`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Vatent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.uspto.g:
`Alexandria, Virginia 22313-1450
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`9871671
`
`SUCO01-01C3
`
`3524
`
`APPLICATION NO.
`
`15/482,781
`
`ISSUE DATE
`
`01/16/2018
`
`66478
`
`7590
`
`12/27/2017
`
`Smartpat PLC
`Axel Nix
`1420 Washington Blvd.
`Suite 301
`Detroit, MI 48226
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustmenton the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s)(Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Sucxess LLC, Birmingham, MI;
`Axel Nix, Birmingham, MI;
`
`The United States represents the largest, most dynamic marketplace in the world andis an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`Petitioner's Exhibit 1002
`Page 1 of 177
`
`IR103 (Rev. 10/09)
`
`Petitioner's Exhibit 1002
`Page 1 of 177
`
`
`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE(if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any changeof address)
`
`11/29/2017
`
`7590
`
`66478
`Smartpat PLC
`Axel Ni
`REL
`INIX
`.
`1420 Washington Blvd.
`Suite 301
`Detroit, MI 48226
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(ate)
`
`(Depositor's name)
`(Signature)
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`
` FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`15/482,781
`
`04/09/2017
`
`Axel Nix
`
`SUCO1-01C3
`
`3524
`
`TITLE OF INVENTION:Method, apparatus and system forretrofitting a vehicle
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`02/28/2018
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`TRAN, CONGVAN
`
`2645
`
`710-313000
`
`2. For printing on the patent front page,list
`
`, omartpat PLC
`(1) The namesofup to 3 registered patent attorneys
`or agents OR,alternatively,
`(2) The nameofa single firm (having as a member a
`2
`registered attorney or agent) and the namesof up to
`2 registered patent attorneys or agents. If nonameis
`listed, no namewill be printed.
`
`
`
`43
`
`
`
`os)
`
`
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`LI Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`LI "Fee Address" indication (or "Fee Address” Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Numberis required.
`. ASSIGNEE NAME AND RESIDENCE DATATO BE PRINTED ON THE PATENT(printor type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAMEOF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`Sucxess LLC
`
`Birmingham, MI
`
`
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`LJ individual Gd Corporation or other private group entity (J Government
`
`4a. The following fee(s) are submitted:
`[2 Issue Fee
`_] Publication Fee (No small entity discount permitted)
`LT Advance Order - # of Copies
`
`
`
`4b. Paymentof Fee(s): (Please first reapply any previously paid issue fee shown above)
`LIA checkis enclosed.
`Lj Paymentby credit card. Form PTO-2038 is attached.
`[I The directoris hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy ofthis form).
`
`
`
`5. Change in Entity Status (from status indicated above)
`| Applicantcertifying micro entity status. See 37 CFR 1.29
`
` Lj Applicant changing to regular undiscounted fee status.
`
`Lj Applicant asserting small entity status. See 37 CFR 1.27
`
`
`NOTE:Absenta valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee paymentin the micro entity amountwill not be accepted at the risk of application abandonment.
`
`NOTE:If the application was previously under micro entity status, checking this box will be taken
`to be a notification ofloss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification ofloss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form mustbe signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 14 for signature requirements and certifications.
`
`Authorized Signature
`
`
`
`06-Dec-2017
`Axe
`Ni
`Date
`
`Typed or printed name Axel Nix
`Registration No.
`59184
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`Page 2 of 3
`OMB 0651-0033
`
`oe
`'
`Pr
`Petitioner's Exhibit 1002
`Page 2 of 177
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Petitioner's Exhibit 1002
`Page 2 of 177
`
`
`
`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`Method, apparatus and system for retrofitting a vehicle
`
`a
`
`
`
`Filing Fees for Utility under 35 USC 111(a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`
`USD(S)
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Petitioner's Exhibit 1002
`Page 3 of 177
`
`Petitioner's Exhibit 1002
`Page 3 of 177
`
`
`
`Extension-of-Time:
`
`Total in USD ($)
`
`Miscellaneous:
`
`Petitioner's Exhibit 1002
`Page 4 of 177
`
`Petitioner's Exhibit 1002
`Page 4 of 177
`
`
`
`
`
`aa
`
`Electronic AcknowledgementReceipt
`
`Application Number:
`
`15482781
`
`International Application Number:
`
`Confirmation Number:
`
`3524
`
`Title of Invention:
`
`Method, apparatus and system for retrofitting a vehicle
`
`Paymentinformation:
`
` Petitioner's Exhibit 100
`
`[Pevostacoune——SSSCSCSC~sdSC
`
`[Ratoredtser——SSSSCSC*dS
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentas follows:
`
`Page5Of
`
`Petitioner's Exhibit 1002
`Page 5 of 177
`
`
`
`File Listing:
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`108681
`
`1
`
`Issue Fee Payment (PTO-85B)
`
`20171206-PTOL-85.pdf
`
`2aed5f029a179a55c961 2cd3397d59eaSb1
`afa7e
`
`Information:
`
`2
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`d90ba998bea04b02c7085d32340f814cS5aal
`096ca
`
`1
`
`2
`
`
`
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`the application.
`
`Information:
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`Petitioner's Exhibit 1002
`Page 6 of 177
`
`Petitioner's Exhibit 1002
`Page 6 of 177
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`Smartpat PLC
`Axel Nix
`1420 Washington Bie
`Suite 301
`Detroit, MI 48226
`
`TRAN, CONGVAN
`
`2645
`
`DATE MAILED: 11/29/2017
`
`15/482,781
`
`04/09/2017
`
`Axel Nix
`
`SUCO1-01C3
`
`3524
`
`TITLE OF INVENTION:Method, apparatus and system forretrofitting a vehicle
`
`
`
`
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`02/28/2018
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLYTO THIS NOTICE:
`
`I. Review the ENTITY STATUSshownabove.If the ENTITY STATUSis shown as SMALL or MICRO,verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUSis the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUSis changed from that shown above, on PART B - FEE(S) TRANSMITTAL,complete section number5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amountof small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL,orits equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE(if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B isfiled, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalentof Part B.
`
`IH. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advisedto the contrary.
`
`IMPORTANT REMINDER: Maintenancefees are due in utility patents issuing on applications filed on or after Dec. 12, 1980. It is
`patentee's responsibility to ensure timely payment of maintenance fees when due. More informationis available at
`www.uspto.gov/PatentMaintenanceFees.
`
`PTOL-85 (Rev. 02/11)
`
`Page1 of 3
`
`Petitioner's Exhibit 1002
`Page 7 of 177
`
`Petitioner's Exhibit 1002
`Page 7 of 177
`
`
`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE(if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any changeof address)
`
`11/29/2017
`
`7590
`
`66478
`Smartpat PLC
`Axel Ni
`REL
`INIX
`.
`1420 Washington Blvd.
`Suite 301
`Detroit, MI 48226
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(ate)
`
`(Depositor's name)
`(Signature)
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`
` FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`15/482,781
`
`04/09/2017
`
`Axel Nix
`
`SUCO1-01C3
`
`3524
`
`TITLE OF INVENTION:Method, apparatus and system forretrofitting a vehicle
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`02/28/2018
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`TRAN, CONGVAN
`
`2645
`
`710-313000
`
`2. For printing on the patent front page,list
`(1) The namesofup to 3 registered patent attorneys
`or agents OR,alternatively,
`(2) The nameofa single firm (having as a member a
`2
`registered attorney or agent) and the namesof up to
`2 registered patent attorneys or agents. If nonameis
`listed, no namewill be printed.
`
`
`
`43
`
`
`
`
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`LI Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`LI "Fee Address" indication (or "Fee Address” Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Numberis required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(printor type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAMEOF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`LV individual LJ Corporation or other private group entity (J Government
`
`4a. The following fee(s) are submitted:
`L] Issue Fee
`_] Publication Fee (No small entity discount permitted)
`LT Advance Order - # of Copies
`
`
`
`4b. Paymentof Fee(s): (Please first reapply any previously paid issue fee shown above)
`LIA checkis enclosed.
`Lj Paymentby credit card. Form PTO-2038 is attached.
`[I The directoris hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy ofthis form).
`
`
`
`5. Change in Entity Status (from status indicated above)
`| Applicantcertifying micro entity status. See 37 CFR 1.29
`
` Lj Applicant changing to regular undiscounted fee status.
`
`Lj Applicant asserting small entity status. See 37 CFR 1.27
`
`
`NOTE:Absenta valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee paymentin the micro entity amountwill not be accepted at the risk of application abandonment.
`
`NOTE:If the application was previously under micro entity status, checking this box will be taken
`to be a notification ofloss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification ofloss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form mustbe signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 14 for signature requirements and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`
`Date
`
`Registration No.
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`Page 2 of 3
`
`Petitioner's Exhibit 1002
`Page 8 of 177
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Petitioner's Exhibit 1002
`Page 8 of 177
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`FIRST NAMED INVENTOR
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`15/482,781
`
`04/09/2017
`
`Axel Nix
`
`SUCO01-01C3
`
`3524
`
`Smartpat PLC
`Axel Nix
`1420 Washington Bie
`Suite 301
`Detroit, MI 48226
`
`TRAN, CONGVAN
`
`2645
`
`DATE MAILED: 11/29/2017
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applicationsfiled on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`to eliminate the
`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i)
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of 3
`
`Petitioner's Exhibit 1002
`Page 9 of 177
`
`Petitioner's Exhibit 1002
`Page 9 of 177
`
`
`
`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
`Budget approval before requesting most types of information from the public. When OMB approves an agency
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`agency to inform the public about the OMB Control Number’s legal significance in accordance with 5 CFR
`1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public whichis to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary
`depending upon the individual case. Any comments on the amount of time you require to complete this form
`and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, Virginia 22313-1450. DO NOT
`SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box
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`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
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`The information provided by youin this form will be subject to the following routine uses:
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`record was filed in an application which became abandoned or in which the proceedings were terminated
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`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency,if the USPTO becomesawareofa violation or potential violation oPlattoonerdtiginibit 1002
`Page 10 of 177
`
`Petitioner's Exhibit 1002
`Page 10 of 177
`
`
`
`
`Application No.
`Applicant(s)
`15/482,781
`NIX, AXEL
`i
`i
`
`AIA (First Inventorto File)
`
`aye
`
` :
`Notice of Allowability
`CongvenTran
`Oata Status
`
`No
`
`-- The MAILING DATEof this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANTOF PATENT RIGHTS.This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. K This communication is responsive to Aug. 37, 2017.
`LIA declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/werefiled on
`
`2. (J An election was madeby the applicant in responsetoa restriction requirementset forth during the interview on
`requirement and election have been incorporated into this action.
`
`; the restriction
`
`3. IX] The allowedclaim(s) is/are 1-13, 15-20 have been renumbered to 1-19 respectively. As a result of the allowed claim(s), you may be
`eligible to benefit from the Patent Prosecution Highwayprogram ata participating intellectual property office for the corresponding
`application. For more information, please see http://www.uspto.gov/patents/init_events/pph/index.jsp or send an inquiry to
`PPHfeedback@uspto.gov.
`
`4. F] Acknowledgmentis madeof a claim for foreign priority under 35 U.S.C. § 119(a)-(d)or (f).
`
`Certified copies:
`*c) [Noneof the:
`a) All
`b)—[1Some
`1. [J Certified copies of the priority documents have been received.
`2. C Certified copies of the priority documents have been received in Application No.
`3. [1 Copiesofthe certified copies of the priority documents have been receivedin this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE”of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT ofthis application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. [] CORRECTED DRAWINGS( as “replacement sheets”) must be submitted.
`
`(C1
`
`including changes required by the attached Examiner’s Amendment / Commentor in the Office action of
`Paper No./Mail Date
`.
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawingsin the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`6. [] DEPOSIT OF and/or INFORMATIONaboutthe deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner’s comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. [J Notice of References Cited (PTO-892)
`2. CJ Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date
`3. (J Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`4. [] Interview Summary (PTO-413),
`
`Paper No./Mail Date .
`/GongVan Tran/
`Primary Examiner, Art Unit 2645
`
`7. Other
`
`.
`
`5. (] Examiner's Amendment/Comment
`6. (J Examiner's Statement of Reasons for Allowance
`
` U.S. Patent and Trademark Office
`PTOL-37 (Rev. 08-13)
`Notice of Allowability
`Part of Paper No./Mail Date
`20171117
`Petitioner's Exhibit 1002
`Page 11 of 177
`
`Petitioner's Exhibit 1002
`Page 11 of 177
`
`
`
`Application/Control No.
`Issue Classification| 554507;
`
`Applicant(s)/Patent Under Reexamination
`NIX, AXEL
`
`CONG TRAN
`
`D645
`
`cPc
`
`CPC Combination Sets
`
`CCC
`fCiio
`peiar
`fessiico
`
`O.G. Print Figure (Primary Examiner)
`
`(Assistant Examiner)
`/CONG TRAN/
`Primary Examiner.Art Unit 2645
`
`U.S. Patent and Trademark Office
`
`Total Claims Allowed:
`
`19
`
`11/17/2017
`
`O.G. Print Claim(s)
`
`(Date)
`
`1
`
`4&6
`Part of Paper No. 20171117
`Petitioner's Exhibit 1002
`
`ageIZ0
`
`Petitioner's Exhibit 1002
`Page 12 of 177
`
`
`
`Application/Control No.
`Issue Classification| 554507;
`
`Applicant(s)/Patent Under Reexamination
`NIX, AXEL
`
`CONG TRAN
`
`D645
`
`oe
`
`US ORIGINAL CLASSIFICATION
`
`INTERNATIONAL CLASSIFICATION
`
`eeESEee
`
`CROSS REFERENCE(S) pt|| ||||
`
`_ TT
`PEP
`
`
`Torass|SuBclass(onesusciassrenaiocy|||||—*+Y||
`Te [=]|||||||
`
`O.G. Print Figure (Primary Examiner)
`
`Total Claims Allowed:
`
`19
`
`11/17/2017
`
`O.G. Print Claim(s)
`
`(Date)
`
`1
`
`4&6
`Part of Paper No. 20171117
`Petitioner's Exhibit 1002
`
`age
`
`oO
`
`(Assistant Examiner)
`/CONG TRAN/
`Primary Examiner.Art Unit 2645
`
`U.S. Patent and Trademark Office
`
`Petitioner's Exhibit 1002
`Page 13 of 177
`
`
`
`Application/Control No.
`Issue Classification| 554507;
`
`Applicant(s)/Patent Under Reexamination
`NIX, AXEL
`
`CONG TRAN
`
`D645
`
`oO
`
`Claims renumbered in the sameorder as presented by applicant
`
`| T.D.
`
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`17
`16
`1
`1
`
`
`
`
`
`
`
`
`
`
`
`
` Ola; nN!)oa;a!;r]wo]nm nN!)oa;a!;r]wo]nm Ola;
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`4&6
`
`Total Claims Allowed:
`
`19
`
`11/17/2017
`
`O.G. Print Claim(s)
`
`O.G. Print Figure
`
`(Date)
`
`1
`
`Part of Paper No. 20171117
`Petitioner's Exhibit 1002
`
`age
`
`140
`
`(Assistant Examiner)
`/CONG TRAN/
`Primary Examiner.Art Unit 2645
`
`(Primary Examiner)
`U.S. Patent and Trademark Office
`
`Petitioner's Exhibit 1002
`Page 14 of 177
`
`
`
`
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`Application/Control No.
`
`Search Notes
`
`15482781
`
`Applicant(s)/Patent Under
`Reexamination
`NIX, AXEL
`
`
`
`
`I iil | ll _
`ArtUnit
`
`
`CONG TRAN
`
`2645
`
`-HOaWTEIOOTSOTEeags76/007; H04B1/3822; HO4W 4/22—Pate—
`
`CPC- SEARCHED
`
`pOSymbotCte|SExaminer|
`
`CPC COMBINATION SETS - SEARCHED
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`——s—‘iL:CSsCiate=|Examiner|
`
`404.1 -2: 435.2; 435.3; 455/521: 445; 466; 527; 552.1
`5/15/17
`
`* See search history printout included with this form or the SEARCH NOTESbox below to determine
`the scope of the search.
`
`SEARCH NOTES
`
`5/16/17
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`CT
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`CT
`
`US CLASSIFICATION SEARCHED |CSubclass
`11/17/17
`
`PoSearchNotesCiCiate,=|_Examiner|
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