2012. 128 p.
`
`Hall-Ellis, Sylvia D., Stacey L. Bowers, Christopher D. Hudson, and M. Claire Williamson. Librarian’s Handbook
`for Seeking, Writing, and Managing Grants. Santa Barbara, Calif.: Libraries Unlimited, 2011. 315 p.
`
`Hall-Ellis, Sylvia D., with Ann Jerabek, and Merrie W. Valliant. Contemporary Cataloging: A Handbook for
`Practitioners and Students. Open access text. Athens, GA: University of Georgia System Regents, 2011. 767 p.
`
`
`Grealy, Deborah S. and Sylvia D. Hall-Ellis. From Research to Practice: The Scholarship of Teaching and Learning
`in LIS Education. Westport, Conn.: Libraries Unlimited, 2009. 175 p.
`
`Hall-Ellis, Sylvia D. with J. Ann Jerabek. Grants for School Libraries. Westport, Conn.: Libraries Unlimited, 2003.
`197 p.
`
`Hall-Ellis, Sylvia D., Doris Meyer, Frank W. Hoffmann, with J. Ann Jerabek. Grant Writing for Small Libraries and
`School Library Media Centers. Boulder, Colo.: NetLibrary, 2001. 173 p.
`
`Hall-Ellis, Sylvia D., Doris Meyer, Frank W. Hoffmann, with J. Ann Jerabek. Grant Writing for Small Libraries and
`School Library Media Centers. Englewood, Colo: Libraries Unlimited, 2000. 173 p.
`
`Editor-reviewed Chapters (Completed and In Progress)
`
`Hall-Ellis, Sylvia D. “Grant Writing and Sponsored Research Funding for Academic Librarians.” In The New
`Librarianship. Vol. 4. Bradford Lee Eden, ed. New York: Scarecrow Press, 2015. (pp. 163-174)
`
`Hall-Ellis, Sylvia D. “Organizing Information: Technical Services.” In Information Services Today: An
`Introduction. Sandra Hirsch, ed. Lantham, Md.: Rowman and Littlefield, 2015. (pp. 139-148)
`
`Hall-Ellis, Sylvia D. “Metadata, MARC, and More.” In Rethinking Technical Services, Considering Our Profession
`and Ourselves: What’s the Future of Our Profession? Mary Beth Weber, ed. Lantham, Md.: Rowman and
`Littlefield, 2015. (pp. 29-55)
`
`Hall-Ellis, Sylvia D., ed. “Cont

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