`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________
`
`
`ERICSSON INC. AND TELEFONAKTIEBOLAGET
`LM ERICSSON (“ERICSSON”),
`
`Petitioner
`v.
`INTELLECTUAL VENTURES II LLC (“IV”),
`
`Patent Owner
`
`_______________
`IPR2018-01380
`U.S. Patent No. 8,682,357
`_______________
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`PETITIONER’S EXHIBIT LIST
`June 13, 2019
`
`Case No. IPR2018-01380
`Patent No. 8,682,357
`
`Ex. 1006
`
`Ex. 1007
`
`Ex. 1001 U.S. Patent No. 8,682,357 to Worrall (the “’357 Patent”)
`Ex. 1002
`Prosecution File History of the ’357 Patent
`Ex. 1003 Declaration of Dr. Vijay K. Madisetti
`Ex. 1004
`CV of Dr. Vijay K. Madisetti
`Ex. 1005
`CATT, “PCH mapping and Paging Control,” published March 24,
`2006, prior to 3GPP RAN1/RAN2 joint meeting on LTE, Athens,
`Greece, 27-31 March, 2006, R2-060988 (“CATT”)
`LG Electronics, “Discussion on LTE Paging and DRX,” published
`March 23, 2006, prior to Joint RAN WG1 and RAN WG2 on LTE,
`Athens, Greece, 27-31 March, 2006, R2-061014 (“LG”)
`CATT and RITT, “Access Procedure for TDD,” published March
`23, 2006, prior to 3GPP RAN1/RAN2 joint meeting on LTE,
`Athens, Greece, 27-31 March, 2006, R2-060905 (“CATT2”)
`Ex. 1008 Huawei, “Inter-cell Interference Mitigation,” 3GPP TSG RAN
`WG1 Ad Hoc on LTE, Sophia Antipolis, France, 20-21 June, 2005,
`R1-050629 (“Huawei”)
`PCT Publication No. WO2004/057896 to Seidel et al. (“Seidel”)
`Ex. 1009
`Ex. 1010 Harri Holma & Antti Toskala, WCDMA for UMTS: Radio Access
`for Third Generation Mobile Communications, Rev. ed. (2001)
`(“Holma”)
`Ex. 1011 Andrew Richardson, WCDMA Design Handbook (2005)
`(“Richardson”)
`Theodore S. Rappaport, Wireless Communications, Principles &
`Practices, 1st ed., (1996) (“Rappaport”)
`
`Ex. 1012
`
`
`
`- 1 -
`
`
`
`Case No. IPR2018-01380
`
`
`
`
`Patent No. 8,682,357
`Patent No. 8,682,357
`3GPP Technical Report, Technical Specification Group Radio
`Ex. 1013
`3GPP Technical Report, Technical Specification Group Radio
`Access Network, Evolved Universal Terrestrial Radio Access (E-
`Access Network, Evolved Universal Terrestrial Radio Access (E-
`UTRA) and Evolved Universal Terrestrial Radio Access Network
`UTRA) and Evolved Universal Terrestrial Radio Access Network
`(E-UTRAN), Radio Interface Protocol Aspects (Release 7), TR
`(E-UTRAN), Radio Interface Protocol Aspects (Release 7), TR
`25.813, v.0.6.0 (March 2006) (“TR25.813”)
`25.813, v.0.6.0 (March 2006) (“TR25.813”)
`Ex. 1014 Hannes Ekström et al., “Technical Solutions for the 3G Long-Term
`Hannes Ekstrom et al., “Technical Solutions for the 3G Long-Term
`Evolution,” IEEE Communications Magazine, March 2006, pp. 38-
`Evolution,” IEEE Communications Magazine, March 2006, pp. 38-
`45 (“Ekström”)
`45 (“Ekstrom”)
`Ex. 1015 Declaration of Craig Bishop
`Declaration of Craig Bishop EX. 1015
`Ex. 1016 Declaration of Sven Ekemark
`Ex. 1017 Harry Newton, Newton’s Telecom Dictionary, 14th Ed. (1998)
`Harry Newton, Newton’s Telecom Dictionary, 14* Ed. (1998)
`(selected pages) (“Newton”)
`(selected pages) (“Newton”)
`3GPP Technical Report, Technical Specification Group Radio
`Ex. 1018
`3GPP Technical Report, Technical Specification Group Radio
`Access Network, Evolved Universal Terrestrial Radio Access (E-
`Access Network, Evolved Universal Terrestrial Radio Access (E-
`UTRA) and Evolved Universal Terrestrial Radio Access Network
`UTRA) and Evolved Universal Terrestrial Radio Access Network
`(E-UTRAN), Radio Interface Protocol Aspects (Release 7), TR
`(E-UTRAN), Radio Interface Protocol Aspects (Release 7), TR
`25.813, v.0.6.0 (March 2006) (same as Ex. 1013 but accepting all
`25.813, v.0.6.0 (March 2006) (same as EX. 1013 but accepting all
`changes shown in document as track changes; references to the
`changes shown in document as track changes; references to the
`document are to Ex. 1013)
`IEEE XPlore Abstract page for Ekström, found at
`IEEE XPlore Abstract page for Ekstrom, found at
`https://ieeexplore.ieee.org/document/1607864/, Ex. 1014
`https://ieeeXplore.ieee.org/document/l 607864/, EX. 1014
`Ex. 1020 U.S. Patent Publication No. 2003/0123382 to Wang et al. (“Wang”)
`EX. 1020
`US. Patent Publication No. 2003/01233 82 to Wang et al. (“Wang”)
`Ex. 1021
`PCT Publication No. WO2004/036947 to Bakri (“Bakri”)
`PCT Publication No. WO2004/036947 to Bakri (“Bakri”)
`Ex. 1022
`PCT Publication No. WO2004/056145 to Ratford et al. (“Ratford”)
`PCT Publication No. WO2004/056145 to Ratford et al. (“Ratford”)
`Ex. 1023 U.S. Patent No. 6,091,781 to Mujtaba (“Mujtaba”)
`US. Patent No. 6,091,781 to Mujtaba (“Mujtaba”)
`Ex. 1024 U.S. Patent No. 6,137,785 to Bar-Ness (“Bar-Ness”)
`EX. 1024
`US. Patent No. 6,137,785 to Bar-Ness (“Bar-Ness”)
`
`document are to EX. 1013)
`
`Ex. 1019
`
`Case No. IPR2018-01380
`
`EX. 1013
`
`EX. 1014
`
`EX. 1016
`
`Declaration of Sven Ekemark
`
`EX. 1021
`
`EX. 1022
`
`EX. 1023
`
`
`
`-2-
`
`- 2 -
`
`
`
`
`
`
`
`
`
`
`Case No. IPR2018-01380
`
`Patent No. 8,682,357
`
`Ex. 1025 U.S. Patent No. 6,289,203 to Smith et al. (“Smith”)
`Ex. 1026
`Settlement Agreement (Parties and Board Only)
`
`
`
`
`
`
`- 3 -
`
`
`
`
`
`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`Case No. IPR2018-01380
`Patent No. 8,682,357
`
`The undersigned certifies that, in accordance with 37 C.F.R. § 42.6, that
`
`service was made on the Patent Owner as detailed below.
`
`Date of service June 13, 2019
`
`Manner of service Email: bpickard-PTAB@sternekessler.com; dblock-
`PTAB@sternekessler.com; tdutton-
`PTAB@sternekessler.com; rrigby@intven.com;
`jhietala@intven.com; ptab@sternekessler.com
`
`Documents served Joint Request that the Settlement Agreement be Treated as
`Business Confidential Information and Be Kept Separate
`
`Persons served Byron L. Pickard
`Daniel S. Block
`Tyler J. Dutton
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W.
`Washing, D.C. 20005
`
`Russell Rigby
`James R. Hietala
`INTELLECTUAL VENTURES
`3150 139th Avenue S.E.
`Bellevue, WA 98005
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`/s/ J. Andrew Lowes
`J. Andrew Lowes
`Lead Counsel for Petitioner
`Registration No. 40,706
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`- 4 -
`
`
`
`
`
`
`
`