`
`_________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_________________
`
`MICROSOFT CORPORATION,
`Petitioner,
`
`v.
`
`UNILOC 2017 LLC,
`Patent Owner.
`
`_________________
`
`IPR2019-00744
`Patent 7,167,487
`_________________
`
`
`PETITIONER’S MOTION FOR JOINDER
`
`
`
`
`
`TABLE OF CONTENTS
`
`B.
`
`2.
`
`3.
`
`Page
`LIST OF EXHIBITS ................................................................................................ iii
`I.
`INTRODUCTION ........................................................................................... 1
`II.
`LITIGATION HISTORY AND OTHER BACKGROUND .......................... 3
`III. THE BOARD SHOULD GRANT JOINDER FOR SEVERAL REASONS . 4
`A. Overlap In Issues Warrants Joinder, Even Though
`Microsoft Relies On An Additional Reference In Each Ground .......... 5
`The “New” Issues Presented By The Microsoft
`IPR Will Actually Aid In Resolution Of Disputed
`Issues In The Apple IPR, Thus Supporting Joinder .............................. 7
`1.
`The Prior Art Confirms The Relevance Of TS23.107 To
`Understanding The Claimed “minimum bit rate criteria” .......... 8
`The ’487 Patent Itself Confirms The Relevance Of TS23.107
`To Understanding The Claimed “minimum bit rate criteria” ..... 9
`As Explained By The Microsoft Petition,
`TS23.107 Integrates Cleanly With The Other
`References Relied Upon In The Apple IPR ................................ 9
`Joinder Should Not Impact The IPR Trial Schedule ........................... 10
`Joinder Is Appropriate Because Microsoft Agrees To Take A
`Largely “Understudy” Role, Simplifying Briefing And Discovery .... 10
`E. Microsoft’s Petition Is Not Time Barred And
`Itself Independently Establishes At Least A Reasonable
`Likelihood That The Challenged Claims Are Unpatentable ............... 12
`Joinder Would Not Unfairly Prejudice Patent Owner ........................ 16
`1.
`The Need For Joinder Arises From
`Uniloc’s Own District Court Litigation Conduct ..................... 18
`IV. CONCLUSION .............................................................................................. 19
`
`C.
`D.
`
`F.
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`PETITIONER’S MOTION FOR JOINDER
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`Page i
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`
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`TABLE OF AUTHORITIES
`
`Page(s)
`
`Board Decisions
`Proppant Express Investments, LLC v. Oren Techs., LLC,
`IPR2018-00914 Paper 38 (PTAB Feb. 13, 2019) ...............................................12
`Rules
`35 U.S.C. § 311 ........................................................................................................12
`35 U.S.C. § 313 ........................................................................................................12
`35 U.S.C. § 314 ........................................................................................... 12, 16, 18
`35 U.S.C. § 315 ....................................................................................................1, 12
`35 U.S.C. § 316 .......................................................................................................... 4
`35 U.S.C. § 325 ........................................................................................................18
`Rules
`37 C.F.R. § 42.1 ......................................................................................................... 4
`
`
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`PETITIONER’S MOTION FOR JOINDER
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`Page ii
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`
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`LIST OF EXHIBITS
`
`No. Description
`
`1001 U.S. Patent No. 7,167,487 (“the ’487 Patent”)
`
`1002 File History of U.S. Patent No. 7,167,487
`
`1003 Declaration of Fabio Chiussi, PhD., signed and dated March 1, 2019
`(“Chiussi Decl.” or “Chiussi”)
`
`1004 Declaration of Friedhelm Rodermund, signed and dated February 27,
`2019 (“Rodermund Decl.” or “Rodermund”)
`
`1005 U.S. Patent No. 6,850,540 B1 to Peisa et al. (“Peisa”)
`
`1006 3GPP TS 23.107 V3.5.0 (2000-12), “3rd Generation Partnership
`Project; Technical Specification Group Services and System Aspects;
`QoS Concept and Architecture (Release 1999)” (“TS23.107”)
`
`1007 3GPP TS 25.302 V3.6.0 (2000-09), “3rd Generation Partnership
`Project; Technical Specification Group Radio Access Network;
`Services provided by the physical layer (Release 1999)” (“TS25.302”)
`
`1008 3GPP TS 25.321 V3.6.0 (2000-12), “3rd Generation Partnership
`Project; Technical Specification Group Radio Access Network; MAC
`protocol specification (Release 1999)” (“TS25.321”)
`
`1009 N/A
`
`1010 Mitsubishi Electric Telecom (Trium R&D), R2-010182 “Corrections
`to logical channel priorities in MAC protocol,” Change Request for
`3GPP TS 25.321 V3.6.0, 3GPP TSG-WG2 Meeting #18, Edinburgh,
`Scotland,
`17th-19th
`January
`2001,
`as
`available
`at
`http://www.3gpp.org/ftp/tsg_ran/WG2_RL2/TSGR2_18/Docs/Zips/
`(“R2-010182”)
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`PETITIONER’S MOTION FOR JOINDER
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`Page iii
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`
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`1011 3GPP TS 25.301 V3.6.0 (2000-09), “3rd Generation Partnership
`Project; Technical Specification Group Radio Access Network, Radio
`Interface Protocol Architecture (Release 1999)” (“TS25.301”)
`
`1012 Kalliokulju, Quality of service management
`in 3rd
`functions
`generation mobile telecommunication, WCNC. 1999 IEEE Wireless
`Communications and Networking Conference, Vol. 3 (1999)
`(“Kalliokulju”)
`
`1013 Garg, et al., Integrated QoS Support in 3G UMTS Networks, 2000 IEEE
`Wireless Communications and Networking Conference. Conference
`Record, Vol. 3 (2000) (“Garg”)
`
`1014 U.S. Patent No. 7,433,334 B2 to Marjelund et al. (“Marjelund”)
`
`1015 Hyman, et al., Real-Time Scheduling with Quality of Service
`Constraints, IEEE Journal on Selected Areas in Communications, Vol.
`9 (1991) (“Hyman”)
`
`1016 Parekh, et al., A Generalized Processor Sharing Approach to Flow
`Control in Integrated Services Networks: The Single-Node Case,
`IEEE/ACM Transactions on Networking, Vol. 1, No. 3 (1993)
`(“Parekh”)
`
`1017 Rexford, et al., Hardware-Efficient Fair Queueing Architectures for
`High-Speed Networks, Proceedings of IEEE INFOCOM
`'96,
`Conference on Computer Communications (1996) (“Rexford”)
`
`1018 Stiliadis, et al., Design and Analysis of Frame-based Fair Queueing: A
`New Traffic Scheduling Algorithm for Packet-Switched Networks,
`ACM SIGMETRICS, Vol. 24 Issue 1 (1996) (“Stiliadis”)
`
`1019 Sachs, et al., Congestion Control in WCDMA with Respect to Different
`Service Classes, Proc. European Wireless ’99 and ITG Fachtagung
`Mobile Kommunikation, (1999) (“Sachs”)
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`PETITIONER’S MOTION FOR JOINDER
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`Page iv
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`1020 U.S. Patent No. 6,075,791 to Chiussi et al.
`
`1021 R. L. Cruz, Quality of Service Guarantees in Virtual Circuit Switched
`Networks, IEEE Journal Sel. Areas in Comm., Vol. 13, No. 6 (1995)
`(“Cruz”)
`
`1022 D. D. Clark et al., Supporting Real-Time Applications in an Integrated
`Services Packet Network: Architecture and Mechanism, ACM (1992)
`(“Clark”)
`
`1023 M. W. Garrett, A Service Architecture for ATM: From Applications to
`Scheduling, IEEE Network (1996) (“Garrett”)
`
`1024 List of Uniloc Asserted Patents, from Docket Navigator
`
`1025 List of IPRs involving Uniloc Patents, from Docket Navigator
`
`1026 Annotated timeline of cases and IPRs involving Uniloc patent USP
`8,724,622, from Docket Navigator with annotations added to provide
`case details and emphasis.
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`PETITIONER’S MOTION FOR JOINDER
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`Page v
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`IPR2019-00744
`Patent 7,167,487
`
`I.
`
`INTRODUCTION
`
`Petitioner Microsoft Corporation (“Microsoft”) hereby moves under
`
`35 U.S.C. § 315(c) to join IPR2019-00744 (“Microsoft IPR”), challenging claims 1-
`
`6 of U.S. Patent No. 7,167,487 (the “’487 patent”) with IPR2019-00222 (“Apple
`
`IPR”), which was instituted as to claims 1-6 of the ’487 patent on June 4, 2019.
`
`Microsoft timely files this motion within one month of institution of the Apple IPR.
`
`See IPR2019-00222, Paper 11 (PTAB June 4, 2019). Microsoft previously filed its
`
`petition on March 4, 2019, before Uniloc filed its Patent Owner Preliminary
`
`Response (“POPR”) to the Apple IPR.
`
`Joinder of the two proceedings would preserve Board and party resources
`
`because the patentability challenges presented by the Microsoft IPR overlap with,
`
`while augmenting in important ways, those presented by the Apple IPR. Specifically,
`
`both IPRs rely on largely the same references and combinations, with the Microsoft
`
`IPR relying on an additional reference, TS23.107 (EX-1006), for each ground.
`
`TS23.107 provides additional technical and implementation details that relate to the
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`“minimum bit rate criteria” term that appears in each challenged claim. Microsoft
`
`expects this claim term to present important issues in each IPR, given that (i) the
`
`Examiner noted this term during prosecution and (ii) Uniloc focused on this term in
`
`its POPR in the Apple IPR. As explained in Section III.B below, the additional
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`information and teachings of TS23.107 will help the Board understand and resolve
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`PETITIONER’S MOTION FOR JOINDER
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`Page 1
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`IPR2019-00744
`Patent 7,167,487
`critical issues presented by Uniloc in the Apple IPR. Thus, rather than complicate
`
`the Apple IPR, consideration of issues surrounding TS23.107 will actually simplify
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`that proceeding.
`
`In addition, joinder will not unduly burden Uniloc (indeed it will lessen any
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`burden on Uniloc vs. independently proceeding on the two petitions) because of the
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`overlap in issues and evidence. Uniloc already has had over three months to analyze
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`Microsoft’s petition before filing a preliminary response to that petition on June 28,
`
`2019. Moreover, Microsoft agrees to defer to the arguments and evidence presented
`
`by the Apple IPR and its petitioners on all issues not implicating TS23.107. Joinder
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`will reduce Uniloc’s burden, as it will not separately have to address those issues in
`
`the Microsoft IPR. For example, any deposition of Microsoft’s expert, Dr. Chiussi,
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`can be limited to those issues surrounding TS23.107.
`
`Finally, there is no time bar at issue and this joinder motion is not driven by
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`any previous Microsoft misstep or error. Rather, Microsoft seeks joinder in an
`
`attempt to efficiently resolve the disputes flowing from Uniloc’s temporally
`
`staggered, serial litigation campaign against many defendants. In this sense, Uniloc’s
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`own conduct created the need for multiple IPRs on this patent, giving rise to this
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`joinder motion. Thus, joinder imposes no unfair burden on Uniloc.
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`PETITIONER’S MOTION FOR JOINDER
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`Page 2
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`IPR2019-00744
`Patent 7,167,487
`The undersigned counsel for Microsoft reached out to counsel for the Apple
`
`IPR Petitioners1 and the Apple IPR Petitioners neither oppose nor agree to joinder.
`
`The undersigned counsel also reached out to counsel for Patent Owner Uniloc, but
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`did not hear back on whether Uniloc would oppose or support this motion.
`
`II. LITIGATION HISTORY AND OTHER BACKGROUND
`
`In February and March 2018, Uniloc filed separate complaints in three
`
`different Texas courts, alleging infringement of the ’487 patent by each of the
`
`petitioners in the Apple IPR. Uniloc USA, Inc. v. Apple, Inc., Case No. 1:18-cv-
`
`00161 (W.D. Tex.); Uniloc USA, Inc. v. Samsung Electrs. Am., Inc., 2:18-cv-00044
`
`(E.D. Tex.); Uniloc USA Inc. v. LG Electrs. USA Inc., 3:18-cv-00561 (N.D. Tex.).
`
`Over five months later, on July 24, 2018, Uniloc filed a separate complaint in
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`California, alleging infringement of the ’487 patent by Microsoft. Uniloc 2017 LLC
`
`et al. v Microsoft Corporation, Case No. 8:18-cv-01279 (C.D. Cal.). In August 2018,
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`Uniloc unilaterally withdrew the ’487 patent from that Microsoft lawsuit without
`
`prejudice and without Microsoft’s consent. Later, in March 2019 (after Microsoft
`
`had filed the instant IPR petition), Uniloc again filed suit against Microsoft on
`
`
`1 The named petitioners in the Apple IPR are Apple Inc., LG Electronics Inc.,
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`Samsung Electronics Co. Ltd., and Samsung Electronics America, Inc. Unless
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`otherwise stated, reference to Apple is a reference to all petitioners in the Apple IPR.
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`PETITIONER’S MOTION FOR JOINDER
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`Page 3
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`IPR2019-00744
`Patent 7,167,487
`the ’487 patent. Uniloc 2017 LLC v. Microsoft Corporation, Case No. 8:19-cv-
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`00428 (C.D. Cal.). Uniloc has asserted the ’487 patent against at least six other
`
`defendants, most recently in March 2019 against AT&T. See POPR (Paper 6),2 p.15.
`
`As discussed below in Section III.F.1, this temporally-staggered serial assertion is
`
`consistent with Uniloc’s larger divide-and-conquer litigation strategy.
`
`The Apple IPR petition was filed November 12, 2018, with trial instituted on
`
`June 4, 2019, on challenged claims 1-6.
`
`On March 4, 2019, prior to Uniloc’s POPR in the Apple IPR, Microsoft filed
`
`the present IPR, also challenging claims 1-6 of the ’487 patent. See Paper 2. On
`
`June 28, 2019, Uniloc filed its POPR to the Microsoft petition. See Paper 6.
`
`III. THE BOARD SHOULD GRANT JOINDER FOR SEVERAL REASONS
`Joinder is appropriate because it is the most expedient way to secure the just,
`
`speedy, and inexpensive resolution of the related proceedings. See 35 U.S.C.
`
`§ 316(b); 37 C.F.R. § 42.1(b). This IPR is similar in a number of respects to the
`
`Apple IPR, and thus joinder would avoid unnecessary multiplication of proceedings
`
`before the Board. Moreover, though technically “new,” prior art reference TS23.107
`
`would actually simplify and aid in resolution of the Apple IPR because of its
`
`
`2 Unless otherwise noted, citations to the Petition, exhibits, and other PTAB filings
`
`refer to the papers filed in the present proceeding, IPR2019-00744.
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`PETITIONER’S MOTION FOR JOINDER
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`Page 4
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`IPR2019-00744
`Patent 7,167,487
`relevance to key “minimum bit rate criteria” issues in that IPR. Given the overlap in
`
`the grounds presented in these two IPRs, joinder of the related proceedings is
`
`appropriate. Further, Microsoft agrees to consolidated filings and discovery. Finally,
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`joinder would impose no undue burden on Uniloc.
`
`A. Overlap In Issues Warrants Joinder, Even Though
`Microsoft Relies On An Additional Reference In Each Ground
`This IPR relies on a number of common prior art references, and in that
`
`respect presents issues similar to those in the Apple IPR. This overlap is reflected in
`
`the grounds presented in the respective petitions of the Apple and Microsoft IPRs,
`
`as shown in the following tables excerpted from each petition (yellow highlighting
`
`indicates the additional reference relied on by Microsoft):
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`Microsoft Petition (Paper 2), p.5 (§ IV.A) (highlighting added).
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`PETITIONER’S MOTION FOR JOINDER
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`Page 5
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`IPR2019-00744
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`IPR2019-00222, Apple Petition (Paper 5), p.4 (§ II.A).
`
`As shown in the preceding tables, the Microsoft IPR applies the same
`
`references to the same claims as the Apple IPR. While Microsoft’s grounds do
`
`include an additional reference (TS23.107), this reference is introduced largely to
`
`address claim elements relating to minimum and maximum bit rates and to help
`
`illustrate how a POSITA would understand the minimum (or “guaranteed”) and
`
`maximum bit rates in the context of prior art references R2-010182 and Peisa. See
`
`Paper 2 §§ VIII.F-G and IX.C-D. Thus, the Microsoft IPR and the Apple IPR have
`
`significant overlap. Compare Paper 2 §§ VIII.F-K, IX.C-D, and X.B-D with
`
`IPR2019-00222 Paper 5 §§ VI.A-C.
`
`In sum, although Microsoft presents the Apple prior art “in a different light
`
`and relies on other art not cited in” the Apple petition (Petition (Paper 2), p.8), there
`
`is significant overlap in issues. See, e.g., POPR (Paper 6), p.21 (Uniloc taking the
`
`position that the Microsoft IPR presents “substantially the same prior art and
`
`arguments” as the Apple IPR). Resolving these overlapping issues in a single joined
`
`proceeding will avoid duplicative efforts by the Board and parties, and avoid
`
`inconsistent outcomes on common issues, thus warranting joinder.
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`PETITIONER’S MOTION FOR JOINDER
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`Page 6
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`IPR2019-00744
`Patent 7,167,487
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`B.
`
`The “New” Issues Presented By The Microsoft
`IPR Will Actually Aid In Resolution Of Disputed
`Issues In The Apple IPR, Thus Supporting Joinder
`Strictly speaking, the Microsoft IPR introduces a new issue, namely that the
`
`teachings of additional prior art reference TS23.107 confirm the obviousness of
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`claim elements 1.6 and 2.1. See Petition (Paper 2), §§VIII.F-G and IX.C-D. This
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`“new issue” is not tangential to the Apple IPR, however, but rather bears directly on
`
`a disputed issue in that proceeding: whether the prior art satisfies the “minimum bit
`
`rate criteria” element recited by claim 1. See, e.g., IPR2019-00222, POPR (Paper 9),
`
`§VI.B (raising sole substantive argument alleging “[n]o prima facie obviousness for
`
`‘wherein the selection algorithm uses a minimum bit rate criteria applicable to the
`
`respective logic channel’”). Moreover, TS23.107 is not some stray reference, but
`
`instead integrates cleanly with the art presented by the Apple IPR and is admitted by
`
`the ’487 patent as highly relevant to minimum bit rate characteristics. EX-1001, 2:1-
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`6. Therefore, rather than complicate the proceedings, joining Microsoft’s analysis
`
`and discussion of TS23.107 will actually simplify the Board’s resolution of the
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`Apple IPR.
`
`Given TS23.107’s unquestionable relevance to the obviousness of elements
`
`1.6 and 2.1, and its clear relationship to the prior art references relied on by Apple,
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`joinder with the Apple IPR will be helpful to the Board and will simplify resolution
`
`of issues surrounding use of a “minimum bit rate criteria.”
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`PETITIONER’S MOTION FOR JOINDER
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`Page 7
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`IPR2019-00744
`Patent 7,167,487
`The Prior Art Confirms The Relevance Of TS23.107 To
`Understanding The Claimed “minimum bit rate criteria”
`As discussed above, the additional reference in Microsoft’s grounds,
`
`1.
`
`TS23.107, is used primarily to address claim limitations involving a minimum bit
`
`rate or a maximum bit rate. As part of the 3GPP Technical Specification, TS23.107
`
`specifies quality of service aspects for all 3GPP networks, including minimum and
`
`maximum bit rate criteria. See, e.g., Ex. 1006, pp.5 and 16; Ex. 1003, ¶¶34-35 and
`
`39. In particular, TS23.107 helps to show that the use of a minimum bit rate criteria
`
`in a TFC selection algorithm was obvious to a POSITA.
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`Furthermore, prior art R2-010182 expressly states that TS23.1073 defines the
`
`maximum and guaranteed (minimum) bitrates which R2-010182 incorporates into
`
`the modified TFC selection algorithm. See Ex. 1010, pp. 1 and 5.
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`Prior art Peisa also expressly references the 3GPP standard, of which
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`TS23.107 is a part. Ex. 1005, 1:55-63, 2:9-13, and 6:25-40. Thus, Microsoft’s
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`grounds are a natural extension of Apple’s and provide helpful clarifications for the
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`teachings of the other references that are common to both IPRs.
`
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`3 R2-010182 references an earlier version of TS23.107 (v3.4) than that used in the
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`Microsoft IPR (v3.5). However, these versions do not differ meaningfully with
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`respect to the minimum/maximum bit rates. See Ex. 1006, p.36.
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`PETITIONER’S MOTION FOR JOINDER
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`Page 8
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`IPR2019-00744
`Patent 7,167,487
`The ’487 Patent Itself Confirms The Relevance Of TS23.107
`To Understanding The Claimed “minimum bit rate criteria”
`The ’487 specification expressly states that TS23.107 defines minimum bit
`
`2.
`
`rates as characteristics of quality of service required by logic channels. Ex. 1001,
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`1:65-2:6. Although the ’487 patent references TS23.107 (2:1-6), there is no record
`
`showing that the Examiner ever considered it or that the Uniloc ever submitted a
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`copy of it to the USPTO. Thus, TS23.107 will be useful to the Board in considering
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`the meaning of the phrase “minimum bit rate criteria applicable to the respective
`
`logic channel,” in claim 1.
`
`3.
`
`As Explained By The Microsoft Petition,
`TS23.107 Integrates Cleanly With The Other
`References Relied Upon In The Apple IPR
`Like TS25.321, R2-010182, and TS25.302, TS23.107 was published by the
`
`3rd Generation Partnership (“3GPP”) as part of its network standardization efforts.
`
`Petition (Paper 2), p.15. For this and other reasons, a POSITA would have naturally
`
`combined the teachings of TS23.107 with those of the three 3GPP references relied
`
`on in the Apple IPR and had a reasonable expectation of success in doing so. Petition
`
`(Paper 2), pp.16-20.
`
`TS23.107 also integrates well with Peisa and its teachings, making it easily
`
`considered in combination with Peisa. Petition (Paper 2), pp.51-52 and 60-63.
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`PETITIONER’S MOTION FOR JOINDER
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`Page 9
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`IPR2019-00744
`Patent 7,167,487
`Joinder Should Not Impact The IPR Trial Schedule
`
`C.
`
`Joinder should not require delay of the Apple IPR trial schedule. Because
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`Microsoft raises overlapping grounds based on much of the same evidence,
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`Microsoft should be able to join Apple’s proceeding without any change to the trial
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`schedule. As discussed in the following sections, Microsoft agrees to cooperate with
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`Apple (assuming Apple consents) and will not seek additional discovery. If the
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`proceedings are joined, then Uniloc will have ample time to prepare its Patent Owner
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`Response prior to the August 27 deadline. Thus, joinder would not prevent the Board
`
`from completing proceedings by the statutory deadline. Furthermore, the joint
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`proceeding would allow the Board and the parties to focus on the merits in one
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`consolidated proceeding in a timely manner, thereby preserving resources.
`
`Institution and joinder will also promote judicial efficiency. Congress created
`
`these proceedings as a more efficient way to litigate patent validity issues. Instituting
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`trial and granting joinder will have no negative effect on the Board and Uniloc’s
`
`resources, and will instead promote administrative and judicial economy before the
`
`Board and in district court. Joinder of this proceeding with that of Apple is thus
`
`fundamentally fair to all involved.
`
`D.
`
`Joinder Is Appropriate Because Microsoft Agrees To Take A
`Largely “Understudy” Role, Simplifying Briefing And Discovery
`Should the Board grant joinder, Microsoft agrees to take a largely understudy
`
`role, working with and deferring to Apple counsel on all issues that overlap with the
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`PETITIONER’S MOTION FOR JOINDER
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`Page 10
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`IPR2019-00744
`Patent 7,167,487
`Apple IPR, so long as the Apple petitioners remain parties to the IPR. To the extent
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`consideration of TS23.107 requires additional briefing or argument, Microsoft
`
`agrees to coordinate with Apple counsel on consolidated filings and argument,4 such
`
`that no additional filings or argument should be necessary. Microsoft further agrees
`
`to work with Apple prior to any hearing to incorporate Microsoft’s positions into
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`Apple’s presentations, with counsel for Apple responsible for making the
`
`presentation at the hearing, again with attendance by Microsoft’s counsel at any such
`
`hearing. These procedures would remove or minimize any complication,
`
`duplication, or delay caused by joinder. Moreover, Microsoft would defer to the
`
`Apple petitioners on any minor schedule adjustments that might arise during the
`
`course of the IPR. Similarly, Microsoft will coordinate with Apple on discovery, and
`
`agrees to seek no additional discovery itself. To the extent Uniloc seeks to depose
`
`Microsoft’s expert on the limited issues surrounding TS23.107, Microsoft would
`
`coordinate with the other parties to make its expert available at a time convenient to
`
`all parties.
`
`Given Microsoft’s “understudy” role, joinder of these proceedings will not
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`overly complicate the Apple IPR.
`
`
`4 Again, assuming the consent of the Apple IPR petitioners.
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`PETITIONER’S MOTION FOR JOINDER
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`Page 11
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`IPR2019-00744
`Patent 7,167,487
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`E. Microsoft’s Petition Is Not Time Barred And
`Itself Independently Establishes At Least A Reasonable
`Likelihood That The Challenged Claims Are Unpatentable
`Microsoft filed its petition March 4, 2019, before Uniloc’s POPR to the Apple
`
`IPR, and well before any possible statutory bar.5 Thus, the Microsoft IPR is not time
`
`barred or otherwise deficient from a standing perspective.
`
`Moreover, the Microsoft IPR satisfies the requirement of Section 315(c) that
`
`a petition accompanying a request for joinder must warrant institution under Section
`
`314. See Proppant Express Investments, LLC v. Oren Techs., LLC, IPR2018-00914
`
`Paper 38, p.12 (PTAB Feb. 13, 2019) (precedential). Under Section 314(a), a petition
`
`warrants institution if “the petition filed under Section 311 and any response filed
`
`under Section 313 shows there is a reasonable likelihood that the petitioner would
`
`prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C.
`
`§ 314(a); see also Proppant at p.12.
`
`As discussed in Section III.A above, Microsoft presents arguments that
`
`overlap with arguments presented in Apple’s petition, in which institution was
`
`granted. See IPR2019-00222 Paper 11. The Board found that Apple demonstrated a
`
`reasonable likelihood of showing the combination of TS25.321, R2-010182, and
`
`
`5 Uniloc first asserted the ’487 patent against Microsoft in a lawsuit filed July 24,
`
`2018. Supra II.
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`PETITIONER’S MOTION FOR JOINDER
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`Page 12
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`TS25-302 teaches or suggests all limitations of claims 1-6. See id. at pp.40-46. The
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`Board also found that Apple demonstrated a reasonable likelihood of showing that
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`Peisa teaches or suggests all limitations of claims 1, 2, and 4-6. See id. at pp.46-58.
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`Microsoft provides similar arguments for the same claims using the same references,
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`but also provides enhanced arguments for claim elements 1.6 and 2.1 based on a
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`combination of these references with TS23.107. Thus, Microsoft’s petition satisfies
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`the reasonable likelihood standard for at least the same reasons as Apple’s petition
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`and, if anything, makes a stronger showing with respect to claim elements 1.6 and
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`2.1.
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`Furthermore, while the arguments made in the POPR filed in the Microsoft
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`IPR largely track the arguments made in the POPR filed in Apple’s proceeding
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`(compare Paper 6, §§ IV, V, VI.B.3-6, VI.C, and VII with IPR2019-00222 Paper 9,
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`§§ IV, V, VI.B.1-4, VI.C, and VII), any additional arguments made in the POPR
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`filed in the Microsoft IPR do not rebut the findings of the Board that the arguments
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`made in Apple’s petition, which overlap with the arguments made in Microsoft’s
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`petition, satisfy the reasonable likelihood standard.
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`The POPR’s additional arguments as to TS23.107 fail to rebut Microsoft’s
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`showing because, at the very least, Uniloc does not contest Microsoft’s reasoning to
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`combine the teachings of TS23.107 with the teachings of the other references, and
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`provides no arguments asserting that the proposed combination of references do not
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`teach or suggest the claim limitations. See POPR (Paper 6), §VI.B.
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`Even the POPR’s arguments as to TS25.302 individually fail. Specifically,
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`Uniloc argues that TS25.302 is deficient, as allegedly pointing to only changing
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`Transport Block Set Size and Transport Block Size in connection with minimum bit
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`rate criteria, and not modifying TFC selection. Id. at pp. 24-25. However, this
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`argument is meritless. The POPR tries to argue that TS25.302 teaches changing
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`Transport Block Size and Transport Block Set Size for a transport channel as an
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`approach that involves “entirely different measures, not involving [Transport Format
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`Combination (TFC)] selection.” Id. at p. 25. However, this argument ignores the fact
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`that the Transport Block Size and the Transport Block Set Size are values that are
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`specified by the Transport Format assigned to the transport channel. This is clear
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`from TS25.302 itself, which provides a description of a Transport Format:
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`PETITIONER’S MOTION FOR JOINDER
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`IPR2019-00744 Ex. 1007, p.54 (highlighting added).
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`Thus, TS25.302 does not point to “entirely different measures” not involving
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`Transport Format Combination (TFC) selection, as the POPR asserts. Rather, the
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`values identified by the POPR are clearly values provided by a selected Transport
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`Format. Furthermore, it is clear that TS25.302 contemplates TFC selection:
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`The layer 1 multiplexes one or several Transport Channels, and for each
`Transport Channel, there exists a list of transport formats (Transport
`Format Set) which are applicable. Nevertheless, at a given point of time,
`not all combinations may be submitted to layer 1 but only a subset, the
`Transport Format Combination. This is defined as an authorised
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`combination of the combination of currently valid Transport Formats
`that can be submitted simultaneously to the layer 1 for transmission on
`a Coded Composite Transport Channel of a UE, i.e. containing one
`Transport Format from each Transport Channel.
`…
`The Transport Format Combination Set is what is given to MAC for
`control. However,
`the assignment of
`the Transport Format
`Combination Set is done by L3. When mapping data onto L1, MAC
`chooses between the different Transport Format Combinations given in
`the Transport Format Combination Set. Since it is only the dynamic
`part that differ between the Transport format Combinations, it is in fact
`only the dynamic part that MAC has any control over.
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`Id. at p. 19 (emphasis added). It is this “dynamic part” of a Transport Format which
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`TS25.302 Appendix A (depicted above) clearly shows to include the Transport
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`Block Size and Transport Block Set Size identified by the POPR. Thus, these
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`parameters are part of a Transport Format that is selected by the TFC selection, and
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`not as part of some separate scheme as the POPR alleges.
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`For at least these reasons, Microsoft’s petition satisfies the reasonable
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`likelihood standard and warrants institution under Section 314.
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`F.
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`Joinder Would Not Unfairly Prejudice Patent Owner
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`Joinder with the Apple IPR will not cause any prejudice to Uniloc. If
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`Microsoft joins the Apple IPR, the additional issues or costs to Uniloc will be
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`minimal. Since the testimony of Microsoft’s expert declarant overlaps with the
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`testimony of Apple’s expert declarant in a number of respects, any deposition of
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`Microsoft’s expert declarant can be limited to the additional issues relating to
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`TS23.107 and its teachings on quality of service in 3GPP networks.6 In a similar
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`vein, should Uniloc seek to introduce expert testimony regarding TS23.107 with its
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`Patent Owner Response in the Apple IPR (due August 27, 2019), it will have ample
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`time to prepare that testimony.
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`Uniloc has already had significant time to consider the arguments presented
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`in the March 4 Microsoft Petition. This is confirmed by Uniloc’s POPR in the
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`Microsoft IPR, filed June 28. The POPR raises substantive arguments reflecting that
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`Uniloc has already analyzed Microsoft’s arguments, including those relating to
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`TS23.107. In fact, an entire sub-section of that POPR even focuses on alleged
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`deficiencies in the teachings of TS23.107 (POPR (Paper 6), pp.26-27), confirming
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`Uniloc’s contemplation of even the “new” issues in the Microsoft IPR.
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`6 Although the Broadest Reasonable Interpretation (BRI) standard applies to the
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`Apple IPR, and the Phillips standard applies to the Microsoft IPR, Microsoft is
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`unaware of any meaningful difference between the BRI standard and the Phillips
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`standard for the claim terms at issue here. As BRI is typically broader that Phillips,
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`any showing made by Microsoft under Phillips also applies under BRI.
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`Moreover, Uniloc’s POPR takes the position that the Microsoft IPR presents
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`“substantially the same prior art and arguments” as the Apple IPR. POPR (Paper 6),
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`p.21. If that is true, then Uniloc can hardly argue that joinder will impose any
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`significant additional burden on it.
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`1.
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`The Need For Joinder Arises From
`Uniloc’s Own District Court Litigation Conduct
`Any Uniloc argument of unfair burden further lacks merit here, where
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`Uniloc’s own litigation conduct gave rise to these multiple IPRs and the subsequent
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`need for joinder. Uniloc chose to assert this patent against numerous defendants in a
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`temporally staggered fashion, and the staggered