throbber
Trials@uspto.gov
`571-272-7822
`
`
`
` Paper No. 28
`
` Entered: September 20, 2019
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`APPLE INC.,
`Petitioner,
`
`v.
`
`COREPHOTONICS LTD.,
`Patent Owner.
`____________
`
`Case IPR2018-01133, Patent 9,538,152 B2,
` Case IPR2018-01140, Patent 9,402,032 B2
` Case IPR2018-01146, Patent 9,568,712 B21
`____________
`
`
`Before MARC S. HOFF, BRYAN MOORE, AND MONICA
`ULLAGADDI, Administrative Patent Judges.
`
`ULLAGADDI, Administrative Patent Judge.
`
`
`
`
`
`
`ORDER
`Oral Hearing
`35 U.S.C. § 316(a)(10) and 37 C.F.R. § 42.70
`
`
`
`
`1 This Order applies to each of the listed cases. We exercise our discretion to
`issue one Order to be docketed in each case. The parties may not use this
`style caption for any subsequent papers without prior Board authorization.
`
`

`

`Case IPR2018-01133, Patent 9,538,152 B2
`Case IPR2018-01140, Patent 9,402,032 B2
`Case IPR2018-01146, Patent 9,568,712 B2
`
`
`On December 4, 2018, we instituted inter partes review in IPR2018-
`
`01133 and IPR2018-01140 and contemporaneously issued Scheduling
`
`Orders setting the date for oral arguments in these proceedings to September
`
`3, 2019. IPR2018-0133, Papers 8, 9; IPR2018-01140, Papers 9, 10. On
`
`December 7, 2018, we instituted inter partes review in IPR2018-01146 and
`
`issued a Scheduling Order setting the date for oral argument to September 3,
`
`2019 as well. IPR2018-01146, Papers 8, 9.
`
`On August 23, 2019, we reset the date for oral arguments to October
`
`8, 2019 via email communication to the parties. Patent Owner and
`
`Petitioner filed requests for oral argument pursuant to 37 C.F.R. § 42.70(a).
`
`IPR2018-01133, Papers 26, 27; IPR2018-01140, Papers 25, 26; IPR2018-
`
`01146, Paper 25.
`
`Petitioner requests that the hearings for IPR2018-01146 and IPR2018-
`
`01140 be consolidated. IPR2018-01146, Paper 25, 2. More particularly,
`
`Petitioner requests 45 minutes per side to present combined arguments for
`
`IPR2018-01146 and IPR2018-01140. Id. Petitioner further indicates that it
`
`[A]lso expects to argue IPR2018-01133 (involving the same
`parties as the present proceeding); however, as there are no
`apparent common
`issues with
`the present proceeding,
`consolidation of the three proceedings is not indicated.
`Petitioner’s Request for Oral Argument in IPR2018-01133 seeks
`45 minutes of additional time, separate from this request, to argue
`that case.
`
`Id.
`
`Patent Owner requests 45 minutes per side for IPR2018-01140 and 45
`
`minutes per side for IPR2018-01146. IPR2018-01140, Paper 26. Patent
`
`Owner expresses its belief that “consolidation is inadvisable, because the
`
`2
`
`

`

`Case IPR2018-01133, Patent 9,538,152 B2
`Case IPR2018-01140, Patent 9,402,032 B2
`Case IPR2018-01146, Patent 9,568,712 B2
`
`grounds for institution in IPR2018-01140 and IPR2018-01146 involve
`
`different prior art and substantially different arguments.” Id. Patent Owner
`
`also requests 45 minutes per side in IPR2018-01133. IPR2018-01133, Paper
`
`27.
`
`Petitioner’s and Patent Owner’s requests for oral hearing are granted
`
`and arguments will not be consolidated as to any of IPR2018-01133,
`
`IPR2018-01140, and IPR2018-01146. Oral argument will commence at
`
`9:30 AM Eastern Time, on October 8, 2019, and will be conducted at the
`
`USPTO Headquarters, Ninth Floor of Madison Building East, 600
`
`Dulany Street, Alexandria, Virginia, 22314. Each side will receive 2
`
`hours and 15 minutes of presentation time, including any rebuttal time,
`
`with 45 minutes allocated to presenting arguments in IPR2018-01140,
`
`45 minutes allocated to presenting arguments in IPR2018-01146, and 45
`
`minutes allocated to presenting arguments in IPR2018-01133.
`
`The hearing will be open to the public for in-person attendance, which
`
`will be accommodated on a first-come, first-served basis. The Board will
`
`provide a court reporter for the hearing, and the reporter’s transcript will
`
`constitute the official record of the hearing.
`
`Petitioner will open the hearing by presenting its case regarding the
`
`challenged claims. Patent Owner then will respond to Petitioner’s
`
`presentation. Petitioner may reserve rebuttal time (of no more than half their
`
`total presentation time) to reply to Patent Owner’s arguments. Patent Owner
`
`may reserve sur-rebuttal time (of no more than half its total presentation
`
`time) to respond to Petitioner’s rebuttal. See Trial Practice Guide Update,
`
`20 (Aug. 2018), available at https://go.usa.gov/xU7GP.
`
`3
`
`

`

`Case IPR2018-01133, Patent 9,538,152 B2
`Case IPR2018-01140, Patent 9,402,032 B2
`Case IPR2018-01146, Patent 9,568,712 B2
`
`
`Each presenter must identify clearly and specifically each
`
`demonstrative exhibit (e.g., by slide or screen number) referenced during the
`
`hearing to ensure the clarity and accuracy of the reporter’s transcript and for
`
`the benefit of the judge(s) presiding over the hearing remotely. A hard copy
`
`of the demonstratives, if used, should be provided to the court reporter at the
`
`hearing. Also, Petitioner and Patent Owner are reminded that, at the oral
`
`argument, they “may rely upon evidence that has been previously submitted
`
`in the proceeding and may only present argument relied upon in the papers
`
`previously submitted.” Office Patent Trial Practice Guide, 77 Fed. Reg.
`
`48,756, 48,768 (Aug. 14, 2012). “No new evidence or arguments may be
`
`presented at the oral argument.” Id. Petitioner and Patent Owner are
`
`directed to refrain from disclosing any confidential information during the
`
`hearing or including any confidential information in a demonstrative exhibit.
`
`A pre-hearing conference call will be held upon request. The request
`
`must be made no later than September 24, 2019. Prior to making such a
`
`request, Petitioner and Patent Owner shall meet and confer and, when
`
`possible, send a joint request to the Board with an agreed upon set of limited
`
`issues for discussion. A request for a pre-hearing conference may be made
`
`by email to Trials@uspto.gov, and shall include a list of issues to be
`
`discussed during the call and proposed times for the call, which should be no
`
`later than three (3) business days prior to the hearing. If either Petitioner or
`
`Patent Owner has any concerns about disclosing confidential information,
`
`they must contact the Board at least three (3) business days before the
`
`hearing to request a conference call to discuss the matter.
`
`4
`
`

`

`Case IPR2018-01133, Patent 9,538,152 B2
`Case IPR2018-01140, Patent 9,402,032 B2
`Case IPR2018-01146, Patent 9,568,712 B2
`
`
`Under 37 C.F.R. § 42.70(b), demonstrative exhibits must be served on
`
`the opposing party or parties seven (7) business days prior to the hearing.
`
`Demonstrative exhibits used at the hearing are aids to oral argument and not
`
`evidence, and should be clearly marked as such. For example, each slide of
`
`a demonstrative exhibit may be marked with the words
`
`“DEMONSTRATIVE EXHIBIT – NOT EVIDENCE” in the footer. Trial
`
`Practice Guide Update, 21.
`
`The Board expects that Petitioner and Patent Owner will meet and
`
`confer in good faith to resolve any objections to demonstrative exhibits, but
`
`if such objections cannot be resolved, Petitioner and Patent Owner are
`
`directed to request a conference call with the Board no later than three (3)
`
`business days prior to the hearing to resolve any dispute over the propriety
`
`of demonstrative exhibits. Petitioner and Patent Owner are responsible for
`
`requesting such a conference sufficiently in advance of the hearing to
`
`accommodate this requirement. Any objection to demonstrative exhibits
`
`that is not presented timely will be considered waived. The Board asks
`
`Petitioner and Patent Owner to confine demonstrative exhibit objections to
`
`those identifying egregious violations that are prejudicial to the
`
`administration of justice. Petitioner and Patent Owner may refer to CBS
`
`Interactive Inc. v. Helferich Patent Licensing, LLC, IPR2013-00033 (PTAB
`
`October 23, 2013) (Paper 118), and St. Jude Medical, Cardiology Div., Inc.
`
`v. The Board of Regents of the University of Michigan, IPR2013-00041
`
`(PTAB Jan. 27, 2014) (Paper 65) regarding the appropriate content of
`
`demonstrative exhibits. Petitioner and Patent Owner are directed to file their
`
`5
`
`

`

`Case IPR2018-01133, Patent 9,538,152 B2
`Case IPR2018-01140, Patent 9,402,032 B2
`Case IPR2018-01146, Patent 9,568,712 B2
`
`demonstrative exhibits, marked as noted above, in the records at least three
`
`(3) business days prior to the hearing.
`
`The Board expects lead counsel for each side to be present in person
`
`at the oral hearing. Any counsel of record, however, may present argument
`
`as long as that counsel is present in person. If either side expects that its
`
`lead counsel will not be attending the oral argument, the parties should
`
`initiate a joint telephone conference with the Board no later than two (2)
`
`business days prior to the oral hearing to discuss the matter.
`
`A party may request remote video attendance for one or more of its
`
`other attendees to view the hearing from any USPTO location. The
`
`available locations include the Texas Regional Office in Dallas, Texas; the
`
`Rocky Mountain Regional Office in Denver, Colorado; the Elijah J. McCoy
`
`Midwest Regional Office in Detroit, Michigan; and the Silicon Valley Office
`
`in San Jose, CA. To request remote video viewing, a party must send an
`
`email message to Trials@uspto.gov ten business days prior to the hearing,
`
`indicating the requested location and the number planning to view the
`
`hearing from the remote location. The Board will notify the parties if the
`
`request for video viewing is granted. Note that it may not be possible to
`
`grant the request due to the availability of resources.
`
`Any special requests for audio-visual equipment should be directed to
`
`Trials@uspto.gov. A party may also indicate any special requests related to
`
`appearing at an in-person oral hearing, such as a request to accommodate
`
`physical needs that limit mobility or visual or hearing impairments, and
`
`indicate how the PTAB may accommodate the special request. Any special
`
`6
`
`

`

`Case IPR2018-01133, Patent 9,538,152 B2
`Case IPR2018-01140, Patent 9,402,032 B2
`Case IPR2018-01146, Patent 9,568,712 B2
`
`requests must be presented in a separate communication not less than five
`
`(5) days before the hearing.
`
`It is
`
`ORDERED that, subject to the procedures and requirements set forth
`
`above, the requests for oral argument are granted; and
`
`FURTHER ORDERED that oral argument, conducted in accordance
`
`with the procedures above, shall commence at 9:30 AM Eastern Time, on
`
`October 8, 2019.
`
`7
`
`

`

`Case IPR2018-01133, Patent 9,538,152 B2
`Case IPR2018-01140, Patent 9,402,032 B2
`Case IPR2018-01146, Patent 9,568,712 B2
`
`
`
`For PETITIONER:
`
`Michael Parsons
`michael.parsons.ipr@haynesboone.com
`
`Philip Woo
`philip.woo.ipr@haynesboone.com
`
`Jordan Maucotel
`jordan.maucotel@haynesboone.com
`
`David Obrien
`david.obrien.ipr@haynesboone.com
`
`Andrew S. Ehmke
`andy.ehmke.ipr@haynesboone.com
`
`Hong Shi
`hong.shi.ipr@haynesboone.com
`
`
`
`
`For PATENT OWNER:
`
`Neil Rubin
`nrubin@raklaw.com
`
`C. Jay Chung
`jchung@raklaw.com
`
`Reza Mirzaie
`rmirzaie@raklaw.com
`
`
`
`
`
`
`8
`
`

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