DECLARATION AND POWER OF ATTORNEY
`FOR PATENT APPLICATION
`
`As at below named inventor, I hereby declare that:
`
`ATTGRNEY DOCKET NO. 700700484
`
`My residenceicorrespondence post office address and citizenship ere assorted below next to my name:
`
`I believe I am the orig i,nal first and sole inventor (if onlyone nameia listed below or an original first andjoinl inventor (If plural
`names are listed below) oi the subject matter whichis claimed arid for which a patentlE sought on the invention entitled
`LIGHT EMlTTlNG DEVICE
`
`the specification of which is attached hereto unless the following box to checked;
`E] wasrfiled on
`asUSAp barren Serial No. or PCT international Application
`
`Number
`and was amended on
`R
`(if applicable)
`I hereby state that I have reviewed and understood the contentsofthe aboI/Ewldentii’ied specification Including the claims as
`amended by any amendmentis} referred to shove Iaetmowtedge the duty to disclose all information whichIs material to
`patentabilily as defined in 37 CPR 1 58.
`Foreign Application(s) andlor Claim of Foreign Priority
`I hereby claim foreign pIiority benefits under Tille 35 United States Code Sect-Ion 119 of any foreign applicatiunis) for patent or inventoris)
`certificate llsled below and have also identified below any Ioreign application tor patent or tnventoris) certificate having a filing date before that at the
`
`application on which priorityto claimed:
`,7
`WWW”
`coomny
`APPLICATICTN Milneen
`DATE #1LED
`enlonlw CLAIMED UN DER as one. III:
`
`
`
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`Provisional Application
`l hereby claim the benefit under Title 35‘ United States Code Section 119(6) at any United States provisional applimtinnls) listed below;
`AFFLIGATION SERIAL NUMBER
`FIiZINo arm:
`“”
`
`
`
`
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`
`
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`g
`
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`
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`‘
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`U. S Priority Claim
`
`I hereby claim the benefit under Title 35 United State; Code Section 120oi“anyUnited States app loation(a; listed below and insofar as the
`subject matter of each at theclaims of this application’iit not
`dad I: the priorUnited States applicationin the manner provided by the llrst
`
`paragraph oi Tltle 35. United States Code Seotioh 11:2
`‘ duty to dI‘acl
`_f__ial informedon as derineo in Tila 37 Code of
`
`
`Federal Regulations, Section 1 55ia) which attuned Seinoen ,
`,
`,
`‘
`,
`’
`'
`' and the national or PCT international filing date
`
`‘
`W
`of this application:
`\
`
`
`’_
`\
`/ FILINWTE
`APPLICAIIQNSERIAL NUMBER
`STATUS tpalaanandhgiabandonw}
`
`Twm V
`M
`’
`”W" M”
`POWER or ATT carter;
`[is a named inventor E hereby appo nt the follow’inn attornovisl andior agentis) to prosecute this application and transact all business in the Patent
`and Trademark Office connected therewith: PRACTITIONERS ASSOCIATED WITH CUSTOMER NUMBER 5?289
`Send Correspondence to:
`Direct l‘alephone Calls To:
`Customer Number
`57299
`
`I
`
`_,
`
`_
`
`,
`
`_
`
`mi
`_
`
`Nymph»
`
`
`
`Scott Weitzel
`Robert W Nelson Esqr
`AVAGO TECHNOLOGIES. LTDI
`(970) 288-0747
`OR
`(303) 298-9538
`4300 Ziegler Road
`Fort Collins. CO 80525
`
`
`,
`
`l hereby declare that all statements made herein at my own knowledge are true and that all statements made on information and
`belief are believed to be true; and further that these statements were niacin WIith the knowledge that willful false statements and the
`Ike so made are punishable bylfine or imprisonment or both‘ under. Section 1001 of Title 18 of the United States Code and that
`such willful false statements may jeopardize the validIty oithe application or any patent issued thereon
`
`Full Name oilnuentor; Lee Koo Hon '
`Residence: Penang. Malaysia
`Correspondence Post Office Address: 4380 Ziegler Road, Fort Collins, CO 811525
`IS 90340“
`lnvcntur's S igIIIIlIIrn
`
`\
`
`Citizenship: Malaysian
`
`and e/uao‘i
`
`Dan:
`
`Roy 09/05 [Bentham
`
`Page! III
`
`2
`
`Nichia Exhibit 1002
`
`Page 1
`
`
`
`Nichia Exhibit 1002
`Page 1
`
`

`

`DECLARATION AND POWER OF ATTORNEY
`FOR PATENT APPLICATION {Continued}
`
`ATTORNEY DOCKET NO. 700700484
`
`,
`
`Full Name of la! 2 Joint inventorzTan Kneng Leng
`Residence: Malaysia
`Correspondence Post Office Address: 4380 Ziegier Road. Fort Collins, CO 30525
`
`Cltizenshlp: Malaysian
`
`Full Name of # 3 Joint inventor: Lee Chiau Jin
`Residence: Malaysia
`
` lnwnruv‘x Slgiuflmc
`
`
`Full Name of 1% 4 Joint Inventor: N9 Keat Chuan
`Residence: Malaysia
`Correspondence Post 0% Address: 4330 Ziegler Road, Fort Collins, CO 80525
`
`(
`v1 "
`a
`*
`film/02;}
`mutant: Slunamw
`‘
`Edie
`
`Citizenship: Malaysian
`
`_..____“W,__..
`
`E
`
`r:\V
`
`Full Name offl. 5 Joint InVenlor: Oon Slang Ling
`Residence: Malaysla
`Correspondence Post Office Address; 4380 Zlegler Road, Fort Collins, CO 80525
`
`Citizenship: Molayaian
`
`lnveulm ‘5 ngnnluz 1-
`
`“’5’"
`m
`
`Full Name of # 6 Joint Inventor: Ong Klam Soon
`Residence: Malaysia
`Correspondence Post Oflice Address: 4380 Ziegler Road‘ Fort Colilns. CO 80525
`
`1’1 Z021 / 0 Cl
`“—
`
`[3an
`
`Citizenship: Malaysian
`
`M] 07% 2‘1 ”
`
`ilwcnldr'sfiigndlme (
`'
`7
`Dnlc
`Full Name of it
`Joint Invantor:
`Citizenship:
`Residence:
`Correspondence Post Office Address:
`
`
`
`
`lnvuninr’s Sigmund
`..
`
`Dnlu
`
`Full Name of #
`Resldence:
`Correspondence Post Office Addresa:
`
`Joint Inventor:
`
`‘
`
`Citizenship:
`
`
`llwuumr‘s Slglmlnrc
`
`
`Dun:
`
`Full Name of #
`Residence:
`Correspondence Post Office Address;
`
`Joint Inventor:
`
`Cltlzenshlp:
`
`
`Invculor's Signature
`
`Dull:
`
`Rev was (00ch
`
`Pngu ‘2 ol
`
`'1
`
`Nichia Exhibit 1002
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`Page 2
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`Nichia Exhibit 1002
`Page 2
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`

`

`TITLE: LIGHT EMITTING DEVICE
`INVENTOR:
`Lee Kee Hon et al.
`ATTY DKT NO:
`70070048-1
`DRAWINGS:
`2 sheets, Figures 1-2
`
`1/2
`
`
`
`FIG.1
`
`160
`
`
`
`Nichia Exhibit 1002
`
`Page 3
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`Nichia Exhibit 1002
`Page 3
`
`

`

`TITLE; LIGHT EMITTING DEVICE
`INVENTOR:
`Lee Kee Hon etal,
`ATTY DKT NO:
`700700484
`DRAWINGS:
`2 sheets, Figures 1—2
`
`2/2
`
`100\
`
`134
`
`122
`
`
`
`FIG. 2
`
`Nichia Exhibit 1002
`
`Page 4
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`Nichia Exhibit 1002
`Page 4
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`

`

`
`
`
`
`
`
`
`FIGHT fiMITT NG DfiVICfl
`
` Background
`
`
`
`Light emitting devices typically include a light
`
`emitting diode (11D)
`located in a cavity.
`
`cavity may be reflective in order to increase the efficiency
`
`
`The cavity is filled with an
`
`
`
`in ordec to prOtect
`
`
`
`
`
`of the light—emitting device.
`
`encapsulate, such as silicone,
`
`
`and the re‘lectoc.
`
`
`
`The walls 0:
`
`the
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`the LED
`
`
`
`
`
`
`
`
`”om tqe
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
` LiJ
`delamination may spread to the LID, which may cause damage
`1
`
`(i
`
`
`to the LED and :ailare O”
`
`
`
`
`
`the
`
`1e light—emitting device.
`
`
`
`
`Encapsulants tend to delaminate or pull away
`
`n
` VG"
`
`'ector wa'ls. Once the delamination has started on a
`
`small section of the wall,
`
`the delamination typically
`
`continues rapidly.
`
`The delaminated areas may enable
`
`contaminants to enter the light—emitting device and either
`
`
`
`
`cause failure or a reduction in the ejficience of the light—
`
`
`
`
`
`emitting device.
`
`
`The delamination may also adversely affect
`
`the light pattern ploximate the delaminated wa", which may
`-—I
`
`reduce o dirjract the emitted light. Lventua"y,
`
`I]
`
` Rrie' Description 0" Drawings
`
`
`
`
`25
`
`I)
`
`
`l is a side cut away view 0: an embodiment o; a
`
`Fig.
`
`light—emitting device.
`
`Fig.
`
`
`2 is a top plan view 0:
`
`the light—emitting device
`
`of Fig. 1.
`
`Docket No. 7007004871
`
`1
`
`Nichia Exhibit 1002
`
`Page 5
`
`Nichia Exhibit 1002
`Page 5
`
`

`

`
`
` Detailed
`Description
`
`A side cut away view of a
`
`
`1 embodiment of a light—
`
`q Fig.
`
`
`l.
`
`As described in
`
`emitting device 100 is shown i
`
`
`
`greater detail below,
`
`the
`
`described herein uses devices
`
`probability that an encapsulan
`
`
`
`lighs—emitsing device 100
`
`
`
`and methods to redice the
`
`
`: used in the ligh,—emi-Ling
`
`
`
`
`device 100 will delaminate or peel
`
`
`
`from componen,s wi-hin
`
`methods are described herein to
`
`100.
`
`in addition,
`
`devices and
`
`reduce the probability that
`
`componen,s wishin the
`
`dislodged.
`
`light—emit
`
`:ing device 100 become
`
`
`
`
`
`
`
`the ligh,—emi-Ling device
`
`
`
`
`
`The light—emitting device 100 includes a subStrate 110
`
`
`
`
`
`l12 and a reflector
`on which a Light Tmittiqg Diode
`(TED)
`The LLlJ
`D 112 may be electrically connected
`
`ll4 are mounted.
`
`
`
`
`
`to the substrate 110.
`
`The portion of
`
`
`the reflector 114
`
`
`
`
`
`
`
`as the lower poltion.
`
`
`
`for illustration and that
`
`It
`
`
`
`is noted
`
`
`
`
`tiat the LED 112 is used
`
`
`
`located proximate the sabstrate 110 is sometimes referred to
`
`
`light emittels Other than LEDs may
`
`be used in conjunction with the light emitting device lOO
`
`
`
`
`
`
`
`
`
`
` the LWD ’17 is
`
`
`
`described herein.
`The combina'
`
`
`the ref’ector 114 forms a
`
`:ion ol
`
`the subStrate 110 and
`
`cavity 118 ii waich
`
`and fil'
`
`
`located.
`
`An encapsulant,
`
`such as silicone,
`
`is located in
`
`
`
`s or subStantially fills
`
`described in greater detail bel
`
`
`
`
`
`the cavity 118.
`
`As
`
`ow,
`
`
`
`the encapsulant adheres
`
`
`
`and the 11D 112.
`
`
` Tig. 2, which is a top
`
`tie substrate 110,
`
`to the reflector 114,
`
`The encapsulant serves
`
`cavity 118.
`
`
`
`to keep contaminants out of the
`
`With additional reference to
`
`
`
`plan view of tie light—emitting device 100 0: Fig. 1,
`
`the
`
`Docket No. 7007004871
`
`Nichia Exhibit 1002
`
`Page 6
`
`10
`
`15
`
`20
`
`25
`
`30
`
`Nichia Exhibit 1002
`Page 6
`
`

`

`
`flecsor 11-
`
`re
`
`secure
`
`re
`
`
`
`
`
`delamination
`
`flecsor 11-
`
`
`
`has many recessed portions and the like tha'
`
`the ercapsulant.
`
`These recessed portions also rednce
`
`and the probabilt
`
`:y of delamination between
`
`the
`
`and the encapsulant.
`
`The reflector 114 has
`
`
`
`may form the outer wal'
`
`0'
`
`An upper edge 124 extends
`
`outer circumferal wall 122 that
`
`the light—emitting device 100.
`
`an
`
`
`the reflector 114 and may
`
`form
`
`mat
`
`is
`
` l
`
`
`
` :ing device exits
`
`
`The
`,he light—emitting device 100.
`the highes: point 0
`
`
`I1
`th upp r
`dg
`12
`the ”e”1eclor 114 prox’
`
`around the circum:
`
`
`ference o:
`
`
`
`portion of
`
`
`ref'ector ’14
`
`
`
`10
`
`15
`
`sometimes ”efe*”ed
`
`to as the upper po
`
`
`from the
`
`ight—emit'
`
`'ocated proximate the upper portion.
`
`:tion.
`
`light emitted
`
`
` the opening in the
`
`
`wa"
`
`Opposite the upper portion of
`
`122 is a first
`
`inner wall 126
`
`lhe outer circumferal
`
`
`
`that extends toward the
`
`
`’28
`A first platform
`
`substrate 110 from the upper edge 124.
`
` from the lirs, inner wall 126
`
`the
`
`extends
`
`130 eXtends from
`
`.
`
`A second inner wall
`
`
`
`first plasform 128.
`
`
`
`The combination of the fi s:
`inner wal'
`
`
`
`
`
`the second inne
`
`l26,
`
`the
`
`
`first
`
`130 ‘0 ms a firs:
`
`
`platfo m 128 and
`
`nOtch 134.
`
`The first no*
`
`:ch 134 extends axially around
`
`the
`
`
`
` wall
`
` below,
`
`
`
`
`
`the
`
`
`
`20
`
`25
`
`
`
`
`should delaminatio
`
`refleCtor 114.
`
`
`firs, notch 134 serves
`
`As described in greater detail
`
`cavity 1’8.
`
`
`"n addition,
`
`extent of delamination
`
`that may occur
`
`start.
`
`:0
`
`nold the encapsulant within tn
`
`
`first notch
`
`l34 limits tne
`
`e
`
`n
`
`A second platform 138 extends
`
`
`from the second inner
`
`wall 130.
`
`A slanted wall 140 extends from the second
`
`
`
`platform 138.
`
`
`In the embodiment of
`
`the
`
`
`
`device described herein,
`
`30
`
`rela
`
`:ive to the substrate 110 so
`
`Docket No.
`
`70070048il
`
`
` -ha-
`
`the slanted
`
`wall
`
`light—emitting
`
`140 is at an angle
`
`
`
`
`
`light emitted
`
`
`from the
`
`Nichia Exhibit 1002
`
`Page 7
`
`Nichia Exhibit 1002
`Page 7
`
`

`

`light—emitting device 100 has a speci
`
`fied beam pattern
`
`associated therewith.
`
`140 and a third platform 148.
`
`The second notch 146 may
`
`tween the slanted wall
`
`eXtend along and around the re"
`
`ector 114 as shown in Fig.
`
`2.
`
`As with o
`
`
`:her portions ol
`
`the cavity 118,
`
`
`
`ed with the encapsulant.
`
`A second notch 146 is located be
`
`
`
`
`in greater detail
`
`delamination between
`
`the
`
`th
`
`e second
`
`As described
`
`
`
`
`
` nOtch 146 may be —=H'
`
` below,
`
`
`
`the second nOtch 146 serves to stop
`
`*ef1ector ‘14 and the encapsulant.
`
`
`the thihd p1atform 148
`
`
`
`
`:n the embodiment described herein,
`
`
` well
`
`
`
`
`’s 'ocated proximate
`
`The re“
`ector 114 has been described above as having
`
`the subst‘ate ‘10.
`
`
`
`defined walls and platforms.
`
`In some embodiments,
`
`tions between the walls and p'
`
`atforms are re1ative1y
`
`the
`
`
`
`transi
`
`smooth,
`
`so there are few,
`
`if
`
`any,
`
`edges between the
`
`transitions.
`
`In
`
`the embodiment o
`
`l
`
`the light—emitting device 100
`
`desc
`
`libed herein,
`
`
`the 11D 112.
`
`a gap
`
`l52 exists be
`
`tween the reflector 114
`
`10
`
`15
`
`
`
`
`
`and
`
`
`
`
`‘12.
`
`The gap 152 may con
`_‘,
`
`
`supply power to the LED
`
`
`
`For illJStIaCiOH p
`
`single wire bond 154 is shown extending between
`
`
`
`eroses,
`
`a
`
` the gap 152
`
`tain contaCts used to
`
`and the L3) 112.
`
`The wire bond 154 may supply power or
`
`eleCtrical
`
` L‘J
`signals to the L
`
`
`3 112.
`
`
`Other embodiments of
`
`the
`
`ligh
`
`t emitting device 100 may have more wires connected
`
`
`between tie UTD
`
`l12 and the subs
`
`trate 110.
`
`20
`
`25
`
`
`
`
`
`
`
`
`
`Conventional
`
`
`notch or the second nOtch.
`the first
`
`light emitting
`
`devices do nOt
`
`Delaminati
`
`
`the re"'
`
`ector and the encapsulant
`
`the re"
`
`'ector and continue down
`
`
`
`
`
`may 5
`
`
`
`-O
`
`the reflec-or
`
`tar- near
`
`
`have either
`
`on between
`
`
`the -op of
`
`the
`ward ht emitting
`
`30
`
`substrate.
`
`Delamination near the top of
`
`the lig
`
`Docket No. 7007004871
`
`Nichia Exhibit 1002
`
`Page 8
`
`Nichia Exhibit 1002
`Page 8
`
`

`

`
`device will adversely affect the brightness and beam pattern
`
`of the ligit emitting device.
`
`comme ice a s
`
`the junction of
`
`
`Delamination may also
`
`the refleCtor and the substrate.
`
`situation,
`
`
`delamination may spread to the LED and
`
`
` from the subStrate.
` 11D and
`
`cause
`
`
`the I?) to separate
`
`the wire bonds between the
`
` In either
`
`
`
`
`
`situations,
`
`may breai.
`
`The
`
`10
`
`
`
`
`
`
`
`
`
`
`
`de'am’nat’on o» s
`
`de'am’nat’on star
`
` ”eflector
`the
`14,
`
`
`‘I'FSs
`inner we'l
`126,
`
`
`
`
`ts proxima-
`
`
`
`
`reflector 114 described herein serves
`
`
`top delamination after i,
`
`te the top or upper edge
`
`
`
`
`In other
`
`the substrate
`
`
`
`to prevent
`
`if
`has started.
`
`’24 of
`
`
`
`
`
`
`
`able to
`
`l34 also
`
`be
`
`:ch
`
`the delamination may progress down the
`
`the
`first
`
`but it will be stopped by
`
`
`
`notch 134. Trere
`
`fore
`
`proceed down the slanted wall 140.
`
`15
`
`serves to ancror
`
`
`
`,
`
`the delamination will not
`
`The first nO'
`
`
`
`20
`
`25
`
`30
`
` further serves
`
`the encapsulant
`
`to the ref:
`
`_ector 114,
`
`which
`
`to prevent delamination.
`
`The same occurs
`
`notch 146.
`
`
`The refleCtor 114 has been described herein with two
`
`nOtches 134 ard 146,
`
`the first notch 134 and the second
`
`with the secord
` nOtch 146.
`
`
`Some embodiments o:
`
`
`
` therein that serve to
`
`the reflector 114 may have
`
`Other embodiments may
`
`
`further
`
`
`only one of tle notches 134 and 146.
`
`have more nOtches
`
`located
`
` an
`
`
`
`anchor the encapsul
`
`t and stop delamination.
`
`
`The reflector 114 described above serves to prevent
`
`
`
`'12
`the 1?3
`
`delamination of the encapsulant.
`
`the substrate 110.
`
`
`In conventional
`
`In addition,
`
`
`
`the substrate 110 to prevent
`
`
`
`
`
`
`
`
`
`
`
`may be more
`
`
`firmly secured to
`
`it from lilting from
`
`
`light emitting devices,
`
`subs-rate if delamination occars adjacent the
`
`the LL‘LJ 3s may separate
`
`
`from the
`
`
`iqu.
`
`
`
`ln
`
`addition,
`
`thermal stresses may weaken the bond between the
`
`Docket No. 7007004871
`
`Nichia Exhibit 1002
`
`Page 9
`
`Nichia Exhibit 1002
`Page 9
`
`

`

`10
`
`15
`
`20
`
`substrate and the LED.
`
`
`
`
`
`
`
`described herein serves to overcome these problems by more
`
`securely fastening tie UTD 112 to the subStrate 110.
`
`
`In order to more securely attacq the i?) '12 to the
`
`The light—emitting device 100
`
`
`
`
`
`
`
`
`
`
`
`JbSZIate 110 has at leaSt one recessed
`
`
`an adhesive located under tqe 11D 112.
`
`scribed herein,
`
`the subs-ra-e has two
`
`0 or dimples. Tie recessed portions 160
`
`
`
`
`
`
`
`substrate 110,
`
`
`the s
`
`por
`
` ln
`
` uion for holding
`
`
`the embodiment de
`
`recessed portions "6
`
`
`
`
`m
`D 112 from becom’n
`
`merefore,
`
`abstrate 110.
`
`sabstrate 110. This
`
`
`U)
`HHH
`
`serve to hold the adhesive used to adhere the LED 112 to the
`
`extra adhesion serves to prevent
`
`
`
`
`
`
`
`
`
`
`
`
`the
`
`
`
`LiJ k.)
`
`the L
`
`
`
`g dislodged from the substrate 110.
`
`
`if de'ami
`nation spreads to the L?) ‘12,
`
`12 has a 'ower prob
`abi'ity of becoming dislodged :rom tie
`
`
`It is noted tha
`
`t other recessed portions may be
`
`included under the LED 112.
`
`For example,
`
`a single ring may
`
`be used.
`
`
`In another
`
`example,
`
`a single recessed portion may
`
`be provided.
`
`
`
`It is also note
`
`
`
`be virtually any sha
`
`substantially round
`
`
`
`d that the light-emitting device 100 may
`
`pe.
`
`For example, rather than being
`
`the light—emitting
`
`as shown in Fig. 2,
`
`device 110 and the re" ector may be shaped as a rectangle,
`
`rhombus, square, or
`
`
` e"ipse.
`
`Docket No. 7007004871
`
`Nichia Exhibit 1002
`
`Page 10
`
`Nichia Exhibit 1002
`Page 10
`
`

`

`What is claimed is:
`
`l.
`
`A light emitting device comprising:
`
`a substrate;
`
`a reflector extending from said substrate, said
`
`
`re'lector ’orming a cavity in conjunction with said
`
`
`
`
`
`substrate;
`
`a light emitter located in said cavity; and
`
`at least one first recessed portion :
`
`_ocated in said
`
`
`
`
`
`
`
` eXtending substantially axially around sai
`
`re"leclo*, said at
`
`least one
`
`first recessed portion
`
`d re‘lector.
`
`
`
`2.
`
`The light emit'
`_an'
`
`comprising an encapsu:
`
`said encapsulant
`
`is
`
`recessed portion.
`
`
`I
`
`
`:ing device 0:
`
`
`
`claim 1 and further
`
`located in said cavity, wherein
`
`'ocated in said at least one first
`
`The ligrt emit'
`
`:ing device 0:
`
`
`
`: claim 1, wherein said
`
`3.
`
` VG"
`ector has an Lpper portion and a lower portion, said
`
`
`
`:ed proximate said substrate, said
`
`
`
`
`
`lower portion beirg loca
`
`said upper poltior.
`
`
`
`
`
`at least one first recessed portion being located proximate
`
`The ligkt emit'
`
`4.
`
`
`re' ector has an Lpper portion and a lower portion, said
`
`
`
`lower portion beirg loca
`
`
`at least one first recessed portion being located proximate
`
`
`ting device 0:: claim 1, wherein said
`
` :ed proximate said substrate, said
`
`
`said lower portior.
`
`Docket No. 7007004871
`
`Nichia Exhibit 1002
`
`Page 11
`
`Nichia Exhibit 1002
`Page 11
`
`

`

`5.
`
`
`H claim 1 wherein said
`The light emitting device 0:
`
`at least one
`
`
`first recessed portion is a notch bordered by a
`
`
`first wall and a second wall
`
`
`:lector.
`formed within said re'
`
`6.
`
`
`3 claim 1, wherein said
`The light emitting device 0:
`
`light emitter is electrically connected to said substrate.
`
`
`7.
`3 claim 1, wherein said
`The light emitting device 0:
`
`
`rejlector comprises a slanted portion tha- intersects a
`
`
`
`
`
`
`intersection o located at the
`
`'d
`5 said slanted portion and sat
`
`
`
`plat50”m, wherein said p'atf0”m is located proximate said
`
`and wherein said at least one recessed portion
`
`
`
`subStrate;
`
` platform.
`
`8.
`
`
`5 claim 1, wherein said
`The light emitting device 0:
`
`substrate comprises at least one recessed portion and
`
`wherein said light emit
`
`:er is located on said at least one
`
`
`
`recessed portion.
`
`9.
`
`
`The light emitting device of claim 8 and further
`
`comprising an adhesive located in said at least one recessed
`
`
`
`portion,
`
`said adhesive serving to bond said light emitter to
`
`said substrate.
`
`Docket No. 7007004871
`
`Nichia Exhibit 1002
`
`Page 12
`
`Nichia Exhibit 1002
`Page 12
`
`

`

`
`10.
`Tue light emitting device 0: claim 1, wherein said
` reflector comprises:
`
`a first wall extending subStantially perpendicular to
`
`said substrate;
`
`
`a firs, platform eXtending from said first wall;
`
`
`
`a second wall extending from said first platform and
`
`
`facing said firSt wall,
`
`tie space between said first wall
`
`and said second wall conStituting one 0: said at least one
`
`
`
`
`
`
`
`
`recessed portions;
`
`
`
`
`a second platform eXtending f*om said second wall
`
`
`
`
`
`
`
`toward the cente* 0" said light emitting device;
`
`
`a slanted portion eXtending from said second platform
`
`toward said substrate; and
`
`
`a third platform located on said substrate and
`
`intersecting said slanted portion;
`
`wherein a second of said at least recessed portion is
`
`
`located at
`
`
`
`
`the intersection of said third platform and said
`
`
`
`slanted portion.
`
`ll.
`
`A light emitting device comprising:
`
`a substlate;
`
`
`
`a reflector extending from said substrate, said
`
`
`
` reflector forming a cavity in conjunction with said
`
`substrate;
`
`a light emitter located in said cavity;
`
`at least one first recessed portion located in said
`
`reflector, said at least one first recessed portion
`
` eXtending substantially axially around said reflector; and
`
`
`at least one second recessed portion located in said
`
`
`
`
`
`substrate proximate said light emitter.
`
`Docket No. 7007004871
`
`9
`
`Nichia Exhibit 1002
`
`Page 13
`
`Nichia Exhibit 1002
`Page 13
`
`

`

`12.
`
`
`
`The light emitting device or claim 11 and further
`
`comprising an adhesive located in said at least one second
`
`recessed portion, said adhesive serving to bond said light
`
`emitter to said substrate.
`
`
`
`
`
`13.
`
`
`
`The light emi,-ing device or claim 11 and further
`
`comprising an encapsulant located in said cavity, wherein
`
`
`said encapsulant is also located in said at least one first
`
`recessed portion.
`
`
`
`The light emitting device 0" claim 1’, wherein
`l4.
`
`
`said *ef'ector has an upper portion and a 'owe” portion,
`
`
`
`
`
`
`
`
`
`
`
`
`said lower portion being located proximate said subStrate,
`
`
`
`
`
`said at least one first recessed portion being located
`
`proximate said upper portion.
`
`
`
`15.
`
`
`The light emitting device 0: claim 11, wherein
`
`said reflector has an upper portion and a lower portion,
`
`said lower portion being located proximate said substrate,
`
`said at least one first recessed portion being located
`
`
`
`proximate said lower poltion.
`
`
`
`
`
`16.
`
`
`The light emitting device 0” claim 11 wherein said
`
`
`at least one first recessed portion is a notch bordered by a
`
` first wall and a second wall
`
`
`formed within said reflector.
`
`Docket No. 7007004871
`
`10
`
`Nichia Exhibit 1002
`
`Page 14
`
`Nichia Exhibit 1002
`Page 14
`
`

`

`17.
`
`A light emitting device comprising:
`
`a substrate;
`
`a reflector extending from said substrate, said
`
`
`
`re'lector ’orming a cavity in conjunction with said
`
`
`
`
`
`substrate, said reflector comprising:
`
`a firSt wall extending subStantially perpendicular to
`
`
`
`
`
`a firs- p'aL"orm extending from said first wall; ”m and
`
`
`
`:o
`a second wall eXtend’ng from said "inst p'al
`
`
`
`
`
`
`
`
`
`
`
`
`
`facing said ”irs, wall,
`the space between said first
`
`t
`‘ecessed
`wall and said second wall constituting a 'i"s
`
`said SJbstrate;
`
`
`
`portion;
`
`
`
`a second platform extending from said second wall
`
`toward the center of said light emitting device;
`
`
`a slanted portion eXtending from said second platform
`
`
` toward said substrate; and
`
`
`
`
`
`a third platform located on said substrate and
`
`interseCting said slanted portion;
`
`
`
`whelein a second recessed portion is located at the
`
`
`interseCtion 0” said third platform and said slanted
`
`
`
` portion;
`
`
`
`a light emitter located in said cavity; and
`
`at least one third recessed portion located in said
`
`substrate proximate said light emitter.
`
`
`
`18.
`
`
`The ligqt emitting device 0: claim 17 and further
`
`comprising an adhesive located in said at least one third
`
`recessed portion, said adhesive serving to bond said light
`
`emitter to said substrate.
`
`Docket No. 7007004871
`
`11
`
`Nichia Exhibit 1002
`
`Page 15
`
`Nichia Exhibit 1002
`Page 15
`
`

`

`19.
`
`
`
`The light emitting device 0: claim 17 and further
`
`
`
`comprising an encapsulan: located in said cavity.
`
`Docket No. 7007004871
`
`12
`
`Nichia Exhibit 1002
`
`Page 16
`
`Nichia Exhibit 1002
`Page 16
`
`

`

`embodiment of the ligh
`
`A light emitting device is disclosed herein.
`
`, emit sing device comprises a
` :ending from the substrate.
`_GC:OI 6X
`
`Abstract
`
`An
`
`The
`
`:y in conjunction with the substrate.
`
`
`
`
`
`_ocated in the cavity. At least one
`
`
`
`the at
`
`substrate and a ref:
`
`"lec VOV
`"orms a cavi'
`
`
`- emiL-er is i
`
` A
`
`re
`
` ligh
`leas
`
`
`jirs
`
`
`
`
`- recessed portion is located in the reflector,
`
`i one
`
`-1*st recessed po,
`
`rtion extends substantially
`
` ,\
`
`
`axially around the re‘lecto
`
`Docket No.
`
`70070048il
`
`13
`
`Nichia Exhibit 1002
`
`Page 17
`
`Nichia Exhibit 1002
`Page 17
`
`

`

`
`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Title of Invention:
`
`LIGHT EMITTING DEVICE
`
`
`
`
`
`First Named Inventor/Applicant Name:
`
`Lee Kee Hon
`
`Robert Wayne Nelson/Kalyn Black
`
`Attorney Docket Number:
`
`70070048—1
`
`
`Filed as Large Entity
`
`Utility
`
`Filing Fees
`
`.
`.
`Description
`
`Fee Code
`
`Basic Filing:
`
`Utility application filing
`
`Utility Search Fee
`
`1111
`
`Utility Examination Fee
`
`.
`Quantity
`
`Amount
`
`1
`
`
`
`Sub-Total in
`USD($)
`
`
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-lnterference:
`
`Nichia Exhibit 1002
`
`Page 18
`
`Nichia Exhibit 1002
`Page 18
`
`

`

`Sub-Total in
`Description USD($) Quantity
`
`
`
`
`
` Total in USD ($)
`
`Post -Al | owance—and -Post-|ssu ance:
`
`
`Extension-of-Time:
`
`
`Miscellaneous:
`
`Nichia Exhibit 1002
`
`Page 19
`
`Nichia Exhibit 1002
`Page 19
`
`

`

`Electronic Acknowledgement Receipt
`
`
`
`EFS ID: 2180974
`
`Application Number:
`
`11853179
`
`Title of Invention:
`
`LIGHT EMITTING DEVICE
`
`Customer Number:
`
`57299
`
`
`
`
`
`Filer Authorized By: Robert Wayne Nelson
`
`
`
`Attorney Docket Number: 70070048—1
`
`Receipt Date:
`
`11-SEP-2007
`
`
`Application Type:
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`yes
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 and 1.17
`
`File Listing:
`
`Nichia Exhibit 1002
`
`Page 20
`
`Nichia Exhibit 1002
`Page 20
`
`

`

`Document
`
`File Size((Bytes)
`
`Multi
`
`128435
`
`Information:
`
`Oath or Declaration filed
`
`70070048-1_Dec|aration.pdf 43Iefle752bdb466I529|16200bb780ddb
`(241517
`
`Drawings
`
`70070048—1_drawings.pdf
`
`e7bl 01 2bc2d3991 B7631“ 207c5c3c0i9
`392611 09
`
`
`
`
`
`
`
`
`Warnings:
`
`lniormation:
`
`
`70070048-1_app|ication.pdf
`
`27e5591711216057296abil b06688ddl I
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Specification
`
`Warnings:
`
`lniormation:
`
`
`Fee Worksheet (PTO-06)
`
`fee-info.pdf
`
`95979430391 Odebdoaieifil 61d91da45
`Dd368145
`
`Nichia Exhibit 1002
`
`Page 21
`
`Nichia Exhibit 1002
`Page 21
`
`

`

`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see
`37 CFR 1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date
`shown on this Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions
`of 35 U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the
`application as a national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt,
`in due course.
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable.
`It serves as evidence of receipt
`similar to a Post Card, as described in MPEP 503.
`
`Receipt will establish the international filing date of the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary
`components for an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the
`International Application Number and of the International Filing Date (Form PCT/RO/105) will be issued in due
`course, subject to prescriptions concerning national security, and the date shown on this Acknowledgement
`
`Nichia Exhibit 1002
`
`Page 22
`
`Nichia Exhibit 1002
`Page 22
`
`

`

`Electronic Acknowledgement Receipt
`
`
`
`EFS ID: 2180974
`
`Application Number:
`
`11853179
`
`Title of Invention:
`
`LIGHT EMITTING DEVICE
`
`Customer Number:
`
`57299
`
`
`
`
`
`Filer Authorized By: Robert Wayne Nelson
`
`
`
`Attorney Docket Number: 70070048—1
`
`Receipt Date:
`
`11-SEP-2007
`
`
`Application Type:
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`yes
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 and 1.17
`
`File Listing:
`
`Nichia Exhibit 1002
`
`Page 23
`
`Nichia Exhibit 1002
`Page 23
`
`

`

`Document
`
`File Size((Bytes)
`
`Multi
`
`128435
`
`Information:
`
`Oath or Declaration filed
`
`70070048-1_Dec|aration.pdf 43Iefle752bdb466I529|16200bb780ddb
`(241517
`
`Drawings
`
`70070048—1_drawings.pdf
`
`e7bl 01 2bc2d3991 B7631“ 207c5c3c0i9
`392611 09
`
`
`
`
`
`
`
`
`Warnings:
`
`lniormation:
`
`
`70070048-1_app|ication.pdf
`
`27e5591711216057296abil b06688ddl I
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Specification
`
`Warnings:
`
`lniormation:
`
`
`Fee Worksheet (PTO-06)
`
`fee-info.pdf
`
`95979430391 Odebdoaieifil 61d91da45
`Dd368145
`
`Nichia Exhibit 1002
`
`Page 24
`
`Nichia Exhibit 1002
`Page 24
`
`

`

`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see
`37 CFR 1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date
`shown on this Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions
`of 35 U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the
`application as a national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt,
`in due course.
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable.
`It serves as evidence of receipt
`similar to a Post Card, as described in MPEP 503.
`
`Receipt will establish the international filing date of the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary
`components for an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the
`International Application Number and of the International Filing Date (Form PCT/RO/105) will be issued in due
`course, subject to prescriptions concerning national security, and the date shown on this Acknowledgement
`
`Nichia Exhibit 1002
`
`Page 25
`
`Nichia Exhibit 1002
`Page 25
`
`

`

`9/1 1 /07
`
`PTO/SB/06 (12-04)
`Approved for use through 7/31/2006. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the PapenNork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`PATENT APPLICATION FEE DETERMINATION RECORD
`Substitute for Form PTO-875
`
`APPLICATION AS FILED — PART I
`(Column 1)
`
`(Column 2)
`
`SMALL ENTITY
`
`1 1 [853, 1 79
`
`OTHER THAN
`SMALL ENTITY
`
`BASIC FEE
`(37 CFR 1.115(5), (b), or (c))
`SEARCH FEE
`(37 CFR 1.16(k), (i), or (m))
`EXAMINATION FEE
`(37 CFR 116(0), (p), or (q))
`TOTAL CLAIMS
`3 :lcm No
`'
`X
`(37 CFR 116(1))
`.
`INDEPENDENT CLAIMS
`minus 3 =_ X
`(:17 CFR 1.16m)
`
`It the specificationland drawings exceed 100
`APPLICATION SIZE
`sheets of paper, the application size tee due is
`
`FEE
`$250 ($125 for small entity) tor each additional
`
`
`(37 CFR 1 16(s))
`50 sheets or fraction thereof. See 35
`
`
`U.S.C. 41(a)(1)(G) and 37 CFR1I16(S)I
`'
`MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR1.16(j))
`
`' lfthe difference in column 1 is less than zero, enter "0" in column 2.
`
`I
`
`,19
`u
`
`
`
`
`
`RATE ($)
`
`FEE (S)
`
`RATE ($)
`
`FEE ($)
`
`,
`
`_
`25‘
`_
`100'
`
`.
`
`0R
`
`X
`X
`
`_
`
`_
`50‘
`_
`200'
`
`TOTAL
`
`TOTAL
`
`APPLICATION AS AMENDED — PART i|
`
`OTHER THAN
`
`(Column 3)
`
`SMALL ENTITY
`
`.
`
`OR
`
`SMALL ENTITY
`
`(Column 1)
`CLAIMS
`REMA'N'NG
`AFTER
`AMENDMENT
`
`.
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`Total
`
`
`
`<
`'5
`LU
`
`.
`
`.
`
`2 Independent
`g (37 CFR1.16(h))
`< Application Size Fee (37 CFR 1.16(s))
`
`FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.160))
`
`
`PRESENT
`EXTRA
`
`RATE (s)
`
`TigIEAL
`FEE $
`(
`)
`
`_
`
`_
`‘
`
`X
`
`
`
`
`
`TOTAL
`
`ADD'T FEE
`
`
`RATE 5
`(
`
`)
`_
`
`
`
`TTCE’SAL
`FEE $
`(
`)
`
`OR
`
`0R
`
`——
`0R _
`TOTAL
`OR ADD'T FEE
`
`ADDI-
`TIONAL
`
`FEE ($)
`
`
`ADDI-
`
`TIONAL
`
`FEE (3)
`
`RATE (5)
`
`OR
`
`RATE (3)
`
`
`
`OR
`
`_
`QR
`- _-
`OR
`— ——
`N/A
`OR
`NIA —
`TOTAL
`TOTAL
`ADD'T FEE
`ADD'T FEE
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`co
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`
`(Column 3)
`
`PRESENT
`EXTRA
`
`
`
`
`Lu
`Total
`S memm- -— X
`E Independent
`5 (:17 CFR1.16(h))
`< Applicationsizereeisvcmuse»
`
`FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.150))
`
`
`If the entry in column 1 is less than the entry in column 2, write “0" in column 3.
`‘
`“ If the "Highest Number Previously Paid For" IN THIS SP