PTO/SB/06 (07-06)
`Approved for use through 1/31/2007. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paoerwork Reduction Act of 1995, no uersons are reouired to resoond to a collection of information unless it disola S a valid OMB control number.
`
`PATENT APPLICATION FEE DETERMINATION RECORD
`Substitute for Form moms
`
`Application orDockei Number
`10/995,159
`
`Filing Date
`11/24/2004 D To be Mailed
`
`APPLICATION AS FILED — PART I
`
`OTHER THAN
`
`(Column 1)
`
`(Column 2)
`
`SMALL ENTITY |:|
`
`0R
`
`SMALL ENTITY
`
`—" Tl
`
`El BASIC FEE
`37CFR1.163 (b or(c
`
`TATE is)
`
`I] SEARCH FEE
`37CFR1.16k. I or m
`
`I] EXAMINATION FEE
`(37 CFR 1 16((o) (p) or ((1))
`TOTAL CLAIMS
`(37 CFR 1.16 I
`INDEPENDENT CLAIMS
`(37 CFR 1.16 h)
`
`I:I
`
`APPLICATIONS'ZE FEE
`(37 CFR1'16(S”
`
`_
`minus 20
`_
`_
`mlnuss—
`If the specification and drawings exceed 100
`
`*
`
`sheets of paper, the application size fee due
`is $250 ($125 for small entity) for each
`additional 50 sheets or fraction thereof. See
`35 U.S.C. 41 a 1 G and 37 CFR 1.16 s.
`
`I] MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR1.16(j))
`* lfthe difference in column 1 is less than zero. enter“0" in column 2.
`
`APPLICATION AS AMENDED — PART II
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`(Column 3)
`
`PRESENT
`EXTRA
`
`SMALL ENTITY
`
`ADDITIONAL
`FEE ($)
`
`03/1 6,2009
`
`OTHER THAN
`SMALL ENTITY
`
`ADDITIONAL
`FEE ($)
`
`'—
`
`ZD
`
`JEDZD
`
`J2<
`
`1:
`
`/Theresa Dawkins/
`
`1 16li I
`37 CFR1 1: h )
`Independent
`
`21
`
`Minus
`Minus
`
`“*4
`
`I:I Application Size Fee (37 CFR 1.16(s))
`
`D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR1.16()))
`
`XX e9V9
`
`XX wee
`
`ADDITIONAL
`FEE ($)
`
`RATE ($)
`
`ADDITIONAL
`FEE ($)
`
`XX we»
`
`OR
`
`OR
`
`TOTAL
`ADD‘L
`FEE
`
`(Column 1)
`CLAIMS
`
`REMAINING
`AFTER
`AMENDMENT
`
`(Column 2)
`HIGHEST
`
`(Column 3)
`
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`PRESENT
`EXTRA
`
`Total (37 CFR
`| d
`d
`t
`
`_ _—
`I:I Application Size Fee (37 cFR 1.16(s))
`
`ZI
`
`JJ
`
`D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR1.16()))
`
`* If the entry in column 1 is less than the entry in column 2. write “0” in column 3.
`** If the “Highest Number Previously Paid For" IN THIS SPACE is less than 20. enter “20".
`‘*‘ If the ”Highest Number Previously Paid For” IN THIS SPACE is less than 3, enter ””3.
`The “Highest Number Previously Paid For" (Total or Independent) is the highest number found in the appropriate box in column 1.
`This collection of information is required by 37 CFR 1.16. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete. including gathering.
`preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, US.
`Department of Commerce. P.O. Box1450. Alexandria. VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form. call 1—800-PTO—91 99 and select option 2.
`
`Legal Instrument Examiner:
`
`VMware - Exhibit 1002
`
`VMware v. IV I - lPR2020-00470
`
`Page 532 of 822
`
`VMware - Exhibit 1002
`VMware v. IV I - IPR2020-00470
`Page 532 of 822
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OTTICE
`
`UNITED STATES DEPARTNIENT OF COMIVIERCE
`United States Patent and Trademark Ofi'ice
`Adam»: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`WWW usptmgov
`
`10/995,159
`
`11/24/2004
`
`Danny Lange
`
`2222 .0300002
`
`5640
`
`05/05/2009
`7590
`26111
`STERNE,KESSLER,GOLDSTEIN&FOXP.L.L.C.
`1100 NEW YORK AVENUE, NW.
`WASHINGTON, DC 20005
`
`BLAIR, DOUGLAS B
`ART UNIT
`PAPER NLMBER
`
`2442
`
`MAIL DATE
`
`05/05/2009
`
`DELIVERY MODE
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOLi‘JOA (Rev. 04/07)
`
`VMware - Exhibit 1002
`
`VMware V. IV | - |PR2020-00470
`
`Page 533 of 822
`
`VMware - Exhibit 1002
`VMware v. IV I - IPR2020-00470
`Page 533 of 822
`
`

`

`
`
`LANGE ET AL.
`10/995,159
`
`Examiner
`Office Action Summary
`Art Unit
`2442
`
`
`Applicant(s)
`
`Application No.
`
` DOUGLAS B. BLAIR
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address --
`Period for Reply
`
`A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE 3 MONTH(S) OR THIRTY (30) DAYS,
`WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
`Extensions of time may be available under the provisions of 37 CFR 1. 136(a).
`In no event however. may a reply be timely filed
`after SIX (6) MONTHS from the mailing date of this communication.
`If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
`-
`- Failure to reply within the set or extended period for reply will. by statute. cause the application to become ABANDONED (35 U.S.C. § 133).
`Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any
`earned patent term adjustment. See 37 CFR 1.704(b).
`
`Status
`
`1)IZI Responsive to communication(s) filed on 16 March 2009.
`
`2a)I:I This action is FINAL.
`
`2b)IZ This action is non-final.
`
`3)I:I Since this application is in condition for allowance except forformal matters, prosecution as to the merits is
`closed in accordance with the practice under EX parte Quayle, 1935 CD. 11, 453 0.6. 213.
`
`Disposition of Claims
`
`4)IZI Claim(s) 86-106 is/are pending in the application.
`4a) Of the above Claim(s)_ is/are withdrawn from consideration.
`
`5)I:I Claim(s)_ is/are allowed.
`
`6)IXI Claim(s) 86-106 is/are rejected.
`7)I:I Claim(s)_ is/are objected to.
`
`8)I:I Claim(s)_ are subject to restriction and/or election requirement.
`
`Application Papers
`
`9)I:I The specification is objected to by the Examiner.
`
`10)I:I The drawing(s) filed on
`is/are: a)I:I accepted or b)I:I objected to by the Examiner.
`Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
`Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121(d).
`
`11)I:I The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.
`
`Priority under 35 U.S.C. § 119
`
`12)I:I Acknowledgment is made of a claim forforeign priority under 35 U.S.C. § 119(a)—(d) or (f).
`a)I:I All
`b)|:l Some * c)I:I None of:
`
`1.I:I Certified copies of the priority documents have been received.
`2.I:I Certified copies of the priority documents have been received in Application No.
`
`
`
`3.I:I Copies of the certified copies of the priority documents have been received in this National Stage
`application from the International Bureau (PCT Rule 17.2(a)).
`* See the attached detailed Office action for a list of the certified copies not received.
`
`Attachment(s)
`
`4) I] Interview Summary (PTO—413)
`1) E Notice of References Cited (PTO—892)
`Paper No(s)/Mail Date. _
`2) I] Notice of Draftsperson’s Patent Drawing Review (PTO-948)
`3) IE Information Disclosure Statement(s) (PTO/88108)
`5) I:I Nome 0f Informal Patent APPIICBIIOH
`Paper No(s)/Mai| DateW.
`6) D Other: _
`
`U.S. Patent and Trademark Office
`PTOL-326 (Rev. 08-06)
`
`Office Action Summary
`
`Part of Paper No./Mai| Date 20090504
`
`
`
`VMware - Exhibit 1002
`
`VMware v. IV I - IPR2020-00470
`
`Page 534 of 822
`
`VMware - Exhibit 1002
`VMware v. IV I - IPR2020-00470
`Page 534 of 822
`
`

`

`Application/Control Number: 10/995,159
`Art Unit: 2442
`
`Page 2
`
`DETAILED ACTION
`
`E[action/Restrictions
`
`The restriction requirement is moot as the applicant has cancelled Group I (claims 77-85).
`
`Response to Amendment
`
`Claims 77-85 are cancelled and claims 98-106 are added. Claims 86-106 are currently
`
`pending.
`
`Claim Rejections - 35 USC § 102
`
`The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the
`
`basis for the rejections under this section made in this Office action:
`
`A person shall be entitled to a patent unless 7
`
`(e) the invention was described in (1) an application for patent, published under section 122(b), by another filed
`in the United States before the invention by the applicant for patent or (2) a patent granted on an application for
`patent by another filed in the United States before the invention by the applicant for patent, except that an
`international application filed under the treaty defined in section 351(a) shall have the effects for purposes of this
`subsection of an application filed in the United States only if the international application designated the United
`States and was published under Article 21(2) of such treaty in the English language.
`
`Claims 86-106 are rejected under 35 USC. 102(e) as being anticipated by US. Patent
`
`Number 7,043,532 to Humpleman et al.
`
`As to claim 86, Humpleman teaches a system for performing user customized network-
`
`based operations, comprising: means for allowing a user to create a network—based agent
`
`associated with the user, wherein the network-based agent is configured to perform an operation
`
`on behalf of the user (col. 4, lines 41—58, the GUI); means for invoking the execution of the
`
`network-based agent on the occurrence of an event (the GUI is invoked when a user wants to
`
`access a service); means, including the network-based agent, for using a service and a service
`
`VMware - Exhibit 1002
`
`VMware v. IV | - |PR2020-00470
`
`Page 535 of 822
`
`VMware - Exhibit 1002
`VMware v. IV I - IPR2020-00470
`Page 535 of 822
`
`

`

`Application/Control Number: 10/995,159
`Art Unit: 2442
`
`Page 3
`
`resource When performing the operation on behalf of the user (col. 4, lines 59-67), and means for
`
`communicating the result of the operation to the user over a network communications link (col.
`
`4, lines 59-67).
`
`As to claim 87, Humpleman teaches the system of claim 86, wherein the network
`
`communications link is a communications link in a public-switched communications network
`
`(col. 4, lines 41-67).
`
`As to claim 88, Humpleman teaches the system of claim 87, further comprising: means
`
`for mediating the interaction between the means for using the service and the service (col. 4,
`
`lines 41—67).
`
`As to claim 89, Humpleman teaches the system of claim 88, wherein the means for
`
`mediating comprises: means for monitoring the amount of the service resource used by the
`
`network—based agent (col. 22, lines 20-67).
`
`As to claim 90, Humpleman teaches the system of claim 89, wherein the means for
`
`mediating further comprises: means for converting between a first messaging protocol used by
`
`the network-based agent and a second messaging protocol used by the service (col. ll, line 63-
`
`001. 12, line 9).
`
`As to claim 91, Humpleman teaches the system of claim 86, further comprising: means
`
`for allowing the user to modify the network-based agent associated with the user (The user
`
`modifies the GUI by interacting with it).
`
`As to the rest of the claims they are rejected for the same reasoning as claims 86-91.
`
`VMware - Exhibit 1002
`
`VMware v. IV | - |PR2020-00470
`
`Page 536 of 822
`
`VMware - Exhibit 1002
`VMware v. IV I - IPR2020-00470
`Page 536 of 822
`
`

`

`Application/Control Number: lO/995,lS9
`Art Unit: 2442
`
`Page 4
`
`Conclusion
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to DOUGLAS B. BLAIR whose telephone number is (571)272—
`
`3893. The examiner can normally be reached on 9:00am-5:30pm.
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner’s
`
`supervisor, Andrew Caldwell can be reached on (571) 272-3868. The fax phone number for the
`
`organization where this application or proceeding is assigned is 571-273-8300.
`
`Information regarding the status of an application may be obtained from the Patent
`
`Application Information Retrieval (PAIR) system. Status information for published applications
`
`may be obtained from either Private PAIR or Public PAIR. Status information for unpublished
`
`applications is available through Private PAIR only. For more information about the PAIR
`
`system, see http://pair—direct.usptogov. Should you have questions on access to the Private PAIR
`
`system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would
`
`like assistance from a USPTO Customer Service Representative or access to the automated
`
`information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000.
`
`/Douglas B Blair/
`Primary Examiner, Art Unit 2442
`
`VMware - Exhibit 1002
`
`VMware v. IV | - |PR2020-00470
`
`Page 537 of 822
`
`VMware - Exhibit 1002
`VMware v. IV I - IPR2020-00470
`Page 537 of 822
`
`

`

`
`
`
`
`US—7,043,532
`
`05—2006
`
`Humpleman et al.
`
`709/208
`
`—_——
`
`cccc‘P‘P‘P‘P
`
`*
`
`
`
`
`
`
`
`Applicant(s)/Patent Under
`Reexamination
` 10/995’159 LANGE ET AL.
`
`.
`.
`Examiner
`Art Unit
`DOUGLAS B. BLAIR Page 1 OH 2442
`
`U.S. PATENT DOCUMENTS
`
`Application/Control No.
`
`
`
`Notice of References Cited
`
`
`US-6,049,819
`04-2000
`Buckle et al.
`709/202
`
`
`
`*A copy of this reference is not being furnished with this Office action. (See MPEP § 707.05(a).)
`Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
`U.S. Patent and Trademark Office
`PTO—892 (Rev. 01—2001)
`
`Notice of References Cited
`
`Part of Paper No. 20090504
`
`VMware - Exhibit 1002
`
`VMware v. IV | - |PR2020-00470
`
`Page 538 of 822
`
`VMware - Exhibit 1002
`VMware v. IV I - IPR2020-00470
`Page 538 of 822
`
`

`

`EAST Search History
`
`EAST Search History
`
`1E
`
`
`
`E9
`E
`
`:0
`1
`
` iRef# ‘Hits
`SearchQuery :DBs
`
`EELS
`E61
`E("4575797"| "4653100 |
`EUSPGPUB;
`:OR
`:OFF
`2:009/05/04
`i:
`E
`E4716583'|"4974254"|
`EUSPAT
`E
`E
`J1:17
`E5001745"|"5079695"|
`E
`E
`E
`E
`E5093914"|"5129083"|
`E
`E
`E
`E
`E5129084"|"5136634"|
`E
`E
`E
`E
`E5187790"|"5206951"|
`E
`E
`E
`E
`V5261080"|"5297283"|
`E
`E
`E
`E
`E5303375"|"5303379"|
`E
`E
`E
`E
`E5307490"|"5321841"|
`E
`E
`E
`E
`E5327559"|"5339430"|
`E
`E
`E
`E
`E5351276"|"5367454"|
`E
`E
`E
`E
`E5377350"|"5379426"|
`E
`E
`E
`E
`E5396630"|"5414852"|
`E
`E
`E
`E
`E5421013"|"5421015"|
`E
`E
`E
`E
`15446842"|"5446901"|
`E
`E
`E
`E
`E5452433"|"5500920"|
`E
`E
`E
`E
`V5546584"|"5559927"|
`E
`E
`E
`E
`E5603031"|"5608786"|
`E
`E
`E
`E
`E5636325"|"5665081"|
`E
`E
`E
`E
`E5825759"|"5826258"|
`E5860064"|"5873057"|
`E5890123"|"5913214"|
`E5953392"|"5963949"|
`E5974441"|"5983190"|
`E5983267"|"5987415"|
`E6016393"|"6016520"|
`V6067568"|"6144938"|
`E6163794"|"6285977"|
`E6363411"|"6366650"|
`E6457063"|"6657990"|
`”68397330. PN.
` :("6839733" "6163794"). pn. - :2006/10/16
`
`
`E E1055 :USPAT
`
`
`709/201 ccls
`EUSPGPLB;
`33
`E2919
`EOFE
`EOFF
`E2008/09/09
`a
`E
`E
`EUSPAT;FPRS;
`E
`E
`:16:54
`1
`1
`1
`1
`1
`1
`E
`E
`E
`1
`1
`1
`1
`1
`K
`\
`k
`k
`E
`1
`1
`1
`1
`1
`1
`1
`1
`1
`E
`1
`E
`E
`E
`\
`IBM_ DB
`‘
`‘
`‘
`
`E
`E
`E
`
`E
`E
`E
`E
`E
`E
`E
`E
`
`E
`E
`
`E
`E
`E
`
`E
`E
`E
`
`E
`
`‘
`1
`_
`E
`i
`
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`
`
`EUSPGPLB;
`Eagent$1 near server$1
`Esame (service near wrapper EUSPAT; FPRS;
`E$1)
`EEPO; JPO;
`1
`1
`E
`1
`E
`E BIVI TDB
`E
`:I
`E84 and (@rlad<19981023" EUSPGPLB;
`EQ?ad<"19981023 )
`EUSPAT;FPRS;
`
`EOR
`
`E
`1
`E
`EOR
`E
`
`EOFF
`
`E
`1
`E
`EOFF
`E
`
`E2008/09/09
`:16:55
`
`E
`1
`E
`E2008/09/09
`E16:56
`
`E
`
`E
`_
`E
`
`EDERWE|\T;
`EI BM_TDB
`
`file:MCI/Documents%20and%20$etL1ngs/dblairlMy%20Docu.. .95159/EASTSearchHistory. 10995159 AccessibleVersion.htm (1 of 6)5/4/09 12:07: 59 PM
`
`VMware - Exhibit 1002
`
`VMware v. IV | - |PR2020-00470
`
`Page 539 of 822
`
`VMware - Exhibit 1002
`VMware v. IV I - IPR2020-00470
`Page 539 of 822
`
`

`

`EAST Search History
`
`.................................................................................................................................................................................................................
`
`E2008/09/09
`E16:57
`
`
`
`EUSPAT; FPRS;
`EEPO; JPO;
`EDEFNVEKT;
`
`HBNLTDB
`
` 08/ 09/09
`EE
`
`I s;
`and (@rlad<
`E
`E.
`IIII
`‘1-5‘67
`EUSPAT FPRS;
`I@ad<"19981023' )
`=
`EEPO; JPO;
`EDEFNVEKT;
`.......................................................................................................................................................................................................................................................
`yBM_TDB
`EagerIt$1 near server$1
`Esame (service with resource
`E$1>
`
`I
`EUSPAT; FPRS;
`EERD; JPO;
`EDEFNVEKT'
`............................................................................................................................................................................................................
`NBM_TDB
`E88 and (@rlad<" 19981023"
`E@ad<"19981023' )
`
`E2008/09/09
`E17:00
`i
`
`E
`
`E2008/09/09
`E17:00
`
`fiiififlfi§fiifmmmmé
`E
`.
`E
`.
`II
`=17 04
`E
`
`ItV
`
`III
`ammwmw
`‘OFF
`E
`I
`
`OFF
`I
`
`2008/09/09
`E17:04
`E
`
`53‘
`
`IIIIE
`:
`
`OR
`
`OR
`I
`
`gfifimwmmmm"mmmwESEENNNW§REEJYE7iiMNNN“
`E09n2
`
`
`
`I EIII EI E
`
`I EII E
`
`
`fisIBNWWEflfime
`
`EDEFNVEki;
`yBMTDB
`§§EEEYE§H58271§§§TBEEVN
`EUSPGPLB
`EUSPAT; FPRS;
`E@ad<"19981023")
`EERD; JPO;
`EDEFNVEKT;
`yBM_TDB
`
`810 and (service$1 with
`““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““““ USPGPLB
`. 11
`E135
`Eresouroe$1)
`I
`
`-
`
`EUSPGPLB
`EUSPAT; FPRS;
`EEPQ JPO;
`EDEFNVEKT;
`yBNLTDB
`
`
`
`“WEFT?NN“
`
`V4716583III4974254II
`E5001745"|"5079695"|
`V5093914"|"5129083"|
`V5129084"|"5136634"|
`E”5187790”|”5206951"|
`E5261080"|"5297283"|
`95303375"|"5303379"|
`E"5307490"|"5321841"|
`V5327559"|"5339430"|
`E5351276"|"5367454"|
`E5377350"|"5379426"|
`V5396630”|”5414852”|
`E5421013III5421015"|
`E”5446842”|”5446901”|
`V5452433"|"5500920"|
`V5546584"|"5559927"|
`E5603031"|"5608786"|
`E”5636325”|”5665081”|
`V5825759"|"5826258"|
`E5860064"|"5873057"|
`E5890123"|"59132I4"|
`V5953392”|”5963949”|
`E5974441"|"5983190"|
`V5983267"|"5987415"|
`
`file:MCI/Documents%20and‘7/oZOSetLings/dblairlMy%20Docu.. .95159/EASTSearchHistory. 10995159 AccessibleVersion.htm (2 of 6)5/4/09 12:07: 59 PM
`
`VMware - Exhibit 1002
`
`VMware V. IV | - |PR2020-00470
`
`Page5400f822
`
`VMware - Exhibit 1002
`VMware v. IV I - IPR2020-00470
`Page 540 of 822
`
`

`

`EAST Search History
`
`E6016393"|"6016520"|
`E6067568"|"6144938"|
`E6163794"|"6285977"|
`E6363411"|"6366650"|
`E6457063"|"6657990"|
`
`E"6839733" PN.
`
`ervice wrapper"
`
`
`
`
`E
`E
`E
`E
`
`E
`E
`E
`E
`
`E
`E
`E
`E
`
`E
`E
`E
`E
`
`E
`E
`E
`
`
`
`
`,
`
`E
`
`09/04/06
`E
`E1536
`
`,SPG
`EUSPAT; FPFES;
`EEPO; JPO;
`E
`EDERWE|\T;
`E
`
`E169
`(Eservice near wrapper$1)
`EUSPGPLB;
`EOR
`EOFF
`E2009/04/06
`E
`E
`EUSPAT; FPRS;
`E15:36
`EEPO; JPO;
`EDERWE|\T;
`EIBM_TDB
`U§PGPLE? OR
`EUSPAT; FPRS;
`EEPO; JPO;
`EDERWErxT;
`EIBM_TDB
`EUSPGPLB
`EUSPAT; FPFES;
`EEPO; JPO;
`EDERWE|\T;
`....................................................................................................
`
`
`S15
`
`5
`
`
`
`:ES16
`éE
`
`,
`E
`S14and
`E(@r1ad< "19981023"
`E@ad<"19981023")
`E
`
`E1891
`
`Eservice$1 with transcod$3
`
`E
`1
`
`
`1
`E(@r|ad< 19981023"
`EUSPAT; FPRS;
`E@ad<"19981023 )
`EEPO; JPO;
`EDERWE|\T;
`
`
`
`OFF
`
`2009/04/06
`E15:36
`
`EOR
`
`EOFF
`
`E2009/ 04/06
`E15:38
`
`EOR
`
`EOFF
`
`E2009/04/06
`E15:38
`
`E1 5:40
`
`EOR
`
`EOFF
`
`E2009/04/06
`E15:40
`
`E
`
`E
`E
`
`E
`
`E
`
`_
`E
`
`E
`
`E
`
`
`
`
`EES19
`EE
`
`E
`E
`
`E2
`
`E817 and S18
`
`EUSPAT; FPRS;
`
`EDERWE\T;
`E1 BM_TDB
`
`EUSPGPUB;
`EUSPAT; FPFES;
`EEPO: JF’O;
`
`
`
`EDERWE\T;
`E
`EIBMTDB
`
`
`E2009/04/06
`E15:46
`
`
`
`
`
`.
`E
`E
`E
`09/04/06
`'FPRS;
`E15:46
`
`E
`EDERWEVE;
`E1 BM_TDB
`
`file:MCI/Documents%20and‘7wZOSetfings/dblairlMy%20Docu.. .95159/EASTSearchHistory. 10995159 AccessibleVersion.htm (3 of 6)5/4/09 12:07:59 PM
`
`VMware - Exhibit 1002
`
`VMware v. IV | - |PR2020-00470
`
`Page 541 of 822
`
`VMware - Exhibit 1002
`VMware v. IV I - IPR2020-00470
`Page 541 of 822
`
`

`

`EAST Search History
`
`, .mnmmnnm ..............................................................................................................................................................................................
`
`§E322
`
`E22
`
`EOR
`
`EOFF
`
`E2009/04/06
`E15:46
`
`EUSPGPLB;
`E321 and
`EUSPAT; FPRS;
`E'(@r|ad< 19981023"
`EEPO; EJPO;
`E"@ad<"19981023 )
`EDERWE|\T;
`
`
`
`E
`E
`E
`E
`09/04/30
`
`EUSPAT; FPRS;
`E1332
`EEPO; JPO;
`EDERWEKT;
`
`E9
`E323 with invok$8
`EUSPGPLB;
`EOR
`EOFF
`E2009/04/30
`
`
`E
`EUSPAT
`E16232
`E324 and
`EUSPGPLB;
`E2009/04/30
`5325
`30
`EOR
`EOFF
`E”(@r|ad< 19981023"
`EUSPAT; FPRS;
`E1332
`E@ad<"19981023 )
`EEPO; JPO;
`EDERWErxT-
`
`E
`
`E
`
` E5
`
`E323 and
`E(@r|ad< 19981023"
`E@ad<"19981023 )
`E
`
`EOR
`
`EOFF
`
`E2009/04/30
`E1332
`
`EUSPGPLB;
`EUSPAT; FPRS;
`EEPO; JPO;
`EDERWErxT;
`....................................................................................................
`
`E16:85 E
`
`EE
`E
`E
`E
`
`E
`E
`E
`E
`E
`E
`
`EOR
`E
`
`E
`E
`E
`E
`E
`
`EOFF
`E
`
`E
`E
`E
`E
`E
`
`E2009/04/30
`
`E
`E
`E
`E
`E
`
`
`
`
`£328
`
`E519
`
`E327 and protocol$1 w11h
`E(Conver$5 ortranslat$3)
`
`EUS—PGPUB;
`EUSPAT; FPRS;
`
`EOFE
`
`EOFF
`
`E2009/04/30
`E16:35
`
`
`
`E206
`
`EOR
`
`EOFF
`
`E2009/04/30
`E16235
`
`EIBM_TDB
`EUS—PGPJB;
`E828 and service with
`EUSPAT; FPRS;
`Eresource$1
`EEPO; JPO;
`E
`EDERWE\|T;
`E
`E
`EIBMTDB
`
`E828 and service near2
`EUSPGPJB;
`E113
`EOR
`EOFF
`E2009/04/30
`E
`Eresource$1
`EUSPAT; FPRS;
`E16:85
`\
`E
`E
`E
`S
`E
`E
`E
`K
`E
`\
`E
`\
`E
`{W \l
`=ID
`E
`E
`E
`E T'
`E E
`E
`E
`E
`‘IBM TDB
`E
`E
`E
`
`
`
`
`
`
`09/04/30
`E1836
`
`,
`E
`8 and (s rvice nea 2
`E
`Eresource$1) with (mediat$3 EUSPAT; FPRS;
`Eor monitor$3 or amount$1)
`EEPO; JPO;
`E
`E
`EDERWEVT;
`E
`E
`EIBM_TDB
`EUSPGPJB
`EUSPAT; FPRS;
`EEPO; JPO;
`EDERWE\|T;
`EIBMJDB
`
`EE
`
`E330 and
`E(@r|ad<"19981028"
`E@ad<"19981023")
`E
`E
`
`
`
`32
`E
`
`E
`
`E
`
`E
`
`E
`E
`
`-
`E
`
`E
`
`E
`
`E
`g
`=
`g
`‘
`‘
`,
`
`E
`E
`E
`E
`
`
`
`S
`‘
`E
`\
`
`EOR
`
`E
`E
`E
`E
`
`EOFF
`
`E
`E
`E
`E
`
`E2009/04/30
`E16:36
`
`E
`
`E
`
`file:MCI/Documents%20and‘7wZOSetLings/dblairlMy%20Docu.. .95159/EASTSearchHistory. 10995159 AccessibleVersion.htm (4 of 6)5/4/09 12:07:59 PM
`
`VMware - Exhibit 1002
`
`VMware v. IV | - |PR2020-00470
`
`Page 542 of 822
`
`VMware - Exhibit 1002
`VMware v. IV I - IPR2020-00470
`Page 542 of 822
`
`

`

`EAST Search History
`
`, Emnmmnnm ..............................................................................................................................................................................................
`
`§E883
`
`E12987 Eservice 115512 resouroe$1
`E
`
`EOR
`
`EOFF
`
`E2009/04/30
`E16:37
`
`EUSPGPLB;
`EUSPAT; FPRS;
`EEPO 1P0;
`EDERWEKT;
`
`
`
`E
`E
`E
`E
`09/04/30
`EUSPAT; FPRS;
`E16:37
`EEPO; JPO;
`EDERWEKT;
`
`E15
`E834 and
`EUSPGPLB;
`EOR
`EOFF
`E2009/04/30
`E'(@r|ad< 19981023"
`EUSPAT; FPRS;
`E16:38
`E@ad<"19981023 )
`EEPO; JPO;
`E
`EDERWE|\T;
`
`E87784 E(resource$1) with (mediat$3EUSPGPLB;
`EOFE
`EOFF
`E2009/04/30
`Eor monitor$3 or amount$1
`EUSPAT; FPRS;
`E16:43
`Eoroonsum$5)EEPO;1JPO;
`E
`EDERWEKT;
`EIBM_ms
`U§PGPCB
`EUSPAT; FPRS;
`EEPO; JPO;
`EDERWEKT;
`
`E
`
` E
`
`38ame(protoool$ with
`E(Conver$5 or translat$3))
`E
`
`ESSBand(protocol$1WIth
`E(Conver$5 or translat$3))
`1
`
`1 E1E
`
`
`
`887
`
`5562
`
`
`
`E
`
`E
`
`E
`
`E
`
`E
`E
`
`_
`E
`E
`
`OFE
`
`E
`
`OFF
`
`E
`
`2009/04/30
`E16z43
`
`OR
`
`OFF
`
`2009/04/30
`E1544
`E
`
`EOR
`
`EOFF
`
`E2009/04/30
`E16:44
`
`E
`
`E
`
`E
`E
`
` 871837 5110i use1$1 with555111 USPGPvB
`E$1
`EUSPAT; FPRS;
`
`E
`E
`E838 and
`E(@r|ad< "19981023"
`E@ad<"19981023")
`E
`
`
`
`E151
`
`
`gES40
`
`1
`E128
`
`
`
`EDERWE\T;
`El BM_TDB
`EUSPGP B;
`EUSPAT; FPRS;
`EEPO; JPO;
`EDERWE\T;
`EIBMJDB
`E2009/o4/30
`EOFF
`EOFE
`E557511511155151with555111 EUSPGPJB;
`E16z44
`181 with creat$3
`EUSPAT; FPRS;
`-
`1
`1
`1
`E
`E
`E
`E
`EEPO; JPO;
`‘
`k
`k
`\
`‘
`\
`.
`R
`1
`.
`1
`1
`E
`E
`E
`S
`S
`S
`=DE WE\|,
`E
`E
`E
`E
`E
`E
`1
`1
`1
`1
`E
`
`EE _
`
`EES41
`E57
`E840 and
`EUSPGPJB;
`EOR
`EOFF
`E2009/04/30
`E(@1iad< 19981023"
`EUSPAT; FPRS;
`E16:45
`E@ad<"19981023‘)
`EEPO; JPO;
`E
`EDERWE\|T;
`111
`E
`EIBM_TDB
`
`file:MCI/Documents%20and‘7wZOSetLings/dblairlMy%20Docu.. .95159/EASTSearchHistory. 10995159 AccessibleVersion.him (5 of 6)5/4/09 12:07: 59 PM
`
`VMware - Exhibit 1002
`
`VMware v. IV | - |PR2020-00470
`
`Page 543 of 822
`
`VMware - Exhibit 1002
`VMware v. IV I - IPR2020-00470
`Page 543 of 822
`
`

`

`OFF
`
`2009/04/30
`
`t
`
`§17no
`
`~~\\\\\
`
`3‘
`
`OR
`
`EUSPGPUB;
`§USPAT; FPRS;
`§EPO; JPO;
`EDERWENT;
`§|BM_TDB
`
`EAST Search History
`
`§117
`
`E("4575797” | "4653100" |
`04716583"|"4974254"|
`05001745"|"5079695"|
`V5093914"|"5129083"|
`V5129084"|"5136634”|
`E”5187790"|"5206951”|
`V5261080"|"5297283”|
`V5303375"|"5303379"|
`§"5307490"|"5321841"|
`V5327559"|"5339430"|
`F5351276"|"5367454”|
`05377350"|"5379426"|
`V5396630"|"5414852”|
`V5421013“|"5421015"|
`{”5446842"|"5446901”|
`V5452433"|"5500920"|
`V5546584"|"5559927”|
`V5603031"|"5608786"|
`§"5636325"|"5665081"|
`V5825759"|"5826258"|
`V5860064"|"5873057”|
`05890123"|"5913214"|
`V5953392"|"5963949”|
`V5974441"|"5983190"|
`V5983267"|"5987415”|
`V6016393"|"6016520”|
`06067568"|"6144938"|
`V6163794"|"6285977”|
`V6363411"|"6366650”|
`V6457063"|"6657990”|
`V6839733U.PN.
`
`5/ 4/ 09 12:07:33 PM
`
`C:\ Documents and Settings\ dblair\ My Documents\EAST\workspaces\10995159.wsp
`
`file:MCI/Documents%20and%ZOSetLings/dblairlMy%20Docu...95159/EASTSearchHistory.109951597AccessibleVersionhtm (6 of 6)5/4/09 12:07:59 PM
`
`VMware - Exhibit 1002
`
`VMware v. IV | - |PR2020-00470
`
`Page 544 of 822
`
`VMware - Exhibit 1002
`VMware v. IV I - IPR2020-00470
`Page 544 of 822
`
`

`

`Equivalent of Form PTO/SBr’OBa (11-07)
`Approved for use through 11/30/2007. OMB 0651-0031
`US. Patent and Tradelllalk Olfice; U.S. DEPARTMENT OF COMMERCE
`Under the Pa-erwork Reduction Act of 1995, no ersons are re-uired lo res-0nd to a collection of information unless it contains a valid OMB control number.
`
`
`Substitute for term l449/PTO
`
`Complete ifKnown
`
`Application Number 10/995,159
`November 24, 2004
`Filing Date
`Danny LANGE
`First Named Inventor
`Art Unit
`2142
`
`FIRST SUPPLEMENTAL
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`
`
`
`
`
`
`
`
`Douglas B. Blair
`Examiner Name
`”Sheet
`Attorney Docket Number
`2222.0300002
`U.S. PATENT DOCUMENTS
`
`Examiner
`Cite
`Document Number
`Publication Date
`Name of Patentee or
`Pages, Columns, Lines,
`
`lnitials‘
`No.l
`__
`MM-DD—YYYY
`Applicant ofClted Document
`Where Relevant Passages
`Number-Kind COdE: m WW
`or Relevant Figures Appear
`
`l
`1913/
`051
`4,575,797
`03-11-1986
`Gmner et 211.
`i
`
`1138/
`usz
`4,653,100
`03-24-1987
`Barnett et a].
`/DB/
`U83
`4,716,583
`12-01-1987
`Groner et a1.
`__JJI)£ /
`054
`4,974,254
`11-01-1990
`Perine et al.
`
`,i’EZlEi/
`055
`5,001,745
`03-01-1991
`Pollock
`
`11381
`1156
`5,079,695
`01-01-1992
`Dysart et a1.
`
`”38/
`L137
`5,093,914
`03—01—1992
`Coplien et a1.
`
`,I'DB/
`U58
`5,129,083
`07-01-1992
`Cutler et a].
`
`
`.
`/
`/
`5,129,084
`07-01-1992
`Kelly, Jr. ct a1.
`
`
`i’ilei/
`11er
`5,136,634
`08-01-1992
`Rae et a1.
`
`,7 [13/
`us 11
`5,187,790
`02-01-1993
`East et a1.
`.7138/
`0512
`5,206,951
`04-01-1993
`Khoyi et a].
`l’DB/
`0513
`5,261,080
`11-01-1993
`Khoyi et a].
`1138/
`[1514
`5,297,283
`03-01-1994
`Kelly, 11'. et a1.
`
`58/
`U515
`5,303,375
`04-01-1994
`Collins et al.
`
`108/
`U516
`5,303,379
`04-01-1994
`Khoyi et a].
`
`,DB/
`usr7
`5,307,490
`04-01-1994
`Davidson et al.
`
`/DB/
`U818
`5,321,841
`06-01-1994
`East et a1.
`i’DB/
`0519
`5,327,559
`0701-1994
`Priven et at.
`
`/DEi/
`uszo
`5,339,430
`03-01-1994
`Lundin et a1.
`7 _ i,
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner
`Cite
`Foreign Patent Document
`Publication Date
`Name 01‘ Patentee or
`Pages, Columns,
`
`
`Initials"
`No.'
`MM-DD-YYYY
`Applicant ot‘Citcd Document
`Lines. Wllcrc
`Relevant Passages or
`
`Relevant Figures
`
`
`Appear
`
`
`
`
`07-11-1991
`Aoe et at.
`/DB/
`rm
`wo 91/10191 A1
`
`
`
`
`04-18—1996 Miner et a1.
`MS! m
`WO 96/11542 A2
`
`
`
`09-12-1997
`mat
`no
`WO 97/33416 A1
`Taskett
`
`
`
`033/
`FP4
`EP 0 495310 A2
`07-22-1992
`Campbell et al.
`
`
`
`
`I'DB/
`FPS
`EP 0 495319 A2
`07-22-1992
`Crossland et al.
`
`/[)B,/
`nae
`131) 0 546809 A2
`06-16-1993
`Conner et a1.
`
`
`/DB/'
`an
`EP 0 697780 A2
`02-21-1996
`1 Martin et al.
`FPS
`I
`FP9
`I
`
`
`
`
`
`
`Country Cadc‘ Number" Kind Code‘ (rrtnmm)
`
`_
`
`Examiner
`Signature
`
`/D
`
`i
`Dug 5‘3
`
`Bi
`
`,
`.
`3‘“
`
`Date
`considered
`
`4
`F,
`06/04/2099
`
`initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and
`’EXAMINER'
`not considered. include copy 01 this form with next communication to applicant. 'Applicant's unique citation designation number (optional). 2 See Kinds Codes
`of USPTO Patent Documents at www.uspto.gov or MPEP 901.04 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST 3)
`“
`For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5 Kind of
`document by the appropriate symbols as indicated on the document under WlPO Standard ST.16 if possible. 5 Applicant is to place a check mark here it
`English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 114. This collection is estimated to take 2 hours to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case
`Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information
`Officer, US, Patent and Trademark Office. PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`ltyou need assistance in completing the form, call 1 800 PTO 9199 (7 800 786 9199) and select option 2.
`
`VMware - Exhibit 1002
`
`VMware v. IV | - |PR2020-00470
`
`Page 545 of 822
`
`VMware - Exhibit 1002
`VMware v. IV I - IPR2020-00470
`Page 545 of 822
`
`

`

`
`
`7
`
`
`
`
`
`
`
`
`
`
`
`
`Equivalent of Form PTO/SB/OBa (11-07)
`Approved for use through 11/30/2007 OMB 0651-0031
`US. Patent and Trademark Office: 0.8. DEPARTMENT OF COMMERCE
`Under the Panerwork Reduction Act of 1995, no ersons are re-uired to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Substitute l‘or form l449/PTO
`Complete ifKnown
`
`Application Number
`| 10/995,159
`
`November 24, 2004
`Filing Date
`
`First Named Inventor
`Danny LANGE
`2142
`Art Unit
`Examiner Name
`
`
`
`FIRST SUPPLEMENTAL
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as malty sheets as necessary)
`
`Douglas B. Blair
`Attorney Docket Number
`2222.0300002
`
`
`U.S. PATENT DOCUMENTS
`
`Examiner
`Cite
`Document Number
`Publication Date
`Name ul‘Patentee 0|
`Pages, Columns, Lilies,
`.,
`Initials”
`No'
`MM-DD-YYYY
`Applicant ol‘Cited Document
`Where Relevant Passages
`
`NuInlJeI-Kind Code““""“““'
`or Relevant Figures Appear
`
`rlDB/
`U321
`5,351,276
`09-01-1994
`Doll, Jr. et at.
`
`108/
`0522
`5,367,454
`11—01—1994
`Kawamoto et a1.
`
`.1138!
`0823
`5,377,350
`12—01—1994
`Skinner
`
`(BB!
`L824
`5,379,426
`01-01—1995
`Foss et al.
`
`IDBI‘
`L825
`5,396,630
`‘
`03—01—1995
`Banda et 31.
`
`/DB/
`L326
`5,414,852
`05—01—1995
`Kramer et a1.
`
`,/
`U327
`5,421,013
`05-01-1995
`Smith
`
`/DB/
`L828
`5,421,015
`05—01—1995
`Khoyi et al.
`
`IQB/
`L329
`5,446,842
`08-01—1995
`Schaeffer et al.
`
`
`438/
`L830
`5,446,901
`08—01—1995
`Quicki ct a].
`
`/DB/
`L531
`5,452,433
`0901—1995
`Nihart Ct at].
`
`/
`"
`L832
`5,500,920
`03—01—1996
`Kupiec
`
`/DB/
`L833
`5,546,584
`0871371996
`Lundin et a1.
`
`
`,I'DB/
`L534
`5,559,927
`09—01—1996
`Clynes
`
`
`
`
`/%E/
`U835
`5,608,786
`03—04-1997
`Gordon
`r’
`/
`L836
`5,636,325
`06—01-1997
`Farrett
`,r’DB/
`L837
`5,860,064
`01—01—1999
`Henton
`
`IDBL¥ L838
`5,873,057
`02—01-1999
`Eves et al.
`-
`HEB,"
`L839
`5,890,123
`7
`03—30—1999
`Brownfiet al.
`
`
`1587470
`5,987,415
`11—01—1999
`Breese et a].
`,i’DB/
`
`FOREIGN PATENT DorirMENTs
`Examiner
`Cite
`Foreign Patent Document
`Publication Date
`Name ol‘l’atentee or
`Pages, Columns,
`lnitia|s*
`No.l
`Cuunlly cuuc‘ Number‘
`MM—DD—YYYY
`Applicant ol'Citcd Document
`Lll‘lCS, Where
`““4 Code) (““0““)
`Relevant Passages or
`Relevant Figures
`
`7
`Appeal
`
`FPIO
`
`FPll
`
`FP12
`
`FP13
`_
`
`FP14 -
`
`FP15" 7
`
`
`FP16
`
`FF] 7
`FP18
`
`
`Douglas Blair/
`IC)I:i1esidered
`(35/94/2009
`
`
`‘EXAMINER: Initial if reference considered. whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and
`not considered. Include copy of this form with next communication to applicant. 'Applicant’s unique crtation desrgnation number (optional). 2See Kinds Codes
`of USPTO Patent Documents at www.uspto.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WlPO Standard 8T3). "
`For Japanese patent documents. the indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5 Kind of
`document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here if
`English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1 98. The intormation is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to
`complete. including gathering. preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case.
`Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should