throbber
UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`141728,576
`
`ISSUE DATE
`
`09/26/2017
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9772814
`
`TQA001CON4-4
`
`1519
`
`34399
`7590
`GARLICK & MARKISON
`106 E. 6th Street, Suite 900
`AUSTIN, TX 78701
`
`09/06/2017
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 228 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
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`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Bruce Edward Stuckman, Austin, TX;
`TQ Alpha, LLC, Austin, TX;
`Barry James Sullivan, Long Grove, IL;
`Wayne Robert Reinmiller, Elgin, IL;
`Richard Omanson, Naperville, IL;
`Jordan Howard Light, Chicago, IL;
`Robert Wesley Bossemeyer Jr., St. Charles, IL;
`James Richard Morse, Plainfield, IL;
`Kent E. Genin, Chicago, IL;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
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`1 of 175
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`Date of Mailing or Transmission: 8/21/2017
`
`Certification under 37 C.F.R. §1.8
`
`I hereby certify that I have caused the document indicated herein on the date indicated above to be transmitted via the Office electronic
`filing system in accordance with 37 C.F.R. §1.6(a)(4).
`
`BY:
`
`/Debbie Watson/
`Signature
`
`Name: Debbie Watson
`Typed Name
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`1st Named Inventor:
`Application No.:
`Filing Date:
`Confirmation No.:
`Title:
`
`Bruce E. Stuckman
`14/728,576
`02 Jun 2015
`1519
`SYSTEM AND METHOD FOR CREATING AND NAVIGATING A
`LINEAR HYPERMEDIA RESOURCE PROGRAM
`
`Bharat Barnt
`2447
`TQAOO 1 CON4-4
`
`Examiner:
`Art Unit:
`Docket No.:
`
`COMMENT ON STATEMENT OF REASONS FOR ALLOWANCE
`
`Date: 8/21/2017
`
`United States Patent and Trademark Office
`P. 0. Box 1450
`Alexandria, VA 22313-1450
`
`Applicant recognizes that in accordance with M.P.E.P. § 1302.14, the Examiner's reasons
`
`for allowance need not set forth all of the details as to why the claims are allowed. Applicant does
`
`not concede that the Examiner's stated reasons for allowance are the only grounds for patentability
`
`of the allowed claims or that any element excluded from the Examiner's Reasons for Allowance
`
`is taught or suggested by the art of record. Further, Applicant does not concede that all of the
`
`elements identified by the Examiner are necessary to distinguish the prior art of record or to satisfy
`
`the requirements of 35 U.S.C. § 112. In addition, the Examiner does not assert, and Applicant
`
`would not concede, that the Examiner's reasons have any bearing on the patentability of claims in
`
`any other applications directed to the disclosed subject matter.
`
`Each dependent claim stands on its own and is allowable on its own merits. In particular,
`
`each dependent claim may be allowable on the basis of a combination of some of the features
`
`recited in the dependent claim and its base claim(s), which combination of features may not include
`
`all of the elements identified in the Examiner's reasons for allowance.
`
`2 of 175
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`

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`Application No. 14/728,576
`
`Docket No. TQA001CON4-4
`
`No additional fees are believed to be due. In the event that additional fees are due or a
`
`credit for an overpayment is due, the Commissioner is hereby authorized to charge any additional
`
`fees or credit any overpayment to Garlick & Markison Deposit Account No. 50-2126.
`
`RESPECTFULLY SUBMITTED,
`By:
`/Bruce E. Stuckman/Reg. No. 36693
`Bruce E. Stuckman
`
`Garlick & Markison
`106 E. 6th Street, Suite 900
`Austin, TX 78701
`(512) 241-8444
`bstuckman@texaspatents.com
`
`Phone:
`E-mail:
`
`2
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`3 of 175
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`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`30131481
`
`14728576
`
`International Application Number:
`
`Confirmation Number:
`
`1519
`
`Title of Invention:
`
`System and Method for Creating and Navigating a Linear Hypermedia
`Resource Program
`
`First Named Inventor/Applicant Name:
`
`Bruce Edward Stuckman
`
`Customer Number:
`
`34399
`
`Filer:
`
`Bruce Edward Stuckman/Debbie Watson
`
`Filer Authorized By:
`
`Bruce Edward Stuckman
`
`Attorney Docket Number:
`
`TQAOOl CON4-4
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`21-AUG-2017
`
`02-JUN-2015
`
`14:48:26
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`1
`
`Post Allowance Communication -
`Incoming
`
`TQAOOOl CON4-4STMTAI low.
`pdf
`
`Warnings:
`
`File Size(Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`74931
`
`4a7d4ebb6132d0cf89Sce1 b9b256172bcc4
`231c9
`
`no
`
`2
`
`4 of 175
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`

`

`Information:
`
`Total Files Size (in bytes)~
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`74931
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT /DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`5 of 175
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`Doc Code: IFEE
`
`PTOU85B-EFS
`
`Document Description: Issue Fee Payment (PT0-85B)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`Atty. Docket No.
`
`Confirmation No.
`
`Issue Fee Transmittal Form
`
`14728576
`
`02-Jun-2015
`
`Bruce Stuckman
`
`TQA001 CON4-4
`
`1519
`
`TITLE OF INVENTION :
`
`System and Method for Creating and Navigating a Linear Hypermedia Resource Program
`
`Entity Status
`
`Application Type
`
`Art Unit
`
`Class - Subclass
`
`EXAMINER
`
`Regular Undiscounted
`
`Utility under 35 USC 111 (a)
`
`2453
`
`201000
`
`BHARAT BAROT
`
`Issue Fee Due
`
`Publication Due
`
`Total Fee(s) Due
`
`Date Due
`
`Prev. Paid Fee
`
`$960
`
`$0
`
`$960
`
`16-Nov-2017
`
`$0
`
`1.Change of Correspondence Address and/or Indication Of Fee Address (37 CFR 1.33 & 1.363)
`Current Correspondence Address:
`Current Indicated Fee Address:
`
`34399
`GARLICK & MARKISON
`
`106 E. 6th Street, Suite 900
`
`AUSTIN TX 78701
`UNITED STATES
`214-938-2452
`
`D Change of correspondence address requested, system
`generated AIA/122-EFS form attached
`
`D Fee Address indication requested, system generated SB/47-EFS
`form attached
`
`2.Entity Status
`
`Change in Entity Status
`
`0
`
`0
`
`Applicant certifying micro entity status; system generated Micro Entity certification form attached. See 37 CFR 1.29.
`Note: Absent a valid certification of micro entity status, issue fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`If this box is checked, you will be prompted to choose a micro entity status on the gross income basis (37 CFR 1.29(a)) or the institution of higher education basis
`(37 CFR 1.29(d)), and make the applicable certification online.
`
`Applicant asserting small entity status. See 37 CFR 1.27.
`Note: If the application was previously under micro entity status, checking this box will be taken to be a notification of loss of entitlement to micro entity status.
`
`Applicant changing to regular undiscounted fee status.
`Note: Checking this box will be taken to be a notification of loss of entitlement to small or micro entity status, as applicable.
`
`WEB IFEE 1.0
`
`6 of 175
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`

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`Doc Code: IFEE
`
`PTOU85B-EFS
`
`Document Description: Issue Fee Payment (PT0-85B)
`
`3.The Following Fee(s) Are Submitted:
`
`IZJ
`
`Issue Fee
`
`D Publication Fee
`
`D Advance Order - #of copies
`
`4.Firm and/or Attorney Names To Be Printed
`NOTE: If no name is listed, no name will be printed
`For printing on the patent front page, list to be displayed as entered
`
`1. GARLICK & MARKI SON
`
`2. Bruce E. Stuckman, Ph.D.
`
`3.
`
`D
`
`I authorize USPTO to apply my previously paid issue fee to the
`current fees due
`
`D
`
`The Director is hereby authorized to apply my previously paid
`issue fee to the current fee due and to charge deficient fees to
`Deposit Account Number
`
`If in addition to the payment of the issue fee amount submitted
`with this form, there are any discrepancies in any amount(s) due,
`the Director is authorized to charge any def!f6~~H6or credit any
`overpayment, to Deposit Account Number _______ _
`The issue fee must be submitted with this form. If payment of
`the issue fee does not accompany this form, checking this box
`and providing a deposit account number will NOT be
`effective to satisfy full payment of the fee(s) due.
`
`S.Assignee Name(s) and Residence Data To Be Printed
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`
`Name
`
`City
`
`State
`
`Country
`
`Category
`
`HYPERMEDIA NAVIGATION LLC
`
`Dallas
`
`TEXAS
`
`united states
`
`corporation
`
`6.Signature
`
`I certify, in accordance with 37 CFR 1.4(d)(4) that I am an attorney or agent registered to practice before the Patent and Trademark Office who has filed and has been granted
`power of attorney in this application. I also certify that this Fee(s) Transmittal form is being transmitted to the US PTO via EFS-WEB on the date indicated below.
`
`Signature
`
`/Bruce E. Stuckman, Ph.D./
`
`Date
`
`08-21-2017
`
`Name
`
`Bruce Edward Stuckman
`
`Registration Number 36693
`
`WEB IFEE 1.0
`
`7 of 175
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`14728576
`
`02-Jun-2015
`
`Title of Invention:
`
`System and Method for Creating and Navigating a Linear Hypermedia
`Resource Program
`
`First Named Inventor/Applicant Name:
`
`Bruce Edward Stuckman
`
`Filer:
`
`Bruce Edward Stuckman/Debbie Watson
`
`Attorney Docket Number:
`
`TQAOOl CON4-4
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111 (a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`UTILITY APPL ISSUE FEE
`
`PUBL. FEE- EARLY, VOLUNTARY, OR NORMAL
`
`1501
`
`1504
`
`1
`
`1
`
`960
`
`0
`
`960
`
`0
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`8 of 175
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Post-Allowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USO($)
`
`960
`
`9 of 175
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`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`30131514
`
`14728576
`
`International Application Number:
`
`Confirmation Number:
`
`1519
`
`Title of Invention:
`
`System and Method for Creating and Navigating a Linear Hypermedia
`Resource Program
`
`First Named Inventor/Applicant Name:
`
`Bruce Edward Stuckman
`
`Customer Number:
`
`34399
`
`Filer:
`
`Bruce Edward Stuckman/Debbie Watson
`
`Filer Authorized By:
`
`Bruce Edward Stuckman
`
`Attorney Docket Number:
`
`TQAOOl CON4-4
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`21-AUG-2017
`
`02-JUN-2015
`
`14:50:28
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`yes
`
`CARD
`
`$960
`
`RAM confirmation Number
`
`0822171NTEFSW14502700
`
`Deposit Account
`
`Authorized User
`
`502126
`
`Melanie Murdock
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`37 CFR 1.20 (Post Issuance fees)
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`10 of 175
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`

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`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`46562
`
`1
`
`Issue Fee Payment (PT0-85B)
`
`Web85b.pdf
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`327574f91 Oca800dc351 d5c226c9fae34a2e
`ac69
`
`32781
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`2
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`Fee Worksheet (SB06)
`
`fee-info.pdf
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`no
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`d74c8
`
`Warnings:
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`Information:
`
`Total Files Size (in bytes)
`
`79343
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Agglications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Agglication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT /DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Agglication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`11 of 175
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`

`

`UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`34399
`7590
`GARLICK & MARKISON
`106 E. 6th Street, Suite 900
`AUSTIN, TX 78701
`
`08/16/2017
`
`EXAMINER
`
`BAROT, BHARAT
`
`ART UNIT
`
`PAPER NUMBER
`
`2453
`
`DATE MAILED: 08/16/2017
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`141728,576
`
`06/02/2015
`
`Bruce Edward Stuckman
`
`TQA001CON4-4
`
`1519
`
`TITLE OF INVENTION: System and Method for Creating and Navigating a Linear Hypermedia Resource Program
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATEDUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`11/16/2017
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`IF AN ISSUE FEE HAS
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`IL PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
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`
`PTOL-85 (Rev. 02/11)
`
`Page 1of3
`
`12 of 175
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`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Fax
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`34399
`7590
`GARLICK & MARKISON
`106 E. 6th Street, Suite 900
`AUSTIN, TX 78701
`
`08/16/2017
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`141728,576
`
`06/02/2015
`
`Bruce Edward Stuckman
`
`TQA001CON4-4
`
`1519
`
`TITLE OF INVENTION: System and Method for Creating and Navigating a Linear Hypermedia Resource Program
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATEDUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`11/16/2017
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`BAROT, BHARAT
`
`2453
`
`709-201000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`0 Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`( 1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`(A) NAME OF ASSIGNEE
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual 0 Corporation or other private group entity 0 Government
`
`4a. The following fee(s) are submitted:
`0 Issue Fee
`0 Publication Fee (No small entity discount permitted)
`0 Advance Order - #of Copies _________ _
`
`4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
`0 A check is enclosed.
`0 Payment by credit card. Form PT0-2038 is attached.
`0 The director is hereby authorized to charge the required fee( s ), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`0 Applicant certifying micro entity status. See 37 CFR 1.29
`0 Applicant asserting small entity status. See 37 CFR 1.27
`0 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31and1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature _______________________ _
`
`Date ____________________ _
`
`Typed or printed name ______________________ _
`
`Registration No. ________________ _
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 2 of3
`
`13 of 175
`
`

`

`UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`141728,576
`
`06/02/2015
`
`Bruce Edward Stuckman
`
`TQA001CON4-4
`
`1519
`
`34399
`7590
`GARLICK & MARKISON
`106 E. 6th Street, Suite 900
`AUSTIN, TX 78701
`
`08/16/2017
`
`EXAMINER
`
`BAROT, BHARAT
`
`ART UNIT
`
`PAPER NUMBER
`
`2453
`
`DATE MAILED: 08/16/2017
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`Section l(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i) to eliminate the
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CPR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571 )-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of 3
`
`14 of 175
`
`

`

`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
`Budget approval before requesting most types of information from the public. When OMB approves an agency
`request to collect information from the public, OMB (i) provides a valid OMB Control Number and expiration
`date for the agency to display on the instrument that will be used to collect the information and (ii) requires the
`agency to inform the public about the OMB Control Number's legal significance in accordance with 5 CFR
`1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary
`depending upon the individual case. Any comments on the amount of time you require to complete this form
`and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, Virginia 22313-1450. DO NOT
`SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box
`1450, Alexandria, Virginia 22313-1450. Under the Paperwork Reduction Act of 1995, no persons are required to
`respond to a collection of information unless it displays a valid OMB control number.
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination of
`proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is required
`by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence
`to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of
`settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance
`from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having
`need for the information in order to perform a contract. Recipients of information shall be required to
`comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes
`of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C.
`218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency's
`responsibility to recommend improvements in records management practices and programs, under authority
`of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations
`governing inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive.
`Such disclosure shall not be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after either publication
`of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a
`record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the
`record was filed in an application which became abandoned or in which the proceedings were terminated
`and which application is referenced by either a published application, an application open to public
`inspection or an issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`15 of 175
`
`

`

`Notice of Allowability
`
`Application No.
`14/728,576
`Examiner
`BHARAT N. BAROT
`
`Applicant(s)
`STUCKMAN ET AL.
`AIA (First Inventor to File)
`Art Unit
`Status
`2453
`No
`
`-- The MAILING DA TE of this communication appears

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