`
`UKITED STATES DEPARTME.\IT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIO'JER FOR PATENTS
`P.O. Box 1450
`Alexandria, V:irgmia 22313-1450
`\V½w.uspto.gov
`
`APPLICATION
`NUMBER
`61/017,406
`
`FILING or
`37l(c)DATE
`12/28/2007
`
`GRPART
`UNIT
`
`FIL FEE REC'D
`260
`
`20995
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`ATTY.DOCKET.NO
`REDCOM.007PR2
`
`TOT CLAIMS IND CLAIMS
`
`CONFIRMATION NO. 5414
`UPDATED FILING RECEIPT
`ll] !l ! l! l! l! !!HI
`1111111111111111111111
`
`
` JI 111111111111111 11111111
`
`Date Mailed: 05/15/2008
`
`Receipt is acknowledged of this provisional patent application. It will not be examined for patentability and will
`become abandoned not later than twelve months after its filing date. Any correspondence concerning the application
`must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE, NAME OF
`APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection. Please verify
`the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please submit
`a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`Applicant(s)
`
`James Jannard, Las Vegas, NV;
`Thomas Graeme Nattress, Kars, CANADA;
`Power of Attorney: The patent practitioners associated with Customer Number 20995
`
`If Required, Foreign Filing License Granted: 01/09/2008
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 61/017,406
`Projected Publication Date: None, application is not eligible for pre-grant publication
`Non-Publication Request: No
`Early Publication Request: No
`Title
`
`VIDEO CAMERA
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`page 1 of 3
`
`APPLE v. RED.COM
`
`Page 1 of 68
`
`Apple Ex. 1011
`
`
`
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the US PTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Government hotline at 1-866-999-HAL T (1-866-999-4158).
`
`LICENSE FOR FOREIGN FILING UNDER
`Title 35, United States Code, Section 184
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`page 2 of 3
`
`APPLE v. RED.COM
`
`Page 2 of 68
`
`Apple Ex. 1011
`
`
`
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`page 3 of 3
`
`APPLE v. RED.COM
`
`Page 3 of 68
`
`Apple Ex. 1011
`
`
`
`Docket No.:
`
`REDCOM.007PR2
`
`May 12, 2008
`Page 1 of 1
`
`Please Direct All Correspondence to Customer Number 20995
`
`Applicant
`
`App. No
`
`Filed
`
`For
`
`TRANSMITTAL LETTER
`PROVISIONAL APPLICATION MISSING PARTS
`James Jannard et al.
`CERTIFICATE OF EFS WEB TRANSMISSION
`I hereby certify that this correspondence, and any other
`attachment noted on the automated Acknowledgement
`Receipt, is being transmitted from within the Pacific Time
`zone to the Commissioner for Patents via the EFS Web server
`on:
`
`December 28, 2007
`
`61/017,406
`
`VIDEO CAMERA
`
`May 12, 2008
`(Date)
`
`/Michael Guiliana/
`Michael A. Guiliana, Reg. No. 42,611
`
`Mail Stop MISSING PARTS
`Commissioner For Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`In response to the Notice to File Missing Parts of Provisional Application, which was mailed by
`the Office on January 10, 2008, enclosed are:
`(X)
`A Supplemental Application Data Sheet.
`FEE CALCULATION:
`
`FEE TYPE
`Late Fee or Cover Sheet
`2 Month Extension
`
`FEE CALCULATION
`FEE CODE
`1052 ($50)
`1252 ($460)
`
`l.16(g)
`l.17(a)(2)
`
`CALCULATION
`
`TOTAL FEE DUE
`
`TOTAL
`$ 50
`$460
`$510
`
`(X)
`
`An extension of time is hereby requested by payment of the appropriate fee indicated
`above.
`
`(X)
`
`Fees will be paid via EFS Web. Extension of time is requested by payment of any extension fee.
`The Commissioner is hereby authorized to charge any additional fees which may be required, now
`or in the future, or credit any overpayment, to Account No. 11-1410.
`
`/Michael Guiliana/
`Michael A. Guiliana
`Registration No. 42,611
`Attorney of Record
`Customer No. 20,995
`(949) 760-0404
`
`5138832
`051208
`
`APPLE v. RED.COM
`
`Page 4 of 68
`
`Apple Ex. 1011
`
`
`
`Docket Number: REDCOM.007PR2
`
`APPLICATION DATA SHEET
`
`Application Information
`Application Number::
`
`Filing Date::
`
`Application Type::
`
`Title::
`
`61 /017406
`December 28, 2007
`
`Provisional
`
`VIDEO CAMERA
`
`Attorney Docket Number::
`
`REDCOM.007PR2
`
`Request for Early Publication?::
`
`Request for Non-Publication?::
`
`Total Drawing Sheets::
`
`Small Entity?::
`Inventor Information
`Applicant Authority Type::
`
`No
`
`No
`
`18
`
`No
`
`Inventor
`
`Primary Citizenship Country:: US
`Full Capacity
`Status::
`
`Given Name::
`
`Family Name::
`
`James
`
`Jannard
`
`City of Residence::
`
`Las Vegas
`
`Country of Residence::
`
`State or Prov. of Residence:: NV
`us
`15 Wild ridge
`
`Street::
`
`City::
`
`State or Province::
`
`Country::
`
`Postal or Zip Code::
`
`Las Vegas
`NV
`us
`89135
`
`1 Supplemental 61/017406 12/28/07 05/12/08
`
`APPLE v. RED.COM
`
`Page 5 of 68
`
`Apple Ex. 1011
`
`
`
`Docket Number: REDCOM.007PR2
`
`Applicant Authority Type::
`
`Inventor
`
`Primary Citizenship Country:: Canada
`
`Status::
`Given Name::
`
`Middle Name::
`
`Family Name::
`
`City of Residence::
`
`Full Capacity
`
`Thomas
`
`Graeme
`
`Nattress
`
`Kars
`
`State or Prov. of Residence:: Ontaria
`
`Country of Residence::
`
`Canada
`
`Street::
`
`City::
`State or Province::
`
`Country::
`
`665 7 Dora ck Drive
`
`Kars
`
`Ontario
`
`Canada
`
`Postal or Zip Code::
`
`KOA 2EO
`
`Correspondence Information
`Correspondence Customer Number:: 20,995
`Phone Number::
`(949) 760-0404
`
`Fax Number::
`
`(949) 760-9502
`
`E-Mail Address::
`
`efiling@kmob.com
`
`Representative Information
`Representative Customer Number::
`
`20,995
`
`Assignment Information
`Assignee Name::
`
`Street::
`
`RED.COM, INC.
`
`20291 Valencia Circle
`
`2 Supplemental 61/017406 12/28/07 05/12/08
`
`APPLE v. RED.COM
`
`Page 6 of 68
`
`Apple Ex. 1011
`
`
`
`Docket Number: REDCOM.007PR2
`
`City::
`State or Province::
`Country::
`Postal or Zip Code::
`
`Lake Forest
`CA
`us
`92630
`
`3 Supplemental 61/017406 12/28/07 05/12/08
`
`APPLE v. RED.COM
`
`Page 7 of 68
`
`Apple Ex. 1011
`
`
`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`61017406
`
`28-Dec-2007
`
`Title of Invention:
`
`VIDEO CAMERA
`
`First Named Inventor/Applicant Name:
`
`Filer:
`
`Attorney Docket Number:
`
`Filed as Large Entity
`
`Provisional Filing Fees
`
`Michael A. Guiliana/Ping-Ping Tang
`
`REDCOM.007PR2
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Fi Ii ng:
`
`Late provisional filing fee/cover sheet
`
`1052
`
`1
`
`50
`
`50
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Al I owance-and-Post-lssu ance:
`
`Extension-of-Time:
`
`APPLE v. RED.COM
`
`Page 8 of 68
`
`Apple Ex. 1011
`
`
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Extension - 2 months with $0 paid
`
`1252
`
`1
`
`460
`
`460
`
`Miscellaneous:
`
`Total in USD ($)
`
`510
`
`APPLE v. RED.COM
`
`Page 9 of 68
`
`Apple Ex. 1011
`
`
`
`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`3291715
`
`61017406
`
`International Application Number:
`
`Confirmation Number:
`
`5414
`
`Title of Invention:
`
`VIDEO CAMERA
`
`First Named Inventor/Applicant Name:
`
`Customer Number:
`
`20995
`
`Filer:
`
`Michael A. Guiliana/Lori Larson
`
`Filer Authorized By:
`
`Michael A. Guiliana
`
`Attorney Docket Number:
`
`REDCOM.007PR2
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`Application Type:
`Payment information:
`Submitted with Payment
`Payment Type
`Payment was successfully received in RAM
`RAM confirmation Number
`
`12-MA Y-2008
`
`28-DEC-2007
`
`18:41 :44
`
`Provisional
`
`yes
`
`Credit Card
`$510
`3731
`111410
`KNOBBE MARTENS OLSON AND BEAR
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Deposit Account
`Authorized User
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`Charae anv Additional Fees reauired under 37 C.F.R. Section 1.17 (Patent application and reexamination processina fees)
`
`APPLE v. RED.COM
`
`Page 10 of 68
`
`Apple Ex. 1011
`
`
`
`File Listing:
`Document
`Number
`
`Document Description
`
`File Name
`
`1
`
`Applicant Response to Pre-Exam
`Formalities Notice
`
`REDCOM007PR2 MP Res
`ponse.pdf
`
`Warnings:
`Information:
`
`Pages
`Multi
`File Size(Bytes)
`/Message Digest Part /.zip (if appl.}
`33351
`
`no
`
`1
`
`6a9a4d73015c32d8011 ed9cc6374c60a
`3a4b37d7
`
`2
`
`Application Data Sheet
`
`REDCOM007PR2_Supplem
`ental_ADS.pdf
`
`39485
`
`803ace07b0f8d36114d8b061 bc3d21 c8
`26d5c110
`
`no
`
`3
`
`Warnings:
`Information:
`
`This is not an US PTO supplied ADS fillable form
`
`3
`
`Fee Worksheet (PTO-06)
`
`fee-info.pdf
`
`8296
`
`b17e99b4f17d1 46c5469870f63e5e2b2
`5eb672d7
`
`no
`
`2
`
`Warnings:
`Information:
`
`Total Files Size (in bytes):
`
`81132
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt
`similar to a Post Card, as described in MPEP 503.
`
`New Agglications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see
`37 CFR 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date
`shown on this Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Agglication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions
`of 35 U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the
`application as a national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt,
`in due course.
`
`New International Agglication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary
`components for an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the
`International Application Number and of the International Filing Date (Form PCT/RO/105) will be issued in due
`course, subject to prescriptions concerning national security, and the date shown on this Acknowledgement
`Receipt will establish the international filing date of the application.
`
`APPLE v. RED.COM
`
`Page 11 of 68
`
`Apple Ex. 1011
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UKITED STATES DEPARTME.\IT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIO'JER FOR PATENTS
`P.O. Box 1450
`Alexandria, V:irgmia 22313-1450
`\V½w.uspto.gov
`
`APPLICATION
`NUMBER
`61/017,406
`
`FILING or
`37l(c)DATE
`12/28/2007
`
`GRPART
`UNIT
`
`FIL FEE REC'D
`210
`
`20995
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`ATTY.DOCKET.NO
`REDCOM.007PR2
`
`TOT CLAIMS IND CLAIMS
`
`CONFIRMATION NO. 5414
`FILING RECEIPT
`
` H] 11111 111111111111111111
`111111111111111111111111] !1 ! 1! 1! 1!,llll
`
`Date Mailed: 01/10/2008
`
`Receipt is acknowledged of this provisional patent application. It will not be examined for patentability and will
`become abandoned not later than twelve months after its filing date. Any correspondence concerning the application
`must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE, NAME OF
`APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection. Please verify
`the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please write to the
`Office of Initial Patent Examination's Filing Receipt Corrections. Please provide a copy of this Filing Receipt
`with the changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please
`submit any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the
`reply to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`Applicant(s)
`Power of Attorney: The patent practitioners associated with Customer Number 20995
`
`If Required, Foreign Filing License Granted: 01/09/2008
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 61/017,406
`Projected Publication Date: None, application is not eligible for pre-grant publication
`Non-Publication Request: No
`Early Publication Request: No
`Title
`
`VIDEO CAMERA
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`page 1 of 3
`
`APPLE v. RED.COM
`
`Page 12 of 68
`
`Apple Ex. 1011
`
`
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the US PTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Government hotline at 1-866-999-HAL T (1-866-999-4158).
`
`LICENSE FOR FOREIGN FILING UNDER
`Title 35, United States Code, Section 184
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`page 2 of 3
`
`APPLE v. RED.COM
`
`Page 13 of 68
`
`Apple Ex. 1011
`
`
`
`NOT GRANTED
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`page 3 of 3
`
`APPLE v. RED.COM
`
`Page 14 of 68
`
`Apple Ex. 1011
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NUMBER
`61/017,406
`
`FILING OR 3 71 (C) DATE
`12/28/2007
`
`20995
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`UKITED STATES DEPARTME.\IT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIO'JER FOR PATENTS
`P.O. Box 1450
`Alexandria, V:irgmia 22313-1450
`\V½w.uspto.gov
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`REDCOM.007PR2
`CONFIRMATION NO. 5414
`FORMALITIES LETTER
`
` I ] 11111 111111111111111111
`111111111111111111111111] !1 ! 1! 1! 1!,llll
`
`Date Mailed: 01/10/2008
`
`NOTICE TO FILE MISSING PARTS OF PROVISIONAL APPLICATION
`FILED UNDER 37 CFR 1.53(c)
`Filing Date Granted
`An application number and filing date have been accorded to this provisional application. The items indicated
`below, however, are missing. Applicant is given TWO MONTHS from the date of this Notice within which to file all
`required items and pay any fees required below to avoid abandonment. Extensions of time may be obtained by
`filing a petition accompanied by the extension fee under the provisions of 37 CFR 1.136(a).
`• The provisional application cover sheet under 37 CFR 1.51 (c)(1 ), which may be an application data sheet (37
`CFR 1.76), is required identifying:
`• the name(s) of the inventor(s).
`• either city and state, or city and foreign country, of the residence of each inventor.
`The applicant needs to satisfy supplemental fees problems indicated below.
`The required item(s) identified below must be timely submitted to avoid abandonment:
`• To avoid abandonment, a surcharge (for late submission of filing fee or cover sheet) as set forth in 37 CFR
`1.16(g) of $50 for a non-small entity, must be submitted with the missing items identified in this notice.
`SUMMARY OF FEES DUE:
`Total additional fee(s) required for this application is $50 for a non-small entity
`• $50 Surcharge.
`
`page 1 of 2
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`APPLE v. RED.COM
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`Page 15 of 68
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`Apple Ex. 1011
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`Replies should be mailed to:
`Mail Stop Missing Parts
`Commissioner for Patents
`P.O. Box 1450
`Alexandria VA 22313-1450
`Registered users of EFS-Web may alternatively submit their reply to this notice via EFS-Web.
`https://sportal.uspto.gov/authenticate/AuthenticateUserlocalEPF.html
`For more information about EFS-Web please call the USPTO Electronic Business Center at 1-866-217-9197 or
`visit our website at http://www.uspto.gov/ebc.
`If you are not using EFS-Web to submit your reply, you must include a copy of this notice.
`
`/ltan/
`
`Office of Initial Patent Examination (571) 272-4000 or 1-800-PTO-9199
`
`page 2 of 2
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`APPLE v. RED.COM
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`Page 16 of 68
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`Apple Ex. 1011
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`PTO/SB/14 (07-07)
`Approved for use through 06/30/2010. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`Application Number
`
`REDCOM.007PR2
`
`Title of Invention
`
`VIDEO CAMERA
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`I Remove I
`
`Secrecy Order 37 CFR 5.2
`D Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`A r
`
`,DD 1can n orma 10n: t I f f
`
`Aoolicant 1
`I QParty of Interest under 35 U.S.C. 118
`Applicant Authority (!)Inventor I QLegal Representative under 35 U.S.C. 117
`Family Name
`Suffix
`Prefix Given Name
`Middle Name
`Unknown
`Unknown
`Residence Information (Select One) (!) US Residency 0 Non US Residency 0 Active US Military Service
`I Country of Residence i I
`City
`State/Province
`I
`Citizenship under 37 CFR 1.41(b) i
`Mailing Address of Applicant:
`Address 1
`Address 2
`I State/Province
`City
`I
`I Countryi I
`Postal Code
`All Inventors Must Be Listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`I
`
`I
`
`Add
`
`I
`
`□ An Address is being provided for the correspondence Information of this application.
`I Add Email
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`Customer Number
`Email Address
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`20995
`efiling@kmob.com
`
`I
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`I
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`!Remove Emaill
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`Application Information:
`VIDEO CAMERA
`Title of the Invention
`Attorney Docket Number REDCOM.007PR2
`Provisional
`Application Type
`Utility
`Subject Matter
`Suggested Class (if any)
`Suggested Technology Center (if any)
`Total Number of Drawing Sheets (if any)
`
`EFS Web 2.2.1
`
`I Small Entity Status Claimed □
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`I Sub Class (if any)I
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`18
`
`I Suggested Figure for Publication (if any) I
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`APPLE v. RED.COM
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`Page 17 of 68
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`Apple Ex. 1011
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`PTO/SB/14 (07-07)
`Approved for use through 06/30/2010. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`REDCOM.007PR2
`Attorney Docket Number
`Application Number
`
`Application Data Sheet 37 CFR 1.76
`
`Title of Invention
`
`VIDEO CAMERA
`
`Publication Information:
`D Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I hereby request that the attached application not be published under 35 U.S.
`D C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the subject of
`an application filed in another country, or under a multilateral international agreement, that requires publication at
`eighteen months after filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Enter either Customer Number or
`complete
`the Representative Name
`section
`below.
`If both
`are completed the Customer Number will be used for the Representative Information during processing.
`I O US Patent Practitioner 10 Limited Recognition (37 CFR 11.9)
`0 Customer Number
`20995
`
`Please Select One:
`Customer Number
`
`sections
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate National Stage
`entry from a PCT application. Providing this information in the application data sheet constitutes the specific reference required by
`35 U.S.C. 119(e) or 120, and 37 CFR 1.78(a)(2) or CFR 1.78(a)(4), and need not otherwise be made part of the specification.
`Prior Application Status
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing Date (YYYY-MM-DD)
`
`I Remove I
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`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`Foreign Priority Information:
`This section allows for the applicant to claim benefit of foreign priority and to identify any prior foreign application for which priority is
`not claimed. Providing this information in the application data sheet constitutes the claim for priority as required by 35 U.S.C. 119(b)
`and 37 CFR 1.55(a).
`
`I
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`Add
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`I
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`Application Number
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`Country i
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`I Remove I
`Parent Filing Date (YYYY-MM-DD)
`Priority Claimed
`0 Yes 0 No
`I
`Add
`
`I
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`Assignee Information:
`Providing this information in the application data sheet does not substitute for compliance with any requirement of part 3 of Title 37
`of the CFR to have an assignment recorded in the Office.
`
`Assianee 1
`
`EFS Web 2.2.1
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`I Remove I
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`APPLE v. RED.COM
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`Page 18 of 68
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`Apple Ex. 1011
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`
`
`PTO/SB/14 (07-07)
`Approved for use through 06/30/2010. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`Attorney Docket Number
`REDCOM.007PR2
`Application Number
`
`Application Data Sheet 37 CFR 1.76
`
`Title of Invention
`
`VIDEO CAMERA
`
`If the Assignee is an Organization check here.
`Given Name
`Prefix
`
`□
`
`Middle Name
`
`Family Name
`
`Suffix
`
`State/Province
`Postal Code
`Fax Number
`
`I Add
`
`I
`
`Date (YYYY-MM-DD) 2007-12-28
`
`Mailing Address Information:
`Address 1
`Address 2
`City
`Country ii
`Phone Number
`Email Address
`Additional Assignee Data may be generated within this form by selecting the Add
`button.
`Signature:
`A signature of the applicant or representative is required in accordance with 37 CFR 1.33 and 10.18. Please see 37
`CFR 1.4(d) for the form of the signature.
`Signature
`/Michael Guiliana/
`First Name Michael
`
`I Last Name
`
`I Guiliana
`
`Registration Number
`
`42611
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.