throbber
Trials@uspto.gov
`Tel: 571-272-7822
`
`
`
`
`
`Paper 41
`Entered: July 27, 2022
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`APPLE INC.,
`Petitioner,
`
`v.
`
`COREPHOTONICS, LTD.,
`Patent Owner.
`____________
`
`IPR2020-00489
`U.S. Patent 10,015,408 B2
`____________
`
`
`Before GREGG I. ANDERSON, MONICA S. ULLAGADDI, and
`JOHN R. KENNY, Administrative Patent Judges.
`
`ULLAGADDI, Administrative Patent Judge.
`
`
`
`
`
`DECISION
`Denying Petitioner’s Request on Rehearing
`of the Final Written Decision
`37 C.F.R. § 42.71
`Denying Petitioner’s Request to Admit and Consider New Evidence
`Denying Patent Owner’s Request to Admit and Consider New Evidence
`37 C.F.R. § 42.5
`
`
`

`

`IPR2020-00489
`Patent 10,015,408 B2
`
`
`INTRODUCTION
`I.
`Apple Inc. (“Petitioner”) filed a Petition to institute inter partes review of
`claims 5 and 6 of U.S. Patent No. 10,015,408 B2 (Ex. 1001, “the ’408 patent”) on
`February 5, 2020. Paper 2 (“Petition” or “Pet.”). Corephotonics, Ltd. (“Patent
`Owner”) filed a Preliminary Response. Paper 7. We instituted an inter partes
`review of each of the challenged claims on the ground set forth in the Petition.
`Paper 8. Subsequent to institution, Patent Owner filed a Patent Owner Response
`(Paper 13, “PO Resp.”), Petitioner filed a Petitioner Reply (Paper 18), and Patent
`Owner thereafter filed a Sur-Reply (Paper 20).
`An oral hearing was held on May 26, 2021 and a transcript of the hearing
`has been entered into the record. Paper 31. On July 26, 2021, we entered a Final
`Written Decision (Paper 32, “Decision” or “FWD”) determining that Petitioner did
`not demonstrate by a preponderance of the evidence that any of the challenged
`claims were unpatentable. Petitioner requests rehearing (Paper 33, “Req. Reh’g”)
`of our Decision.
`In its Rehearing Request, Petitioner urges us to reconsider our Decision, and
`then also urges us to admit and consider new documents that became available
`after we entered our Decision. Specifically, Petitioner urges us to admit a brief
`(“Korean Brief”) prepared and submitted by Patent Owner in connection with a
`proceeding before the Patent Court of Korea (“Korean Court”).1 Patent Owner
`filed a brief opposing the admission of the Korean Brief. Paper 34 (“PO Brief”).
`Patent Owner also urges us to admit and consider new documents. Specifically,
`Patent Owner filed a brief urging us to admit a certified translation of another brief,
`
`
`1 Petitioner attaches a certified translation of the Korean Brief to its Rehearing
`Request.
`
` 2
`
`
`
`
`
`

`

`IPR2020-00489
`Patent 10,015,408 B2
`
`filed by a third party, LG Innotek Co., Ltd. (“LG Brief”) in a proceeding before the
`3rd Division of the Korean Court. Paper 35 (“PO LG Brief”). Petitioner opposed
`admission of the LG Brief. Paper 36 (“Opp. LG Brief”). For the reasons set forth
`below, Petitioner’s Rehearing Request is denied. We further do not admit either the
`Korean Brief or the LG Brief.
`
`LEGAL STANDARDS
`II.
`A party requesting rehearing bears the burden of showing that a decision
`should be modified. 37 C.F.R. § 42.71(d). The party must specifically identify
`all matters it believes the Board misapprehended or overlooked, and the place
`where each matter was addressed previously in a motion, an opposition, or a
`reply. Id. A request for rehearing, therefore, is not an opportunity merely to
`disagree with the Board’s assessment of the arguments or weighing of the
`evidence, or to present new arguments or evidence. See, e.g., Presidio
`Components, Inc. v. AVX Corporation, IPR2015-01332, Paper 21, 4 (PTAB
`Feb. 21, 2016) (“Patent Owner’s arguments in this regard amount to a mere
`disagreement with our analysis or conclusion. But mere disagreement with our
`analysis or conclusion is not a sufficient basis for rehearing. It is not an abuse of
`discretion to provide analysis or conclusion with which Patent Owner
`disagrees.”).
`
`III. THE PARTIES’ ARGUMENTS
`In the Final Written Decision, we determined that Petitioner had not met its
`burden of showing, by a preponderance of the evidence, that claims 5 and 6 of the
`’408 patent are unpatentable over U.S. Patent Application Publication No.
`2012/0026366 A1 (Ex. 1005, “Golan”) and Japanese Patent Application
`Publication No. S58-62609 (Ex. 1007, “Kawamura”). FWD 2; see Pet. 13–20.
`
` 3
`
`
`
`
`
`

`

`IPR2020-00489
`Patent 10,015,408 B2
`
`Petitioner now requests that we reconsider the conclusion rendered in our Decision
`and instead conclude that claims 5 and 6 are unpatentable over the combination of
`Golan and Kawamura. Req. Reh’g 3.
`A. Arguments Regarding the Final Written Decision
`In Section II.A of its Request for Rehearing, Petitioner argues that, in
`determining a person of ordinary skill in the art (“POSITA”) would not have been
`motivated to combine Golan and Kawamura, we relied on Patent Owner’s
`“unsupported representations that [a] ‘rich literature’ of miniature telephoto lens
`designs existed in 2013” and arguments that a POSITA would have looked to this
`“rich literature” instead of looking to Kawamura. Req. Reh’g 5 (quoting FWD 36
`(“A POSITA would not have been motivated to go beyond [the] rich literature of
`miniature lens designs and try scaling old lenses.” (quoting Ex. 2003 ¶ 87))) (citing
`PO Resp. 39; Paper 31, 29:21–24; Sur-Reply 14). Petitioner contends that Patent
`Owner directly contradicted its representation about the “‘rich literature’ of
`miniature telephoto lens designs” in a proceeding before the Korean Court and
`that, accordingly, our determination that Petitioner’s challenge lacked a sufficient
`motivation to combine Golan and Kawamura is unsupported. Id. (emphasis
`omitted) (citing Ex. 1036, 2, 7).2 Infra §§ IV.A–B.
`In Section II.B of the Rehearing Request, Petitioner argues that neither
`Golan nor Kawamura are limited to their examples and that the Board
`misconstrued the scope of these references by limiting the disclosed devices to the
`specific dimensions set forth in the disclosed examples. Id. at 7–9 (“The Decision
`
`
`2 When referring to the Korean Brief, Petitioner cites to Exhibit 1036. A certified
`translation of the Korean Brief was filed as an attachment to Petitioner’s Request
`for Rehearing, not as an exhibit.
`
` 4
`
`
`
`
`
`

`

`IPR2020-00489
`Patent 10,015,408 B2
`
`effectively treated Golan’s teachings as excluding scope that does not require a
`miniature telephoto lens, based solely on an exemplary image sensor in Golan’s
`background. This is clear error.”). Petitioner contends that our Decision “explained
`that ‘disclosure of the 5 megapixel image sensor array in Golan supports the
`finding that Golan is at least applicable to miniature digital cameras and image
`sensors such as those used in mobile devices’, but provided no explanation of why
`and how such ‘at least applicable’ finding operated as a limitation on a POSITA’s
`understanding of Golan’s scope, by excluding scope beyond the ‘at least
`applicable’ finding.” Req. Reh’g 8 (citing FWD 34) (emphasis omitted). Infra
`§§ IV.C, IV.G.
`Petitioner additionally argues that the Board improperly required that the
`supporting reference, U.S. Patent No. 8,896,697 B2 to Golan et al. (Ex. 1022,
`“Golan ’697”) “mention Golan or the invention described” to inform a POSITA’s
`understanding of Golan. See id. at 11. Petitioner further argues that the Board made
`unsupported factual findings by not finding there was sufficient support for image
`sensors of Golan ’697 to correspond to the device and method of Golan. Id. at 12
`(“The Board’s statement that ‘[t]here is no … evidence that Golan’s teachings are
`applicable to larger-scale imaging systems’ (FWD, at 34) is thus erroneous,
`because it ignores the disclosure in Golan ’697 (incorporating provisional
`application No. 61/167,226, ‘the ’226 Provisional’) of precisely such applications
`of the teachings of Golan to a larger-scale imaging system.”). Petitioner further
`argues that our Decision “overlooked that Golan (APPL-1005) and Golan 697
`(APPL-1022) are related patents, both claiming priority to the same provisional . . .
`and incorporating that same provisional by reference” and “[a] POSITA would
`have understood—from the face, common priority and incorporated content—
`correspondence between a related patent and patent publication from the same
`
` 5
`
`
`
`
`
`

`

`IPR2020-00489
`Patent 10,015,408 B2
`
`provisional.” Id. at 12 (citing Ex. 1005, code (60), ¶ 1; Ex. 1022, code (60), 1:7–
`10); infra § IV.D.
`In Section II.C, Petitioner argues that our reliance on Dr. Moore’s testimony
`was conclusory and ignored modifications well known to a POSITA. Req. Reh’g
`16. Petitioner further contends that we erred in concluding that Petitioner’s
`contention of predictable results was generic without analyzing Petitioner’s
`arguments. Id. (“The Board ignored well-known modifications other than scaling,
`and ignored Dr. Sasián’s detailed testimony (including lens design software
`analysis) regarding how a POSITA would have modified Kawamura, not
`simply/only scaled it, to smaller sizes”) (citing Pet. Reply, 22–23; Ex. 1013 ¶¶ 28–
`33, Appendix B-ZEMAX analysis, ¶¶ 40–49); infra §§ IV.I–J.
`Finally, Petitioner argues the Board erred by requiring bodily incorporation
`of Kawamura’s exemplary reference into Golan’s system and ignored
`modifications that were within a POSITA’s skill. Req. Reh’g 16. Petitioner also
`argues that “the Decision incorrectly required conclusory proof of ‘a finite number
`of identified, predictable solutions,’ which is not necessary to show obviousness.”
`Id. at 17 (citing FWD, 38 (“a POSITA would have understood that there were only
`a few options for telephoto lens design”)). Infra §§ IV.H–K.
`B. Arguments Regarding the Korean Brief
`Petitioner argues that “good cause exists because PO’s admission to the
`Korean tribunal directly contradicts the representations PO made to this one, and
`this tribunal was thereby misled into finding in PO’s favor based on those
`misrepresentations.” Req. Reh’g 1. According to Petitioner, “PO and its expert
`failed to identify any miniature telephoto lens design out of its alleged ‘rich
`literature,’ so the Board relied solely on PO’s misrepresentation” but that “days
`after the FWD, Corephotonics admitted to the Korean tribunal that ‘there were
`
` 6
`
`
`
`
`
`

`

`IPR2020-00489
`Patent 10,015,408 B2
`
`hardly any telephoto lens assemblies applied to portable terminals’ in 2013.” Id. at
`1–2 (citing Ex. 1036, 2, 7); see id. at 2 (citing Ultratec, Inc. v. CaptionCall, LLC,
`872 F.3d 1267, 1271–75 (Fed. Cir. 2017) (abuse of discretion where Board refused
`to admit and consider conflicting evidence); Paice LLC v. Toyota Motor Corp.,
`504 F.3d 1293, 1312 (Fed. Cir. 2007) (counsel statements weighed as evidentiary
`admissions)).
`Petitioner further argues that “good cause exists because this new evidence
`could not have been presented earlier, as PO waited until after the FWD before
`making its contrary admission in Korea” and that “[t]he Board has found ‘good
`cause’ in similar circumstances.” Id. at 2 (citing Unified Patents v. MV3 Partners,
`IPR2019-00474, Paper 16 at 1–4 (PTAB Aug. 5, 2019) (admitting transcript as
`new evidence on rehearing where hearing occurred after the Board’s decision);
`Ultratec, 872 F.3d at 1272 (“inconsistent testimony did not exist sooner”)).
`Patent Owner responds that the statements in the Korean Brief cited by
`Petitioner do not show any contradiction on the part of Patent Owner. PO Brief 1
`(explaining that the statements regarding lenses in before the Korean Tribunal dealt
`with lenses with a Total Track Length (TTL length of < 6.5 mm while scaling
`Kawamura to be compatible with Golan would lead to a lens with a TTL length of
`13.49 mm). According to Patent Owner, “[e]ven assuming that no telephoto lenses
`for ‘portable terminals’ requiring TTL < 6.5 mm had existed in 2013, that would
`not contradict anything said by Corephotonics or relied on by the Board in the
`FWD concerning the availability of telephoto lens designs that could have been
`used instead of a scaled Kawamura lens.” Id.
`Patent Owner further argues that the statements in the Korean Brief were
`made only as statements about the undeveloped record in the Korean case, and
`
` 7
`
`
`
`
`
`

`

`IPR2020-00489
`Patent 10,015,408 B2
`
`reflect the substantive difference between American and Korean patent law,
`namely, the requirement of an inventive step in Korean patent law. Id.
`Patent Owner also argues that Petitioner’s factual position based on the
`Korean Brief is contrary to what Petitioner itself has previously represented to the
`Board in other IPR proceedings. Id. at 1–2. According to Patent Owner, it is too
`late after the issuance of the Final Written Decision for Petitioner to change to a
`long-held factual position. Id. at 2.
`We discuss the parties’ arguments regarding the Korean Brief below in
`Section IV.A.
`C. Arguments Regarding the LG Brief
`Patent Owner argues that “[g]ood cause exists to admit the []certified
`translation of LG Innotek Co., Ltd.’s (LG) August 12 brief to the Patent Court of
`Korea” because “LG supplies a majority of the camera modules used by Apple, . . .
`account[ing] for a majority of LG Innotek’s revenue” and the LG Brief “clearly
`shows that Apple’s camera module supplier disagrees with the factual premise that
`Apple now asks the Board to accept: ‘that there were almost no telephoto lens
`assemblies for small form factors available in 2013.’” PO LG Brief 1.
`Patent Owner further argues that “the brief shows that Corephotonics’
`statement about ‘one precedent document’ in its brief was based on an
`incompletely developed factual record” and that LG “cites four new prior art
`references that purportedly show telephoto lens assemblies in a mobile phone.” Id.
`Finally, Patent Owner argues that
`the brief illustrates a difference in substantive law between Korea
`and the U.S. which underlies the Corephotonics statements Apple
`points to. Although LG’s counsel is aware of the U.S. IPR
`proceedings, e.g. Attachment at 17, neither they nor Corephotonics
`mentioned in the Korean case the other mobile phone telephoto lens
`
` 8
`
`
`
`
`
`

`

`IPR2020-00489
`Patent 10,015,408 B2
`
`
`art Apple has cited in its IPRs. See Ex. 2015 at 112:7–114:18. That
`is because
`those other references were unpublished patent
`applications as of Corephotonics’ priority date. While unpublished
`applications are considered to be known to the POSITA for purposes
`of obviousness in the United States, they are not considered within
`the prior art for the purposes of “inventive step” in Korea. KIPO
`Patent Examination Guidelines, January 2021 at 303–04, 341–43
`(https://www.kipo.go.kr/upload/en/download/Patent_Examination_
`Guidelines_2021.pdf).
`
`Id.
`Petitioner responds that the LG Brief is a “non-party statement” that “is not
`
`relevant to the question presented by PO’s Korean Brief: namely, whether, in
`fairness and the interests-of-justice, PO should be allowed to take directly contrary
`positions before different judicial tribunals in order to secure patentability of
`patents from the same field and timeframe.” Opp. LG Brief 1.
`We discuss the parties’ arguments regarding the LG Brief below in Section
`
`IV.L.
`
`IV. ANALYSIS
`Turning to Petitioner’s arguments, we begin by noting that Petitioner has not
`pointed us to precedent for admitting evidence after trial has concluded and after a
`Final Written Decision has issued. See Req. Reh’g 4–7. In Huawei Device Co. v.
`Optis Cellular Tech., IPR2018-00816, Paper 19 at 4 (PTAB Jan. 8, 2019)
`(precedential), the Board determined that the standard for admitting new evidence
`with a rehearing request requires a showing of good cause. Separately, 37 C.F.R.
`§ 42.123 requires that any supplemental evidence must be filed within one month
`of the date the trial is instituted and late submissions of evidence beyond this date
`must be in the interest of justice. Id. In the present proceeding, for the reasons
`discussed below, we did not solely rely on Dr. Moore’s testimony regarding the
`
` 9
`
`
`
`
`
`

`

`IPR2020-00489
`Patent 10,015,408 B2
`
`“rich literature of miniature telephoto lenses” and even if we disregard that
`testimony completely, the outcome of our Decision would not change as we
`explain in detail in Section IV.A below.
`A. The Korean Brief Is Not Admitted
`As to Petitioner’s first argument in Section II.A, Petitioner is correct in
`noting that we credited Dr. Moore’s testimony that “[a] POSITA would not have
`been motivated to go beyond [the] rich literature of miniature lens designs and try
`scaling old lenses, designed for different purposes, with little reason to expect the
`result would be manufacturable.” Req. Reh’g 5; FWD 36 (quoting Ex. 2003 ¶ 87).
`This portion of Dr. Moore’s testimony is not directly contradicted by the Korean
`Brief because, in the Korean Brief, Patent Owner states that “there were hardly any
`telephoto lens assemblies applied to portable terminals at the time the application
`of the invention of the subject patent was filed” noting that “only one . . .
`Reference 1 (Exhibit No. Eul-4) discloses the small telephoto lens assembly for
`portable terminals before the priority date of the invention of the subject patent.”
`Id. (Korean Brief Attachment 2) (emphasis added); see also id. at 7 (“Since the
`technical concept of the telephoto lens assembly for a portable terminal was
`different from the general telephoto camera in many ways, at the time of filing for
`the invention for the subject patent, a person of ordinary skill in the art did not
`think that the telephoto lens assembly could be installed in the portable terminal).
`That is, Dr. Moore refers to a breadth of miniature lens designs, whereas the
`Korean Brief more particularly refers to a dearth of telephoto lens assemblies
`applied to portable terminals––the record does not indicate that the portable
`terminals mentioned in the Korean Brief are necessarily miniature. Thus, the
`admission of the Korean Brief is moot because its admission would not affect our
`analysis. Therefore, good cause does not exist, nor would it be in the interest of
`
`10
`
`
`
`

`

`IPR2020-00489
`Patent 10,015,408 B2
`
`justice, to admit the Korean Brief as it would expend judicial resources and expand
`the scope of a concluded trial without sufficient cause.
`B. Petitioner’s Challenge Was Deficient Even Absent Dr. Moore’s Allegedly
`Contradictory Testimony
`Even if we were to exclude this portion of testimony (i.e., had this portion of
`Dr. Moore’s testimony been stricken from the record), our conclusion of
`obviousness would not change. Patent Owner’s allegedly contradictory statements
`do not change the outcome in this case because Petitioner, not Patent Owner, bears
`the burden of showing that the claims were obvious under their proposed
`combination. Dynamic Drinkware, LLC v. Nat’l Graphics, Inc., 800 F.3d 1375,
`1378 (Fed. Cir. 2015). To prevail, Petitioner must prove unpatentability by a
`preponderance of the evidence. See 35 U.S.C. § 316(e) (2018); 37 C.F.R. § 42.1(d)
`(2019). For the reasons below in our discussion of Petitioner’s arguments set forth
`in Sections II.B and II.C of its Rehearing Request, Petitioner did not meet this
`burden––Petitioner’s challenge was deficient on its own, irrespective of whether
`we gave weight to this portion of Dr. Moore’s testimony. Stated differently, even if
`we discredited Dr. Moore’s testimony with regard to the “rich literature of
`miniature lens designs,” for example, because of the statements in the Korean
`Brief, Petitioner failed to present sufficient evidence that supports a determination
`that a POSITA would have contemplated the proposed modifications, and
`ultimately, recognized the obviousness of the proposed combination of Golan and
`Kawamura.
`C. Golan Is Not Limited to the Dimensions of Its Examples
`Petitioner’s arguments in Section II.B. of the Rehearing Request
`mischaracterize our Decision as limiting Golan and Kawamura to their examples.
`See Req. Reh’g 7–9. In our Decision, we noted that Golan expressly discloses a 5
`
`11
`
`
`
`

`

`IPR2020-00489
`Patent 10,015,408 B2
`
`megapixel image sensor array, but that “there is insufficient evidence of record to
`support the proposition that Golan’s teachings are applicable to imaging systems
`that are of a scale larger than that of the miniature cameras and image sensors used
`in mobile devices.” FWD 26. We based this determination, in relevant part, on Dr.
`Sasián’s Reply Declaration (see, e.g., Ex. 1013 ¶¶ 15–21, 28), in which he testified
`that Golan’s teachings are applicable to imaging systems that are of a scale larger
`than that of the miniature cameras and image sensors used in the systems of
`Exhibits 1022, 1024, 1026, 1029–1032, 1034, and 1035, which were cited to
`support this testimony. We found this testimony to be unpersuasive because
`Exhibits 1022, 1024, 1026, 1029–1032, 1034, and 1035 do not address devices like
`those taught by Golan. Exhibits 1022, 1024, 1026, 1029–1032, 1034, and 1035
`exemplify different sizes of imaging systems, but do not indicate that an image
`sensor array and device of the type disclosed in Golan ––a dual lens, fixed focal
`length digital imaging system with two different fields of view––would have been
`understood to have the different (larger) dimensions and pixel resolutions of the
`magnitude of Kawamura.3 See Ex. 1013 ¶ 18; PO Resp. 6–8 (citing-in-part
`Ex. 2015, 99:14–22); FWD 30 (citing Ex. 1013 ¶ 24 (citing Ex. 1005 ¶ 9)). The
`devices disclosed in Exhibits 1022, 1024, 1026, 1029–1032, 1034, and 1035 are
`smaller than that which is sufficient to accommodate a lens assembly of the size
`disclosed in Kawamura. And Dr. Sasián did not persuasively explain why the
`
`3 Exhibit 1029 discloses Kodak’s EasyShare V610 dual-lens digital camera manual
`as having a 1/2.5” sensor and a 5.3-megapixel image. Infra § IV.E. Dr. Sasián does
`not indicate that the two lenses have a fixed focal length or different fields of view,
`nor does he persuasively explain why the teachings of Exhibit 1029 would
`applicable to a system with two lenses having fixed focal lengths and/or different
`fields of view. Ex. 1013 ¶ 21.
`
`
`
`12
`
`
`
`

`

`IPR2020-00489
`Patent 10,015,408 B2
`
`teachings of Exhibits 1022, 1024, 1026, 1029–1032, 1034, and 1035 would be
`applicable to Golan. Ex. 1013 ¶¶ 15–21, 28. We did not require, as claimed by
`Petitioner, that a supporting or background reference must mention Golan or its
`invention. See FWD 30–33; see also Req. Reh’g 11 (quoting FWD 30–33 (“[t]he
`Board then compounded its exclusion error, reasoning that a supporting reference
`must ‘mention Golan or the invention described therein,’ to inform a POSITA’s
`understanding”)). Instead, we determined that “Petitioner does not point to any
`portion of these exhibits that mentions Golan or the invention described therein,”
`“[n]or does Petitioner point to evidence that sufficiently addresses the applicability
`of Golan’s specific teachings to any particular product or imaging system
`described in the cited exhibits,” nor does Dr. Sasián’s Reply Declaration “offer
`perspective or sufficient explanation as to how a POSITA would have understood
`these exhibits to support his testimony and conclusions,” nor does Petitioner “show
`sufficiently that the imaging systems in any of these exhibits achieve ‘light weight
`electronic zoom’ using ‘two fixed focal length lenses and “two (or more) image
`sensors, having different fixed FOVs”’ ‘with a large lossless zooming range,’ as
`Dr. Sasián testifies that Golan teaches.” FWD 30 (citing Ex. 1013 ¶ 24 (citing
`Ex. 1005 ¶ 9)).
`With regard to the cases we cited in our Decision as a “useful comparison”
`(i.e., using “Cf.”), Abbott Labs. v. Dey, L.P., 287 F.3d 1097, 1104 (Fed. Cir. 2002)
`and Astrazeneca AB v. Mut. Pharm. Co., 384 F.3d 1333, 1340 (Fed. Cir. 2004),
`Petitioner contends that neither case limits “the use of supplemental prior art
`references for showing a POSITA’s ‘background knowledge’ and understanding of
`reference disclosure” and that “[n]either case alters the rule that a prior art
`reference must be evaluated ‘not only for what it expressly teaches, but also for
`what it fairly suggests.’” Req. Reh’g 11 (citing Bradium Technologies LLC v.
`
`13
`
`
`
`

`

`IPR2020-00489
`Patent 10,015,408 B2
`
`Iancu, 923 F. 3d 1032, 1049 (Fed. Cir. 2019)). We agree with Petitioner that a
`prior art reference must be evaluated in context and for what it fairly suggests.
`Petitioner, however, has not shown that the prior art it cites suggest the claimed
`invention.
`D. Golan ’697 Is Not Dispositive as to how To Interpret Golan
`As set forth above, it is Petitioner’s burden in an IPR proceeding to show
`that the contested claims are unpatentable. Here, Petitioner did not provide
`sufficient explanation, nor point to relevant case law, to explain why would should
`consider the disclosure of Golan ’697 to be part of Golan’s disclosure. Golan does
`not incorporate Golan ’697 by reference, and Petitioner did not point to any case
`law supporting a presumption that Golan and Golan ’697 refer to the same
`invention because both claim priority to and incorporate by reference the ’226
`Provisional. See Req. Reh’g 12–15. We further note that Golan and Golan ’697
`have different titles, abstracts, and specifications. Compare Ex. 1001 with,
`Ex. 1022. Petitioner also does not persuasively explain why Golan ’697 provides
`relevant background information for Golan.
`Petitioner’s citations to Unwired Planet, LLC v. Apple Inc., 829 F.3d 1353,
`1359 (Fed. Cir. 2016) and Home Diagnostics, Inc. v. LifeScan, Inc., 381 F.3d 1352,
`1357 (Fed. Cir. 2004) are inapposite. Unwired Planet concerns how we interpret
`patent claims in light of the specification, and warns against limiting claims
`beyond their plain meaning to include a limitation disclosed in all of the
`embodiments or the only embodiment. Unwired Planet, 829 F.3d at 1359.
`Similarly, in Home Diagnostics, the Federal Circuit held that “the patent’s
`preferred embodiment is just that—one way of using the invention” and “[t]hat
`disclosure alone does not clearly and unambiguously disavow other ways of
`computing the endpoint within the scope of the claim language.” Home
`
`14
`
`
`
`

`

`IPR2020-00489
`Patent 10,015,408 B2
`
`Diagnostics, 381 F.3d at 1357 (emphasis added). As we have repeatedly stated, we
`are not limiting Golan to a device having the expressly-disclosed resolution (i.e., 5
`megapixels) and correspondingly-dimensioned image sensor array and imaging
`device. We clarify that we determine, instead, that a POSITA would not have
`understood Golan to teach or suggest image sensor arrays or imaging devices of a
`size compatible with that of the telephoto lens assemblies taught or suggested by
`Kawamura.
`In any event, Golan ’697 conveys little, if anything, about size and instead,
`was cited in Dr. Sasián’s testimony as disclosing “an imaging system, operatively
`mounted on an air-born vehicle.” Ex. 1013 ¶ 17. It does not even discuss scaling an
`image sensor array, imaging device, or lens assembly––at best, it discloses that
`“[a]n image sensor is generally subject to motion and vibrations which might
`distort a detected image of a scene” in which “[t]he motion can be linear, where the
`image sensor undergoes a linear displacement or scaling, and the motion can be
`angular, where the image sensor rotates about one or more axes.” Ex. 1022, 1:23–
`27.
`E. Golan’s Disclosure of a 155-megapixel Resolution Relates to a Prior Art Single
`Optical Zoom Lens, not Its Dual-Lens Electronic Zoom Device
`Petitioner notes that our finding that Golan only discloses a size of 5
`megapixels “is, in fact, contrary to Golan’s disclosure” because Golan describes an
`example of a 155-megapixel image sensor array that can obtain an optical zoom of
`x36. Req. Reh’g 13 (citing Pet. Reply 7–11; Ex. 1005, Fig. 1, ¶ 13; Ex. 1022, 1:14–
`18, 1:67–2:1, 5:55–57; ’226 Provisional (expressly incorporated in Ex. 1005 and
`1022), 3:12–13, Fig. 5 (describing Fig. 5 as a “zoom control sub-system for an air-
`born camera system”)). Petitioner’s argument does not provide the necessary
`context of this disclosure in Golan.
`
`
`15
`
`
`
`

`

`IPR2020-00489
`Patent 10,015,408 B2
`
`
`Golan discloses that
`the present invention describes a continuous electronic zoom for an
`image acquisition system, having multiple imaging devices each with a
`different fixed field of view (FOV). Using two (or more) image sensors,
`having different fixed FOV, facilitates a light weight electronic zoom
`with a large lossless zooming range. For example, a first image sensor
`has a 60° angle of view and a second image sensor has a 60° angle of
`view. Therefore, Wide_FOV=Narrow_FOV*6. Hence, switching
`between the image sensors provide a lossless electronic zoom of 62=36.
`Ex. 1005 ¶ 9 (emphasis added). Golan contrasts this example of its invention
`having lossless electronic zoom of x36, which is achieved two image sensors each
`having fixed fields of view, with “obtain[ing] similar zoom (x36) by optical
`means,” noting that, “for an output resolution frame of 400x300, the needed sensor
`array is” a 155-megapixel image sensor array. Id. ¶¶ 10, 13 (emphasis added).
`Golan explains that “[e]lectronic zoom is accomplished by cropping an image
`down to a centered area of the image with the same aspect ratio as the original . . .
`without any adjustment of the camera's optics, and no optical resolution is gained
`in the process.” Id. ¶ 3. Golan explains that “[e]lectronic zoom does not need
`moving mechanical elements, as does optical zoom.” Id. ¶ 7 (emphasis added). As
`part of its background, Golan recognizes that “[t]ypically, a camera with a large
`dynamic zoom range requires heavy and expensive lenses, as well as complex
`design” and as such, “[t]here is a need for and it would be advantageous to have
`image sensors, having static, light weight electronic zoom and a large lossless
`zooming range.” Id. ¶¶ 7, 8. Thus, Golan contrasts the size of image sensor array
`(i.e., 155 megapixels) and lenses needed to achieve an optical zoom that is on the
`same order of electronic zoom achievable by Golan’s invention.
`
`Accordingly, we are not persuaded to alter our Decision based on this
`argument and the cited portions of Golan. More particularly, we are not persuaded
`
`16
`
`
`
`

`

`IPR2020-00489
`Patent 10,015,408 B2
`
`that Golan teaches or suggests using its invention––an imaging device with image
`sensors with fixed fields of view “having static, light weight electronic zoom and a
`large lossless zooming range”––with the contrasted “heavy and expensive lenses”
`image sensor arrays providing resolutions on the order of 155 megapixels and
`other correspondingly-sized components. Accord PO Resp. 20 (citing Ex. 2007
`(Galstain), 4; Ex. 2003 ¶ 53) (“It is only in the largest, most expensive sensors,
`having pixel counts in excess of 10 megapixels, that pixels are larger.”).
`Petitioner contends that “[t]he Board’s finding that Golan is limited to ‘a
`miniature digital camera’ with ‘correspondingly-sized image sensors (e.g., 1/4-inch
`or 1/3-inch miniature digital sensors)’ also overlooked undisputed evidence that
`the exemplary 5MP (resolution) sensor may be implemented as a sensor of
`different dimension, such as a nonminiature 1/2.5-inch sensor” and that “PO never
`addressed this evidence.” Req. Reh’g 14 (citing Pet. Reply 11; Ex. 1029, 62;
`Ex. 1013 ¶ 21; FWD, 26, 28).
`Our Decision states that “there is insufficient evidence of record to support
`the proposition that Golan’s teachings are applicable to imaging systems that are of
`a scale larger than that of the miniature cameras and image sensors used in mobile
`devices” and describes “correspondingly-sized image sensors (e.g., 1/4” or 1/3”
`miniature digital sensors)” as exemplary, not limiting as Petitioner contends. FWD
`26, 34. We note that Patent Owner’s evidence, Table 1.1 comparing camera
`formats in Galstain, does not depict whether a 1/2.5” sensor would fall under the
`“miniature camera modules” heading or the “digital still cameras” heading. Ex.
`2007, 62. The largest sensor under the “miniature camera modules” heading is 1/3”
`and the smallest sensor under the “digital still cameras” heading is 1/2.3”––if
`anything, a 1/2.5” sensor is closer to the size of sensor consistent with a digital still
`camera instead of the size of sensor consistent with a miniature camera module.
`
`17
`
`
`
`

`

`IPR2020-00489
`Patent 10,015,4

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket