`
`
`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`Ericsson Inc.
`
`Petitioner
`
`v.
`
`Electronics and Telecommunications Research Institute
`
`Patent Owner
`
`
`Patent No. 8,270,354
`Filing Date: May 3, 2007
`Issue Date: September 18, 2012
`
`Title: METHOD FOR TRANSMITTING UP LINK CONTROL SIGNAL IN
`MOBILE COMMUNICATION SYSTEM
`
`Inter Partes Review No. IPR2020-00249
`
`
`PETITION FOR INTER PARTES REVIEW
`UNDER 35 U.S.C. §§ 311-319 AND 37 C.F.R. § 42.100 ET SEQ.
`
`
`
`IPR2020-00249 (8,270,354)
`
`TABLE OF CONTENTS
`
`Page
`TABLE OF CONTENTS .............................................................................................
`LIST OF EXHIBITS ................................................................................................. V
`I.
`PRELIMINARY STATEMENT ..................................................................... 1
`II.
`IDENTIFICATION OF CHALLENGE AND RELIEF REQUESTED ......... 2
`III. TECHNOLOGICAL BACKGROUND .......................................................... 2
`A.
`The ’354 Patent ..................................................................................... 3
`B.
`Challenged Claims ................................................................................ 5
`C.
`Prosecution History ............................................................................... 8
`D.
`Claimed Priority Date ..........................................................................15
`IV. LEVEL OF ORDINARY SKILL IN THE ART ...........................................16
`V.
`CLAIM CONSTRUCTION ..........................................................................16
`VI. PRIOR ART ...................................................................................................17
`A.
`R2-060866 ...........................................................................................19
`B.
`Jung ......................................................................................................22
`VII. CLAIMS 1, 3, 5, AND 7 ARE UNPATENABLE ........................................25
`A. Ground 1: R2-060866 Anticipates and/or Renders Obvious
`Claims 1, 3, 5, and 7. ...........................................................................26
`1.
`Claim 1: [1.pre] “A method for transmitting response for
`random access in a base station of a mobile
`communication system, the method comprising:” ....................26
`[1.1] “generating a response for random access received
`from a terminal;” .......................................................................27
`[1.2] “allocating the response for random access to
`downlink-shared radio resource for transmitting packet
`data; and” ..................................................................................29
`[1.3] “transmitting to the terminal an identifier indicating
`transmission of the response for random access through a
`channel carrying downlink scheduling information, and
`
`2.
`
`3.
`
`4.
`
`
`
`
`
`IPR2020-00249 (8,270,354)
`
`6.
`
`7.
`
`5.
`
`transmitting to the terminal the response for random
`access through the downlink-shared radio resource for
`transmitting packet data, wherein responses for random
`access for a plurality of terminals are addressed using the
`identifier.” .................................................................................30
`Claim 3: “The method as recited in claim 1, wherein the
`identifier is reserved and allocated among scheduling
`identifiers used in the mobile communication system.” ...........35
`Claim 5: “The method as recited in claim 1, further
`comprising receiving, from the terminal, uplink
`transmission using information on allocation of radio
`resource block to be used when uplink transmission is
`performed, the information being included in the
`response for random access.” ....................................................37
`Claim 7: “The method as recited in claim 1, wherein the
`response for random access is dynamically allocated to
`the downlink shared radio resource.” .......................................40
`B. Ground 2: Jung in combination with R2-060866 Renders
`Obvious Claims 1, 3, 5, and 7. ............................................................41
`1. Motivation to Combine Jung and R2-060866 ..........................42
`2.
`Claim 1: [1.pre] “A method for transmitting response for
`random access in a base station of a mobile
`communication system, the method comprising” .....................45
`[1.1] “generating a response for random access received
`from a terminal;” .......................................................................47
`[1.2] “allocating the response for random access to
`downlink-shared radio resource for transmitting packet
`data; and” ..................................................................................47
`[1.3] “transmitting to the terminal an identifier indicating
`transmission of the response for random access through a
`channel carrying downlink scheduling information, and
`transmitting to the terminal the response for random
`access through the downlink-shared radio resource for
`transmitting packet data, wherein responses for random
`
`3.
`
`4.
`
`5.
`
`i
`
`
`
`IPR2020-00249 (8,270,354)
`
`7.
`
`8.
`
`6.
`
`access for a plurality of terminals are addressed using the
`identifier.” .................................................................................49
`Claim 3: “The method as recited in claim 1, wherein the
`identifier is reserved and allocated among scheduling
`identifiers used in the mobile communication system.” ...........52
`Claim 5: “The method as recited in claim 1, further
`comprising receiving, from the terminal, uplink
`transmission using information on allocation of radio
`resource block to be used when uplink transmission is
`performed, the information being included in the
`response for random access.” ....................................................55
`Claim 7: “The method as recited in claim 1, wherein the
`response for random access is dynamically allocated to
`the downlink shared radio resource.” .......................................56
`VIII. CONCLUSION ..............................................................................................58
`IX. MANDATORY NOTICES UNDER 37 C.F.R. §42.8 ..................................58
`A.
`Real Parties-In-Interest ........................................................................58
`B.
`Related Matters ....................................................................................59
`CERTIFICATION UNDER 37 C.F.R. §42.24(D) ........................................59
`X.
`XI. PAYMENT OF FEES ...................................................................................59
`XII. TIME FOR FILING PETITION....................................................................60
`XIII. GROUNDS FOR STANDING ......................................................................60
`
`
`
`ii
`
`
`
`IPR2020-00249 (8,270,354)
`
`TABLE OF AUTHORITIES
`
` Page(s)
`
`Cases
`Dow Chem. Co. v. Sumitomo Chem. Co.,
`257 F.3d 1364 (Fed. Cir. 2001) .......................................................................... 16
`Phillips v. AWH Corp.,
`415 F.3d 1303 (Fed. Cir. 2005) (en banc) .................................................... 16, 17
`Sol, IP, LLC v. AT&T Mobility LLC,
`Case No. 2:18-cv- 526-RWS-RSP (E.D. Tex.) .................................................. 59
`Sol, IP, LLC v. Cellco Partnership d/b/a Verizon Wireless,
`Case No. 2:18-cv- 528-RWS-RSP (E.D. Tex.) ...........................................passim
`Sol, IP, LLC v. Sprint Corporation, Sprint Communications Co. L.P.,
`Sprint Solutions, Inc., Sprint Spectrum, L.P.,
`Case No. 2:18-cv- 527-RWS-RSP (E.D. Tex.) .................................................. 59
`Statutes
`35 U.S.C. § 102(a) ................................................................................... 8, 16, 19, 22
`35 U.S.C. § 311 .......................................................................................................... 2
`35 U.S.C. §§ 311-319................................................................................................. 1
`Other Authorities
`37 C.F.R. §42.8 .................................................................................................. 58, 59
`37 C.F.R. § 42.10(b) ................................................................................................ 59
`37 C.F.R. §42.24(D)................................................................................................. 59
`37 C.F.R. § 42.100(b) .............................................................................................. 16
`37 C.F.R. § 42.100 et seq. .......................................................................................... 1
`37 C.F.R. §42.101(b) ............................................................................................... 60
`37 C.F.R. §42.104(a) ................................................................................................ 60
`
`iii
`
`
`
`
`
`
`
`IPR2020-00249 (8,270,354)
`
`
`IPR2020-00249 (8,270,354)IPR2020-00249 (8,270,354)IPR2020-00249 (8,270,354)
`
`iv
`
`
`
`
`
`iViViV
`
`
`
`IPR2020-00249 (8,270,354)
`
`LIST OF EXHIBITS
`
`Description
`
`U.S. Patent No. 8,270,354 to Kim et al. (“the ’354 Patent”)
`U.S. Patent No. 8,270,354 Prosecution History
`Declaration of Sumit Roy, Ph.D in Support of Petition for Inter
`Partes Review
`Tdoc R2-060866 titled “Random Access Procedures for LTE” by
`Ericsson (“R2-060866”)
`Declaration of Craig Bishop (“Bishop Declaration”)
`WO 2005/057822 A1 to Jung et al. (“Jung”)
`CV of Dr. Sumit Roy
`Sol IP, LLC v. AT&T Mobility First Amended Complaint for Patent
`Infringement
`
`Exhibit
`
`1001
`1002
`1003
`
`1004
`
`1005
`1006
`1007
`1008
`
`
`
`
`v
`
`
`
`
`I.
`
`IPR2020-00249 (8,270,354)
`
`PRELIMINARY STATEMENT
`Petitioner Ericsson Inc. (“Ericsson”) respectfully requests inter partes review
`
`and cancellation of claims 1, 3, 5, and 7 of U.S. Patent No. 8,270,354 (“the ’354
`
`Patent”) under 35 U.S.C. §§ 311-319 and 37 C.F.R. § 42.100 et seq.
`
`The ’354 Patent relates to the wireless communication between cellular
`
`devices and base stations, and in particular, a concept called random access. Patent
`
`Owner Electronics and Telecommunications Research Institute (“ETRI”), by and
`
`through its licensing agent Sol IP, LLC (collectively “Patent Owner”), allege that
`
`claims 1, 3, 5, and 7 of the ’063 Patent are essential to LTE Release 8. 1 Ex. 1008, ¶
`
`100. However, ETRI did not contribute what it now claims as its invention to the
`
`LTE standard. Instead, all of the concepts claimed in the ’354 Patent were developed
`
`during the 4G LTE standard-setting process by others, and included in printed
`
`publications that were submitted to the standard-setting body and made publically
`
`available via an email reflector. Ex. 1005, ¶¶ 19-35. Shortly thereafter, ETRI filed
`
`a patent application on these ideas in South Korea. Ex. 1001, p.1.
`
`
`1 Petitioner disagrees. Nevertheless, the invalidity analysis herein is based on
`
`Patent Owner’s allegation that practicing the LTE Release 8 standard infringes the
`
`Challenged Claims.
`
`
`
`
`
`IPR2020-00249 (8,270,354)
`
`This Petition, supported by the Declaration of Dr. Sumit Roy, explains why
`
`there is a reasonable likelihood that claims 1, 3, 5, and 7 of the ’354 Patent are
`
`unpatentable as obvious to a person of ordinary skill in the art (“POSITA”) in view
`
`of the prior art cited herein, the knowledge and understanding of a POSITA, and the
`
`’354 Patent itself. Accordingly, claims 1, 3, 5, and 7 of the ’354 Patent should be
`
`cancelled.
`
`II.
`
`IDENTIFICATION OF CHALLENGE AND RELIEF REQUESTED
`Ericsson requests review under 35 U.S.C. § 311 of Challenged Claims 1, 3, 5,
`
`and 7 of the ’354 patent, and that the Board cancel the same as being unpatentable
`
`in view of the cited prior art and the Grounds described below.
`
`Ground 1: Claims 1, 3, 5, and 7 are anticipated and/or obvious over R2-
`
`060866.
`
`Ground 2: Claims 1, 3, 5, and 7 are obvious over Jung in view of R2-060866
`
`(to the extent necessary).
`
`III. TECHNOLOGICAL BACKGROUND
`The technology at issue in this petition was developed by members of the
`
`Third Generation Partnership Project (“3GPP”) during the 4G standard setting
`
`process. To create the 4G standard, 3GPP held standard setting meetings at which
`
`3GPP members proposed technology to include in the standard. These proposals
`
`were typically submitted in documents called “contributions.” The 3GPP members
`
`2
`
`
`
`IPR2020-00249 (8,270,354)
`
`emailed their contributions to a 3GPP email list and posted them to the publicly
`
`available 3GPP FTP site before each meeting. Ex. 1005, ¶¶ 24-33. Notably, R2-
`
`060866 was contributed by Ericsson.
`
`A. The ’354 Patent
`The ’354 Patent relates to random access procedures, as used in mobile
`
`communication systems. See, e.g., Ex. 1001, 2:60-3:9. Random access procedures
`
`are a mechanism used in cellular communications that allows a mobile device (e.g.,
`
`a smartphone, also referred to as a terminal, user equipment or “UE”) to request
`
`access to a base station (also referred to as a eNodeB), in order to, for example, for
`
`the mobile device to initiate a phone call. Ex. 1003, ¶ 32. The general concept of
`
`random access procedures far predates the ’354 patent. Id.
`
`The ’354 Patent notes that in a conventional circuit based mobile
`
`communication system, a base station transmits a control signal to a user terminal
`
`using a downlink-dedicated channel. Id., 1:18-20. However, it argues that this
`
`method is difficult to apply to a long term evolution (LTE) system which is packet
`
`based. Id., 1:21-26. This is because, “[u]nlike the circuit based system that fixedly
`
`allocates radio resources to a terminal, a plurality of terminals share radio resources
`
`for transmitting packet service data in mobile communication systems for providing
`
`a packet service.” Id., 1:27-30. Thus, “the packet based mobile communication
`
`system needs a method for providing uplink control information to a plurality of
`
`3
`
`
`
`IPR2020-00249 (8,270,354)
`
`terminals in order to enable each of the terminals to distinguish allocated radio
`
`resources from the other and to access the allocated radio resources at a scheduling
`
`time.” Id., 1:31-35.
`
`The ’354 Patent purports to enable this solution through a method for
`
`transmitting uplink control information which includes the steps of: (a) generating
`
`uplink control information; (b) allocating the uplink control information to
`
`downlink-shared radio resources for packet data transmission based on downlink
`
`scheduling information; and (c) transmitting the radio resource to a terminal. Id.,
`
`2:15-23.
`
`The patent describes the advantage of this purported invention as being the
`
`ability to “efficiently form [] uplink control information to be transmitted through a
`
`downlink from a base station to a terminal … and transmitting the uplink control
`
`information with minimum radio resources occupied.” Id., 2:26-32. Fig. 1 depicts
`
`a flowchart illustrating a method for transmitting such uplink control information in
`
`a mobile communication system, and is reproduced below:
`
`4
`
`
`
`IPR2020-00249 (8,270,354)
`
`
`
`B. Challenged Claims
`This Petition challenges claims 1, 3, 5, and 7 of the ’354 Patent. Claim 1 is
`
`representative and is reproduced below and emphasized for reference in the
`
`following discussion:
`
`1. A method for transmitting response for random access in a base station of
`a mobile communication system, the method comprising:
`
`generating a response for random access received from a terminal;
`
`allocating the response for random access to downlink-shared radio
`resource for transmitting packet data; and
`
`transmitting to the terminal an identifier indicating transmission of the
`response for random access through a channel carrying downlink
`
`5
`
`
`
`IPR2020-00249 (8,270,354)
`
`scheduling information, and transmitting to the terminal the response
`for random access through the downlink-shared radio resource for
`transmitting packet data, wherein responses for random access for a
`plurality of terminals are addressed using the identifier.
`
`As shown, claim 1 describes a random access method that involves a base
`
`station (i) generating a response for a random access request received from a
`
`terminal, (ii) allocating the response to downlink-shared radio resource and
`
`transmitting the response on this downlink-shared radio resource, (iii) transmitting
`
`an identifier that indicates transmission of the response through a channel carrying
`
`downlink-scheduling information, and (iv) wherein responses for random access
`
`requests for a plurality of terminals are addressed using the identifier.
`
`With respect to Fig. 1, the patent describes the steps as follows. At step S110,
`
`“a base station generates uplink control information to transmit to a terminal.” Id.,
`
`2:64-65. The uplink control information may include both uplink scheduling
`
`information and uplink random access response information or one of the two. See
`
`id., 2:66-3:9. “After the step S110, a base station allocates the uplink control
`
`information to downlink-shared radio resources for transmitting packet data at step
`
`S120.” Id., 4:12-14. “After the step S120, a base station transmits a downlink radio
`
`resource with allocated uplink control information to a terminal at step S130.” Id.,
`
`4:37-39.
`
`The uplink control information may include “radio resource allocation
`
`information,” which itself may include, a “scheduling identifier.” Id., 3:10-15. The
`
`6
`
`
`
`IPR2020-00249 (8,270,354)
`
`patent describes the scheduling identifier as “information about a terminal or a
`
`terminal group where [an] allocated radio resource belongs to.” Id., 3:15-17. The
`
`scheduling identifier, also characterized by the patent as a “group identifier” (id.,
`
`2:47-49) is depicted in Fig. 4, reproduced below:
`
`
`As the patent contends, there was a demand for “developing a method for
`
`effectively forming uplink control information using a downlink from a base station
`
`to a terminal and transmitting the uplink control information with minimum radio
`
`resources occupied in packet based mobile communication systems developed based
`
`on a 3rd generation partnership project (3GPP) system so as to improve the utilization
`
`of limited radio resources.” Id., 1:53-61.
`
`7
`
`
`
`IPR2020-00249 (8,270,354)
`
`However, such a method was already developed by 3GPP participants before
`
`the filing date of the application that led to the ’354 Patent. As explained below, the
`
`claimed methods were well known in the art.
`
`Prosecution History
`C.
`During prosecution of the ’354 Patent, what are now claims 1, 3, 5, and 7 were
`
`repeatedly rejected as being anticipated by WO 2005/057822 to Jung (“Jung”).
`
`On June 21, 2011 numerous claims were rejected under 35 U.S.C. 102(a) as
`
`being anticipated by Jung. For instance, the examiner found that Jung teaches a
`
`method for transmitting/receiving random access response information of a mobile
`
`communication system, involving a base station and a mobile station.
`
`Ex. 1002, 178.
`
`The examiner also found that Jung teaches random access response
`
`information including downlink scheduling information.
`
`
`
`8
`
`
`
`IPR2020-00249 (8,270,354)
`
`Ex. 1002, 178.
`
`The examiner additionally found that Jung teaches that the scheduling
`
`information denotes a terminal or terminal group to receive the random access
`
`response information.
`
`
`
`
`
`Ex. 1002, 179.
`
`The examiner further found that Jung teaches that the random access response
`
`information includes a terminal identifier (a scheduling ID) as well as timing
`
`alignment information (timing information), and uplink radio resource location
`
`information (frequency information).
`
`9
`
`
`
`IPR2020-00249 (8,270,354)
`
`
`
`
`
`Ex. 1002, 179.
`
`Lastly, examiner found Jung teaches the response information includes uplink
`
`radio resource block location information (i.e., ACK/NACK information granting or
`
`denying a radio resource block location on an uplink frame).
`
`
`
`Ex. 1002, 178.
`
`After this rejection, the applicant canceled claims 1-18 and added new claims
`
`19-37. Ex. 1002, 200. Specifically, claim 19 was drafted to include additional
`
`language as underlined below.
`
`
`
`10
`
`
`
`IPR2020-00249 (8,270,354)
`
`
`
`Ex. 1002, 201.
`
`The applicant argued that Jung failed to disclose two elements of claim 19.
`
`First, applicant argued that Jung did not teach “allocating the response for random
`
`access to the download-shared [sic] radio resource”. Ex. 1002, 201-02. Second, the
`
`applicant argued that “Jung fails to disclose any identifier to indicate transmission
`
`of the response for the random access and address the response for the random
`
`access.” Ex. 1002, 203.
`
`In response, however, the examiner disagreed with the applicant’s arguments
`
`and rejected the claims again in view of the Jung reference.
`
`11
`
`
`
`IPR2020-00249 (8,270,354)
`
`
`
`
`
`Ex. 1002, 212-13.
`
`The examiner specifically rejected applicant’s argument that Jung does not
`
`disclose the downlink-shared radio resource.
`
`12
`
`
`
`IPR2020-00249 (8,270,354)
`
`
`
`
`
`Ex. 1002, 217.
`
`The examiner also rejected the argument that Jung failed to teach the identifier
`
`that is used to indicate transmission of the response for random access and address
`
`the response for the random access. The examiner noted that “Jung clearly teaches
`
`that a specific scheduling ID is provided for each preamble, assigned to the mobile
`
`station, and transmitted with an access grant on the preamble received from the
`
`mobile station.” Ex. 1002, 217-18 (reproduced below).
`
`
`
`13
`
`
`
`IPR2020-00249 (8,270,354)
`
`
`
`
`
`
`
`In response, the applicant amended the claims as shown below:
`
`14
`
`
`
`IPR2020-00249 (8,270,354)
`
`
`
`Ex. 1002, 235.
`
`The applicant argued that the “identifier” in Jung was “terminal-specific” and
`
`thus did not disclose “using the identifier to address responses for random access for
`
`a plurality of terminals” as recited in the claims. Id., 236. Furthermore, the applicant
`
`argued that “Jung fails to disclose that the identifier is transmitted through a channel
`
`carrying downlink scheduling information while the response for random access is
`
`transmitted through the downlink-shared radio resource for transmitting packet
`
`data.” Id., 236. According to the applicant, “[t]his is consistent with the notion that
`
`the scheduling ID of Jung is a terminal-specific one.” Id.
`
`The claims were later allowed. However, as shown herein, use of an
`
`“identifier” that was not “terminal-specific” was well known in the art and disclosed
`
`by 3GPP before the filing date of the application that led to the ’354 Patent.
`
`D. Claimed Priority Date
`The application leading to the ’354 Patent was filed on May 3, 2007 and
`
`claims priority to two foreign Korean applications filed on May 3, 2006 and
`
`February 28, 2007 respectively. For the purposes of this Petition, May 3, 2006 is
`
`15
`
`
`
`IPR2020-00249 (8,270,354)
`
`presumed as the priority date of the ’354 patent. Based on this presumed priority
`
`date, the references presented in this Petition are prior art under at least 35 U.S.C. §
`
`102(a) or (e).
`
`IV. LEVEL OF ORDINARY SKILL IN THE ART
`A person of ordinary skill in the art would have (i) an undergraduate degree
`
`in Electrical Engineering, Computer Science, or Computer Engineering, or a related
`
`field, and around two years of experience in the theory, design, and/or development
`
`of cellular technology, or a person with a master’s degree in one of the foregoing
`
`with a focus on cellular networks, or (ii) a Master’s degree in one of the foregoing
`
`fields with a focus on cellular technology. See Ex. 1003, ¶ 31. Someone with less
`
`or different technical education but more relevant practical experience, or more
`
`relevant education but less practical experience, could also be considered a
`
`POSITA. Id.
`
`V. CLAIM CONSTRUCTION
`Claim construction in inter partes review is governed by the same standard as
`
`it would be in a district court. 37 C.F.R. § 42.100(b). Terms should be interpreted in
`
`view of “their ordinary and accustomed meaning as understood by one of ordinary
`
`skill in the art.” Dow Chem. Co. v. Sumitomo Chem. Co., 257 F.3d 1364, 1372 (Fed.
`
`Cir. 2001); Phillips v. AWH Corp., 415 F.3d 1303, 1312-13 (Fed. Cir. 2005) (en
`
`banc). “The construction that stays true to the claim language and most naturally
`
`16
`
`
`
`IPR2020-00249 (8,270,354)
`
`aligns with the patent’s description of the invention will be, in the end, the correct
`
`construction.” Phillips, 415 F.3d at 1316. For this proceeding, Petitioner does not
`
`propose any terms for an express construction.
`
`VI. PRIOR ART
`As a matter of general background, random access technology has been used
`
`for many decades and is well known in wireless and wired networking such as in
`
`WiFi (802.11), WCDMA, and Long Term Evolution (LTE). Ex. 1003, ¶ 42. Given
`
`a limited communication channel, the network protocol manages access and use of
`
`the channel by have a node grant access to terminals.
`
`In LTE, random access is used in a variety of scenarios. For instance, random
`
`access is used when a mobile device initially accesses a base station of the network
`
`or when a mobile device is moving and needs to connect to a new base station
`
`(commonly referred to as a “handover”). Ex. 1003, ¶ 43. Random is also used for
`
`downlink (DL) and uplink (UL) data arrival between the mobile device and the base
`
`station. Id.
`
`The primary purpose of the random access procedure on LTE (and other
`
`networks) is to register the mobile device (also referred to as “UE” or “user
`
`equipment”) on the network and synchronize it. Ex. 1003, ¶ 44. In other words, the
`
`mobile device must be synchronized with the base station both in terms of time and
`
`frequency. Id.
`
`17
`
`
`
`IPR2020-00249 (8,270,354)
`
`Broadly speaking, there are two modes of random access: one where a mobile
`
`station starts the process (sometimes referred to as contention based random access)
`
`and one where the base station starts the process (sometimes referred to as and non-
`
`contention based random access). Ex. 1003, ¶¶ 45-46. These two modes are
`
`depicted in the illustration below.
`
`The challenged claims generally relate to the mode where the mobile station
`
`starts the process. Ex. 1003, ¶ 47. For example, the first element in claim 1 recites
`
`the base station generating a response for random access received from a terminal,
`
`i.e., the terminal started the process by sending the base station a random access
`
`
`
`request. Id.
`
`As evidenced by the prior art and explained by Dr. Roy in the attached expert
`
`declaration (Ex. 1003), all of the limitations of claim 1 and dependent claims 3, 5,
`
`and 7 were well known before the ’354 Patent’s claimed priority date. In addition
`
`to the extensive background knowledge that a POSITA would have brought to bear
`
`18
`
`
`
`IPR2020-00249 (8,270,354)
`
`on the subject matter discussed in the ’354 Patent, the following prior art
`
`demonstrates that the challenged claims would have been obvious.
`
`A. R2-060866
`“Random Access Procedures for LTE” is a written contribution, by Ericsson,
`
`submitted to 3GPP at the Joint RAN1/RAN2 meeting on LTE that occurred in
`
`Athens, Greece between March 27-31, 2006 (“R2-060866”, Exhibit 4). This
`
`document is a submission to the 3GPP standards body for consideration in
`
`developing the LTE cellular system. Ex. 1005, ¶¶ 36-43. R2-060866 is a printed
`
`publication prior art reference under at least 35 U.S.C. 102(a) as it was accessible
`
`and available via 3GPP’s publicly available website on March 23, 2006 before the
`
`’354 Patent’s priority date of May 3, 2006. R2-060866 was not considered during
`
`prosecution of the ’354 Patent application. Id.
`
`As the contribution explains, discussions regarding “initial and random access
`
`procedures for LTE” had been ongoing even prior to the document submission. Ex.
`
`1004, 1. Building off that, the “contribution propose[s] efficient procedures for
`
`initial and random access with low resource usage.” Id. It does so because, as it
`
`notes, “[t]ransmitting user data on a non-synchronized uplink or in a contention-
`
`based manner is not spectrally efficient due to the need for guard periods and
`
`retransmissions respectively.” Id., 2.1.
`
`19
`
`
`
`IPR2020-00249 (8,270,354)
`
`The general description of the contribution proposes “to separate the
`
`transmission of the random access burst, whose purpose is to obtain uplink
`
`synchronization, from the transmission of data. In the first step, the UE2 obtains
`
`uplink synchronization and is assigned resources for uplink transmission. In the
`
`second step, the UE transmits information on the scheduled resource, e.g.
`
`information necessary for further scheduling or setting up a connection (RRC
`
`connection request message).” Id., 2.1. This is further depicted in Figure 1,
`
`reproduced below and annotated:
`
`Id.
`
`
`
`
`2 UE refers to “User Equipment” or a terminal device such as a cellular phone. Ex.
`1003, ¶ 49.
`
`20
`
`
`
`IPR2020-00249 (8,270,354)
`
`Shown as (3) in Figure 1 above, the “Node B3 will correlate the received signal
`
`with the set of possible sequences in a cell” and if a preamble is detected, “the Node
`
`B will transmit a response (4), including the ID of the signature the UE selected.”
`
`Id., 2.2. Then, “[o]nce the UE has received the acknowledgement from the Node B
`
`and adjusted its uplink timing (5), the remaining signaling required for connection
`
`setup is transmitted on the assigned resources in a synchronized fashion using the
`
`same procedures as normal data transmission (6).” Id., 2.3.
`
`Like the ’354 Patent, the contribution explains that this procedure is intended
`
`to work in a system where a plurality of terminals may attempt to access the system
`
`resources. For instance, it notes that “[d]ue to the inherently uncoordinated nature
`
`of random or contention based access, multiple UEs may simultaneously try to
`
`access the system, possibly with non-unique preamble sequences.” Id., 2.4. Similar
`
`to the ’354 Patent, R2-060866 proposes a “contention resolution mechanism” to
`
`address this issue, a “very short Random Access ID (RA ID) for resource efficient
`
`random access, a slightly longer Cell-specific ID to identify a UE uniquely within a
`
`cell and a Global ID which identifies a UE uniquely within SAE/LTE.” Id. (italics
`
`retained).
`
`
`3 Node B (or “eNode B”) refers to a base station. Ex. 1003, ¶ 49.
`
`
`21
`
`
`
`IPR2020-00249 (8,270,354)
`
`Jung
`B.
`Jung has an International Filing Date of September 8, 2004, was published on
`
`June 23, 2005, and is therefore prior art under 35 U.S.C. 102(a). Ex. 1006. Jung
`
`discloses a random access system. Ex. 1006, ¶ 3. Jung discloses that the random
`
`access system uses a preamble and “scheduling ID” for random access. Ex. 1006,
`
`Abstract. Using this scheduling identifier, random access data is correctly
`
`transmitted through an assigned channel.” Id. Jung was considered during
`
`prosecution of the ’354 Patent application, but the specific combination discussed
`
`herein was not considered.
`
`Jung discloses that methods for random access in wireless communication
`
`systems existed prior to the Jung reference. Ex. 1006, ¶¶ 2-5. These prior methods
`
`for transmitting random access data allow both a preamble and data to be transmitted
`
`through a common random access channel (RACH) by making resource
`
`assignments.
`
` Ex. 1006, ¶ 5.
`
` Jung
`
`teaches
`
`transmitting ACK/NACK
`
`(acknowledgement no-acknowledgment) information in such a random access
`
`procedure, including a scheduling identifier (assigned by a base station) for
`
`transmitting data through the channel between a base station and a mobile station.
`
`Ex. 1006, ¶¶ 2-5.
`
`The random access procedure of Jung is depicted in Fig. 1, reproduced below.
`
`The first box in Fig. 1 shows a mobile station (100) which is capable of transmitting
`
`22
`
`
`
`IPR2020-00249 (8,270,354)
`
`random access data to a base station (200) represented by the second box. Ex. 1006,
`
`¶ 26. Among other things, the base station (200) teaches an ID manager (220), which
`
`assigns a specific scheduling ID to each mobile station for random access. Ex. 1006,
`
`¶ 40.
`
`
`
`Ex. 1006, Fig. 1.
`
`This random access procedure between a mobile station and base stat