UNITED STATES PATENT AND TRADEMARK OEFICE
`
`
`
`UNITED STATES DEPARTIVIENT OF CONIIVIERCE
`United States Patent and Trademark Office
`Address, COW/IISSIONER FOR PATENTS
`P 0 Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspt0 gov
`
`APPLICATION NO.
`ISSUE DATE
`PATENT NO.
`ATTORNEY DOCKET NO.
`CONFIRIVIATION NO.
`
`13/707,886
`02/03/2015
`8949954
`UN—NP—SC—081
`1063
`
`96051
`
`7590
`
`01/14/2015
`
`Uniloc USA Inc.
`
`Legacy Town Center
`7160 Dallas Parkway
`Sui le 380
`Plano, TX 75024
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pairllspto. gov for additional applicants):
`
`Uniloc Luxembourg, SA, Luxembourg, LUXEMBOURG, Assignee (with 37 CFR 1.172 Interest);
`Craig S. ETCHEGOYEN, Newport Beach, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Page 1 of 593
`
`GOOGLE EXHIBIT 1004
`
`Page 1 of 593
`
`GOOGLE EXHIBIT 1004
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: M_ail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.0. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`propriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`nicated unless corrected below or directed otherwisein Block 1. by (a) specifying a new correspondence address; and/or (b) indicating a separate "TEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Nola: ch Blocklfol any 01131136 ofaddlm)
`
`7590
`96051
`UI’IIIOC USA Inc.
`
`09/26/2014
`
`Legacy Town Center
`7160 Dallas Parkway
`5.1.6380
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee((s))Transmittal. This certi icate cannot be used for any other accompanying
`apers. Each additional paper such as an assignment or formal drawing must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the CSPTO (571) 273—2885, on the date indicated below.
`‘
`
`,
`
`plano,Tx75024
`
`APPLICATION l\().
`
`FILING I)ATE
`
`FIRST NAMED II\\/ENT()R
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION N0.
`
`1063
`
`
`
`CN-NP—SC— 081
`Craig S. ETCI IEGOYEN
`12/07/2012
`13/707,886
`
`
`TITLE OF INVENTION: METHOD AND SYSTEM FOR AUTHORIZING REMOTE ACCESS TO CUSTOMER ACCOUNT INFORMATION
`
`
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`WRIGHT, BRYAN F
`
`$480
`
`2497
`
`$0
`
`7267005000
`
`$480
`
`12/26/2014
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`:1 Chan e of correspondence address (or Change of Correspondence
`Addresso01111 PTO/SB/ 122) attached.
`
`3 "Fee Address” indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`
`
`a e, list
`rintin on the atent front
`2. For
`p
`p g
`g
`p
`(1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents If no name is
`listed, no name will be printed.
`
`U)
`
`.
`
`1 Sean D. Burdick
`
`
`2
`
`3. ASSIGhEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE. Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forthin 37 CFR 3 11. Completion of this form is N01 a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Uniloc Luxembourg, SA.
`
`Luxembourg City, Luxembourg
`\S
`\\\\\
`Please check the appropriate assignee category or categories (will not be printed on the patent) : D Individual I§}\Corporation or other private group entity D Government
`
`4a. Tlgs‘following fee(s) are submitted:
`§§Issue Fee
`3 Publication Fee (No small entity discount permitted)
`:1 Advance Order — # of Copies
`
`5. Change in Entity Status (from status indicated above)
`:1 Applicant certifying micro entity status. See 37 CFR 1.29
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
`3 Applicant changing to regular undiscounted fee status.
`
`
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`:1 A check is enclosed.
`j§ayment by credit card. Form PTO—2038is attached
`§The Directoris hereby authorized to charge the re uired fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number 5( )—8U-)’-3 3
`(enclose an extra copy of this form).
`
`
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/lSA and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature reguirements and certifications.
`
`Authorized Signature
`
`
`/Sean D. Burdick/
`Date 12/24/2014
`
`Typed or printed name Sean D. Burdick
`Registration No. 51,513
`
`PTOL—85 Part B (10-13) Approved for use through 10/31/2013.
`
`Page 2 of 3
`
`OMB 0651—0033
`
`
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Page 2 of 593
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`Page 2 of 593
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`

`

`Electronic Patent Application Fee Transmittal
`
`13707886
`Application Number:
`
`
`Filing Date:
`
`07-Dec-2012
`
`Title of Invention:
`
`CUSTOMER NOTIFICATION PROGRAM ALERTING CUSTOMER-SPECIFIED
`NETWORK ADDRESS OF UNAUTHORIZED ACCESS A'I'I'EMPTS TO CUSTOMER
`ACCOUNT
`
`First Named Inventor/Applicant Name:
`
`Craig S. ETCH EGOYEN
`
`Sean Dylan Burdick/Tanya Kiatkulpiboone
`
`UN-NP-SC-081
`
`Attorney Docket Number:
`
`Filed as Small Entity
`
`Filing Fees for Utility under 35 USC111(a)
`
`
`
`Sub-Total in
`Description
`USD($)
`
`Basic Filing:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Patent-AppeaIs-and-lnterference:
`
`Post-AIIowance-and-Post-lssuance:
`
`Utility Appl Issue Fee
`
`Page 3 of 593
`
`Page 3 of 593
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`

`

`Extension-of—Time:
`
`Total in USD ($)
`
`Miscellaneous:
`
`Page 4 of 593
`
`Page 4 of 593
`
`

`

`Electronic Acknowledgement Receipt
`
`
`
`Application Number: 13707886
`
`International Application Number:
`
`Confirmation Number:
`
`1063
`
`Title of Invention:
`
`CUSTOMER NOTIFICATION PROGRAM ALERTING CUSTOMER-SPECIFIED
`NETWORK ADDRESS OF UNAUTHORIZED ACCESS ATI'EMPTS TO CUSTOMER
`ACCOUNT
`
`
`
`——
`
`
`
`Receipt Date: 24-DEC-2014
`
`Filing Date:
`
`07—DEC—2012
`
`Application Type:
`
`Utility under 35 USC 111
`
`Payment information:
`
`RAM confirmation Number
`1553
`
`
`
`Deposit Account
`506053
`
`The Director ofthe USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Authorized User
`
`Page 5 of 593
`
`Page 5 of 593
`
`

`

`File Listing:
`
`Document
`
`.
`
`.
`
`
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Number—m message DigeSt
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`(ifaple
`
`Issue Fee Payment (PTO-85B)
`
`20141224_|ssue_Fee_Trans.pdf bcbduzof'la4b'l 2ceefecf8’l ae45b99aosuoc
`11376
`
`107034
`
`Fee Worksheet (SBOé)
`
`fee-info.pdf
`
`afa603712cdf578c0:2a154381ac23da95c4
`(d6
`
`Information:
`
`Information:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`Page 6 of 593
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`

`

`WIW.uspw.gov
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address. COMMISSIONER FOR PATENTS
`PO BOX 1450
`Alexandria, Vilgj’lia 22313-1450
`
`
`APPLICATION
`FILING 0r
`GRPAR
`
`
`
`* RECD
`NUMBER
`371(0) DATE
`UNITT
`ATTY.DOCKET.NO
`TOT CLAINIS IND CLAIMS
`M691
`13l707,886
`12/07/2012
`2497
`UNNPSC08123
`CONFIRMATION No.11063
`CORRECTED FILING RECEIPT
`
`96051
`Uniloc USA Inc.
`Legacy Town Center
`7160 Dallas Parkway
`Suite 380
`Plano, TX 75024
`
`|||I||||||||||||||II||IIIIIIIIIIII00IIIIIIOIIIIII|||IIIIIIIIIII|||||||||II|I||I||
`0000
`69399
`
`Date Mailed: 11/05/2014
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the US. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventor(s)
`
`Applicant(s)
`
`Craig S. ETCHEGOYEN, Newport Beach, CA;
`
`Uniloc Luxembourg, S.A, Luxembourg, LUXEMBOURG
`Assignment For Published Patent Application
`Uniloc Luxembourg, S.A, Luxembourg, LUXEMBOURG
`
`Power of Attorney: The patent practitioners associated with Customer Number 15183
`
`Domestic Priority data as claimed by applicant
`This appln claims benefit of 61/568,606 12/08/2011
`
`Foreign Applications for which priority is claimed (You may be eligible to benefit from the Patent Prosecution
`Highway program at the USPTO. Please see http://www.uspto.gov for more information.) - None.
`Foreign application information must be provided in an Application Data Sheet in order to constitute a claim to
`foreign priority. See 37 CFR 1.55 and 1.76.
`
`Permission to Access - A proper Authorization to Permit Access to Application by Participating Offices
`(PTO/SB/39 or its equivalent) has been received by the USPTO.
`
`If Required, Foreign Filing License Granted: 01/04/2013
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 13/707,886
`Proiected Publication Date: Not Applicable
`Non-Publication Request: No
`Early Publication Request: No
`
`page 1 of 3
`
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`

`

`** SMALL ENTITY **
`Title
`
`CUSTOMER NOTIFICATION PROGRAM ALERTING CUSTOMER-SPECIFIED NETWORK
`ADDRESS OF UNAUTHORIZED ACCESS ATTEMPTS TO CUSTOMER ACCOUNT
`
`Preliminary Class
`
`726
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications: No
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a US. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a US. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicants license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the US. Government hotline at 1-866-999-HALT (1 -866-999-4258).
`
`page 2 of 3
`
`Page 8 of 593
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`

`

`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`if the phrase "IF REQUIRED, FOREIGN FILING
`No license under 35 U.S.C. 184 has been granted at this time,
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`
`SelectUSA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The US. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsman for existing and potential investors; advocates on behalf of US. cities, states,
`and regions competing for global investment; and counsels US. economic development organizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`technology, manufacture products, deliver services, and grow your business, visit http://www.SelectUSA.gov or call
`+1-202-482-6800.
`
`page 3 of 3
`
`Page 9 of 593
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`Page 9 of 593
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`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Appl. no.:
`
`13/707,886
`
`Conf. no.
`
`1063
`
`Applicant: Craig S. Etchegoyen
`
`Art Unit:
`
`2497
`
`Filed:
`
`December 7, 2012
`
`Examiner: Bryan F. Wright
`
`Title:
`
`CUSTOMER NOTIFICATION PROGRAM ALERTING CUSTOMER—
`SPECIFIED NETWORK ADDRESS OF UNAUTHORIZED ACCESS
`ATTEMPTS TO CUSTOMER ACCOUNT
`
`RESPONSE TO FINAL OFFICE ACTION
`
`Mail Stop AF
`Commissioner for Patents
`
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`Dear Madam,
`
`In response to the Final Office Action mailed July 9, 2014, please amend the present
`
`application as follows:
`
`Amendments to the Claims are provided on page 2.
`
`Remarks begin on page 7.
`
`OK TO Hui—E .I’BWJ
`
`09/18/2014
`
`13/707,886
`
`1
`
`Page 10 of 593
`
`Page 10 of 593
`
`

`

`
`
`Application/Control No.
`
`Search Notes
`
`13707886
`
`Applicant(s)/Patent Under
`Reexamination
`
`ETCHEGOYEN, CRAIG s.
`
`
`
`
`
`
`
`
`
`Examiner
`
`BRYAN WRIGHT
`
`Art Unit
`
`2497
`
`CPC- SEARCHED
`
`«mum
`G06F21/00, G06F2221/2141
`11/29/2013
`Br an Wrioht
`G06F2221/2141
`6/28/2014
`Br an Wrioht
`H04L63/0876
`9/18/2014
`Br an Wrioht
`
`CPC COMBINATION SETS - SEARCHED
`
`Bryan Wright
`6/28/2014
`Bryan Wright
`9/18/2014
`
`
`SEARCH NOTES
`
`Search Notes
`
`Examiner
`
`
`
`JPO, IEEE, NPL..
`
`JPO, IEEE, NPL.
`
`
`
`INTERFERENCE SEARCH
`
`
`
`
`
`
`US Class/
`CPC S mbol
`
`US Subclass / CPC Group
`
`
`
`_Geheral interference and search of claims U(SPGPUB,_UPAD.
`
`
`
`
`
`Examiner
`
`
`
`
`Bryan Wright
`
`9/18/2014
`
`
`
`/BRYAN WRIGHT/
`Examiner.Art Unit 2497
`
`
`
`US Patent and Trademark Ofiice
`
`Part of Paper No.
`
`: 20140918
`
`Page 11 of 593
`
`Page 11 of 593
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`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BIB DATA SHEET
`
`Page 1 of1
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Tradcmark Office
`AddIess: COMIVHSSIONER FOR PATENTS
`PO. Box 1450
`Alcxandlia1 thilu'a 22313-1450
`www.uspto.gov
`
`CONFIRMATION NO. 1063
`
`SERIAL NUMBER
`13/707,886
`
`F|L|N<[?;A<+1E 371(c)
`12/07/2012
`
`GROUP ART UNIT ATTORNEE)! DOCKET
`UN-NP-SC-081
`
`APPLICANTS
`
`RULE
`
`Uniloc Luxembourg, SA, Luxembourg, LUXEMBOURG, Assignee (with 37 CFR 1.172 Interest);
`INVENTORS
`
`Craig S. ETCHEGOYEN, Newport Beach, CA;
`** CONTINUING DATA **~k*~k~k~k~k~k***~k~k~k~k~k**~k~k~k~k~k~k
`
`This appln Claims benefit Of 61/568,606 12/08/2011
`** FOREIGN APPLICATIONS ******k******************
`
`** IF REQUIRED, FOREIGN FILING LICENSE GRANTED ** ** SMALL ENTITY **
`01/04/2013
`
`D Yes BN0
`Foreign Priority claimed
`35 USC 119(a—d) conditions met D Yes BNO
`Verified and
`/BRYAN F WRIGHT/
`
`Allowance
`D M81 after
`
`STATE OR
`COUNTRY
`
`SHEETS
`DRAWINGS
`
`TOTAL
`CLAIMS
`
`INDEPENDENT
`CLAIMS
`
`Acknowledged
`
`Examiner's Signature
`
`lnIIialS
`
`CA
`
`8
`
`23
`
`1
`
`ADDRESS
`
`Uniloc USA Inc.
`
`Legacy Town Center
`7160 Dallas Parkway
`Suite 380
`Plano, TX 75024
`UNITED STATES
`
`TITLE
`
`
`
`METHOD AND SYSTEM FOR AUTHORIZING REMOTE ACCESS TO CUSTOMER ACCOUNT
`INFORMATION
`
`FEES: Authority has been given In Paper
`FILING FEE
`RECEIVED No.
`to Charge/credit DEPOSIT ACCOUNT
`for following:
`
`II All Fees
`
`31.16 Fees (Filing)
`-
`-
`
`3 1-17 Fees (Process'ng EXl- 0f “ml
`:l 1.18 Fees (Issue)
`
`:l Other
`
`II Credit
`
`BIB (Rev. 05/07).
`
`Page 12 of 593
`
`Page 12 of 593
`
`

`

`Receipt date: 09/05/2014
`
`13707886 ~ GAL}: 2497
`PTO/SB/08a (07-09)
`Approved for use through 07/31/2012. OMB 0651 -0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`(modified by Applicant)
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`
`Complete if Known
`
`Application Number
`13/707,886
`
`Filing Date
`
`December 7, 2012
`
`First Named Inventor
`
`Craig S. Etchegoyen
`Art Unit
`2497
`Examiner Name
`
`Bryan F. Wright
`
`Attorney Docket Number
`oft
`UN—NP-SC-081
`
`
`
`
`
`
`
`8,018,937
`
`09/13/2011 Epps et a1.
`
`U. S. PATENT DOCUMENTS
`Document Number
`Publication Date
`Name of Patentee or
`Pages, Columns, Lines, Where
`MM-DD-YYYY
`Applicant of Cited Document
`Relevant Passages or Relevant
`
`
`Number-Kind Code 0‘ k"°‘”")
`Figures Appear
`
`
`2004/0003288
`01/01/2014 Wiseman, et a1.
`
`2006/0253584
`11/09/2006 Dixon, et a1.
`
`2008/0114709
`05/15/2008 Dixon, et a1.
`
`2008/0282338
`11/13/2008 Beer
`
`2010/0199188
`08/05/2010 Abu-Hakima, et a1.
`
`2010/0269168
`10/21/2010 Hegli, et a1.
`
`2011/0090896
`04/21/2011 Bradley, Bob
`2011/0295988 12/01/2011 Le Jouan
`
`
`
`
`
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner
`Cite
`Foreign Patent Document
`Publication Date
`Name-of Patentee or
`Pages, Columns, Lines,
`Initials
`No.
`MM-DD-YYYY
`Applicant of Cited
`Where Relevant Passages
`T
`
`Country Code — Number — Kind Code
`Document
`or Relevant Figures Appear
`
`
`
`
`
`
`NON PATENT LITERATURE DOCUMENTS
`Examiner
`Cite
`Include name of the author (in CAPITAL LETTERS), title ofthe article (when appropriate), title of
`Initials
`No.
`the item (book, magazine, journal, serial, symposium, catalog, etc.), date page(s), volume-issue
`T
`number(s), publisher, city and/or country where pu blished.
`
`
`
`
`
`
`
`
`
`Examiner
`Date
`Considered
`Signature
`
`
`
`/Bryan Wright/
`
`033/: 8/201 4
`
`
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`EXAMINER:
`conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`ALL REFERENCES CONSIDERED EXCEPT WI—IERE LINED THROUGH.
`
`/B.W./
`
`Page 13 of 593
`
`Page 13 of 593
`
`

`

`Application/Control No.
`
`Index of Claims
`
`13707886
`
`Applicant(s)/Patent Under
`Reexamination
`
`ETCHEGOYEN, CRAIG s.
`
`Examiner
`
`Art Unit
`
`BRYAN WRIGHT
`
`Rejected I Cancelled n Non-Elected n Appeal
`a I- a
`
`
`
`a
`
`El Claims renumbered in the same order as presented by applicant
`
`El CPA
`
`E T.D.
`
`El R.1.47
`
`CLAIM
`DATE
`
`Final
`Original
`11/29/2013 06/28/2014 09/18/2014
`1
`1
`\/
`\/
`=
`
`_—____
`2 _—____
`_—____
`3 _—____
`4 .- V
`J
`= ____
`5
`J
`J
`= ____
`6 '- V
`“
`= ____
`
`7
`9
`\/
`f
`=
`
`8
`10
`‘/
`\/
`=
`9
`11
`J
`V
`=
`
`2497
`
`
`
`
`
`
`
`= ____
`“
`“
`13
`= ____
`J
`V
`14
`15 _-_____
`16 ______
`17
`19
`‘/
`‘/
`=
`
`19 _—____
`20 _—____
`21
`“
`“
`= ____
`
`U.S. Patent and Trademark Office
`
`Part of Paper No.
`
`: 20140918
`
`Page 14 of 593
`
`Page 14 of 593
`
`

`

`Issue Classification 13707886
`
`ETCHEGOYEN,CRAIG s.
`
`Application/Control No.
`
`Applicant(s)/Patent Under Reexamination
`
`2497
`
`BRYAN WRIGHT
`
`H04L
`H04L
`
`0861
`0876
`
`_ 2013-01 -01
`_ 2013-01-01
`
`Version
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`0.6. Print Figure
`
`/BRYAN WRIGHT/
`
`Examiner.Art Unit 2497
`
`(Assistant Examiner)
`/HAD| ARMOUCHE/
`Supervisory Patent ExaminerArt Unit 2497
`
`9/18/2014
`
`(Date)
`
`Total Claims Allowed:
`21
`
`09/20/2014
`
`0.6. Print Claim(s)
`
`1
`(Primary Examiner)
`Part of Paper No. 20140918
`US. Patent and Trademark Office
`
`
`(Date)
`
`1
`
`Page 15 of 593
`
`Page 15 of 593
`
`

`

`
`
`CROSS REFERENCE(S)
`SUBCLASS (ONE SUBCLASS PER BLOCK)
`
`
`
`
`
`Issue Classification 13707886
`
`ETCHEGOYEN,CRAIG s.
`
`Application/Control No.
`
`Applicant(s)/Patent Under Reexamination
`
`BRYAN WRIGHT
`
`2497
`
`US ORIGINAL CLASSIFICATION
`
`INTERNATIONAL CLASSIFICATION
`
`CLASS
`
`SUBCLASS
`
`CLAIMED
`
`NON-CLAIMED
`'_
`
`29/06 (2006.01. 01)
`
`4;
`
`CLASS
`
`/BRYAN WRIGHT/
`
`Examiner.Art Unit 2497
`
`(Assistant Examiner)
`/HAD| ARMOUCHE/
`Supervisory Patent ExaminerArt Unit 2497
`
`9/18/2014
`
`(Date)
`
`09/20/2014
`
`Total Claims Allowed:
`21
`
`0.6. Print Claim(s)
`
`0.6. Print Figure
`
`1
`
`(Primary Examiner)
`Part of Paper No. 20140918
`US. Patent and Trademark Office
`
`
`(Date)
`
`1
`
`Page 16 of 593
`
`Page 16 of 593
`
`

`

`Issue Classification 13707886
`
`ETCHEGOYEN, CRAIG S.
`
`Application/Control No.
`
`Applicant(s)/Patent Under Reexamination
`
`Examine r
`
`BRYAN WRIGHT
`
`Art Unit
`
`2497
`
`[I
`
`Claims renumbered in the same order as presented by applicant
`
`El
`
`E T.D
`
`El
`
`R.1.47
`
` Loooxloawbwwé
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`/BRYAN WRIGHT/
`Examiner.Art Unit 2497
`
`(Assistant Examiner)
`/HAD| ARMOUCHE/
`Supervisory Patent ExaminerArt Unit 2497
`
`(Primary Examiner)
`US. Patent and Trademark Office
`
`09/20/201 4
`
`9/18/2014
`
`(Date)
`
`(Date)
`
`Total Claims Allowed:
`21
`
`00. Print Claim(s)
`
`0.6. Print Figure
`
`1
`
`1
`Part of Paper No. 20140918
`
`
`
`Page 17 of 593
`
`Page 17 of 593
`
`

`

`Wri ht, B
`
`an
`
`From:
`
`Sent:
`To:
`Subject:
`Attachments:
`
`Dear Examiner Wright,
`
`Sean Burdick <sean.burdick@uniloc.com>
`
`Thursday, September 18, 2014 4:53 PM
`Wright, Bryan
`proposed claim amendments for 13/707,886
`proposed claim amendments 13707886.docx
`
`You are authorized to communicate with applicant’s representative by email. Per our phone interview earlier today,
`proposed claim amendments are included the attached Word document. Please call if you have any additional
`questions or comments.
`
`Best Regards,
`
`
`
`Page 18 of 593
`
`Page 18 of 593
`
`

`

`EAST Search History
`
`EAST Search History
`
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`Page 19 of 593
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`
`Page 20 of 593
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`

`

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