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UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`DIODES INCORPORATED
`Petitioner
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`v.
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`NORTH PLATE SEMICONDUCTOR, LLC
`Patent Owner.
`
`
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`Case No. IPR2018-01196
`U.S. Patent No. 7,564,097
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`JOINT MOTION TO TERMINATE
`UNDER 35 U.S.C. § 317(a) AND 37 C.F.R. §§ 42.72 AND 42.74
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`AND
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`JOINT REQUEST TO KEEP PAPERS SEPARATE AS
`BUSINESS CONFIDENTIAL INFORMATION
`UNDER 35 U.S.C. § 317(b) AND 37 C.F.R. § 42.74(c)
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`-1-
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`Pursuant to 35 U.S.C. § 317(a), 37 C.F.R. §§ 42.72 and 42.74, and the Board’s
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`authorization of August 16, 2018, Petitioner Diodes Incorporated (“Petitioner”) and
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`Patent Owner North Plate Semiconductor, LLC (“Patent Owner”) jointly request
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`termination of the Inter Partes Review of U.S. Patent No. 7,564,097 in IPR2018-
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`01196.
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`The Parties have settled all of their disputes involving U.S. Patent No.
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`7,564,097. More specifically, the Parties have settled and dismissed their related
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`district court litigation (North Plate Semiconductor, LLC v. Diodes Incorporated,
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`Case No. 4:17-cv-00816 (E.D. Tex.)).
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`Pursuant to 37 C.F.R. § 42.74(b), the Parties’ settlement agreement made in
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`contemplation of termination of the proceeding is in writing, and a true and correct
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`copy of such agreement is being filed herewith as Exhibit 2007. No other such
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`agreements, written or oral, exist between the Parties.
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`The Parties hereby jointly request that the settlement agreement be treated as
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`business confidential information and be kept separate from the files of the above-
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`captioned IPR, pursuant to 35 U.S.C. § 317(b) and 37 C.F.R. § 42.74(c).
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`I.
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`Background
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`On June 5, 2018, Petitioner filed a request for Inter Partes Review of claims
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`1-5 of U.S. Patent No. 7,564,097 (“the ‘097 Patent”). See IPR2018-01196, Paper 1.
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`-2-
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`On July 23, 2018, the Parties agreed to settle all of their disputes involving the ‘097
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`Patent. On August 14, 2018, the Parties informed the Board of the settlement and
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`requested authorization to file a joint motion to terminate this proceeding with
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`respect to both the Patent Owner and Petitioner. On August 16, 2018, the Board
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`authorized the filing of the requested motion to terminate this proceeding as to both
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`Parties. The Board additionally authorized the Parties to include with the joint
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`motion to terminate a request to treat the settlement as business confidential
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`information.
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`The ‘097 Patent is not currently the subject of any additional pending Inter
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`Partes Review or district court proceedings.
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`II. Legal Standard
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`An inter partes review proceeding “shall be terminated with respect to any
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`petitioner upon the joint request of the petitioner and the patent owner, unless the
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`Office has decided the merits of the proceeding before the request for termination is
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`filed.” 35 U.S.C. § 317(a). A joint motion to terminate generally “must (1) include
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`a brief explanation as to why termination is appropriate; (2) identify all parties in
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`any related litigation involving the patents at issue; (3) identify any related
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`proceedings currently before the Office, and (4) discuss specifically the current
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`status of each such related litigation or proceeding with respect to each party to the
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`-3-
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`litigation or proceeding.” Heartland Tanning, Inc. v. Sunless, Inc., IPR2014-00018,
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`Paper No. 26, at *2 (P.T.A.B. July 28, 2014).
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`III. Termination Is Appropriate
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`
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`Termination of this IPR is appropriate under 37 C.F.R. § 42.71(a) as (1)
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`Petitioner and Patent Owner have settled their dispute regarding the '097 patent and
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`have agreed to terminate the IPR; and (2) the Board has not yet “decided the merits
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`of the proceeding.” See, e.g., Office Patent Trial Practice Guide, 77 Fed. Reg. 48756,
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`48768 (Aug. 14, 2012). Importantly, the Board has yet to make a determination with
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`respect to institution of the Petition.
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`No dispute remains between the Patent Owner and Petitioner involving the
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`‘097 Patent. The Parties have agreed to jointly request termination of this Inter
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`Partes Review, IPR2018-01196. The related litigation between the Parties involving
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`the ‘097 Patent has been dismissed.
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`IV. Status of Related Litigation
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`As noted above, the related district court action between Patent Owner and
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`Petitioner has been settled and dismissed. Patent Owner certifies that there are no
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`other related district court actions or Inter Partes Review proceedings involving the
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`’097 Patent, either currently pending or previously dismissed.
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`V. Request To Treat Settlement Agreement As Business Confidential
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`-4-
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`Patent Owner and Petitioner hereby request that the settlement agreement
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`(including all attachments and schedules) filed herewith as Ex. 2007 be treated as
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`business confidential information, be kept separate from the file of the above-
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`captioned IPR, and be made available only to Federal Government agencies on
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`written request, or to any person on a showing of good cause pursuant to 35 U.S.C.
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`§ 317(b) and 37 C.F.R. § 42.74(c). In view of that request, the settlement agreement
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`(Ex. 2007) has been filed for access by the “Parties and Board Only.” The Parties
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`have complied with the requirements of 37 C.F.R. § 42.74.
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`-5-
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`VI. Conclusion
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`For the foregoing reasons, the Patent Owner and Petitioner jointly request that
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`the Board terminate this Inter Partes Review proceeding, and treat the settlement
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`agreement filed herewith as business confidential information and keep the
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`agreement separate from the file of the above-captioned IPR.
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`Dated: August 21, 2018
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`Dated: August 21, 2018
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`Respectfully submitted,
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`/Zachary D. Silbersher/
`Zachary D. Silbersher
`Reg. No. 62,090
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`Lead Counsel for Patent Owner
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`/Darren M. Franklin/
`Darren M. Franklin
`Reg. 51,701
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`Lead Counsel for Petitioner
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`-6-
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`CERTIFICATE OF SERVICE
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`Pursuant to 37 C.F.R. §§ 42.6, the undersigned hereby certifies that a
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`copy of this JOINT MOTION TO TERMINATE UNDER 35 U.S.C. §
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`317(a) AND 37 C.F.R. §§ 42.72 AND 42.74 AND JOINT REQUEST TO
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`KEEP PAPERS SEPARATE AS BUSINESS CONFIDENTIAL
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`INFORMATION UNDER 35 U.S.C. § 317(b) AND 37 C.F.R. § 42.74(c)
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`has been served electronically upon the following email addresses provided
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`in the Petition at page 4:
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`Darren M. Franklin (dfranklin@sheppardmullin.com)
`Scott R. Miller (smiller@sheppardmullin.com)
`Sheppard, Mullin, Richter & Hampton LLP
`333 South Hope Street, 43rd Floor
`Los Angeles, California 90071-1422
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`Dated: August 21, 2018
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`/Zachary D. Silbersher/
`Zachary D. Silbersher
`Reg. No. 62,090
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`-7-
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`PATENT OWNER’S UPDATED EXHIBIT LIST
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`Exhibit Description
`2001
`U.S. Patent No. 6,433,396 (“Kinzer”)
`2002
`Reserved
`2003
`“Graphic Symbols for Electrical and Electronics Diagrams (Including
`Reference Designation Letters,” IEEE Standard, American Nat’l
`Standard, Canadian Standard, IEEE Std 315-1975 (Reaffirmed 1993)
`(selected pages)
`B. Jayant Baliga, “Fundamentals of Power Semiconductor Devices”
`(2008, Springer) (selected section)
`R.K. Williams et al., “A 30V P-Channel Trench Gated DMOSFET with
`900 mW cm2 Specific On-Resistance at 2.7 V”, IEEE International
`Symposium on Power Semiconductor Devices and ICs, pp. 53-56, 1996
`B. Jayant Baliga, “Advanced Power MOSFET Concepts” (2010, Springer)
`(selected section)
`Confidential Settlement Agreement – FILED UNDER SEAL
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`2004
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`2005
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`2006
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`2007
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`-8-
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