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`FORMS TOYHiS P1D"!:)HLS~~- SE.NO TO; Co:1·H11iss~~n~r fot Pa:t~ni»~ P.O. $c,x. i-450~ A~~x.:~ndri~. V$.\ 223"::l.-."(450.
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`Qualcomm, Ex. 1016, Page 1
`
`

`

`PTO/SB/96 (11-08)
`Approved for use through 12/31/2008. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
`
`STATEMENT UNDER 37 CFR 3.73(b)
`
`ApplicanUPatent Owner: Apple Inc.
`-------------------------------------------
`App Ii cation No./Patent No.: _______________ _
`Filed/Issue Date: August 21, 2012
`
`Entitled: Hardware Automatic Performance State Transitions in System on Processor Sleep and Wake Events
`
`...,...,--,...,........,...-...... ---------------'a Corporation
`
`Apple Inc .
`(Name of Assignee)
`
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.)
`
`states that it is:
`
`1. ~ the assignee of the entire right, title, and interest; or
`2.
`
`(cid:143) an assignee of less than the entire right, title and interest
`
`(The extent (by percentage) of its ownership interest is ____ %)
`
`in the patent application/patent identified above by virtue of either:
`
`A .~ An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`, Frame 0170
`, or for which a
`the United States Patent and Trademark Office at Reel 24201
`copy therefore is attached.
`
`OR
`
`B. D A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1. From: ___________________ _ To: __________________ _
`
`The document was recorded in the United States Patent and Trademark Office at
`Frame ________ _
`
`Reel
`
`or for which a copy thereof is attached.
`
`2. From:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`Frame ________ _
`
`Reel
`
`or for which a copy thereof is attached.
`
`3. From:
`
`---------------------
`
`To:
`
`---------------------
`
`The document was recorded in the United States Patent and Trademark Office at
`Frame ________ _
`
`Reel
`
`D Additional documents in the chain of title are listed on a supplemental sheet.
`
`or for which a copy thereof is attached.
`
`As required by 37 CFR 3.73(b )(1 )(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/Lawrence J. Merkel/
`
`Signature
`
`Lawrence J. Merkel, Reg. No. 41,191
`Printed or Typed Name
`
`Agent for Assignee
`
`Title
`
`August 21, 2012
`Date
`
`512-853-8800
`Telephone Number
`
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
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`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, ca/11-800-PTO-9199 and select option 2.
`
`Qualcomm, Ex. 1016, Page 2
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
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`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
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`5. A record related to an International Application filed under the Patent Cooperation Treaty in
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`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
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`8. A record from this system of records may be disclosed, as a routine use, to the public after
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`pursuant to 35 U .S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
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`became abandoned or in which the proceedings were terminated and which application is
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`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
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`
`Qualcomm, Ex. 1016, Page 3
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Group Art Unit:
`Examiner:
`Conf. No.:
`
`Attorney Docket.:
`
`5888-13108
`
`In re Application of:
`Josh P. deCesare, et al
`
`Serial No.: Unknown
`
`Filed: Concurrently Herewith
`
`For:
`
`Hardware Automatic
`Performance State Transitions
`in System on Processor Sleep
`and Wake Events
`
`§
`§
`§
`§
`§
`§
`§
`§
`§
`§
`§
`§
`
`TNEQRMATTQN DTSCLQSJJRE STATEMENT LEIIEB
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir or Madam:
`
`It is respectfully requested that this Information Disclosure Statement be entered and the
`
`documents listed on the attached SB08a electronic form be considered by the Examiner and made of
`
`record. The references listed on the SB08a electronic form were previously cited in U.S. Patent
`
`Application Serial No.12/756,006 to which the captioned application is seeking priority under 35 U.S.C. §
`
`120; therefore, a copy of each reference is nut enclosed.
`
`Should any fees be required, the Commissioner is authorized to charge said fees to Meyertons,
`
`Hood, Kivlin, Kowert & Goetzel, P.C. Deposit Account Number 501505/5888-05301.
`
`Respectfully submitted,
`
`I T awrence T Merkel/
`Lawrence J. Merkel
`Reg. No. 41,191
`AGENT FOR APPLICANT(S)
`
`Meyertons, Hood, Kivlin,
`Kowert & Goetzel, P.C.
`P.O. Box 398
`Austin, Texas 78767-0398
`Phone: (512) 853-8800
`Date: August 21, 2012
`
`1
`
`Qualcomm, Ex. 1016, Page 4
`
`

`

`PTOISB/08a (01-10)
`Doc code: IDS
`Approved for use through 07/31/2012. 0MB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`2012-08-21
`
`First Named Inventor
`
`I Josh P. de Cesare
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`5888-13108
`
`Examiner Cite
`Initial*
`No
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`Patent Number
`
`Kind
`Code1 Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`Remove
`
`1
`
`5813022
`
`1998-09-22
`
`RAMSEY
`
`2
`
`7590473
`
`2009-09-15
`
`Wyatt
`
`3
`
`6535798
`
`2003-03-18
`
`Bhatia, et al.
`
`4
`
`6823516
`
`2004-11-23
`
`Cooper
`
`5
`
`7369815
`
`Kang et al
`
`6
`
`6128747
`
`7
`
`5665802
`
`8
`
`6510525
`
`Thoulon
`
`Ober
`
`Nookala
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`Add
`
`EFSWeb2.1.17
`
`Qualcomm, Ex. 1016, Page 5
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`2012-08-21
`I Josh P. de Cesare
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`5888-13108
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Remove
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`20090204837
`
`2009-08-13
`
`Raval
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`20070234078
`
`2009-11-24
`
`Nguyen
`
`20100211700
`
`2010-08-19
`
`de Cesare; Joshua
`
`20090063715
`
`2009-03-05
`
`de Cesare; Joshua
`
`20080307245
`
`2008-12-11
`
`de Cesare; Joshua
`
`20080168285
`
`2008-07-10
`
`de Cesare; Joshua
`
`20070150759
`
`2007-06-28
`
`Srinivasan, et al.
`
`20030061383
`
`2003-03-27
`
`Zilka
`
`20050064829
`
`Kang et al
`
`EFSWeb2.1.17
`
`Qualcomm, Ex. 1016, Page 6
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`2012-08-21
`I Josh P. de Cesare
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`5888-13108
`
`10
`
`20060259800
`
`Maejima
`
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`
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
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`
`Country
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`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`T5
`
`1
`
`2472050
`
`2
`
`0855718
`
`GB
`
`EP
`
`Wolfson
`
`HP
`
`(cid:143)
`
`(cid:143)
`
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`NON-PATENT LITERATURE DOCUMENTS
`
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`
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`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`T5
`
`1
`
`Combined Search and Examination Report in Application No. GB1105852.6 issued August 1, 2011
`
`2
`
`International Search Report and Written Opinion from PCT/US 11/31358, mailed June 13, 2011, Apple Inc., 12 pages.
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`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
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`
`(cid:143)
`
`(cid:143)
`
`EFSWeb2.1.17
`
`Qualcomm, Ex. 1016, Page 7
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`2012-08-21
`I Josh P. de Cesare
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`5888-13108
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`English language translation is attached.
`
`EFSWeb2.1.17
`
`Qualcomm, Ex. 1016, Page 8
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`2012-08-21
`I Josh P. de Cesare
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`5888-13108
`
`CERTIFICATION STATEMENT
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`D from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1 ).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`D any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`D See attached certification statement.
`D The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`~ A certification statement is not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`Signature
`
`Name/Print
`
`I Lawrence J_ Merkel/
`
`Lawrence J_ Merkel
`
`Date (YYYY-MM-DD)
`
`2012-08-21
`
`Registration Number
`
`41191
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`EFSWeb2.1.17
`
`Qualcomm, Ex. 1016, Page 9
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent. If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from the
`Member with respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to
`recommend improvements in records management practices and programs, under authority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed in
`an application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`9.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`EFSWeb2.1.17
`
`Qualcomm, Ex. 1016, Page 10
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`Hardware Automatic Performance State Transitions in System on Processor
`Sleep and Wake Events
`
`First Named Inventor/Applicant Name:
`
`Josh Pde Cesare
`
`Filer:
`
`Lawrence J. Merkel/Karen Ashby
`
`Attorney Docket Number:
`
`5888-13108
`
`Filed as Large Entity
`
`Utility under 35 USC 111 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Utility application filing
`
`Utility Search Fee
`
`Utility Examination Fee
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Claims in excess of 20
`
`Independent claims in excess of 3
`
`Miscellaneous-Filing:
`
`1011
`
`1111
`
`1311
`
`1202
`
`1201
`
`1
`
`1
`
`1
`
`4
`
`1
`
`380
`
`620
`
`250
`
`60
`
`250
`
`380
`
`620
`
`250
`
`240
`
`250
`
`Qualcomm, Ex. 1016, Page 11
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`1740
`
`Qualcomm, Ex. 1016, Page 12
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`13510506
`
`13590217
`
`International Application Number:
`
`Confirmation Number:
`
`1534
`
`Title of Invention:
`
`Hardware Automatic Performance State Transitions in System on Processor
`Sleep and Wake Events
`
`First Named Inventor/Applicant Name:
`
`Josh Pde Cesare
`
`Customer Number:
`
`81310
`
`Filer:
`
`Lawrence J. Merkel/Karen Ashby
`
`Filer Authorized By:
`
`Lawrence J. Merkel
`
`Attorney Docket Number:
`
`5888-13108
`
`Receipt Date:
`
`21-AUG-2012
`
`Filing Date:
`
`Time Stamp:
`
`08:45:56
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`yes
`
`Deposit Account
`
`$1740
`
`7431
`
`501505
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`Qualcomm, Ex. 1016, Page 13
`
`

`

`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
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`Multi
`Part /.zip
`
`Pages
`(if appl.)
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`116780
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`1
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`P8870USC1_App.pdf
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`yes
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`30
`
`Multipart Description/PDF files in .zip description
`
`81 cdb7b2f6957583653693e0aeec1 544a2e
`0b7da
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`Document Description
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`Start
`
`End
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`Specification
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`Claims
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`Abstract
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`Warnings:
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`Information:
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`29
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`P8870USC1_DECL.pdf
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`Power of Attorney
`
`POA.pdf
`
`no
`
`1
`
`e378ef5137 c2db885019276f3b44b97fd7 e
`29f8
`
`Warnings:
`
`Information:
`
`5
`
`Assignee showing of ownership per 37
`CFR 3.73(b).
`
`sb0096.pdf
`
`no
`
`2
`
`176818
`
`e 718b3cf544dd8e 7d8ec0abbf6a21 dc0c8f6
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`Warnings:
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`6
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`Transmittal Letter
`
`IDS_Letter.pdf
`
`no
`
`1
`
`66797
`
`2f6a25189 3cd4cbb 7bb87 c0ae3 7 d db2 68cd
`e387d
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`Warnings:
`
`Information:
`
`7
`
`Information Disclosure Statement (IDS)
`Form (SB0S)
`
`PSl 04USC1_IDS.pdf
`
`no
`
`6
`
`612512
`
`94f1 074c0acb2f1 9df715fd 16f88cb7203147
`79e
`
`Qualcomm, Ex. 1016, Page 14
`
`

`

`Warnings:
`
`Information:
`
`8
`
`Fee Worksheet (5B06)
`
`fee-info.pdf
`
`no
`
`2
`
`37827
`
`dcddce8a90ba3835df07ffcf8ad8b2029a0ft
`5c7
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`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`3754782
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Qualcomm, Ex. 1016, Page 15
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`13510506
`
`13590217
`
`International Application Number:
`
`Confirmation Number:
`
`1534
`
`Title of Invention:
`
`Hardware Automatic Performance State Transitions in System on Processor
`Sleep and Wake Events
`
`First Named Inventor/Applicant Name:
`
`Josh Pde Cesare
`
`Customer Number:
`
`81310
`
`Filer:
`
`Lawrence J. Merkel/Karen Ashby
`
`Filer Authorized By:
`
`Lawrence J. Merkel
`
`Attorney Docket Number:
`
`5888-13108
`
`Receipt Date:
`
`21-AUG-2012
`
`Filing Date:
`
`Time Stamp:
`
`08:45:56
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`yes
`
`Deposit Account
`
`$1740
`
`7431
`
`501505
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`Qualcomm, Ex. 1016, Page 16
`
`

`

`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`116780
`
`1
`
`P8870USC1_App.pdf
`
`yes
`
`30
`
`Multipart Description/PDF files in .zip description
`
`81 cdb7b2f6957583653693e0aeec1 544a2e
`0b7da
`
`Document Description
`
`Start
`
`End
`
`Specification
`
`Claims
`
`Abstract
`
`Warnings:
`
`Information:
`
`2
`
`Drawings-only black and white line
`drawings
`
`Warnings:
`
`Information:
`
`23
`
`29
`
`30
`
`1
`
`24
`
`30
`
`78822
`
`P8870USC1 _Drawings.pdf
`
`no
`
`5
`
`256ab44d66d9572a5f244cff6aa58614c21 0
`7398
`
`3
`
`Oath or Declaration filed
`
`P8870USC1_DECL.pdf
`
`no
`
`3
`
`2387071
`
`Warnings:
`
`Information:
`
`fe0aba 1 c88e3 a8eace9a8f070a44 228d 02d 6
`4aa4