UNITED STATES PATENT AND TRADEMARK OFFICE
`___________________
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`___________________
`
`
`
`JUNIPER NETWORKS, INC.,
`Petitioner.
`v.
`IMPLICIT, LLC,
`Patent Owner.
`
`
`___________
`
`
`Case IPR2020-00587
`Patent No. 9,591,104
`
`___________
`
`
`PETITIONER’S SECOND UPDATED EXHIBIT LIST
`
`
`
`
`
`
`
`
`
`___________________
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`___________________
`
`
`
`JUNIPER NETWORKS, INC.,
`Petitioner.
`v.
`IMPLICIT, LLC,
`Patent Owner.
`
`
`___________
`
`
`Case IPR2020-00587
`Patent No. 9,591,104
`
`___________
`
`
`PETITIONER’S SECOND UPDATED EXHIBIT LIST
`
`
`
`
`
`
`
`
`
`
`Case No. IPR2020-00587
`Patent No. 9,591,104
`
`
`UPDATED EXHIBIT LIST
`
`Exhibit Description
`1001
`U.S. Patent No. 6,629,163 (“the ’163 patent”)
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`
`
`1012
`
`1013
`
`1014
`
`File History of the ’163 patent
`
`U.S. Patent No. 8,694,683 (“the ’683 patent”)
`
`File History of the ’683 patent
`
`U.S. Patent No. 9,270,790 (“the ’790 patent”)
`
`U.S. Patent No. 9,591,104 (“the ’104 patent”)
`
`U.S. Patent No. 10,027,780 (“the ’780 patent”)
`
`U.S. Patent No. 10,033,839 (“the ’839 patent”)
`
`U.S. Patent No. 10,225,378 (“the ’378 patent”)
`
`File History of U.S. Patent No. 9,591,104
`
`Nielsen Expert Declaration of Dr. Seth Nielson (“Nielson Dec.”) –
`Ex. A Curriculum Vitae of Dr. Nielson
`
`J. Mark Smith et al., “Protecting a Private Network: The AltaVista
`Firewall,” Digital Technical Journal, Vol. 9, No. 2 (1997) (“Smith”)
`
`Declarations of S.D. Hall-Ellis and D. Ramsey; supporting exhibits &
`attachments
`
`D. Decasper et al., “Router Plugins, A Software Architecture for Next
`Generation Routers, ACM SIGCOMM Computer Communication
`Review, Vol. 28, No. 4, October 1998 (“Decasper”)
`
`1015
`
`Declaration of Martin L. Knott & Exhibit (Decasper)
`
`
`
`
`
`
`
`
`
`
`
`Case No. IPR2020-00587
`Patent No. 9,591,104
`
`
`1016
`
`1017
`
`1018
`
`1019
`
`1020
`
`1021
`
`1022
`
`1023
`
`1024
`
`1025
`
`1026
`
`1027
`
`1028
`
`Selected webpages from www.checkpoint.com, as archived by the
`Internet Archive’s WayBack Machine on February 12, 1998
`(“CheckPoint”), and Affidavit of Christopher Butler
`
`Request for Inter Partes Reexamination of the ’163 patent, February
`13, 2012
`
`Office Action in Inter Partes Reexamination of the ’163 patent,
`August 16, 2013
`
`Action Closing Prosecution in Inter Partes Reexamination of the
`’163 patent, October 1, 2012
`
`Patent Owner Comments to Action Closing Prosecution in Inter
`Partes Reexamination of the ’163 patent, December 3, 2012
`
`Decision Vacating Inter Partes Reexamination of the ’163 patent,
`December 12, 2013
`
`Order Granting Defendants’ Motion for Summary Judgment, March
`13, 2013
`
`Opposition to Defendants’ Motion for Summary Judgment,
`November 16, 2012
`
`Joint Claim Construction and Prehearing Statement Pursuant to P.R.
`4-3, November 26, 2019
`
`Exhibit A to Joint Claim Construction and Prehearing Statement
`Pursuant to P.R. 4-3, November 26, 2019
`
`Exhibit B to Joint Claim Construction and Prehearing Statement
`Pursuant to P.R. 4-3, November 26, 2019
`
`Implicit, LLC v. Trend Micro, Inc., Case No. 6:16-cv-80-JRG, Claim
`Construction Memorandum and Order, March 29, 2017
`
`Implicit, LLC v. Netscout Systems, Inc. et al., Case No. 2:18-CV-53-
`JRG, Claim Construction Memorandum and Order, April 15, 2019
`
`
`
`
`- 2 -
`
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`
`
`
`Case No. IPR2020-00587
`Patent No. 9,591,104
`
`
`1029
`
`Implicit, LLC v. Huawei Technologies USA, Inc. et al., Case No.
`6:17-CV-182-JRG, Claim Construction Memorandum and Order,
`March 6, 2018
`
`1030 W. Richards Stevens, TCP/IP Illustrated Volume 1, The Protocols,
`Addison-Wesley Professional Computing Series, 1994
`
`1031
`
`1032
`
`1033
`
`1034
`
`1035
`
`1036
`
`1037
`
`1038
`
`1039
`
`1040
`
`1041
`
`1042
`
`1043
`
`1044
`
`
`
`
`RFC 2068, Hypertext Transfer Protocol -- HTTP/1.1, January 1997
`
`R. Hunt, Internet/Intranet firewall security – policy, architecture and
`transaction services, Computer Communications 21 (1998) 1107-
`1123
`
`Check Point Company Overview
`
`Awards and Recognition – Check Point
`
`Check Point Newsletter, 1997
`
`CheckPoint FireWall-1 White Paper, Version 2.0, 1995
`
`RFC 1825, Security Architecture for the Internet Protocol, August
`1995
`
`RFC 1826, IP Authentication Header, August 1995
`
`RFC 1827, IP Encapsulating Security Payload (ESP), August 1995
`
`The SSL Protocol, Version 3.0, November 18, 1996.
`
`First Amended Complaint for Patent Infringement, Civil Action No.
`2:19-cv-37-JRG-RSP, March 19, 2019
`
`Original Complaint and Demand for Jury Trial, Case No. C 10-4234
`EDL, September 20, 2010
`
`K. Jonas et al., “Audio streaming on the Internet. Experiences with
`real-time streaming of audio streams,” ISIE '97 Proceeding of the
`IEEE International Symposium on Industrial Electronics, 1997.
`
`L. Peterson at al., “Computer Networks, A System Approach,”
`Morgan Kaufman Publishers, Inc., 1996.
`
`- 3 -
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`
`Case No. IPR2020-00587
`Patent No. 9,591,104
`
`
`1045
`
`1046
`
`1047
`
`1048
`
`1049
`
`1050
`
`1051
`
`1052
`
`1053
`
`1054
`
`1055
`
`1056
`
`1057
`
`1058
`
`1059
`
`
`
`
`
`
`
`B. Godwin-Jones, “Emerging Technologies, Real-time Audio and
`Video Playback on the Web,” Language Learning & Technology, vol.
`1, no. 1, July 1997.
`
`S. Bellovin et al., “Network Firewalls,” IEEE Communications
`Magazine, 1994.
`
`RFC 791, Internet Protocol, September 1981
`
`RFC 793, Transmission Control Protocol, September 1981
`
`RFC 879, The TCP Maximum Segment Size and Related Topics,
`November 1983
`
`RFC 1919, Classical versus Transparent IP Proxies, March 1996
`
`RFC 1945, Hypertext Transfer Protocol – HTTP/1.0, May 1996
`
`SSL 0.2 Protocol Specification, Netscape Communications Corp.,
`February 9, 1995
`
`A. Luotonen et al., “World-Wide Web Proxies,” Computer Networks
`and ISDN Systsems 27 (1994) 147-154
`
`RFC 854, Telnet Protocol Specification, May 1983
`
`RFC 959, File Transfer Protocol, October 1985
`
`RFC 788, Simple Mail Transfer Protocol, November 1981
`
`RFC 2616, Hypertext Transfer Protocol – HTTP/1/1, June 1999
`
`Telephonic Hearing Transcript (Held May 21, 2020)
`
`Declaration of Dennis J. Courtney iso PHV Motion
`
`
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`- 4 -
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`Case No. IPR2020-00587
`Patent No. 9,591,104
`
`
`Dated: May 29, 2020
`
`Respectfully submitted,
`
` /Jonathan M. Lindsay/
`Jonathan M. Lindsay (Reg. No. 45,810)
`David McPhie (Reg. No. 56,412)
`Dennis Courtney (Pro Hac Vice motion
` forthcoming)
`Irell & Manella LLP
`840 Newport Center Drive, Suite 400
`Newport Beach, CA 92660
`Telephone: (949) 760-0991
`Fax: (949) 760-5200
`
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`- 5 -
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`Case No. IPR2020-00587
`Patent No. 9,591,104
`
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that, pursuant to 37 CFR § 42.6(e), a copy
`
`of the foregoing PETITIONER’S SECOND UPDATED EXHIBIT LIST was
`
`served electronically via electronic mail on counsel for the Patent Owner as follows:
`
`DAVIS FIRM, PC
`
`Christian Hurt
`churt@davisfirm.com
`mbutton@davisfirm.com
`
`William E. Davis, III
`bdavis@davisfirm.com
`
`
`By: /Susan M. Langworthy/
`
` Susan M. Langworthy
`
`May 29, 2020
`
`
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`- 6 -
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