throbber
UNITED STATES pATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`15/376,558
`
`ISSUE DATE
`
`07/18/2017
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9712502
`
`664.1078CON3
`
`2506
`
`06/28/2017
`7590
`33369
`F ASTH LAW OFFICES (ROLF FASTH)
`1206 Stanridge Drive
`Raleigh, NC 27613-7063
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Sami Vaarala, Helsinki, FINLAND;
`MPH Technologies Oy, Espoo, FINLAND;
`Antti Nuopponen, Espoo, FINLAND;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`0001
`
`Ex. 1003
`Apple v. MPH Techs. Oy
`IPR2019-00824
`
`

`

`PART n · HSE{S} TRANSt\UTT:\1.
`Mail Stop JSStil~ Flm
`Cmnmissioncr 1hr Patents
`P.O. Box 145{}
`A.kl<:<tndda. Vir~ini~ 22313·1450
`(571.!·273·2&~5
`
`f!'«SrlHTTlO~S: H-:-:~ i'm'm ~h<.)l;ld be •N'd l~w tr<s~hmHBll€ lh<: !SSl 'L flT :uld !'I 'BJ .. !C.'\'HO\ Fl~i.' Bl lt'<.!t:i:\'dl. fli:><:h l th,-,•ugh ~; sh:x.:ki b<? cdHpktt'd wh,l<:
`<"'~f'(')1~·r~~(' .·\U thr~h>:r ''nnl:~p..:m~kth.l.'" tn"·tudmg th.<? l\li~"nL ;Hh·;u"!t ~, H:Jxo and n:"RBk;s'i'W <'}f m~tintt'naui.·f: rrx·~ wiH {Jti m\.tikd rn H:t' i..'!i{:'n1t <.~~-r~··:p:!nt1t'~K·<:' ~K~_rt·~:.. ;1:\
`:~~c~"~~ ... ~ u3t{"::.S ~-)~'r( ... d~d ~~q'' .:..-x· din,~,~t,'d :).~th~f;q:::,' w Bkxk L ~'Y {(l~ ${l·}~:it\ing_ ~~ !"lt~w ·~~>ff.;.~:•pnild:.":~<.'~· .:tddn.'~;-.:~ :tnW"...'~! th} mdi,'1.H.!H~ ;~ :,<.'T~ll•H;..' ··t;l:.C AfH)RtSS'' f.;)r
`n~~t~~lh.'~l\.'t:'K:c ft'f~ nnbfk:..1tS.;,n::..
`
`FASTH LA\V OFFICES (ROLF FASTH}
`!2:06 Stauridge Dri\'c
`Raleigh, NC 276! 3-7063
`
`:"<<>lt': ·\ (i:'flHk:l{t' ;.:f mailing (t'-!' only tx- U><!d r.,r dnnw>lk nmihn~> nf lht'
`f<:•.:\·~! · ;·:.·an~m.it~;<L Thi:: ~t.'f~tnf:c-.:n..:~ .;.'<Wn~>~ ll'! u~;<'~<l f~il' a a~: .;.ah ... #r a\.·>~:~rfSf;;>,nc,:in*.
`paf .• ,·:,. F.:Kh addi~i<>nai l"'fX'I .. ~''''h ~; ;;r; ;;;,;:igmnt'm ,,,. k><'!1i<ll ;Jntwin~. :iR:~i
`h;''-'<' a~ o;, .. u H~rBJ"tr;H<:- ~.:t m,uhn~ nr Ban,.rm:~sH)n.
`
`(\>rtillt.att- f>f Mnilin~ or Trml.<•Itll~sion
`l ht·~<-i.>v <'<:nil\ 1h:s1 lhi' h:<:<'$.> 'l\ansmin;IJ is l-x,ing tk;x»h<'d with :he ~'nH~d
`'-'t@;';. f\.;.(si Sc•fVi(;: W!tli >Ufr:(it'n( pnmtg<;' rnr ilr~{ da-;; mil!! jl) a,~ t'tWd<>p<!
`ad<lr<'SS<.'J l<> <fw MaH !}((lp !S<;t'l: fb·: <)dd(1;':<.> <•t><:>~'\'. or tx:ing ti"'snmh'
`tran:\rmHr·d iu iht~ L'SfS'"f() i~7 j ~ 2T\.;l~g5, oil ~h~~ d:~t<?' indk;H~il ht:h>~\··,
`
`li~~h..~~\~\\~~· for:n:.~.pnm.h.'l:\.::; a~kkr·s::: r~r i.ui!;c~tk:n .;Jj ''F<:'~: .-·\d~1r-::~·,.·' \Y?
`0 Ch;mg;, <)f •orrt'T;>ndcur~· addv:ss i<>r ClMn~>;;;:.; (;.'f;\'~p;:·nil\:>'1<.'<'
`AJdres> rtmn PTOtsBtl12J «U-a<heJ.
`U "h>t' /',ddrer,s" lmli<.'<ltk>n (Of ''Fe~ Addr..->;;s" !'ndk,lti<m i<.>m-:
`PTOJSB/47; R~:,· !'H-02 or m;.>n: l~<'t'.llt) <tttadK<t!. l.';<.t~ tlf ~l {'nstG!Titr
`Numb."" is t'l'<lllii'"d.
`
`, Fnr pr:ming nn lhi:' p~H<::nl ftnnt pa~~i:'. UsJ
`{ l; 10~ H<'lffit=' <~f up t'.c :\ rt.gis.t{,'t<..'\..i pa~~'n\ .:i.ttnrnt.~y:-:,
`<.>r ag.:nh OR. •h~rn"uwiy.
`C!) .·Jhi:" naH'I.t> of \l ~ingk finn {h~l\'in~ a"> it m~~)ht~r j'
`r~grc,t:~retl ,~t!orn~y or 'l);'<:'lJt) and th<' lkll1_WS o! "f.' tv
`Z t~l!tStt<f'."il p~kn! «lhmlt'<'S <W il\R:nts. lt ll'-' n:mlt' t.>
`!JStt:'d. nn mun;;- wHit"" pdill~'li
`··
`
`.... 'f'~?±k. /;Aw Vwt<.r-S
`lZPl4! ras+h
`
`MPH
`
`PLL'\SE )'.<0TE: t'~le~s ':1~. <l~~i~n_;:<; .i> i~c·;nlHcd bdr;.;~, n~> as>ign~e :Ma wilt >l!lfllO<'Il' <.:_>!~ the puwnt lf ;m <.~.>signee is identiikJ bekw, the ;J,>.:I>t1'oi:>11 h»:< ~-'~t~ Hlw f<.>r
`t\.~..:ord«u\·(n us~{ h::<rth ;n .~ ~ t. J·X ..... t ~. ( :.)tl1f·h~H~·.cn .;~f trus hxrn B. NCH' a $Uh..::htut~ h'Jf hlin8 .:U\ &~-:\l.S-tlt)'H:~nc
`CH) RI'SJl)ENCE: (CIT\' ;wd STATE OR COI>NTRY)
`(M X;\ME OF ASSlGNEE
`~S.fC'V J 'Fin t~d
`0 indiqtlmll ~:rp<.><~tit'l1 ,,,. •:<lh<.-> pri,·,>lt' ll'''"l' <'>1(11 ~·
`-lb. f>,::_'·r:wnt nf F~t:('d: IPI~n~<.> Hr-.1 r~~~~fSly any prt'\'it>usiy pnld l~MU' f•'t' !oli.:>wn :lbQvt>)
`0 !\ dt<Tk b <'!tdc><,<.:d.
`CJ l';;v:;tx>~l bv .:r-:ilil ;:,wJ h>im PTC\.·20}<' i> :<lw.dx,d.
`~l~' >.hn:~~:t;,~r :~ h~·,i:·hy :nHh..:Jil,<~J ~.;,) ..:.·h~rg\.' ~h.;: r~ .. Ni,~·,i t~~~<-~.~, ~\H)' d<:"Hd~n.;,y, (Q' <.'r<:'<.ht:: .:~n~:
`~)·H~tp..:tymi:'nt. t{.~ l )q'l\ }~lt .:-\cl.·,mm ~ :..ml~"S:":'
`{). ~. (l:.n::. k_,$.{;' >J(~ ~Xh\1 ~np.,~: t~f th~~~ f.;kn1}.
`
`4a,J~5J>:~k>wiug ltx>is; ~~~ ;uhmmd:
`~b ~t;<=' F<:'~·~
`0 Puhtk ;;;;,:..i<:m rt~~ ~·~\~ ·~rn.~B ~': :nity >Jj ':-txn.mt rx:·nulH~\)}
`Q .·'\dv~~.»\.>~· ONe:'· # .;,:~f ( ·,'lflk~
`
`3 (~haogt- in E:ntily Swtw. (fft.m >::uns lnJi<.'>it~.l ilt>c>V:.')
`U Appi.i,,;ml '"'1ilytug mit:rn t'n:ity s:atus. See.~ 7 CFR ! .l'!
`
`NQJ!'.;; Ab\<~nl a \'alid t:~:niti<.'l11h>t1 c~-f M!~l'~< Emity S!;uu:; !see f<.>rrns PTO!Si3/l~ll <tnd l5B ), iS SUi.'
`l'~ paynwnt io the micw cntit>' am(>lln! will ~ut tlt' ij~Ct'Plt>d ijt \i..'<;' !iA of applimlion <•tlant!nnmenl.
`ti.QJJ.i: lf t!w appH<.'ati<)ll w.1~ ;)J.'t>'fi;.>usiy under mic:Y• ;:nw~· >hHt>S, <.'~<king !his tx.)x wiU t>t' taken
`tn bt' :tnoti!kminn ul' lo~s <.f mtitit'm<'m I(> nuao "nm y ,;t,'itu;;.
`NO'l'L U~.::l<!ng Um lx):;:. wilt IX' tak<'ll ''' lw ;t n•xificatk)n ,)f lw;s _,f '-'l!titl:.'nwnt (() $lll~ll ;.'!!· min>.>
`.-:nlily -,!,>1»>, ;;;, appiirabk.
`
`Ll:ll<' """''"'"""""" .J.?. ;r.~~,~---~,tJ.
`Rt'!li>H«tin:l :-<n ........... ?1?.~.~.9
`
`0002
`
`

`

`Attorney Ref. No. 664.1078CON3
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEt1ARK OFFICE
`
`In re application of
`
`Sami Vaarala, Antti Nuopponen
`
`Serial No. 15/376,558
`
`Filed:
`
`12 December 2016
`
`For: METHOD AND SYSTEM FOR
`SENDING A MESSAGE
`THROUGH A SECURE
`CONNECTION
`
`Date:
`
`13 ,June 2017
`
`Confirmation No. 2506
`
`C:E?T:!:FICATE OF ~iiGLING
`
`I HEREBY C:E?T:!:FY TH_i;.T THIS PAPER AND THE L<~C~JMEt-JT3
`
`EEFERRED TO AS BEINr:; ~.TTACEED OR ENCLOSED HEFE\"JITH
`
`AB..E BEING FORl··JARDED TO THE cor,1r-ns~:IONER FCR
`
`P_~TEN'I'S, UNITED 3T1-\.TES P_._l\.TENT OFFICE ELECTFONICALLY
`
`ON
`
`,Jnns 13, 2017
`
`/rfasth/
`Rolf Fasth
`Attorney for Applicant
`
`TRANSMITTAL LETTER
`
`ELECTRONIC SUBMISSION
`COfvri'1ISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`In connection with issuance of a patent, enclosed for
`filing in the above-referenced application are the following:
`
`(X) Form PTOL-85 (Part B - Fee Transmittal)
`(X) Issue Fee ($960;)to be charged to Account No. 06-0243.
`(X) The Commissioner is hereby authorized to charge any
`additional fees which may be required in connection with
`the issuance of a patent or credit over-payment to Account
`No. 06-0243.
`
`Respectfully submitted,
`
`FASTH LAW OFFICES
`
`/rfasth/
`
`Rolf Fasth
`Registration No. 36,999
`
`FASTH LAW OFFICES
`1206 Stanridge Drive
`Raleigh, North Carolina 27613-7063 USA
`Tel: +1-910-687-0001
`Fax: +1-919-882-1265
`
`Attorney Ref. No. 664.1078CON3
`
`0003
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`15376558
`
`12-Dec-2016
`
`Title of Invention:
`
`METHOD AND SYSTEM FOR SENDING A MESSAGE THROUGH A SECURE
`CONNECTION
`
`First Named Inventor/Applicant Name:
`
`Sami Vaarala
`
`Filer:
`
`Rolf Fasth/Sioan Smith
`
`Attorney Docket Number:
`
`664.1 078CON3
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111 (a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`0004
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`UTILITY APPL ISSUE FEE
`
`PUBL. FEE- EARLY, VOLUNTARY, OR NORMAL
`
`1501
`
`1504
`
`1
`
`1
`
`960
`
`0
`
`960
`
`0
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`960
`
`0005
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`29478639
`
`15376558
`
`International Application Number:
`
`Confirmation Number:
`
`2506
`
`Title of Invention:
`
`METHOD AND SYSTEM FOR SENDING A MESSAGE THROUGH A SECURE
`CONNECTION
`
`First Named Inventor/Applicant Name:
`
`Sami Vaarala
`
`Customer Number:
`
`33369
`
`Filer:
`
`Rolf Fasth/Sioan Smith
`
`Filer Authorized By:
`
`Rolf Fasth
`
`Attorney Docket Number:
`
`664.1 078CON3
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`13-JUN-2017
`
`12-DEC-2016
`
`13:10:56
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`yes
`
`DA
`
`$960
`
`RAM confirmation Number
`
`0613171NTEFSVV00010743060243
`
`Deposit Account
`
`Authorized User
`
`060243
`
`Sloan Smith
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`37 CFR 1.16 (National application filing, search, and examination fees)
`
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`0006
`
`

`

`37 CFR 1.19 (Document supply fees)
`
`37 CFR 1.20 (Post Issuance fees)
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size( Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`1902340
`
`1
`
`Issue Fee Payment (PT0-85B)
`
`PART_B.pdf
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`36f7e9c1 e5574 74d30a41 fce4 7db02f4c022
`df2c
`
`245107
`
`2
`
`Transmittal Letter
`
`TRX.pdf
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`3b973c86519c649ba7ee09Sc168a4eb 1 e85
`bc084
`
`32264
`
`3
`
`Fee Worksheet (SB06)
`
`fee-info. pdf
`
`no
`
`2
`
`1 a48b714653f3Sdac17c61 Odae193dfa0a3f
`94e1
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`2179711
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Agglications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Agglication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Agglication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`0007
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION
`NUMBER
`15/376,558
`
`FILING or
`37l(c)DATE
`12/12/2016
`
`FIL FEE REC'D
`1740
`
`33369
`FASTH LAW OFFICES (ROLF FASTH)
`1206 Stanridge Drive
`Raleigh, NC 27613-7063
`
`Ul\TfED STI\TES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adill"'· COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`ATTY.DOCKET.NO
`664.1078CON3
`
`1
`10
`CONFIRMATION NO. 2506
`CORRECTED FILING RECEIPT
`llllllllllllllllllllllll~~g~~W~I~ ~~ ~~~~ 11111111111111111111111
`
`Date Mailed: 05/04/2017
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventor(s)
`
`Applicant( s)
`
`Sami Vaarala, Helsinki, FINLAND;
`Antti Nuopponen, Espoo, FINLAND;
`
`MPH Technologies Oy, Espoo, FINLAND;
`
`Power of Attorney: The patent practitioners associated with Customer Number 33369
`
`Domestic Priority data as claimed by applicant
`This application is a CON of 15/372,208 12/07/2016
`which is a CON of 13/685,544 11/26/2012
`which is a CON of 10/500,930 10/19/2005 PAT 8346949
`which is a 371 of PCT/FI03/00045 01/21/2003
`
`Foreign Applications (You may be eligible to benefit from the Patent Prosecution Highway program at the
`USPTO. Please see http://www.uspto.gov for more information.)
`FINLAND 20020112 01/22/2002 No Access Code Provided
`
`Permission to Access Application via Priority Document Exchange: Yes
`
`Permission to Access Search Results: Yes
`
`Applicant may provide or rescind an authorization for access using Form PTO/SB/39 or Form PTO/SB/69 as
`appropriate.
`
`If Required, Foreign Filing License Granted: 12/19/2016
`page 1 of 3
`
`0008
`
`

`

`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 15/376,558
`
`Projected Publication Date: Not Applicable
`
`Non-Publication Request: No
`
`Early Publication Request: No
`Title
`
`METHOD AND SYSTEM FOR SENDING A MESSAGE THROUGH A SECURE CONNECTION
`
`Preliminary Class
`
`713
`
`Statement under 37 CFR 1.55 or 1.78 for AlA (First Inventor to File) Transition Applications: No
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Government hotline at 1-866-999-HAL T (1-866-999-4258).
`
`page 2 of 3
`
`0009
`
`

`

`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`Select USA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsman for existing and potential investors; advocates on behalf of U.S. cities, states,
`and regions competing for global investment; and counsels U.S. economic development organizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`technology, manufacture products, deliver services, and grow your business, visit http://www.SelectUSA.gov or call
`+ 1-202-482-6800.
`
`page 3 of 3
`
`0010
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NUMBER
`15/376,558
`
`FILING OR 3 71 (C) DATE
`12/12/2016
`
`33369
`FASTH LAW OFFICES (ROLF FASTH)
`1206 Stanridge Drive
`Raleigh, NC 27613-7063
`
`Ul\TfED STI\TES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adill"'· COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`FIRST NAMED APPLICANT
`Sami Vaarala
`
`ATTY. DOCKET NO./TITLE
`664.1 078CON3
`CONFIRMATION NO. 2506
`PUBLICATION NOTICE
`IIIIIIIIIIIIIIIIIIIIIIII]~!I]~~~~~~~~U11~11~~ jlllllllllllllllllllllllllll
`
`Title:METHOD AND SYSTEM FOR SENDING A MESSAGE THROUGH A SECURE CONNECTION
`
`Publication No.US-20 17 -0099266-A 1
`Publication Date:04/06/2017
`
`NOTICE OF PUBLICATION OF APPLICATION
`
`The above-identified application will be electronically published as a patent application publication pursuant to 37
`CFR 1.211, et seq. The patent application publication number and publication date are set forth above.
`
`The publication may be accessed through the USPTO's publically available Searchable Databases via the
`Internet at www.uspto.gov. The direct link to access the publication is currently http://www.uspto.gov/patft/.
`
`The publication process established by the Office does not provide for mailing a copy of the publication to
`applicant. A copy of the publication may be obtained from the Office upon payment of the appropriate fee set forth
`in 37 CFR 1.19(a)(1 ). Orders for copies of patent application publications are handled by the USPTO's Office of
`Public Records. The Office of Public Records can be reached by telephone at (571) 272-3150 or (800) 972-6382,
`by facsimile at (571) 273-3250, by mail addressed to the United States Patent and Trademark Office, Office of
`Public Records, Alexandria, VA 22313-1450 or via the Internet.
`
`In addition, information on the status of the application, including the mailing date of Office actions and the
`dates of receipt of correspondence filed in the Office, may also be accessed via the Internet through the Patent
`Electronic Business Center at www.uspto.gov using the public side of the Patent Application Information and
`Retrieval (PAIR) system. The direct link to access this status information is currently http://pair.uspto.gov/. Prior to
`publication, such status information is confidential and may only be obtained by applicant using the private side of
`PAIR.
`
`Further assistance in electronically accessing the publication, or about PAIR, is available by calling the Patent
`Electronic Business Center at 1-866-217-9197.
`
`Office of Data Managment, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`0011
`
`

`

`UNITED STA 1ES p A 1ENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`33369
`7590
`03/29/2017
`FASTH LAW OFFICES (ROLF FASTH)
`1206 Stanridge Drive
`Raleigh, NC 27613-7063
`
`EXAMINER
`
`TOWFIGHI, AFSHAWN M
`
`ART UNIT
`
`PAPER NUMBER
`
`2469
`
`DATE MAILED: 03/29/2017
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`15/376,558
`
`12112/2016
`
`Sami V aara1a
`
`664,1078CON3
`
`2506
`
`TITLE OF INVENTION: METHOD AND SYSTEM FOR SENDING A MESSAGE THROUGH A SECURE CONNECTION
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREY. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisiona1
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`06/29/2017
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`IF AN ISSUE FEE HAS
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`L Review the ENTITY STATUS shown above, If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies,
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above,
`If the ENTITY STATUS is changed from that shown above, on PART B- FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)",
`For purposes of this notice, small entity fees are 112 the amount of undiscounted fees, and micro entity fees are 112 the amount of small entity
`fees,
`
`IL PART B- FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required), If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted, If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B,
`
`IlL All communications regarding this application must give the application number, Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary,
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev, 02/11)
`
`Page 1 of3
`
`0012
`
`

`

`PART B- FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Fax
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks l through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block l, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`33369
`7590
`03/29/2017
`FASTH LAW OFFICES (ROLF FASTH)
`1206 Stanridge Drive
`Raleigh, NC 27613-7063
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`15/376,558
`
`12112/2016
`
`Sami V aarala
`
`664.1078CON3
`
`2506
`
`TITLE OF INVENTION: METHOD AND SYSTEM FOR SENDING A MESSAGE THROUGH A SECURE CONNECTION
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREY. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`06/29/2017
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`TOWFIGHI, AFSHA WN M
`
`2469
`
`713-171000
`
`l. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`0 Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`( l) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`2 ________________________ _
`
`3 ________________________ _
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual 0 Corporation or other private group entity 0 Government
`
`4a. The following fee(s) are submitted:
`0 Issue Fee
`0 Publication Fee (No small entity discount permitted)
`0 Advance Order- #of Copies _ _ _ _ _ _ _ _ _ __
`
`4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
`0 A check is enclosed.
`0 Payment by credit card. Form PT0-2038 is attached.
`0 The director is hereby authorized to charge the required fee( s ), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`0 Applicant certifying micro entity status. See 37 CFR 1.29
`0 Applicant asserting small entity status. See 37 CFR 1.27
`0 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/l5A and l5B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to smal

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket