throbber
Exhibit 2003
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`________________
`
`FACEBOOK, INC., INSTAGRAM, LLC, and WHATSAPP INC.,
`Petitioners,
`
`v.
`
`BLACKBERRY LIMITED,
`Patent Owner
`________________
`
`IPR2019-00706
`U.S. Patent No. 9,349,120
`________________
`
`DECLARATION OF DR. HUGH M. SMITH
`IN SUPPORT OF PATENT OWNER’S RESPONSE
`
`
`
`
`
`
`
`
`
`

`

`DECLARATION OF DR. HUGH M. SMITH
`
`
`
` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
`
`TABLE OF CONTENTS
`
`Page
`
`TABLE OF CONTENTS ........................................................................................... I
`
`I.
`
`INTRODUCTION ........................................................................................... 1
`
`II.
`
`BASIS FOR OPINION .................................................................................... 2
`
`A. Qualifications ........................................................................................ 2
`
`B. Materials Considered ............................................................................. 3
`
`III. LEVEL OF ORDINARY SKILL IN THE ART ............................................. 5
`
`IV. LEGAL STANDARDS FOR PATENTABILITY .......................................... 6
`
`V. OVERVIEW OF THE ’120 PATENT ............................................................ 7
`
`A.
`
`The ’120 Patent Specification ............................................................... 7
`
`B.
`
`The ’120 Patent Claims ......................................................................... 8
`
`VI. OVERVIEW OF THE CITED ART ............................................................... 9
`
`A. Dallas (Ex. 1003) ................................................................................... 9
`
`B.
`
`C.
`
`Brown (Ex. 1004) ................................................................................ 11
`
`LeBlanc (Ex. 1005) ............................................................................. 11
`
`D.
`
`Bott (Ex. 1007) .................................................................................... 12
`
`E.
`
`Kent (Ex. 1010) ................................................................................... 13
`
`F. Mann (Ex. 1011) .................................................................................. 13
`
`VII. THE BOARD’S CONSTRUCTION OF “NOTIFICATION(S)” ................. 13
`
`VIII. DALLAS’S “RED FLAGS,” “SPARKLE” ICON AND FONT
`VARIATIONS ARE NOT “NOTIFICATIONS” ......................................... 21
`
`A. Dallas’s “Red Flags,” “Sparkle” Icon and Font Variations Are
`Not “Notifications”.............................................................................. 21
`
`BlackBerry Exhibit 2003, Page i
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`

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`DECLARATION OF DR. HUGH M. SMITH
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` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
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`B.
`
`C.
`
`Dallas Teaches Away From Using the Claimed “Notifications” ........ 21
`
`Dallas’s Red Flags and Sparkle Icon Are a Message’s “Manner
`of Display,” Not “Notifications” ......................................................... 23
`
`IX. DALLAS AND LEBLANC DO NOT TEACH “SILENCING”
`NOTIFICATIONS ......................................................................................... 25
`
`X.
`
`THE PROPOSED COMBINATIONS FAIL TO DISCLOSE
`“DISPLAYING” IGNORED MESSAGES ................................................... 26
`
`A. Dallas Teaches Automatically “Hiding” Ignored Threads ................. 26
`
`B.
`
`C.
`
`Dallas Teaches Away From Automatically “Expanding”
`Ignored Threads ................................................................................... 29
`
`Brown Teaches Away From Automatically “Expanding”
`Ignored Threads ................................................................................... 31
`
`BlackBerry Exhibit 2003, Page ii
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`

`

`DECLARATION OF DR. HUGH M. SMITH
`
`
`
` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
`
`I, Hugh M. Smith, declare as follows:
`
`I.
`
`INTRODUCTION
`
`1. My name is Hugh M. Smith. I am a Professor of Computer Science at
`
`California Polytechnic State University, with significant experience in
`
`communications hardware and software both at the application and system level. I
`
`have been retained to serve as an expert on behalf of Patent Owner BlackBerry
`
`Limited (“BlackBerry” or “Patent Owner”) in connection with the above-captioned
`
`inter partes review (“IPR”) proceeding, to provide my analyses and opinions in
`
`certain technical aspects of this proceeding. I understand that this Declaration is
`
`used to support BlackBerry’s Patent Owner Response regarding challenged claims
`
`of U.S. Patent No. 9,349,120 (“the ’120 Patent”) (Ex. 1001).
`
`2.
`
`I am being compensated for my work on this case at my standard
`
`consulting rate of $600 per hour. I am also being reimbursed for all incurred
`
`expenses. No part of my compensation is contingent upon the outcome of this
`
`proceeding. I have no other interests in this proceeding or with any of the parties.
`
`3.
`
`I am competent to testify to the matters stated in this Declaration,
`
`have personal knowledge of the facts and statements herein, and each of the
`
`statements is true and correct.
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`
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`

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`DECLARATION OF DR. HUGH M. SMITH
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` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
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`II. BASIS FOR OPINION
`
`A. Qualifications
`
`4.
`
`I have more than 30 years of experience in the field of computer
`
`science.
`
`5.
`
`I received a bachelor’s degree in Computer Science from Xavier
`
`University in 1985. Additionally, I received a master’s degree (1994) and a Ph.D.
`
`(1999) in Computer Science from Michigan State University.
`
`6.
`
`In 2000, I joined the faculty of the Department of Computer Science
`
`at California Polytechnic State University (“Cal Poly”). I am currently a tenured
`
`full professor in that department. I served as Director of the Cal Poly Computer
`
`Engineering Program from 2009-2013 and again from 2016-2017.
`
`7.
`
`Among other topics, my research focuses on mobile devices and
`
`mobile device software, including application development and computer
`
`networks. I also study distributed systems, embedded systems, programming, and
`
`robotics. I have published papers, taught courses, and delivered lectures relating to
`
`these fields.
`
`8.
`
`I have been involved in the study and development of smartphone
`
`applications since 2010. Between 2010 and 2013, I developed and released
`
`Lockmenu, an application for the Android mobile operating system that enables
`
`users to launch applications directly from their mobile devices’ lock screens. The
`
`BlackBerry Exhibit 2003, Page 2
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`

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`DECLARATION OF DR. HUGH M. SMITH
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` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
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`application is aimed at enhancing user efficiency. I have since been involved in
`
`numerous other software projects for both Android and iOS devices.
`
`9.
`
`Additionally, I have extensive professional experience in computer
`
`system design. From 1985-1992, prior to beginning my doctoral studies, I worked
`
`as a Group Manager, a Senior Systems Analyst and Project Manager, and a System
`
`Analyst for Procter and Gamble Co. Before that, from 1983-1985, I was a
`
`Programmer Analyst at the Merrell Dow Research Institute.
`
`10.
`
`I have served as a technical consultant in connection with intellectual
`
`property relating to various computer engineering technologies since 2005. In just
`
`the past five years, I have been engaged as a consultant on more than two-dozen
`
`projects many of which involved network communication mobile devices. I have
`
`investigated source code including application code, Android system code and
`
`Linux operating system code as part of this work.
`
`11.
`
`I have provided a copy of my curriculum vitae as an attachment to this
`
`report. See Appendix A.
`
`12. A list of cases in which I have testified as an expert over the past four
`
`years is attached to this report as Appendix B.
`
`B. Materials Considered
`
`13. As part of my preparation for writing this Declaration, I reviewed the
`
`following materials: the ’120 Patent and its prosecution history; Alastair Dallas,
`
`BlackBerry Exhibit 2003, Page 3
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`

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`DECLARATION OF DR. HUGH M. SMITH
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` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
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`Using Collabra Share 2 (“Dallas”); Mark R. Brown, Using Netscape
`
`Communicator 4 (“Brown”); Dee-Ann LeBlanc, Using Eudora (“LeBlanc”); Ed
`
`Bott, Using Microsoft Windows Me Millennium Edition (“Bott”); Jeff Kent, C++
`
`Demystified (“Kent”); Bill Mann, How to Do Everything with Microsoft Office
`
`Outlook 2007 (“Mann”); and Petitioner’s Petition for inter partes review and all
`
`cited exhibits, including the Declaration of Dr. Sandeep Chatterjee and any
`
`exhibits cited therein.
`
`14. Additionally, I reviewed the transcript of Dr. Chatterjee’s deposition.
`
`15.
`
`I also reviewed Patent Owner’s Response and all exhibits thereto.
`
`16. My opinions are based on my years of education, research, and
`
`industry experience, as well as my investigation and study of relevant materials.
`
`17.
`
`I may rely upon these materials and/or additional materials to respond
`
`to arguments raised by Petitioner. I may also consider additional documents and
`
`information informing any necessary opinions, including documents that may not
`
`yet have been provided to me.
`
`18. My analysis of the materials produced in this investigation is ongoing
`
`and I will continue to review any new material as it is provided. This report
`
`represents only those opinions I have formed to date. I reserve the right to revise,
`
`supplement, and/or amend my opinions stated herein based on new information
`
`and on my continuing analysis of the materials already provided.
`
`BlackBerry Exhibit 2003, Page 4
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`

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`DECLARATION OF DR. HUGH M. SMITH
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`
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` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
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`III. LEVEL OF ORDINARY SKILL IN THE ART
`
`19. The ’120 Patent is directed to methods, systems, and computer
`
`programming products for silencing message threads. Ex. 1001 at Abstract. In
`
`particular, the technology allows the user to flag a message thread as silenced,
`
`causing the system to “override a currently-enabled notification setting to prevent a
`
`receipt notification” from activating while still displaying the message in a
`
`different manner alongside other new messages. Ex. 1001 at 2:29-35.
`
`20. Petitioner suggests that a person of ordinary skill in the art
`
`(“POSITA”) would have possessed at least a bachelor’s degree in software
`
`engineering, computer science, or computer engineering, or electrical engineering
`
`with at least two years of experience in software application development,
`
`including development of applications for messaging (or equivalent
`
`degree/experience). I understand that BlackBerry does not dispute this standard
`
`for the purpose of this Response. Accordingly, I have relied-upon this level of
`
`ordinary skill in my analysis.
`
`21. At the time of filing of the ’120 Patent invention, I had my Ph.D. and
`
`extensive software development experience and was a Professor of Computer
`
`Science at California Polytechnic State University. I meet these criteria and
`
`consider myself a person with at least ordinary skill in the art pertaining to the ’120
`
`BlackBerry Exhibit 2003, Page 5
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`DECLARATION OF DR. HUGH M. SMITH
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` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
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`Patent. I was such a person at the time of the filing of the application for the ’120
`
`Patent.
`
`IV. LEGAL STANDARDS FOR PATENTABILITY
`
`22.
`
`I understand that “prior art” includes patents and printed publications
`
`that existed before the earliest applicable filing date of the ’120 Patent.
`
`23.
`
`I understand that in order for a claim to be anticipated, each and every
`
`requirement of the claim must be found, expressly or inherently, in a single prior
`
`art reference as recited in the claim.
`
`24.
`
`I understand that a claimed invention is not patentable if the claimed
`
`invention would have been obvious to a person of ordinary skill in the field of the
`
`invention at the time the invention was made.
`
`25.
`
`I understand that in order to show obviousness based on a
`
`combination of references, a particular motivation to combine the teachings in the
`
`references must be shown.
`
`26.
`
`I understand that claim terms are generally given their ordinary and
`
`customary meaning, which is the meaning that the term would have to a person of
`
`ordinary skill in the art at the time of the invention. I further understand that a
`
`person of ordinary skill in the art must read the claim term not only in the context
`
`of the particular claim in which the term appears but in the context of the entire
`
`patent, including the specification.
`
`BlackBerry Exhibit 2003, Page 6
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`

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`DECLARATION OF DR. HUGH M. SMITH
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`
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` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
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`27.
`
`I understand that the obviousness inquiry should not be done in
`
`hindsight, and depends on the scope and content of the prior art, the differences
`
`between the prior art and the claims at issue, the knowledge of a person of ordinary
`
`skill in the pertinent art at the time of invention, and any other objective factors
`
`indicating obviousness or non-obviousness.
`
`28.
`
`I understand that in order to rely on a reference for obviousness, the
`
`reference must be analogous art. I also understand that to be analogous art, the
`
`reference must be either (1) from the same field of endeavor as the claimed subject
`
`matter, regardless of the problem addressed, or (2) if not in the same field of
`
`endeavor, reasonably pertinent to the particular problem with which the inventor is
`
`involved. I am also familiar with the premise that for a reference to be reasonably
`
`pertinent, it must have logically commended itself to an inventor’s attention at the
`
`time of invention.
`
`V. OVERVIEW OF THE ’120 PATENT
`
`A. The ’120 Patent Specification
`
`29. At the time of the claimed invention, users could receive notifications
`
`of the receipt of an electronic message on their mobile devices in the form of
`
`auditory user alerts such as ringtones, visual alerts such as flashing lights or pop-
`
`ups, and physical alerts such as vibrations. Ex. 1001 at 1:28-32. Electronic
`
`BlackBerry Exhibit 2003, Page 7
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`

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`DECLARATION OF DR. HUGH M. SMITH
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` Case No. IPR2019-00706
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`messages could also be grouped into message threads based on various categories,
`
`such as conversation topics. Ex. 1001 at 1:33-43.
`
`30.
`
`In the past, the user would receive a notification each time a new
`
`message was received in any thread, regardless of whether the user was actually
`
`engaging with that thread. See Ex. 1001 at 1:43-46.
`
`31. The ’120 Patent addresses this and other issues by allowing the user to
`
`“silence” individual message threads, thereby permitting the user to continue to
`
`receive messages in those threads without receiving associated receipt
`
`notifications. Ex. 1001 at 13:28-33.
`
`32. The claimed invention of the ’120 Patent accomplishes this using a
`
`“flag” that “override[s] a currently-enabled notification setting,” thereby
`
`“prevent[ing] . . . receipt notification[s]” for new messages “associated with the
`
`selected message thread[.]” Ex. 1001 at 16:66-17:2. These new messages are still
`
`displayed in the inbox, but in a different manner than messages in any thread not
`
`flagged as silenced. Ex. 1001 at 17:8-10.
`
`B.
`
`The ’120 Patent Claims
`
`33. The ’120 Patent has three independent claims: 1, 13 and 24. All of
`
`the claims relate to silencing notifications for incoming electronic messages.
`
`BlackBerry Exhibit 2003, Page 8
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`

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`DECLARATION OF DR. HUGH M. SMITH
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`
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` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
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`VI. OVERVIEW OF THE CITED ART
`
`A. Dallas (Ex. 1003)
`
`34. Dallas is a user manual describing the functionality and use of a
`
`“groupware” software application that allows “empowered workers to organize and
`
`categorize documents and discussion threads[.]” Ex. 1003 at 28.1 Dallas’s
`
`“Collabra Share” software is based on a hierarchal document management system
`
`comprising “librar[ies]” at the highest level, which contain within them “forums,”
`
`“categories,” “threads” and finally “document[s]” as the lowest tier. Ex. 1003 at
`
`53.
`
`35. Dallas’s “libraries,” for example, are shown in the Library viewing
`
`pane in Figure 4.4:
`
`
`1 Unless otherwise specified, the page numbers cited refer to Facebook’s
`
`bates stamped pagination.
`
`BlackBerry Exhibit 2003, Page 9
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`

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`DECLARATION OF DR. HUGH M. SMITH
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`
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` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
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`
`
`Ex. 1003 at 109, Fig. 4.4 (annotated).
`
`36. Dallas shows using “red flags” and a document counter to indicate
`
`that new documents have been added to a library. Dallas also describes “threads”
`
`and “categories” as using the “red flag” and “sparkle” icons. See, e.g., Ex. 1003 at
`
`55, Fig. 1.9.
`
`37. Dallas explains that, these flags and sparkle icons do not interrupt a
`
`user’s concentration, unlike an alert such as a telephone ringing. Ex. 1003 at 140
`
`(chapter page 115) (“Unlike a ringing telephone, when you see the red flag on the
`
`button, indicating that there are new documents, you can choose whether to
`
`interrupt your concentration.”).
`
`38. A user can also choose to turn off the red flags and sparkle icons for
`
`“threads” and “categories,” by using the “ignore” feature. Ex. 1003 at 111-12.
`
`BlackBerry Exhibit 2003, Page 10
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`DECLARATION OF DR. HUGH M. SMITH
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` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
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`Dallas does not disclose an “ignore” feature for turning off red flags and sparkle
`
`icons for libraries.
`
`B.
`
`Brown (Ex. 1004)
`
`39. Brown is a user manual for the Netscape Communicator software
`
`which allows users to browse the web, read email and the like. Ex. 1004 at 34.
`
`Brown includes an “ignore” feature that hides the selected thread entirely from
`
`view:
`
`To ignore a thread, select the first message in the thread (or the
`collapsed thread's only message) and choose Message, Ignore from the
`Messenger menu; then choose Thread. The newly ignored thread
`disappears from view in the Message List. The best part is that
`messages in this thread continue to be downloaded and sorted by
`Messenger. They're just not shown. Of course, there's a way to show
`the ignored threads again, if you want or need to.
`
`Ex. 1004 at 50 (chapter page 209) (emphasis added).
`
`C. LeBlanc (Ex. 1005)
`
`40. LeBlanc is a user manual describing the Eudora program, which
`
`assists individuals using email. Ex. 1005 at 20.
`
`41. Petitioners have submitted only select excerpts from LeBlanc
`
`amounting to 26 pages (only four are actual pages from its chapters), although the
`
`manual is over 290 pages long. The provided four pages from LeBlanc’s text
`
`address the “Checking Mail Manually” feature and include a partial disclosure of
`
`the “reading mail” function. Ex. 1005 at 23-26. The checking mail manually
`
`BlackBerry Exhibit 2003, Page 11
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`DECLARATION OF DR. HUGH M. SMITH
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` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
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`feature discloses popups which are displayed both when there is new mail and
`
`when no new mail has arrived:
`
`Ex. 1005 at 23 (annotated).
`
`42. The limited excerpts of LeBlanc also indicate that a user may choose
`
`what type of user alerts to receive (pop-up windows, flashing etc.). Ex. 1005 at 24-
`
`25 (“You can choose what Eudora does to point out to you that you have new
`
`
`
`mail.”).
`
`D. Bott (Ex. 1007)
`
`43. Bott describes the features of Microsoft’s Windows Millennium
`
`Edition operating system. Ex. 1007 at 1. Bott discusses wireless networks for
`
`connecting to the Internet, including the use of wireless adapters that can be
`
`attached to a user’s computer. Ex. 1007 at 421-22.
`
`BlackBerry Exhibit 2003, Page 12
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`DECLARATION OF DR. HUGH M. SMITH
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` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
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`E. Kent (Ex. 1010)
`
`44. Kent is a basic reference on coding. It does not disclose management
`
`of incoming messages.
`
`45. Kent explains the C++ programming language, including the use of
`
`C++ to implement Boolean variables called “flags.” Ex 1010 at 148-51. Kent
`
`defines a “flag” as a “variable whose value indicates whether a condition exists.”
`
`Ex 1010 at 150. Kent describes a flag titled “quit,” which is given the value “true”
`
`if the user enters “Y” and “false” if the user enters “N.” Ex 1010 at 150-51.
`
`F. Mann (Ex. 1011)
`
`46. Mann describes Microsoft Office Outlook 2007 (“Outlook”). Mann
`
`discusses allowing the user to group messages by conversation, which “creates
`
`groups in the Inbox pane that consist of all the messages in a particular thread.”
`
`In this configuration, Mann’s Inbox pane shows only the most recent message in
`
`each conversation; the user must click a “down arrow” appearing adjacent to the
`
`subject line to display older messages. Ex. 1011 at 89.
`
`VII. THE BOARD’S CONSTRUCTION OF “NOTIFICATION(S)”
`
`47.
`
`I am informed that for inter partes reviews filed on or after November
`
`13, 2018, such as this one, claim terms are construed using the same claim
`
`construction standard that is used in a civil action under 35 U.S.C. Section 282(b),
`
`as articulated in Phillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005) (en banc),
`
`and its progeny. See 37 C.F.R. § 42.100(b).
`
`BlackBerry Exhibit 2003, Page 13
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`DECLARATION OF DR. HUGH M. SMITH
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` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
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`48.
`
`I understand that while the Petition proffered two claim terms for
`
`construction, “flag” and “notification(s),” as recognized by the Board in its
`
`Institution Decision, that the parties have resolved their dispute regarding the claim
`
`term “flag”. See ID at 8 (“Given the parties’ positions, we will not construe ‘flag’
`
`in this decision.”). Accordingly, I understand that the sole claim term for
`
`construction is “notification(s).”
`
`49.
`
`In the ID, the Board adopted the district court’s construction of
`
`“notification” to require “some form of visual, auditory, or physical cue to draw
`
`attention to an incoming message that would not otherwise have been noticed, at
`
`the time of the incoming message.” ID (Paper 9) at 9. I have relied-upon the
`
`Board’s construction of “notifications” in analyzing the ’120 patent, the prior art
`
`and Dr. Chatterjee’s expert declaration.
`
`50.
`
`In my opinion, no additional claim constructions are necessary, and I
`
`have analyzed the remaining claim terms according to their plain and ordinary
`
`meaning in light of the ’120 patent’s claims as a whole and its specification, as
`
`understood by a POSITA.
`
`51.
`
`In my opinion, Dr. Chatterjee’s analysis regarding the “notification”
`
`claim term is incorrect. Dr. Chatterjee’s interpretation of “notifications” is
`
`extremely broad—it goes far beyond what a POSITA would have understood this
`
`term to mean in light of the ’120 patent’ disclosures. Dr. Chatterjee’s
`
`BlackBerry Exhibit 2003, Page 14
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`DECLARATION OF DR. HUGH M. SMITH
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` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
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`understanding of “notification” encompasses nearly every kind of display
`
`characteristic of a new message, from font styles to graphic icons. Such an
`
`interpretation is not consistent with the disclosures of the ’120 patent.
`
`52. Further, Dr. Chatterjee’s interpretation of the claimed “notifications”
`
`far exceeds the scope allowed for that term by Board’s construction. For example,
`
`I understand that Dr. Chatterjee testified that a new message’s font color is a
`
`“notification” (Ex. 2002 (Chatterjee Tr.) at 53:16-25), and likewise that bolded text
`
`(Ex. 2002 at 54:24-55:4) or italicized text (Ex. 2002 at 55:22-56:4) alone are also
`
`“notifications.” A POSITA would not have understood any of these display
`
`characteristics as a claimed “notification.”
`
`53. Likewise, Dr. Chatterjee states throughout his declaration that
`
`Dallas’s “red flags” and “sparkle” icon teach the claimed “notifications.” But in
`
`my opinion a POSITA would not have viewed these icons as “notifications” either.
`
`These icons, like font styles, are display characteristics of a new message. They do
`
`not teach the claimed “notifications” which the Board correctly construed as cues
`
`that draw a user’s attention to a new message that would otherwise not have been
`
`noticed.
`
`54.
`
`I note that Dr. Chatterjee points to the international “not” symbol as
`
`one method of display, and omitting that sign as a different manner of display. Ex.
`
`1002 at ¶ 123. As mentioned above, he also points to the displaying of Dallas’s
`
`BlackBerry Exhibit 2003, Page 15
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`DECLARATION OF DR. HUGH M. SMITH
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`
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` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
`
`“red flags,” “sparkle” icons and font color as the notifications to be silenced.
`
`Showing or not showing the “not” sign, “red flags,” “sparkle” icon, and font colors
`
`are all changes in how the message is displayed within the Collabra Share inbox
`
`and requires the user to be looking at their inbox in order to notice any changes.
`
`They are only noticeable when the user is already looking at them. Dr. Chatterjee
`
`appears to be ignoring the “would not otherwise have been noticed” part of the
`
`construction of “notification.”
`
`55. For example, in the system disclosed in Dallas (Collabra Share), for
`
`the user to notice any of these changes to how the messages are displayed, requires
`
`the user to be looking at their inbox. In fact when asked in his deposition, Dr.
`
`Chatterjee stated that if a different application (e.g. Microsoft Word) was in front
`
`of the Collabra Share application, that these changes to how the messages are
`
`displayed could not be seen. Ex. 2002 at 50:13-51:17. As disclosed in Dallas, if
`
`the user is not in their Collabra Share application and specifically looking at their
`
`inbox, there is no way for them to see any of the relied-upon icon and font changes
`
`to the messages. After studying the patent specification and file history, the
`
`construction of notification and the claims themselves, requiring someone to be in
`
`their messaging application and specifically looking at their inbox to notice any
`
`changes does not meet the Board’s construction that requires drawing attention to
`
`an incoming message that “would not otherwise have been noticed.”
`
`BlackBerry Exhibit 2003, Page 16
`
`

`

`DECLARATION OF DR. HUGH M. SMITH
`
`
`
` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
`
`56. To the contrary, in my opinion, which is confirmed by the Board’s
`
`construction, a POSITA would have readily understood the claimed “notifications”
`
`as something that must draw a user’s attention away from something else, i.e., it
`
`must distract or otherwise interrupt a user from another activity. A POSITA would
`
`not have understood the term “notifications” to include display characteristics only
`
`noticed by a user that is already attentive to a thread with a new message. My
`
`opinion is supported by the disclosures in the ’120 Patent’s specification, which
`
`consistently refers to “notifications” as alerts such as “ring tones, visual alerts such
`
`as flashing lights or popups and physical alerts such as vibrations.” See Ex. 1001
`
`at 1:30-32, 9:4-8, 9:17-20, 9:26-31, 13:19-21.
`
`57. This is also supported in the claims. For example, claim 1
`
`differentiates between silencing notifications and changes in how messages are
`
`displayed alongside other new messages. Claim 1 states “wherein the new
`
`incoming message thread flagged as silenced is displayed in the inbox in a
`
`different manner than any message thread not flagged as silenced.” See Ex. 1001
`
`at 17:7-10; see also claims 13 and 24.
`
`58. As discussed, the ’120 Patent itself distinguishes its “notifications”
`
`from the display characteristics of a new message by including a separate
`
`limitation covering a “manner of display” of a message. See Ex. 1001 at claim
`
`1[h]; see also claims 13, 24. The specification describes an adjustment of the
`
`BlackBerry Exhibit 2003, Page 17
`
`

`

`DECLARATION OF DR. HUGH M. SMITH
`
`
`
` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
`
`display characteristics of an incoming message, such as font color, weight etc. as a
`
`change to a message’s “manner of display.” See, e.g., Ex. 1001 at 14:49-52 (“If
`
`the message thread has been silenced by the user then no notification may be
`
`activated and at 614 the message may appear ‘greyed out’ or other diminished
`
`fashion when displayed with the inbox contents.”). Thus, a POSITA would have
`
`recognized that the ’120 patent itself distinguishes between “notifications” and
`
`display characteristics of a message.
`
`59. Likewise, I have reviewed the prosecution history for the ’120 patent,
`
`in which the applicant confirmed that “notifications” are “distractions” that
`
`“bother” a user:
`
`[Displaying silenced messages together with unsilenced messages]
`allows a user to conveniently see messages at one glance in his/her
`inbox, while not being bothered by notifications related to message
`threads which have been marked as silenced. Accordingly, while a user
`is made aware of such messages and can track them in the inbox, the
`user can avoid being distracted by unnecessary notifications.
`
`60. Ex. 2001 at 28 (12/19/2014 Amendment page 17 of 18). This
`
`discussion provides yet another confirmation that “notifications” should be
`
`understood as cues used to draw a user’s attention to an otherwise unnoticed
`
`message. In my opinion a mere change in font color or an icon change would not
`
`“bother” or “distract” a user, nor would it serve as a cue to draw a user’s attention
`
`to a message that would not have otherwise been noticed.
`
`BlackBerry Exhibit 2003, Page 18
`
`

`

`DECLARATION OF DR. HUGH M. SMITH
`
`
`
` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
`
`61. Therefore, in my opinion, Dr. Chatterjee’s statements that Dallas’s
`
`“red flags” and “sparkle” icons are “notifications” are incorrect, because they do
`
`not meet the Board’s requirement that the claimed “notifications” serve as a cue to
`
`draw a user’s attention to a message that would not have otherwise been noticed.
`
`For example, a user would not see Dallas’s icon or font change if the user was
`
`working in a different document, if the message thread were scrolled out of view,
`
`or if the message thread were collapsed.
`
`62. Dallas itself provides a prime example of this deficiency in one of its
`
`disclosures relied-upon by Dr. Chatterjee in his declaration, Figure 7.5 (Ex. 1003 at
`
`179) (annotated):
`
`BlackBerry Exhibit 2003, Page 19
`
`
`
`

`

`DECLARATION OF DR. HUGH M. SMITH
`
`
`
` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
`
`63. As seen in Dallas’s Figure 7.5, even if a user is already attentive to the
`
`Collabra Share screen, and further still, even if that user is already attentive to a
`
`particular category with a new message in it, the new message’s “red flag” and
`
`“sparkle” icons will only be noticed if they are scrolled into view. For example,
`
`the image above shows that the selected category “Business Planning” has a “red
`
`flag” on its icon, indicating that this selected category contains a new message.
`
`But no “red flags” or “sparkle” icons are visible in the thread/message viewing
`
`pane shown in Figure 7.5—they are scrolled out of view.
`
`64. As demonstrated by this example, a user will be unaware of Dallas’s
`
`“red flags” and “sparkle” icon unless a user already has the new message thread
`
`scrolled into view. Thus, Dr. Chatterjee’s opinion that Dallas’s colored icons will
`
`“notify” a user of a new message would, as a practical matter, require a user to
`
`anticipate where the new message will arrive, to select the particular category
`
`containing that new message, and to scroll the new message thread into view.
`
`Otherwise, Dallas’s “red flags” and “sparkle” icon will not be noticed. This is not
`
`consistent with the understanding of a POSITA and the Board’s construction of
`
`this term.
`
`BlackBerry Exhibit 2003, Page 20
`
`

`

`DECLARATION OF DR. HUGH M. SMITH
`
`
`
` Case No. IPR2019-00706
`U.S. Patent No. 9,349,120
`
`VIII. DALLAS’S “RED FLAGS,” “SPARKLE” ICON AND FONT
`VARIATIONS ARE NOT “NOTIFICATIONS”
`
`A. Dallas’s “Red Flags,” “Sparkle” Icon and Font Variations Are
`Not “Notifications”
`
`65. Dallas’s “red flags” and “sparkle” icon are not “notificat

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