throbber
11111111111111101111111111111111111,1111111111111111111111111110111111
`
`(12) United States Patent
`Ho et al.
`
`(10) Patent No.:
`(45) Date of Patent:
`
`US 7,357,136 B2
`Apr. 15, 2008
`
`(54) PATIENT INTERFACE ASSEMBLY AND
`SYSTEM USING SAME
`
`(56)
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`(75)
`
`Inventors: Peter Ho, Pittsburgh, PA (US); Jerome
`Matula, Apollo, PA (US); Richard J.
`Lordo, Butler, PA (US); Lance Busch,
`Trafford, PA (US); Derrik Andrews,
`Markleton, PA (US); Luke Stonis,
`Columbus, OH (US); Chris Von
`Dolhen, St. Louis Park, MN (US)
`
`Assignee: RIC Investments, LLC, Wilmington,
`DE (US)
`
`Notice:
`
`Subject to any disclaimer, the term of this
`patent is extended or adjusted under 35
`U.S.C. 154(b) by 142 days.
`
`Appl. No.: 10/918,832
`
`Filed:
`
`Aug. 13, 2004
`
`853,439 A *
`1,081,745 A
`
`5/1907 Clark
`12/1913 Johnston et al.
`
` 128/207.18
`
`(Continued)
`
`FOREIGN PATENT DOCUMENTS
`
`WO
`WO
`WO
`
`WO 00/74758 Al
`WO 01/00266 A2
`WO 02/096342 A2
`
`12/2000
`1/2001
`12/2002
`
`OTHER PUBLICATIONS
`
`Website, "Breeze DreamSeal", 1 page, Dec. 11, 2003.
`
`(Continued)
`
`Primary Examiner Teena Mitchell
`Assistant Examiner Shumaya B. Ali
`(74) Attorney, Agent, or Firm Michael W. Haas
`
`Prior Publication Data
`
`(57)
`
`ABSTRACT
`
`US 2005/0076913 Al
`
`Apr. 14, 2005
`
`Related U.S. Application Data
`
`(60) Provisional application No. 60/496,059, filed on Aug.
`18, 2003.
`
`(51) Int. Cl.
`A61M 16/06
`A62B 18/08
`
`(2006.01)
`(2006.01)
`
`(52) U.S. Cl.
`
` 128/207.11; 128/207.13;
`128/206.11
` 128/207.11,
`(58) Field of Classification Search
`128/207.18, 204.11, 204.12, 204.24, 204.25,
`128/205.11, 205.25, 206.11, 206.18, 207.13,
`128/200.24, 200.29, 201.11, 201.27, 202.27,
`128/204.18, 206.27, 207.17, 911, 912, DIG. 26
`See application file for complete search history.
`
`A patient interface assembly that includes a patient interface
`device, a headgear, and coupling member joining the inter-
`face device to a headgear. In one embodiment, a spring
`biases the interface device against the face during use. In a
`further embodiment, the patient interface device is a nasal
`cushion having a formable support mounted to the nasal
`cushion for providing support and adjustment of the nasal
`cushion to improve fit and comfort. The headgear assembly
`in one embodiment is a semi-rigid, minimal contact harness
`and includes an adjustment assembly that allows for a
`simultaneous adjustment of multiple straps. An adjustment
`assembly on the headgear provides a gross adjustment of the
`position of the interface relative to the patient and a biasing
`force to urge the patient interface device against the patient's
`face. In a further embodiment, a pair of rigid connecting
`members couple the patient interface device to the headgear.
`
`10 Claims, 25 Drawing Sheets
`
`RMD
`EXHIBIT 1013 - PAGE 1
`
`

`

`US 7,357,136 B2
`Page 2
`
`128/201.11
`
`604/94.01
`
`128/201.24
`128/201.25
`
`U.S. PATENT DOCUMENTS
`
`11/1919 Darrow
`1,323,217 A
`10/1941 Hawkins
`2,259,817 A
`2,818,067 A * 12/1957 Rebikoff et al.
`3,978,854 A
`9/1976 Mills, Jr.
`4,354,488 A
`10/1982 Bartos
`4,367,735 A
`1/1983 Dali
`4,782,832 A
`11/1988 Trimble et al.
`4,808,160 A *
`2/1989 Timmons et al.
`4,919,128 A
`4/1990 Kopala et al.
`4,938,209 A
`7/1990 Fry
`5,042,478 A
`8/1991 Kopala et al.
`5,069,205 A * 12/1991 Urso
`5,181,507 A *
`1/1993 Michel et al.
`5,269,296 A
`12/1993 Landis
`5,477,852 A
`12/1995 Landis et al.
`5,517,986 A
`5/1996 Starr et al.
`5,533,506 A
`7/1996 Wood
`5,538,000 A
`7/1996 Rudolph
`5,558,089 A
`9/1996 Castiglione
`5,724,965 A
`3/1998 Handke et al.
`5,752,510 A
`5/1998 Goldstein
`5,921,239 A
`7/1999 McCall et al.
`6,012,455 A
`1/2000 Goldstein
`
`2/2000 Cotner et al.
`6,019,101 A
`6,119,693 A * 9/2000 Kwok et al.
`6,119,694 A
`9/2000 Correa et al.
`6,347,631 B1
`2/2002 Hansen et al.
`6,431,172 B1
`8/2002 Bordewick
`6,463,931 B1
`10/2002 Kwok et al.
`6,497,232 B2
`12/2002 Fecteau et al.
`6,516,802 B2
`2/2003 Hansen et al.
`6,520,182 Bl* 2/2003 Gunaratnam
`6,532,961 Bl* 3/2003 Kwok et al.
`6,561,191 B1
`5/2003 Kwok
`6,581,594 Bl* 6/2003 Drew et al.
`6,595,214 B1
`7/2003 Hecker et al.
`6,662,803 B2 * 12/2003 Gradon et al.
`6,712,072 B1
`3/2004 Lang
`6,851,428 B2 * 2/2005 Dennis
`6,854,465 B2 * 2/2005 Bordewick et al.
`2002/0104540 Al *
`8/2002 Kwok et al.
`2003/0075180 Al
`4/2003 Raje et al.
`
`OTHER PUBLICATIONS
`
` 128/207.11
`
` 128/206.27
` 128/206.21
`
` 128/204.18
`
` 128/205.25
`
` 128/205.25
` 128/207.11
` 128/205.25
`
`Website, "ADAM Circuit (nasal pillows)", 3 pages, Dec. 11, 2003.
`
`* cited by examiner
`
`RMD
`EXHIBIT 1013 - PAGE 2
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 1 of 25
`
`US 7,357,136 B2
`
`14
`
`FIG. 1
`
`RMD
`EXHIBIT 1013 - PAGE 3
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 2 of 25
`
`US 7,357,136 B2
`
`FIG. 2
`
`RMD
`EXHIBIT 1013 - PAGE 4
`
`

`

`U.S. Patent
`U.S. Patent
`
`Apr. 15, 2008
`Apr. 15, 2008
`
`Sheet 3 of 25
`Sheet 3 of 25
`
`US 7,357,136 B2
`US 7,357,136 B2
`
`d'
`o
`
`FIG.4
`
`
`RMD
`EXHIBIT 1013 - PAGE 5
`
`RMD
`EXHIBIT 1013 - PAGE 5
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 4 of 25
`
`US 7,357,136 B2
`
`30
`
`54
`
`42
`
`50
`
`FIG. 5
`
`RMD
`EXHIBIT 1013 - PAGE 6
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 5 of 25
`
`US 7,357,136 B2
`
`70
`
`72
`
`72
`
`FIG. 6
`
`RMD
`EXHIBIT 1013 - PAGE 7
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 6 of 25
`
`US 7,357,136 B2
`
`72
`
`72
`
`FIG. 7
`
`FIG. 8
`
`RMD
`EXHIBIT 1013 - PAGE 8
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 7 of 25
`
`US 7,357,136 B2
`
`118
`
`96
`
`106
`
`76
`
`FIG. 9
`
`RMD
`EXHIBIT 1013 - PAGE 9
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 8 of 25
`
`US 7,357,136 B2
`
`96
`
`FIG. 10
`
`97
`
`FIG. 11
`
`RMD
`EXHIBIT 1013 - PAGE 10
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 9 of 25
`
`US 7,357,136 B2
`
`97
`
`FIG. 12
`
`107
`r j ..,_
`
`88
`FIG. 13
`
`RMD
`EXHIBIT 1013 - PAGE 11
`
`

`

`U.S. Patent
`U.S. Patent
`
`Apr. 15, 2008
`Apr. 15, 2008
`
`Sheet 10 of 25
`Sheet 10 of 25
`
`US 7,357,136 B2
`US 7,357,136 B2
`
`
`
`RMD
`EXHIBIT 1013 - PAGE 12
`
`

`

`U.S. Patent
`U.S. Patent
`
`Apr. 15, 2008
`Apr. 15, 2008
`
`Sheet 11 of 25
`Sheet 11 of 25
`
`US 7,357,136 B2
`US 7,357,136 B2
`
`
`
`
`mi
`1ai
`'7///// ‘1
`
`
`
`FIG.15
`
`RMD
`EXHIBIT 1013 - PAGE 13
`
`RMD
`EXHIBIT 1013 - PAGE 13
`
`

`

`U.S. Patent
`U.S. Patent
`
`Apr. 15, 2008
`Apr. 15, 2008
`
`Sheet 12 of 25
`Sheet 12 of 25
`
`US 7,357,136 B2
`US 7,357,136 B2
`
`FIG.16
`
`RMD
`EXHIBIT 1013 - PAGE 14
`
`RMD
`EXHIBIT 1013 - PAGE 14
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 13 of 25
`
`US 7,357,136 B2
`
`30
`
`55
`
`FIG. 17A
`
`30
`
`34
`
`30
`
`55 61
`
`63
`
`34
`
`FIG. 17B
`
`28
`
`FIG. 17C
`
`RMD
`EXHIBIT 1013 - PAGE 15
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 14 of 25
`
`US 7,357,136 B2
`
`56
`
`FIG. 18
`
`131
`
`FIG. 20
`
`58'
`
`RMD
`EXHIBIT 1013 - PAGE 16
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 15 of 25
`
`US 7,357,136 B2
`
`59
`
`59
`
`58
`
`FIG. 19A
`
`59
`
`FIG. 19B
`
`RMD
`EXHIBIT 1013 - PAGE 17
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 16 of 25
`
`US 7,357,136 B2
`
`78'
`
`128
`
`78'
`
`128
`
`FIG. 21A
`
` F
`
`FIG. 21B
`
`RMD
`EXHIBIT 1013 - PAGE 18
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 17 of 25
`
`US 7,357,136 B2
`
`78'
`
`128
`
`FIG. 21C
`
`130
`
`128
`
`FIG. 21D
`
`RMD
`EXHIBIT 1013 - PAGE 19
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 18 of 25
`
`US 7,357,136 B2
`
`136"
`
`FIG. 22A
`
`RMD
`EXHIBIT 1013 - PAGE 20
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 19 of 25
`
`US 7,357,136 B2
`
`136"
`
`FIG. 22B
`
`RMD
`EXHIBIT 1013 - PAGE 21
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 20 of 25
`
`US 7,357,136 B2
`
`180
`
`182
`
`138'
`
`-----
`••• %
`•
`
`•
`•
`•
`i
`I
`I
`I
`I
`I
`I
`
`•
`•
`•
`•
`- -,sters.1
`.,
`...
`..
`2'
`I
``.
`•
`g
`0
`I
`4
`•I
`_ - ..‘..V• - ••• •
`IN,
`
`179
`
`184
`
`186
`
`-
`
`178
`
`FIG. 22C
`
`RMD
`EXHIBIT 1013 - PAGE 22
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 21 of 25
`
`US 7,357,136 B2
`
`FIG. 23
`
`RMD
`EXHIBIT 1013 - PAGE 23
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 22 of 25
`
`US 7,357,136 B2
`
`FIG. 24
`
`RMD
`EXHIBIT 1013 - PAGE 24
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 23 of 25
`
`US 7,357,136 B2
`
`136'
`
`FIG. 25
`
`RMD
`EXHIBIT 1013 - PAGE 25
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 24 of 25
`
`US 7,357,136 B2
`
`222
`
`164
`
`220
`
`218
`
`214
`
`208
`
`FIG. 26
`
`RMD
`EXHIBIT 1013 - PAGE 26
`
`

`

`U.S. Patent
`
`Apr. 15, 2008
`
`Sheet 25 of 25
`
`US 7,357,136 B2
`
`222
`
`164
`
`204
`
`136
`
`216
`
`r j
`200
`
`FIG. 27
`
`RMD
`EXHIBIT 1013 - PAGE 27
`
`

`

`1
`PATIENT INTERFACE ASSEMBLY AND
`SYSTEM USING SAME
`
`US 7,357,136 B2
`
`2
`SUMMARY OF THE INVENTION
`
`CROSS-REFERENCE TO RELATED
`APPLICATIONS
`
`This application claims priority under 35 U.S.C. § 119(e)
`from provisional U.S. patent application No. 60/496,059,
`filed Aug. 18, 2003, the contents of which are incorporated
`herein by reference.
`
`BACKGROUND OF THE INVENTION
`
`1. Field of the Invention
`The present invention pertains to a patient interface
`assembly, a system for supplying a flow of gas to a patient
`that incorporates such an assembly, and to a patient interface
`device and a headgear for use in such an assembly.
`2. Description of the Related Art
`There are numerous situations where it is necessary or
`desirable to deliver a flow of breathing gas, non-invasively,
`to the airway of a patient, i.e., without intubating the patient
`or surgically inserting a tracheostomy tube in their trachea.
`For example, it is known to ventilate a patient using a
`technique known as non-invasive ventilation. It is also
`known to deliver continuous positive airway pressure
`(CPAP) or variable airway pressure, which varies with the
`patient's respiratory cycle or a monitored condition of the
`patient, to treat a medical disorder, such as sleep apnea
`syndrome, in particular, obstructive sleep apnea (OSA),
`congestive heart failure, stroke, Cheynes-Stokes respiration,
`etc. Non-invasive ventilation and pressure support therapies
`involve the placement of a patient interface device, which is
`typically a nasal or nasal/oral mask, on the face of patient to
`interface the ventilator or pressure support device with the
`airway of the patient, so that a flow of breathing gas can be
`delivered from the pressure/flow generating device to the
`airway of the patient.
`Because such patient interface devices are typically worn
`for an extended period of time, a variety of concerns must
`be taken into consideration. For example, in providing CPAP
`or other positive pressure therapy to treat OSA, the patient
`normally wears the patient interface device all night long
`while he or she sleeps. One concern in such a situation is that
`the patient interface device is as comfortable as possible,
`otherwise the patient may avoid wearing the interface
`device, defeating the purpose of the prescribed pressure
`support therapy.
`Typically patient interface devices include a mask shell
`having a cushion attached to the shell that contacts the
`surface of the patient. The mask shell and cushion are held
`in place by a headgear that wraps around the head of the
`patent. The mask and headgear form the patient interface
`assembly. A typical headgear includes flexible, adjustable
`straps that extend from the mask to attach the mask to the
`patient. Other techniques for attaching a patient interface
`device use a vice-like device that anchors at the front and
`back of the patient's head to support the mask on the user.
`See, e.g., U.S. Pat. No. 6,516,802. While such conventional
`interface devices are generally well accepted, there remains
`a class of patients that do not find these devices to be
`sufficiently comfortable, too bulky, or otherwise inadequate.
`Thus, alternative techniques for interfacing a pressure sup-
`port system to the airway of a patient are desired.
`
`30
`
`Accordingly, the present invention provides a patient
`interface assembly that addresses the above-identified con-
`5 cerns and that overcomes shortcomings of conventional
`patient interface assemblies. The patient interface assembly
`of the present invention provides the patient with improved
`patient interface stability and overall comfort. The present
`invention further provides a system for delivering a flow of
`10 gas to a patient that addresses the above identified concerns
`and that does not suffer from the shortcomings of conven-
`tional techniques. This is achieved by providing a system for
`delivering a flow of gas to a patient that includes a gas flow
`generating device capable of producing a flow of gas and a
`15 conduit having a first end portion operatively coupled to the
`gas flow generating device and a second end portion. The
`conduit carries the flow of gas from the gas flow generating
`device. The system includes a patient interface assembly
`comprising a patient interface device operatively coupled to
`20 the second end portion of the conduit and a headgear.
`The patient interface device, in one embodiment of the
`present invention, is a nasal interface device having a nasal
`cushion and a pair of laterally spaced nares elements for
`insertion into the nostrils of the patient. A formable support
`25 is preferably mounted to the nasal cushion for providing
`support for the nasal cushion while allowing for adjustments
`to provide increased fit and comfort of the nasal cushion.
`The nasal cushion is coupled to a coupling elbow or cradle
`having exhaust diffusion plates.
`The headgear assembly of the present invention includes
`a substantially rigid, minimal contact harness assembly. The
`headgear of an exemplary embodiment includes an adjust-
`ment assembly that allows for a simultaneous adjustment of
`multiple straps.
`35 A length adjustment assembly in one embodiment adjusts
`the distance between an adjustment assembly and the nasal
`interface device to accommodate patients having different
`facial sizes. The adjustment assembly is a position adjust-
`ment mechanism which provides a force adjustment by an
`40 integrated spring. The adjustment assembly allows a canti-
`levered support to support the patient interface device with-
`out a set of headgear straps located at the patient interface
`device.
`In a further embodiment, the coupling member couples
`45 the patient interface device to the headgear and a spring,
`associated with the coupling member, biases the patient
`interface device against such a patient's face when the
`patient interface assembly being donned by such a patient.
`This ensures that the patient interface device is properly
`so seated on the user.
`In yet another embodiment, a rigid coupling member
`couples the patient interface device to the headgear. The
`rigid coupling member includes a first rigid arm connected
`between a first side of the patient interface device and a first
`55 side of the headgear and a second rigid arm connected
`between a second side of the patient interface device and a
`second side of the headgear. Preferably the length of the first
`and second arms is adjustable to properly fit the patient
`interface assembly on the patient.
`These and other features and characteristics of the present
`invention, as well as the methods of operation and functions
`of the related elements of structure and the combination of
`parts and economies of manufacture, will become more
`apparent upon consideration of the following description
`65 and the appended claims with reference to the accompany-
`ing drawings, all of which form a part of this specification,
`wherein like reference numerals designate corresponding
`
`60
`
`RMD
`EXHIBIT 1013 - PAGE 28
`
`

`

`US 7,357,136 B2
`
`3
`parts in the various figures. It is to be expressly understood,
`however, that the drawings are for the purpose of illustration
`and description only and are not intended as a definition of
`the limits of the invention. As used in the specification and
`in the claims, the singular form of "a", "an", and "the"
`include plural referents unless the context clearly dictates
`otherwise.
`
`BRIEF DESCRIPTION OF THE DRAWINGS
`
`FIG. 1 is a side perspective view of a patient interface
`assembly according to the principles of the present inven-
`tion;
`FIG. 2 is a front view of the patient interface assembly of
`FIG. 1;
`FIG. 3 is an exploded view of a nasal interface device and
`cradle in the patient interface assembly of FIG. 1;
`FIG. 4 is a side view of the nasal interface device and
`cradle of FIG. 3;
`FIG. 5 is an exploded view of the nasal interface device
`and formable support in the patient interface assembly of
`FIG. 1;
`FIG. 6 is an exploded view of the cradle and an exhaust
`diffusion plate adapted to be disposed on the cradle in the
`patient interface assembly of FIG. 1;
`FIG. 7 is a perspective view of the exhaust diffusion plate
`of FIG. 6;
`FIG. 8 is a cross-sectional view of the exhaust diffusion
`plate of FIG. 7;
`FIG. 9 is an exploded view of a length adjustment
`assembly and an angle adjustment assembly provided in the
`patient interface assembly of FIG. 1;
`FIG. 10 is a side view of the length adjustment assembly
`and the angle adjustment assembly of FIG. 9;
`FIG. 11 is a rear perspective view of the length adjustment
`assembly and the angle adjustment assembly of FIG. 9;
`FIG. 12 is a cross-sectional view of the length adjustment
`assembly and the angle adjustment assembly of FIG. 9;
`FIG. 13 is a side view of specific components of the angle
`adjustment assembly;
`FIGS. 14-16 are perspective, front (partially in section),
`and top views, respectively, of the headgear and a mounting
`assembly in the patient interface assembly of FIG.1;
`FIGS. 17A and 17B are cross-sectional views and FIG.
`17C is a top view of a nasal interface device according to a
`further embodiment of the present invention;
`FIG. 18 is a perspective view of a nasal interface device
`and an alternate embodiment for the formable support;
`FIG. 19A shows an exploded view of a nasal interface
`device and cradle according to another alternate embodi-
`ment, and FIG. 19B shows a perspective view of a nasal
`cushion and support according to the embodiment of FIG.
`19A;
`FIG. 20 is a cross-sectional side view of an alternate
`embodiment having a ball and socket connection;
`FIG. 21A is a perspective view of an alternate embodi-
`ment for the length adjustment assembly and the angle
`adjustment assembly, FIG. 21B is a side view of the length
`adjustment assembly and the angle adjustment assembly of
`FIG. 21A, FIG. 21C is a cross-sectional side view of the
`length adjustment assembly and the angle adjustment assem-
`bly of FIG. 21A, FIG. 21D is a perspective view of the
`interior of the press and release buttons of the length
`adjustment assembly and the angle adjustment assembly of
`FIG. 21A;
`FIGS. 22A and 22B are side and perspective views,
`respectively, of an alternate embodiment of the patient
`
`4
`interface assembly of the present invention shown being
`worn by a patient, and FIG. 22C is a detailed view of the
`angle adjustment assembly of FIG. 22A;
`FIG. 23 is a side view of an alternate embodiment of the
`5 headgear assembly according to the principles of the present
`invention;
`FIG. 24 shows another alternate embodiment of the angle
`adjustment assembly;
`FIG. 25 shows another alternate embodiment of the
`10 headgear adjustment assembly for adjusting the fit of the
`headgear;
`FIG. 26 is a perspective view of a still further embodiment
`of a patient interface assembly according to the principles of
`the present invention; and
`FIG. 27 is a perspective view of the patient interface
`assembly of FIG. 26 shown being worn by a patient.
`
`15
`
`DETAILED DESCRIPTION OF THE
`PRESENTLY PREFERRED EMBODIMENTS OF
`THE INVENTION
`
`20
`
`FIGS. 1-16 illustrate an exemplary embodiment of a
`patient interface assembly 10 according to the principles of
`the present invention. The patient interface assembly 10
`25 supports a patient interface device 12 on a patient's head.
`Patient interface device 12 communicates a flow of breath-
`ing gas between the patient's airway and a pressure gener-
`ating device 14, such as a ventilator, CPAP device, or
`variable pressure device, e.g., a BiPAP® device manufac-
`30 tured and distributed by Respironics, Inc. of Pittsburgh, Pa.,
`or an auto-titration pressure support system. A BiPAP®
`device is a bi-level device in which the pressure provided to
`the patient varies with the patient's respiratory cycle, so that
`a higher pressure is delivered during inspiration than during
`35 expiration. An auto-titration pressure support system is a
`system in which the pressure varies with the condition of the
`patient, such as whether the patient is snoring or experienc-
`ing an apnea or hypopnea. For present purposes, pressure
`generating device 14 is also referred to as a gas flow
`40 generating device, because flow results when a pressure
`gradient is generated.
`Communicating a flow of breathing gas between the
`patient's airway and a pressure generating device 14
`includes delivering a flow of breathing gas to the patient
`45 from the pressure generating device and exhausting a flow of
`gas from the patient to ambient atmosphere.
`The system for delivering a breathing gas to a patient
`according to the present invention comprises a pressure or
`gas flow generating device 14 that produces a flow of gas,
`50 a conduit 16, which is also referred to as a patient circuit,
`having a first end portion 18 operatively coupled to the gas
`flow generating device and a second end portion 20. Conduit
`16 carries the flow of gas from pressure generating device 14
`during operation of the system to patient interface device 12
`55 coupled to second end portion 20 of conduit 16. A headgear
`22 according to the principles of the present invention,
`includes a mounting assembly 24 that couples patient inter-
`face device 12 to conduit 16, and an adjustable harness
`assembly 26.
`In the illustrated embodiment the patient interface device
`12 is a nasal interface device. However, the present inven-
`tion also contemplates that other devices for communicating
`a flow of gas to an airway of a patient, such as a nasal mask,
`oral mask, or mouthpiece, or combination nasal/oral masks,
`65 are suitable for use as patient interface device 12.
`Patient interface device 12 is generally a nasal interface
`having a nasal cushion 28 and a pair of laterally spaced nares
`
`60
`
`RMD
`EXHIBIT 1013 - PAGE 29
`
`

`

`US 7,357,136 B2
`
`5
`elements 30 at its distal end for insertion into the nostrils of
`the patient. See FIGS. 3-4. The body of nasal cushion 28
`includes a hollow chamber and extends from an oval shaped
`opening 32 to laterally spaced outlet legs 34. Each outlet leg
`34 is provided with one of nares element 30. The body of
`nasal cushion 28 curves about an axis substantially perpen-
`dicular to a plane separating the two nares elements. Each
`nares element 30 has an opening 36 to communicate with the
`nasal passages of the patient. Each of nares elements 30 is
`substantially dome-shaped having an elliptical base propor-
`tional to anthropometrical data of a nostril opening. Nasal
`cushion 28 is preferably formed from a soft cushiony
`material, such as silicone, appropriately soft thermoplastic
`elastomers, closed cell foam, or thin materials.
`The curved surface of nasal cushion 28 includes an inner
`curved surface 38 and an outer curved surface 40 substan-
`tially concentric to inner curved surface 38. See FIG. 4. A
`formable support 42 is preferably mounted to outer curved
`surface 40. Formable support 42 provides support to nasal
`cushion 28 while allowing for adjustments to provide
`increased fit and comfort of the nasal cushion. In the
`illustrated embodiment, formable support 42 is substantially
`T-shaped having a stem portion 44 and a cross portion 46.
`See FIG. 5. Cross portion 46 extends from one end of stem
`portion 44 at a cross portion midpoint 48. Ends 50 of cross
`portion 46 curve from midpoint 48.
`In the illustrated embodiment, outer curved surface 40 of
`nasal cushion 28 includes mounting tabs 52 to mount to ends
`50 of cross portion 46 of support 42. Ends 50 of the cross
`portion 46 have through-holes 54 to mount to the corre-
`sponding mounting tabs 52. See FIG. 5.
`Formable support 42 is preferably formed from a form-
`able metal, such as aluminum. Support 42 can be conformed
`by pressing on the support with the patient's or caregiver's
`fingers. By manipulating the support, the angle of the nasal
`cushion with respect to the facial-frontal plane, and/or the
`angle of nare contact of the nares elements can be changed.
`Alternatively, formable support 42 could be formed from
`Nitinol (Nickel Titanium Naval Ordinance Laboratory),
`which is known as shape memory metal, or a plastic with a
`low softening point temperature, such as EVA (Ethylene
`Vinyl Acetate) could be used. EVA is commonly used in boil
`and bite mouthpieces that athletes use. The EVA support in
`this case could be warmed in hot water and then formed.
`While the illustrated formable support 42 is T-shaped,
`alternatively, the support could be Y-shaped. T or Y-shaped
`supports 42 can be hollow or solid. While the illustrated
`embodiments show externally mounted supports, the sup-
`ports could also be molded within the nasal cushion itself.
`Alternatively, formable support 42 could be bonded to the
`cushion in discreet locations. An alternate shaped formable
`support 56 is illustrated in FIG. 19A. In the embodiment of
`FIG. 18, support 56 is formed from a formable wire gener-
`ally following the outline of outer curved surface 40 of nasal
`cushion 28. By having formable support 56 connected to
`nasal cushion 28 at discreet locations, there is some relative
`movement between nasal cushion 28 and support 56 during
`adjustment of the support.
`In FIGS. 19A and 19B, which illustrate further exemplary
`embodiments for the formable support, the support is
`mounted to outer curved surface 40 of nasal cushion 28
`using three pockets 59 provided on outer curved surface 40.
`Each pocket receives an end portion of the formable support.
`The configurations for attaching the formable support to the
`nasal cushion shown in FIGS. 3, 4, 18, and 19A-19B provide
`an advantage in that the formable support can be readily
`attached and detached from the nasal cushion. This allows
`
`5
`
`3
`
`6
`formable supports of different stiffness to be used in the
`same nasal cushion and allows for easy replacement of the
`nasal cushion or the formable support.
`The present invention contemplates varying a property of
`the walls forming nasal cushion 28, outlet legs 34, and nares
`elements 30, such as the thickness and/or elasticity, to
`provide performance improvements in the patient interface,
`such as increased comfort, better mask/patient seal, and/or
`10 greater customization capability. For example, FIGS. 17A-
`17C illustrates a nasal cushion wall 55 that is relatively
`thick. A base portion 57 of a nares element wall 61 is also
`relatively thick, but tapers as the distance from base portion
`57 increases. Between the relatively thick walled based
`15 portion 57 of nares element wall 61 and nasal cushion wall
`55 is a relatively thin wall portion 63. Providing thin wall
`portion 63 between these two thick walls allows nares
`element 30 to articulate relative to nasal cushion 28 so that
`the nares element better fits the nostrils of the user. In
`20 addition, the formabilty of the nasal cushion is increased by
`providing a relatively deep spacing between outlet legs 34.
`It is to be understood that a similar function, whereby the
`nares elements are moveable relative the nasal cushion, can
`be achieved without varying the thickness of the walls. For
`25 example, a material having a relatively high degree of
`elasticity (stretchable) can be provided at location 63, while
`walls 55 and 61 are formed from a material of lower
`elasticity. Of course, a combination of varying wall thick-
`ness and elasticity are also contemplated by the present
`invention.
`In the illustrated embodiments, with the possible excep-
`tion of that shown in FIGS. 19A and 19B, stem portion 44
`of T-shaped formable support 42 is receivable in a corre-
`35 sponding notched portion 68 provided in oval shaped open-
`ing 60 of cradle 58. Alternatively, formable support 42 can
`be mounted to nasal cushion 28 by corresponding pockets on
`outer curved surface 40 of nasal cushion 28, as shown in
`FIGS. 19A and 19B.
`In the present invention, oval shaped opening 32 of nasal
`cushion 28 is coupled to a coupling elbow or cradle 58.
`Cradle 58 is substantially curved having an oval shaped
`opening 60 that connects to oval shaped opening 32 of nasal
`cushion 28. In the illustrated exemplary embodiment, cradle
`45 58 has a double wall construction 62 and forming a hollow
`chamber 64. An opposite end 66 of the cradle is substantially
`circular. See FIGS. 3-4. It is to be understood, however, that
`the present invention contemplates joining nasal cushion 28
`and cradle 58 using other configurations for the cooperating
`50 parts. For example, a groove (double wall) can be provided
`in the end of nasal cushion 28 so that the end of cradle 58
`fits into the groove formed in the cushion.
`In the illustrated embodiment, tabs 67 are provided on
`opposing sides of nasal cushion 28 at end 66. Corresponding
`55 tab receiving slots 69 are provided on cradle 58 for receiving
`tabs when the nasal cushion is properly coupled to the
`cradle. Tabs 67 and slots 69 assist in aligning the cushion
`with the receiving end of the cradle. To help retain cradle 58
`and cushion 28 in an engaged relation, tabs 67 and slots 69
`60 are configured and arranged so that the tab cannot be easily
`pulled apart. For example, in the illustrated embodiment,
`slot 69 has an "arrow" shape and tab 67 is a similar shape.
`This "arrow" shape allows the tab to be readily inserted into
`the slot due to the wedge-shaped tip of the arrow, but
`65 prevents disengagement due to the flat back end of the tab
`abutting the flat back ends of the arrow-shaped slot. Of
`course, other configurations for tab 67 and slot 69 are
`
`40
`
`RMD
`EXHIBIT 1013 - PAGE 30
`
`

`

`US 7,357,136 B2
`
`7
`provided for accomplishing these functions. In addition, the
`tab can be provided on the cradle and the slot provided in the
`cushion.
`As shown in FIGS. 4 and 6-8, an outer curved surface 70
`of cradle 58 includes an exhaust diffusion plate 72 having
`diffusion holes 74 for exhausting exhaled gas from the
`pressurized system to the atmosphere. Preferably, exhaust
`diffusion plate 72 includes diffusion holes 74 having a
`tapered diameter and arranged in a fan pattern. In the
`illustrated embodiment, exhaust diffusion plates 72 provide
`a substantially 180 degree radial diffusion. It is to be
`understood that the present invention contemplates forming
`the diffusion plate at other locations on the cradle and
`forming the holes in the diffusion plate in any desired
`configuration to achieve an almost infinite number of dif-
`ferent diffusion patterns. For example, multiple diffusion
`plates can be provided so that diffusion plates are provided
`at various locations on the cradle. In addition, the holes,
`which are otherwise provided in the diffusion plate, can be
`formed directly in the wall of the cradle. In which case, the
`diffusion plate(s) can be eliminated. Of course, a combina-
`tion of exhaust ports defined directly in the wall of the
`patient interface device and a diffusion plate(s) can also be
`used. Diffusion plate 74 is preferably formed from a rigid
`material. However, the present invention also contemplates
`that the diffusion plate can be formed from a material that is
`deformable.
`End 66 of cradle 58 is connected to a length adjustment
`assembly 76, which adjusts the distance between an angle
`adjustment assembly 78 and nasal interface device 12, to
`accommodate patients having different facial sizes. As
`shown in FIGS. 1-2 and 9-13, length adjustment assembly
`76 includes a tubular section 80 and an adjustment nut 82.
`Tubular section 80 is received within adjustment nut 82. A
`lower end 84 of tubular section 80 is connected to circular
`end 66 of cradle 58 using any conventional technique, such
`as a friction fitting. Threadings 86 are provided on the
`exterior of tubular section 80 and on an interior of adjust-
`ment nut 82. Length adjustment is accomplished by rotating
`adjustment nut 82 so that the threadings on adjustment nut
`82 engage the threadings on tubular section 80. Rotating
`adjustment nut 82 causes tubular section 80 to move up or
`down inside a pivot tube 88 coupled to adjustment nut 82.
`Pivot tube 88 is part of angle adjustment assembly 78, which
`is described in greater detail below.
`Angle adjustment assembly 78, which is best shown in
`FIGS. 9-13, is a position adjustment mechanism with pre-
`fixed angular locating positions to control the position or
`angle of the rigid gas flow conduit relative to the patient's
`face over a relatively large range of angles, e.g., a 45° range.
`In addition to this relatively large adjustment capability,

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket