throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`APPLE INC., LG ELECTRONICS INC., BLACKBERRY CORP., LG
`ELECTRONICS, INC., SAMSUNG ELECTRONICS CO., LTD. AND
`SAMSUNG ELECTRONICS AMERICA, INC.
`
`
`
`Petitioners
`
`v.
`
`UNILOC 2017 LLC,
`
`Patent Owner.
`
`
`
`
`
`
`
`IPR2019-00222
`U.S. PATENT NO. 7,167,487
`
`
`PATENT OWNER SUR-REPLY
`
`
`
`
`
`
`
`
`
`{00253564;v1}
`
`

`

`
`
`
`
`I.
`
`II.
`
`IPR2019-00222
`U.S. Patent 7,167,487
`
`Table of Contents
`
`INTRODUCTION .................................................................................... 1
`
`PETITIONERS’ REPLY AND ITS ACCOMPANYING
`BELATED EVIDENCE UNDERSCORE DEFICIENCIES OF
`THE PETITION ........................................................................................ 2
`
`A.
`
`Petitioners fail to demonstrate that R2-010182 constitutes
`prior art. .......................................................................................... 2
`
`1.
`
`2.
`
`Petitioners’ belated new arguments and additional
`evidence constitute an improper attempt to
`completely reopen the record on the question of
`the availability of R2-010182 as prior art. ........................... 2
`
`Petitioners’ additional evidence still fails to
`establish that R2-010182 constituted a printed
`publication as of the critical date. ........................................ 6
`
`B.
`
`C.
`
`Petitioners’ new theory that R2-010182 teaches a
`variable minimum bit rate is inadmissible as a new
`theory that could have been presented in the Petition, and
`is contrary to R2-010182’s clear teaching of a global
`minimum bit rate applicable to all logical channels ..................... 11
`
`Petitioners’ new evidence and argument as to how Peisa
`should be interpreted is inadmissible as a new theory that
`could have been presented in the Petition, and is contrary
`to Peisa’s clear teachings .............................................................. 16
`
`III.
`
`CONCLUSION ....................................................................................... 18
`
`
`
`
`{00253564;v1}
`
`
`ii
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`
`
`I.
`
`INTRODUCTION
`
`Uniloc 2017 LLC (“Uniloc” or “Patent Owner”) submits this Sur-Reply to
`
`Petition IPR2019-00222 for Inter Partes Review (“Pet.” or “Petition”) of United
`
`States Patent No. 7,167,487 (“the ’487 Patent” or “EX1001”) filed by Apple Inc.,
`
`LG Electronics Inc., Samsung Electronics Co., Ltd. and Samsung Electronics
`
`America, Inc., to which Blackberry Corp. has been joined (“Petitioners”).
`
`For the reasons given in Patent Owner’s Response (Paper 14, “POR”) and
`
`herein, Petitioner fails to carry its burden of proving the challenged claims of the
`
`’487 patent unpatentable on the challenged grounds.
`
`Petitioners improperly and belatedly seek consideration of new evidence,
`
`including over 100 pages of Declaration text and copies of documents, in an
`
`effort to show that the R2-010182 reference (EX 1008) in fact constituted prior art.
`
`Petitioner’s belated evidence on this point should be disregarded. Moreover, the
`
`restricted dissemination of the R2-010182, and the inability to identify R2-010182
`
`absent receipt of specific e-mails, demonstrate that the document was not publicly
`
`accessible.
`
`Petitioners fail to provide persuasive evidence or argument to rebut the
`
`Patent Owner’s distinguishing of Peisa from the present claims.
`
`
`
`{00253564;v1}
`
`
`1
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`
`II.
`
`
`PETITIONERS’ REPLY AND ITS ACCOMPANYING BELATED
`EVIDENCE UNDERSCORE DEFICIENCIES OF THE PETITION
`
`A.
`
`Petitioners fail to demonstrate that R2-010182 constitutes prior
`art.
`
`1.
`
`Petitioners’ belated new arguments and additional evidence
`constitute an improper attempt to completely reopen the
`record on the question of the availability of R2-010182 as
`prior art.
`
`The Board has again reinforced, in both the Consolidated Trial Practice
`
`Guide issued in November 2019, and in a precedential opinion issued earlier in
`
`December 2019, by a panel consisting of the Director, the Commissioner of
`
`Patents, and the Chief Administrative Patent Judge, that petitioners have limited
`
`opportunities to introduce evidence after the Petition, Hulu, LLC v. Sound View
`
`Innovations, LLC, Case IPR2018-01039, Paper 20, p. 15-16 (Dec. 20, 2019)
`
`(Precedential), and may not use their Reply to submit new evidence or arguments
`
`that could have been submitted earlier. Petitioner may not submit new evidence or
`
`argument in reply that it could have presented earlier. (Patent Trial and Appeal
`
`Board Consolidated Trial Practice Guide November 2019, pp. 73-74).
`
`The Petitioners here have run roughshod over these principles in seeking to
`
`justify their reliance on R2-010182, submitting 16 pages of entirely new arguments
`
`(Reply, pp 1-16) and an additional over 100 pages of new Declaration and
`
`documents (Ex. 1018) in an effort to belatedly correct the deficient argument in the
`
`{00253564;v1}
`
`
`2
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`Petition that R2-010182 allegedly qualifies as prior art. The Board should deny
`
`consideration of these additional arguments and evidence, and hold, based on the
`
`Petition, that Petitioner has failed to establish by a preponderance of the evidence
`
`that R2-010182 is a printed publication. See Hulu, at 11.
`
`The Petitioners impermissibly rely on conclusory statements that R2-010282
`
`“is a discussion paper with an attached draft change requested for TS25.321, was
`
`discussed during meeting #18 of the working group {WG2) of 3GPP TSG RAN,”
`
`held on a certain date, and that the document was allegedly available on “the 3GPP
`
`file server” no later than a certain date. Petition, p. 12. The Petition provided no
`
`explanation as to the nature of the meeting, the working group, or the file server in
`
`question, or even how R2-010182 allegedly qualified as prior art. Nor did the
`
`Petition provide a legal standard for the document to qualify as prior art, or how
`
`the document met that standard, other than that the document in some manner
`
`qualified as prior art under 35 U.S.C. 102(a). Thus, Petitioners left to the Board the
`
`task of determining the legal standard to apply, and then picking through the
`
`supporting evidence to determine whether that legal standard was met.
`
`The Board emphasizes in the Consolidated Trial Practice Guide that
`
`Petitioners may not use their Reply to submit new evidence or arguments that
`
`could have been submitted earlier. Petitioner may not submit new evidence or
`
`argument in reply that it could have presented earlier. (Patent Trial and Appeal
`
`{00253564;v1}
`
`
`3
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`Board Consolidated Trial Practice Guide November 2019, pp. 73-74). Petitioners
`
`certainly had the opportunity to present legal argument, including an identification
`
`of a legal standard that they believe to be applicable, and how the evidence
`
`submitted with the Petition allegedly meets that legal standard, at the time of the
`
`Petition. The Petitioners failed to provide such legal arguments in the Petition.
`
`Petitioners have presented no reason why the evidence contained in Exhibit 1018
`
`could not have been presented earlier. Thus, under the standard set forth in the
`
`Consolidated Trial Practice Guide, Exhibit 1018 and the arguments set forth on
`
`pages 1-16 of the Reply should not be considered.
`
`As noted above, the Board has made clear in a precedential decision issued
`
`earlier in December, as stated in a heading:
`
`2. After filing a petition, a petitioner has limited opportunities to
`submit additional evidence
`
`Hulu v. Sound View Innovations, at 14. The Board further explained that petitioner
`
`may not use these limited opportunities to introduce new theories:
`
`The opportunity to submit additional evidence does not allow a
`
`petitioner to completely reopen the record, by, for example, changing
`
`theories after filing a petition. See Intelligent Bio-Sys., Inc. v. Illumina
`
`Cambridge, Ltd., 821 F.3d 1359, 1369–70 (Fed. Cir. 2016) (affirming
`
`Board discretion to deny entry of petitioner’s reply brief that
`
`contained an improper new unpatentability theory and evidence,
`
`{00253564;v1}
`
`
`4
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`
`citing, among other things, § 312(a)(3)); see also CTPG at 74
`
`(“‘Respond,’ in the context of 37 C.F.R. § 42.23(b), does not mean
`
`proceed in a new direction with a new approach as compared to the
`
`positions taken in a prior filing.”).
`
`Hulu v. Sound View Innovations, at 15-16.
`
`Here, Petitioners argue for the first time in their Reply a theory that R2-
`
`010182 met the standard for a printed publication based on alleged public
`
`accessibility, with extensive citations to case law. (Reply, p. 3-4). This represents a
`
`new theory under which R2-010182 allegedly qualifies as prior art, as is
`
`demonstrated by the fact that the terms “printed publication” and “public
`
`accessibility” do not appear in the Petition. Furthermore, none of the Court of
`
`Appeals case law relating to the standard of public accessibility to establish a
`
`document as a printed publication that is cited in the Reply appears in the Petition,
`
`further reinforcing that this position represents a new theory by which to attempt to
`
`justify the alleged prior art status of R2-010182. Here, Petitioners’ new legal
`
`theory and new citations, set forth in 16 pages of argument, and Petitioners’ over
`
`100 pages of new evidence, are not justified by the limited opportunities that the
`
`Board permits for petitioners to enter new evidence and arguments after filing of a
`
`petition.
`
`As the Petitioners seek to disregard the limits on introduction of new
`
`evidence and new legal theories after filing of the Petition, the Board should deny
`
`{00253564;v1}
`
`
`5
`
`

`

`
`consideration of Petitioners’ new arguments and evidence relating to the alleged
`
`prior art status R2-010182, and the Board should rule that Petitioners have failed to
`
`IPR2019-00222
`U.S. Patent 7,167,487
`
`establish that R2-010182 is prior art.
`
`2.
`
`Petitioners’ additional evidence still fails to establish that
`R2-010182 constituted a printed publication as of the critical
`date.
`
`Even if Petitioners’ belated evidence and arguments are considered,
`
`Petitioners have failed to meet their burden of establishing that R2-010182
`
`constitutes a printed publication.
`
`Petitioners admit that they have no evidence that R2-010182, on which
`
`Petitioners’ Ground 1 relies, was in existence at the time of the 3GPP meeting that
`
`allegedly established R2-010182 as prior art. Rather, Petitioners’ newly introduced
`
`evidence indicates that a different document, referenced in Exhibit 1018 as “a draft
`
`version of R2-010182…with the file name “R2-0100xx.zip” was disseminated
`
`prior to the meeting. Ex. 1018, Para. 17. Quite simply, Petitioners have admitted
`
`that they have no evidence that one of the documents on which they rely for
`
`Ground 1 was in existence.
`
`Petitioners allege a two-factor test in assessing whether material distributed
`
`at a meeting or conference is a printed publication. (Reply, p. 4). In fact, the
`
`inquiry into whether material constitutes a printed publication is not limited to a
`
`two factor test, but depends on accessibility of the material to the public:
`
`{00253564;v1}
`
`
`6
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`
`"Because there are many ways in which a reference may be
`
`disseminated to the interested public, ‘public accessibility’ has been
`
`called the touchstone in determining whether a reference constitutes a
`
`‘printed publication’ ...." In re Hall , 781 F.2d 897, 898–99 (Fed. Cir.
`
`1986). A reference is considered publicly accessible "upon a
`
`satisfactory showing that such document has been disseminated or
`
`otherwise made available to the extent that persons interested and
`
`ordinarily skilled in the subject matter or art, exercising reasonable
`
`diligence, can locate it." Wyer , 655 F.2d at 226.
`
`Jazz Pharms., Inc. v. Amneal Pharms., LLC, 895 F.3d 1347, 1355-56 (Fed. Cir. Jul.
`
`13, 2018). The factors are fact-specific, as emphasized by the Court. “As relevant
`
`to this case, the size and nature of the meetings and whether they are open to
`
`people interested in the subject matter of the material disclosed are important
`
`considerations.” Medtronic, Inc. v. Barry, 891 F.3d 1368, 1382 (Fed. Cir. Jun. 11,
`
`2018) (emphasis added). Thus, the factors are specific to the particular case, and
`
`not limited to a two-factor test.
`
`Indeed, in addition to proposing a non-existent two factor test, Petitioners
`
`misrepresent the Court’s decision in Medtronic, Inc. v. Barry, incorrectly alleging
`
`that “the court held that the disputed references were printed publications.” Reply,
`
`p. 7. In fact, the Court stated that, on remand, ““the Board shall determine,
`
`consistent with this opinion, whether the Video and Slides are publicly-accessible
`
`publications for prior art purposes.” Medtronic, Inc. v. Barry, 891 F.3d 1368, 1383
`
`{00253564;v1}
`
`
`7
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`(Fed. Cir. Jun. 11, 2018).
`
`Considering the Court’s recent decision in Jazz Pharms, it is clear that the
`
`3GPP working group meetings fall short of the standard for meetings that make
`
`documents publicly available. The breadth of dissemination in Jazz Pharms was far
`
`beyond that here:
`
`First, the breadth of the dissemination here to persons of ordinary skill
`
`is significant. "[A] printed publication need not be easily searchable
`
`after publication if it was sufficiently disseminated at the time of its
`
`publication." Suffolk , 752 F.3d at 1365. Unlike meetings of at most
`
`several hundred persons as in the cases above, the Notice in the
`
`Federal Register widely disseminated the ACA materials through a
`
`hyperlink to a public FDA website where the ACA materials could be
`
`accessed. The Notice explained what materials were located on the
`
`FDA website, approximately when they would be available, and how
`
`to navigate to them.
`
`Jazz Pharms., Inc. v. Amneal Pharms., LLC, 895 F.3d 1347, 1357-58 (Fed. Cir. Jul.
`
`13, 2018). Here, notice of the meeting was not published in a publicly-available
`
`document, such as the Federal Register. Rather, notice of the meeting was asserted
`
`to be distributed by e-mail to those who subscribed to a group’s e-mail reflector,
`
`the body of which e-mail merely states that the recipient may “find attached the
`
`meeting invitation for the 18th 3GPP TSG-WG2 meeting to be held in Edinburgh,
`
`Scotland hosted by Vodafone, British Telecom, Hutchison 3G, and Lucent.” Ex.
`
`{00253564;v1}
`
`
`8
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`1018, Para. 9. The actual documents could only be accessed after receipt of another
`
`e-mail, which advised that documents were uploaded to a meeting directory on the
`
`3GPP document server. Id., Para. 10. This alleged distribution of e-mails falls far
`
`short of the standard of publication in the Federal Register. Moreover, Petitioners
`
`admit that there were only 934 subscribers to the relevant RAN2 e-mail list. Id.
`
`Para. 7. The Court distinguished the publicly accessible notice of Jazz Pharms.
`
`from smaller meetings “of at most several hundred persons,” which would far
`
`exceed the size of the meeting at which R2-010182 was discussed.
`
`Moreover, access to the meeting in question, merely one of many working
`
`groups of 3GPP, was restricted to employees of member companies, which
`
`companies in turn were required to be affiliated with certain organizational
`
`partners before even being able to apply for membership. Ex. 1018, Para. 5. Thus,
`
`there were multiple hurdles to being able to attend a 3GPP working group meeting.
`
`In contrast, the meeting at issue in Jazz Pharms. was open to the public as a whole.
`
`The documents here, while on a server, could not be located unless, as
`
`admitted by Petitioners’ Declarant, one had become “Armed with
`
`this
`
`information,” i.e., knowledge of meeting minutes or a meeting report, one could
`
`access R2-010182 “by navigating to the meeting folder on the 3GPP public file
`
`server and scrolling through the list of contributions that were arranged according
`
`to their numbered filenames.” Ex. 1018, Para. 21. Thus, one would have had to
`
`{00253564;v1}
`
`
`9
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`have been subscribed to a particular e-mail distribution list, and then gone through
`
`a cumbersome process of navigation and scrolling, guided by file names rather
`
`than any content keywords. In contrast, the “materials were available on a public
`
`FDA website for at least two months before the critical date of the patents in suit.”
`
`Jazz Pharms., Inc. v. Amneal Pharms., LLC, 895 F.3d 1347, 1358 (Fed. Cir. Jul.
`
`13, 2018).
`
`Petitioners argue that, despite the admitted absence of indexing of R2-
`
`010182, it would have been publicly available to the extent that persons interested
`
`an ordinarily skilled in the subject matter, exercising reasonable diligence, could
`
`locate it. Reply, p. 14. This contention is absurd. As admitted by Petitioners’
`
`Declarant, the only individuals who could have had any clue as to the content of
`
`R2-010182 were those who had received an e-mail of meeting minutes or a
`
`meeting report. Ex. 1018, Para. 21. It is only individuals who received those e-
`
`mails who could have been, as put by Petitioners’ Declarant, “[a]rmed with this
`
`information,” who would have had any reason to go through the cumbersome
`
`process of navigating to a server and scrolling, guided by file names rather than
`
`any content keywords, to attempt to locate R2-010182. Id.
`
`Indeed, the failure of Petitioners’ argument in favor of public accessibility is
`
`demonstrated by the fact that they argue that Patent Owner has provided only
`
`attorney argument to rebut the need to open manually each of the documents in the
`
`{00253564;v1}
`
`
`10
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`zip files to determine if there was anything of interest. Reply, p. 15. However,
`
`despite the fact that Petitioners submitted yet another Declaration, that Declaration
`
`effectively admits the accuracy of Patent Owner’s argument by failing to provide
`
`pertinent rebuttal evidence. Declarant effectively admits that there is no way to
`
`search for R2-010182 from the 3GPP website, admitting that only through
`
`information from another source as to the content of R2-010182, such as an e-mail
`
`advising of meeting minutes, would one of skill in the art be aware of the content
`
`of the document. Ex. 1018, Para. 21.
`
`For the foregoing reasons, the Board is respectfully requested to find that
`
`Petitioners have failed to demonstrate that claims 1-6 are unpatentable under
`
`Ground 1.
`
`
`
`
`
`B.
`
`Petitioners’ new theory that R2-010182 teaches a variable
`minimum bit rate is inadmissible as a new theory that could have
`been presented in the Petition, and is contrary to R2-010182’s
`clear teaching of a global minimum bit rate applicable to all
`logical channels
`
`Petitioners once again submit additional evidence, here as
`
`to
`
`the
`
`interpretation of R2-010182, that could have been presented in the Petition. R2-
`
`010182 is all of 6 pages in length, and has only a handful of references to
`
`“MinGBr,” but Petitioners, without justification or explanation, provide a further
`
`24 pages of Declaration (Ex. 1019, pp.2-25), in an effort to salvage their argument
`
`{00253564;v1}
`
`
`11
`
`

`

`
`that the global rate MinGBr, applicable to all logical channels, is somehow
`
`IPR2019-00222
`U.S. Patent 7,167,487
`
`variable.
`
` Petitioner may not submit new evidence or argument in reply that it could
`
`have presented earlier. (Patent Trial and Appeal Board Consolidated Trial Practice
`
`Guide November 2019, pp. 73-74). Further, as emphasized above,
`
`The opportunity to submit additional evidence does not allow a
`
`petitioner to completely reopen the record, by, for example, changing
`
`theories after filing a petition. See Intelligent Bio-Sys., Inc. v. Illumina
`
`Cambridge, Ltd., 821 F.3d 1359, 1369–70 (Fed. Cir. 2016) (affirming
`
`Board discretion to deny entry of petitioner’s reply brief that
`
`contained an improper new unpatentability theory and evidence,
`
`citing, among other things, § 312(a)(3)); see also CTPG at 74
`
`(“‘Respond,’ in the context of 37 C.F.R. § 42.23(b), does not mean
`
`proceed in a new direction with a new approach as compared to the
`
`positions taken in a prior filing.”).
`
`Hulu, LLC v. Sound View Innovations, LLC, Case IPR2018-01039, Paper 20, p.
`
`15-16 (Dec. 20, 2019).
`
`Here, Petitioners seek to introduce the entirely new theory that the value
`
`MinGBr of R2-010182, is variable. Petitioners extensively discussed R2-010182 in
`
`the Petition (Pet. pp. 12-16, 37-40) and not once stated that the value of MinGBr is
`
`different for different logical channels. Notwithstanding the clear teaching of R2-
`
`010182 that MinGBr is a global value, unrebutted in the Petition, Petitioners now
`
`{00253564;v1}
`
`
`12
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`seek to reopen the record to introduce a new theory, reliant on nearly 25 pages of
`
`new Declaration testimony, that MinGBr is a variable value. This belated and
`
`unexcused introduction of a new theory is improper. Accordingly, the Board is
`
`respectfully requested not to consider Petitioners’ arguments at pages 16-21 of the
`
`Reply.
`
`Moreover, even if the Board does consider Petitioners’ effort to reopen the
`
`record to introduce a new theory, that effort is factually defective.
`
`Buehrer alleges that R2-010182 teaches a “distinct parameter of each logical
`
`channel,” Ex. 1019, Para. 7, but then fails to point to any statement in R2-010182
`
`that makes that statement. The statement in R2-010182 that the value MinGBr
`
`represents “the basic needs of the logical channel” provides no indication that this
`
`is dependent on which logical channel it is assigned to.
`
`Still further, the fact that MinGBr is a global parameter is reinforced by the
`
`fact that R2-010182 introduces three new parameters, namely TW (time window),
`
`MinGBr (minimum guaranteed bit rate) and MaxBr (maximum bit rate), and
`
`expressly provides an example in which TW varies, but the other parameters do
`
`not. Ex.1008, 2.
`
`Significantly, R2-010182 provides no discussion of how MinGBr would be
`
`determined for different logical channels. If this were a variable value, R2-010182
`
`would be impossible to implement without guidance as to how to determine the
`
`{00253564;v1}
`
`
`13
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`value of MinGBr for different applications. Buehrer’s Declaration is deficient as
`
`failing to address this logical inconsistency in R2-010182.
`
`Buehrer’s Declaration, rather than interpreting R2-010182 from the
`
`perspective of one of ordinary skill in 2001, relies on a far later perspective.
`
`Buehrer can find no statement in R2-010182 explicitly contradicting the
`
`understanding that R2-010182 uses a global bit rate parameter. See Ex. 1019,
`
`Para.7. Buehrer then states, with the benefit of years of hindsight, that a global bit
`
`rate parameter would have disadvantages. Ex. 1019, Para. 8. Those disadvantages
`
`include that a video application would typically need a much higher minimum bit
`
`rate than a voice application; applying the same minimum bit rate for both video
`
`and voice applications would either overly degrade the quality of service of the
`
`video application (if the global minimum bit rate was consistent with the needs of
`
`the voice application), or be wasteful of bandwidth for the voice application (if the
`
`global minimum bit rate was consistent with the needs of the video application). Id.
`
`Buehrer’s emphasis on video is not based on contemporaneous concerns from
`
`around the year 2001, but on hindsight from years later. The Peisa patent makes
`
`this clear, noting that “high-bandwidth data streams will eventually be demanded
`
`by consumers to support features such as real-time audio-visual downloads and
`
`live audio-visual communication between two or more people. Ex. 1013; 1:47-51
`
`(emphasis added). While Buehrer alleges that the person of ordinary skill would
`
`{00253564;v1}
`
`
`14
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`have been concerned with transmitting both video and voice in 2001, the Peisa
`
`patent constitutes contemporary documentation that makes clear that providing for
`
`video data streams was far off in the future. Thus, Buehrer’s conclusion that the
`
`person of ordinary skill would have been concerned with transmitting both video
`
`and voice in 2001 is contradicted by contemporaneous documentation, and Buehrer
`
`provides no contemporaneous documentation to support his position that one of
`
`ordinary skill would have been seeking to provide for both video and voice
`
`transmission in 2001. Buehrer, far from stepping into the shoes of a POSITA in
`
`2001, but instead using insights from far later, then concludes that a POSITA
`
`would have expected that the minimum bit rate parameter would have been defined
`
`independently for each logical channel based on the type of application. See Ex.
`
`1019, Para. 8.
`
`Dr. Buehrer’s Declaration here should be given no weight, in view of the
`
`self-evident hindsight from a perspective years after the alleged May 21, 2001,
`
`date. Here, the same can be said of Dr. Buehrer that the Court of Appeals
`
`expressed as to Petitioner’s expert in TQ Delta: “Dr. Tellado instead offers only
`
`unsupported and conclusory statements asserting that an ordinarily skilled artisan
`
`at the time of the invention would have been motivated to apply the randomization
`
`disclosed in Stopler as a means to reduce PAR in Shively. ” TQ Delta, LLC v.
`
`Cisco Sys., 2018-1766, at *16 (Fed. Cir. Nov. 22, 2019). Here, Dr. Buehrer offers
`
`{00253564;v1}
`
`
`15
`
`

`

`
`only unsupported and conclusory statements asserting that an ordinary skilled
`
`artisan at the time of the invention would have interpreted the value MinGBr to be
`
`IPR2019-00222
`U.S. Patent 7,167,487
`
`a value dependent on the particular application.
`
`For this additional reason, the Board is respectfully requested to find that
`
`Petitioners have failed to demonstrate that claims 1-6 are unpatentable under
`
`Ground 1.
`
`C.
`
`Petitioners’ new evidence and argument as to how Peisa should be
`interpreted is inadmissible as a new theory that could have been
`presented in the Petition, and is contrary to Peisa’s clear
`teachings
`
`Petitioners once again submit additional evidence, here as
`
`to
`
`the
`
`interpretation of Peisa, that could have been presented in the Petition. Petitioners,
`
`without justification or explanation, provide a further 8 pages of Declaration (Ex.
`
`1019, pp.25-33), notwithstanding the fact that Petitioners had the opportunity to
`
`provide evidence as to Peisa on filing the Petition.
`
` Petitioner may not submit new evidence or argument in reply that it could
`
`have presented earlier. (Patent Trial and Appeal Board Consolidated Trial Practice
`
`Guide November 2019, pp. 73-74). Further, as emphasized above,
`
`The opportunity to submit additional evidence does not allow a
`
`petitioner to completely reopen the record, by, for example, changing
`
`theories after filing a petition. See Intelligent Bio-Sys., Inc. v. Illumina
`
`Cambridge, Ltd., 821 F.3d 1359, 1369–70 (Fed. Cir. 2016) (affirming
`
`{00253564;v1}
`
`
`16
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`
`Board discretion to deny entry of petitioner’s reply brief that
`
`contained an improper new unpatentability theory and evidence,
`
`citing, among other things, § 312(a)(3)); see also CTPG at 74
`
`(“‘Respond,’ in the context of 37 C.F.R. § 42.23(b), does not mean
`
`proceed in a new direction with a new approach as compared to the
`
`positions taken in a prior filing.”).
`
`Hulu, LLC v. Sound View Innovations, LLC, Case IPR2018-01039, Paper 20, p.
`
`15-16 (Dec. 20, 2019). Here, Petitioners seek to introduce evidence that Peisa
`
`would have used the terms “fairness” and “guaranteed rates” to mean a guaranteed
`
`bit rate as used in TS 23.107. Ex. 1019, Paras. 21-23. This information could
`
`readily have been presented in the Petition, and no explanation is provided as to
`
`why this evidence could not have been presented previously.
`
`Moreover, the Reply fails to rebut the clear explanation in the Patent
`
`Owner’s Response that “fairness” fails to, inter alia, teach a minimum bit rate.
`
`Indeed, the Declaration concedes that “fairness” is not a minimum bit rate but a
`
`rate determined over time, based on the use of the additional feature of a backlog
`
`counter. Ex. 1019, para. 25. The Reply and Declaration do not contend, and could
`
`not, that this fair rate over time is the same as, for example, the “guaranteed bit
`
`rate” noted in TS 23.107 and discussed in Paragraph 23 of the Declaration.
`
`Petitioners fail to provide a mapping of this fair rate to the recited minimum bit
`
`rate.
`
`{00253564;v1}
`
`
`17
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`
`As to Patent Owner’s clear explanation of Fig. 8, Petitioners and Declaration
`
`fail to provide a meaningful rebuttal. As the Declaration concedes, Peisa teaches
`
`maintaining a very general “minimum level of service to all flows.” Ex. 1019,
`
`Para. 29, quoting Peisa 20:27-28. However, such a minimum level of service to all
`
`flows does not map to the recited “minimum bit rate criteria applicable to the
`
`respective logic channel” as recited.
`
`
`III. CONCLUSION
`
`For at least the reasons set forth above, and for the reasons articulated in the
`
`Patent Owner’s Response, Uniloc respectfully requests that the Board deny all
`
`challenges in the instant Petition.1
`
`
`
`Date: December 31, 2019
`
`
`
`
`
`Respectfully submitted,
`
`By: /s/ Brett A. Mangrum
`Brett A. Mangrum; Reg. No. 64,783
`Attorney for Patent Owner
`
`
`
` 1
`
` Patent Owner does not concede, and specifically denies, that there is any
`
`legitimacy to any arguments in the instant Petition that are not specifically
`
`addressed herein.
`
`{00253564;v1}
`
`
`18
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`
`
`
`CERTIFICATE OF COMPLIANCE
`
`Pursuant to 37 C.F.R. § 42.24(d), the undersigned certifies that the
`
`foregoing complies with the type-volume limitation of 37 C.F.R. § 42.24(c)(1)
`
`because it contains fewer than the limit of 5,600 words, as determined by the
`
`word-processing program used to prepare the brief, excluding the parts of the
`
`brief exempted by 37 C.F.R. § 42.24(c).
`
`Date: December 31, 2019
`
`
`
`
`
`Respectfully submitted,
`
`
`
`
`
`By: /s/ Brett A. Mangrum
`Brett A. Mangrum; Reg. No. 64,783
`Attorney for Patent Owner
`
`{00253564;v1}
`
`
`i
`
`

`

`IPR2019-00222
`U.S. Patent 7,167,487
`
`
`
`CERTIFICATE OF SERVICE
`
`
`Pursuant to 37 C.F.R. §§ 42.6(e), the undersigned certifies that an electronic
`
`copy of the foregoing Sur Reply was served via email to Petitioners’ counsel at the
`
`following addresses identified in the Petition’s consent to electronic service:
`
`
`
`Lead Counsel
`
`W. Karl Renner
`
`41,265
`
`IPR39521-
`0061IP1@fr.com
`
`First Back Up
`Counsel
`
`Back Up Counsel
`
`
`
`Roberto Devoto
`
`55,108
`
`PTABInbound@fr.com
`
`Ayan Roy-
`Chowdhury
`
`72,483
`
`IPR39251-
`0061IP1@fr.com
`
`Date: December 31, 2019
`
`
`
`
`
`
`
`Respectfully submitted,
`
`By: /s/ Brett A. Mangrum
`Brett A. Mangrum;
`Attorney for Patent Owner
`Reg. No. 64,783
`
`
`{00253564;v1}
`
`
`ii
`
`

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket