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·1· · · ·IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
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`·2· · · · · BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`·4· ·NETFLIX, INC. AND HULU,· · · )
`· · ·LLC,· · · · · · · · · · · · ·)
`·5· · · · · · · · · · · · · · · · )
`· · · · · · · · · · · · · · · · · )· Case No.:
`·6· · · · · · · · Plaintiff,· · · )· IPR2020-00648
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`·7· · · · · vs.· · · · · · · · · ·)· U.S. Patent No. 9,998,515
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`·8· ·DIVX, LLC,· · · · · · · · · ·)
`· · · · · · · · · · · · · · · · · )
`·9· · · · · · · · · · · · · · · · )
`· · · · · · · · · Defendant.· · · )
`10· · · ________________________· )
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`14· · · · · · · ·DEPOSITION OF DR. KENNETH ZEGER
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`15· · · · · · · · · · · ·March 23, 2021
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`16· · · · · · · · · · ·CONDUCTED VIRTUALLY
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`23· ·REPORTED BY:
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`24· ·Tammy Moon, CSR No. 13184, RMR, CRR
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`25· ·JOB NO. 189551
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`·3· · · · · · · · · · · · March 23, 2021
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`·4· · · · · · · · · · · · · 8:04 a.m.
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`·7· ·Deposition of DR. KENNETH ZEGER, Conducted Virtually,
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`·8· ·before Tammy Moon, California Certified Shorthand
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`·9· ·Reporter 13184, Registered Merit Reporter, and Certified
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`10· ·Realtime Reporter.
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`Page 3
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`·1· ·APPEARANCES:
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`·2
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`·3· ·SHEPPARD, MULLIN, RICHTER & HAMPTON
`· · ·Attorneys for Plaintiff
`·4· · · · ·379 Lytton Avenue
`· · · · · ·Palo Alto, California 94301
`·5· ·BY:· ·CHRIS PONDER, ESQ.
`· · · · · ·WENDY CHEUNG, ESQ.
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`·8· ·LOWENSTEIN & WEATHERWAX
`· · ·Attorneys for Defendant
`·9· · · · ·1880 Century Park East
`· · · · · ·Los Angeles, California 90067
`10· ·BY:· ·PATRICK MALONEY, ESQ.
`· · · · · ·BRIDGET SMITH, ESQ.
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`12· ·ALSO PRESENT:· LI GUO, SHEPPARD MULLIN RICHTER & HAMPTON
`· · ·INTERN
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`Page 4
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`·1· · · · · · · · · · ·INDEX TO EXAMINATION
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`·2· · · · · · · · · · · DR. KENNETH ZEGER
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`·3· · · · · · · · · ·Tuesday, March 23, 2021
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`·4· · · · · · ·Tammy Moon CSR No. 13184, RPR, CRR
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`·5· · · · · · · · ·WITNESS:· DR. KENNETH ZEGER
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`·6
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`·7· ·EXAMINATION· · · · · · · · · · · · · · · · · · · · ·PAGE
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`·8· ·MR. PONDER· · · · · · · · · · · · · · · · · · · · ·7
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`·1· · · · · · · · · · · INDEX TO EXHIBITS
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`·2· · · · · · · · · · · DR. KENNETH ZEGER
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`·3· · · · · · · · · ·Tuesday, March 23, 2021
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`·4· · · · · · ·Tammy Moon CSR No. 13184, RPR, CRR
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`·5
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`Page 5
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`·6· ·MARKED· · · · · DESCRIPTION· · · · · · · · · · · · ·PAGE
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`·7· ·Exhibit 1009· · U.S. Patent No. 7,873,706· · · · · · 245
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`·8
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`·9
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`10· · · · · · ·QUESTIONS INSTRUCTED NOT TO ANSWER
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`11· · · · · · · · · · · · · ·PAGE· · ·LINE
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`12
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`13· · · · · · · · · · INFORMATION REQUESTED
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`14· · · · · · · · · · · · · ·PAGE· · ·LINE
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`·1· · · · · · IT IS HEREBY STIPULATED AND AGREED by and
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`Page 6
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`·2· ·between the attorneys for the respective parties herein,
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`·3· ·that filing and sealing be and the same are hereby
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`·4· ·waived.
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`·5· · · · · · IT IS FURTHER STIPULATED AND AGREED that all
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`·6· ·objections, except as to the form of the question, shall
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`·7· ·be reserved to the time of the trial.
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`·8· · · · · · IT IS FURTHER STIPULATED AND AGREED that the
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`·9· ·within deposition may be sworn to and signed before any
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`10· ·officer authorized to administer an oath, with the same
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`11· ·force and effect as if signed and sworn to before the
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`12· ·Court.
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`·1· · · · · · · · · · · · · ·- oOo -
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`·2· · · · · · · · · · · DR. KENNETH ZEGER,
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`Page 7
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`·3· · · · · · · · called as a witness, having been duly
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`·4· · · · · · · · sworn, testified as follows:
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`·5· · · · · · THE WITNESS:· Yes.
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`·6· · · · · · MR. PONDER:· For the record, I'm Chris Ponder,
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`·7· ·and I am with Sheppard, Mullin, Richter & Hampton and
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`·8· ·represent Netflix and Hulu, the petitioners.· With me
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`·9· ·today I have two colleagues from my office, Wendy Cheung
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`10· ·-- and we have a law student intern that's just
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`11· ·observing the proceedings.
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`12· · · · · · Mr. Maloney, do you want to enter your
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`13· ·appearances?
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`14· · · · · · MR. MALONEY:· Yes.· I'm Patrick Maloney, patent
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`15· ·owner's counsel, representing DivX.· And with me is my
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`16· ·colleague Bridget Smith.
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`17· · · · · · MR. PONDER:· Great.
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`18· · · · · · · · · · · · ·EXAMINATION
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`19· · · · · · MR. PONDER:
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`20· ·Q.· · · ·Good morning, Dr. Zeger.
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`21· ·A.· · · ·Good morning.
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`22· ·Q.· · · ·Do I understand that you have been retained to
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`23· ·provide your opinions on the patent owner's response?
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`24· ·A.· · · ·I have been retained to provide opinions on
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`25· ·various things.· I specifically rebut the reports and
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`Page 8
`·1· ·opinions of Dr. Reader and also petition in these two
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`·2· ·IPRs.
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`·3· ·Q.· · · ·Okay.· And just to be clear, the IPRs that you
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`·4· ·are referring to, do you understand that we are
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`·5· ·discussing today U.S. Patent No. 9,270,720 and
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`·6· ·U.S. Patent No. 998,515 with the inventor Braness?
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`·7· ·A.· · · ·I didn't verify those numbers, but the last
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`·8· ·three digits were correct, the 720 and the 515.· Do you
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`·9· ·want me to verify the entire numbers?
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`10· ·Q.· · · ·I think that's fine.· I think -- I think it's
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`11· ·clear what patents we're talking about.
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`12· ·A.· · · ·It is.
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`13· ·Q.· · · ·And do you agree, sir, that the '720 and '515
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`14· ·patents are related patents?
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`15· ·A.· · · ·I believe the '515 is a continuation of the
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`16· ·'720.
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`17· ·Q.· · · ·Okay.· And are there any differences -- putting
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`18· ·aside the claims and the recitation of related
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`19· ·applications, are there any differences between the '720
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`20· ·and '515 patents that you are aware of?
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`21· ·A.· · · ·I believe the patent specifications are
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`22· ·substantially the same.
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`23· ·Q.· · · ·Okay.· When were you retained for this matter?
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`24· ·A.· · · ·I don't actually remember the date, but couple
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`25· ·months before I submitted my declaration.
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`·1· ·Q.· · · ·Okay.· Did you see the patent owner's
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`Page 9
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`·2· ·preliminary responses filed in this matter?
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`·3· ·A.· · · ·Yes.
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`·4· ·Q.· · · ·Did you see the patent owner preliminary
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`·5· ·responses before they were filed in this matter?
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`·6· ·A.· · · ·I don't recall.· I may have.· I -- I don't
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`·7· ·think so, though.
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`·8· ·Q.· · · ·Did you speak to anyone other than the patent
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`·9· ·owner's attorneys at Lowenstein & Weatherwax regarding
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`10· ·these two patents?
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`11· ·A.· · · ·No, I did not.
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`12· ·Q.· · · ·So you didn't speak to the first named
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`13· ·inventor, Mr. Braness?
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`14· ·A.· · · ·I've never spoken to him in my life, as far as
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`15· ·I know.
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`16· ·Q.· · · ·Okay.· Have you ever spoken to Evan Wallin,
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`17· ·another named inventor?
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`18· ·A.· · · ·Same answer.· I don't think I've ever spoken to
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`19· ·them.
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`20· ·Q.· · · ·And last one, did you ever speak to Ederson
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`21· ·Ferreira?
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`22· ·A.· · · ·Not that I know of.
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`23· ·Q.· · · ·Okay.· How much time have you spent reviewing
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`24· ·the '515 and '720 patents?
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`25· ·A.· · · ·You know, I spent time reviewing them in
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`·1· ·various contexts in terms of writing declarations,
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`Page 10
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`·2· ·forming opinions, things like that.· It's hard to
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`·3· ·quantify exactly, but I would say on the order of tens
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`·4· ·of hours.
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`·5· ·Q.· · · ·Do you say you've spent enough time reviewing
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`·6· ·and analyzing the patents to have a complete
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`·7· ·understanding of the claims of the '515 and the '720
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`·8· ·patent that are at issue?
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`·9· ·A.· · · ·When you say complete understanding, I
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`10· ·certainly have enough understanding for the purposes of
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`11· ·these IPRs that I gave opinions on.· There may be other
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`12· ·issues that did not arrive -- arise during these IPRs
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`13· ·for which, you know, I didn't direct my attention
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`14· ·towards.
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`15· ·Q.· · · ·Okay.· How much time did you spend reviewing
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`16· ·the Pyle reference?
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`17· ·A.· · · ·Well, I've read through it several times.
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`18· ·Again, it's hard to quantify the exact amount of time,
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`19· ·but certainly many hours.· I could say that.
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`20· ·Q.· · · ·How many hours have you spent reviewing the
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`21· ·Lewis reference?
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`22· ·A.· · · ·It's probably the same answer for all these
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`23· ·references -- I spent, you know, many hours -- but I
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`24· ·don't know exactly because I was going back and forth
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`25· ·and reading pieces at a time.· And I read the whole
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`·1· ·thing and form opinions and look again.
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`Page 11
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`·2· · · · · · So in terms of Pyle and Lewis, you know, it's
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`·3· ·really hard to give an estimate.· But certainly in the
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`·4· ·order of hours.
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`·5· ·Q.· · · ·Okay.· And let me -- let me ask you because --
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`·6· ·you mentioned Lewis, but what about the Marusi
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`·7· ·reference?· Did you spend time reviewing that reference?
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`·8· ·A.· · · ·Yeah.· Same answer as the other ones: on the
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`·9· ·order of hours.
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`10· ·Q.· · · ·Okay.· Did you spend more time reviewing any of
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`11· ·the references other -- than the others?· Like, do you
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`12· ·think you spent more time reviewing Pyle versus Lewis
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`13· ·versus Marusi?
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`14· ·A.· · · ·It's really hard to quantify.· I mean, I'd say
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`15· ·it's very unlikely I spent the exact amount of time down
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`16· ·to the second on all of them, but I can't really say
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`17· ·which was more or less.· They're all in the same
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`18· ·ballpark, I would say.
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`19· ·Q.· · · ·Can you quantify how much time you spent
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`20· ·reviewing the petitions and declarations by Dr. Reader
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`21· ·in this proceeding?
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`22· ·A.· · · ·Again, that was many hours, and I don't really
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`23· ·-- no, I didn't keep individual time checks and all
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`24· ·these things.· The petition in the -- Dr. Reader's
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`25· ·declarations definitely took many hours, though.
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`·1· ·Q.· · · ·Okay.· So how much time would you say you've
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`·2· ·spent in total working on this matter as far as
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`·3· ·reviewing materials and preparing -- preparing your
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`·4· ·opinions and working on the declaration?
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`·5· ·A.· · · ·So is your question excluding any hours?
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`·6· ·Because you enumerate a few items.
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`·7· ·Q.· · · ·I'm excluding the amount of time you spent
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`·8· ·preparing for this deposition.
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`·9· ·A.· · · ·Preparing in the sense of actually writing the
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`10· ·-- oh, do you mean, like, just reviewing the few days?
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`11· ·Q.· · · ·Exactly.· But let me ask it a little
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`12· ·differently:· How much time did you spend on this matter
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`13· ·before your declarations were filed with the patent
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`14· ·owner response?
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`15· ·A.· · · ·Again, I don't know the exact number, but that
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`16· ·would be several or many tens of hours.
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`17· ·Q.· · · ·Do you think it would be somewhere between 50
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`18· ·and a hundred hours or less than that?· Several is kind
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`19· ·of a large range.
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`20· ·A.· · · ·It could be.· You know, I just don't know. I
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`21· ·don't remember off the top of my head.· That was months
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`22· ·ago, but it -- it could very well be hundreds -- a
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`23· ·hundred hours or more, yeah.
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`24· ·Q.· · · ·How much time did you spend preparing for this
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`25· ·deposition in the last two weeks?
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`·1· ·A.· · · ·Well, in the last two weeks, I spent
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`Page 13
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`·2· ·considerable time reading through the various documents,
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`·3· ·reviewing all the materials.· So that itself is tens of
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`·4· ·hours.· I don't think that was a hundred hours, but it
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`·5· ·was tens of hours at least.
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`·6· ·Q.· · · ·Did you write your declarations in this matter?
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`·7· ·A.· · · ·Well, I authored all the opinions in them and
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`·8· ·-- is that what you're after or --
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`·9· ·Q.· · · ·Yeah.· I guess let me ask it a different way:
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`10· ·Did you -- did you author the opinions in your
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`11· ·declarations?
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`12· ·A.· · · ·I did.
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`13· ·Q.· · · ·Okay.· Did you prepare the first draft of the
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`14· ·declarations?
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`15· ·A.· · · ·What I did was I discussed with counsel on the
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`16· ·phone and Zoom my opinions and expressed them.· And then
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`17· ·in terms of the actual typing, if that's what you are
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`18· ·getting at, that was a mixed process.
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`19· · · · · · But I asked them to type the -- the bulk of the
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`20· ·initial thing just to -- because I'm slow at doing that.
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`21· ·But I told them -- and then I told them, you know, my
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`22· ·opinions.· And then I would go through and edit after
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`23· ·the fact, after those typings were made.
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`24· ·Q.· · · ·Are there any portions of your declaration that
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`25· ·were supplied to you by counsel?
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`·1· ·A.· · · ·I think there's a legal section if you want me
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`·2· ·to check.· Let's see.
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`·3· ·Q.· · · ·Sure.
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`·4· ·A.· · · ·I could do that.
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`·5· ·Q.· · · ·I believe your legal section, if you are -- if
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`·6· ·you are looking at the --
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`·7· ·A.· · · ·I'm looking at '720 right now.
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`·8· ·Q.· · · ·Okay.· Good.· Probably starting on page 11?
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`·9· ·A.· · · ·Yeah.· Right.· So that's -- yeah.· Let me go
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`10· ·there.· Claim construction.
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`11· ·Q.· · · ·Sorry.· Page 10.· Starts on the page before.
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`12· ·A.· · · ·Yeah.· By the way, just to clarify some things,
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`13· ·for some reason my declaration does not actually have
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`14· ·page numbers on it, but I'm -- so if we refer to that,
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`15· ·it would be helpful to talk about the PDF page file, I
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`16· ·guess.· Do you know what I'm saying?
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`17· ·Q.· · · ·Sure.· So the paper version you are looking at
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`18· ·doesn't have --
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`19· ·A.· · · ·No.· I'm sorry.· I'm looking at the online one.
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`20· ·The paper one may have it.· Let me check that.
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`21· ·Q.· · · ·I mean, the page numbers are kind of small
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`22· ·there, and I put it up on the screen for you so you can
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`23· ·see it.· It's under the exhibit stamp.
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`24· ·A.· · · ·Oh, I see.· I see.· Okay.· Yeah.· Right.
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`25· · · · · · So -- okay.· I can do that, yeah, but I usually
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`Page 15
`·1· ·refer to paragraph numbers.· But, nevertheless, my --
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`·2· ·starting at my paragraph 13 in the '720 declaration,
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`·3· ·that section on claim construction was explained to me
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`·4· ·by counsel.
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`·5· · · · · · And then the next -- going through paragraphs
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`·6· ·14, 15, 16, 17 on obviousness, that was also legal
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`·7· ·understandings conveyed to me by counsel.· So I don't
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`·8· ·know if there's more in here, but at least those were
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`·9· ·not my original ideas.
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`10· ·Q.· · · ·Do you understand that you were -- did you
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`11· ·understand your assignment to include opining on the
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`12· ·obviousness or nonobviousness of the claims of the '515
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`13· ·and '720 patents?
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`14· ·A.· · · ·The --
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`15· · · · · · MR. MALONEY:· Objection.· Form.
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`16· · · · · · THE WITNESS:· My -- my task was to examine the
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`17· ·opinions of Dr. Reader regarding obviousness or
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`18· ·nonobviousness as well as the arguments given in the
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`19· ·petition and to decide that -- whether or not I agree or
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`20· ·disagree with the various opinions and arguments about
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`21· ·obviousness.
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`22· · · · · · So I would word it that way: that my task was
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`23· ·to give my technical opinions about whether I disagree
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`24· ·or agree with the obviousness-related opinions of
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`25· ·Dr. Reader and the arguments in the petition.
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`·1· · · · · · MR. PONDER:
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`·2· ·Q.· · · ·So in doing -- strike that.
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`·3· · · · · · In doing your analysis, you were not reviewing
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`·4· ·the prior art to reach your own conclusion on whether
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`·5· ·the claims are obvious or nonobvious, correct?
`
`·6· ·A.· · · ·Well, first let me say I haven't -- in
`
`·7· ·everything I've done, I haven't seen any reason why the
`
`·8· ·claims are -- are, indeed, obvious.· That being said,
`
`·9· ·that wasn't my specific task.
`
`10· · · · · · My task was just to, as I said before, analyze
`
`11· ·the other opinions.· And my opinions came out to be that
`
`12· ·I disagreed with Dr. Reader about obviousness and I
`
`13· ·disagreed with the arguments in the petition.
`
`14· · · · · · But I didn't independently form opinions about
`
`15· ·obviousness or nonobviousness other than rebutting
`
`16· ·theirs and not having any other evidence at all showing
`
`17· ·that the claims are, indeed, obvious.
`
`18· ·Q.· · · ·How would you describe your expertise as a
`
`19· ·technical expert?
`
`20· ·A.· · · ·Well, I have a broad background in many
`
`21· ·different subtopics of electrical and computer
`
`22· ·engineering.· I've gained a lot of experience in
`
`23· ·academia as I have been a professor for 31 years.
`
`24· · · · · · And I've worked in industry.· I've consulted.
`
`25· ·I've worked for the government, the DoD.· And I've
`
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`Page 17
`·1· ·gained a lot of experience in many subareas involving
`
`·2· ·things like image and video coding, compression, general
`
`·3· ·communications.· It includes many subareas.
`
`·4· · · · · · MR. PONDER:· Actually, if I could ask the court
`
`·5· ·reporter -- I don't believe I received a link for the
`
`·6· ·real time.· Is -- can you send me --
`
`·7· · · · · · THE REPORTER:· Sure.
`
`·8· · · · · · (Brief pause.)
`
`·9· · · · · · MR. PONDER:
`
`10· ·Q.· · · ·Do you consider yourself an expert in data
`
`11· ·compression?
`
`12· ·A.· · · ·That's certainly one topic that I am, yes.
`
`13· ·Q.· · · ·Are you an expert in digital rights management?
`
`14· ·A.· · · ·That's also within one of the subtopics of my
`
`15· ·expertise, yes.
`
`16· ·Q.· · · ·Do you have expertise in data storage?
`
`17· ·A.· · · ·Yeah.· That's -- these are all kind of related.
`
`18· ·These are just subtopics of my broad expertise that's --
`
`19· ·yes, also.
`
`20· ·Q.· · · ·Are databases a distinct area of expertise, or
`
`21· ·would you include that in data storage?
`
`22· · · · · · MR. MALONEY:· Objection.· Form.
`
`23· · · · · · THE WITNESS:· Well, these are all very -- very
`
`24· ·related subtopics with, you know, small changes between
`
`25· ·them.· Database is -- certainly are a form of data
`
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`·1· ·storage, and you have specific retrieval types of
`
`Page 18
`
`·2· ·techniques.
`
`·3· · · · · · But, you know, you could probably list a
`
`·4· ·hundred subtopics within my broad expertise and then try
`
`·5· ·to identify each one as a different area if you wanted,
`
`·6· ·but they're all kind of within the broad area of
`
`·7· ·expertise.
`
`·8· · · · · · MR. PONDER:
`
`·9· ·Q.· · · ·What are -- what are -- what is a database?
`
`10· ·A.· · · ·Depends what context you are talking about.
`
`11· ·But roughly speaking, it's a -- well, an example would
`
`12· ·be a storage of information that is organized in a way
`
`13· ·that you can access it based on certain queries.· That's
`
`14· ·one example.
`
`15· ·Q.· · · ·Okay.· So does the database have to support --
`
`16· ·strike that.
`
`17· · · · · · So is it necessary for a system to support
`
`18· ·queries for it to be considered a database?
`
`19· · · · · · MR. MALONEY:· Objection.· Form.
`
`20· · · · · · THE WITNESS:· When you say -- are you talking
`
`21· ·about outside of the context of these patents just in
`
`22· ·general or in some specific context?
`
`23· · · · · · MR. PONDER:
`
`24· ·Q.· · · ·We're talking in general.· So when we're
`
`25· ·talking about technology in general, I'm looking for
`
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`Page 19
`·1· ·your understanding of the technology generally in 2011.
`
`·2· ·A.· · · ·So, generally, most databases I'm familiar with
`
`·3· ·are -- have some sort of way of accessing information
`
`·4· ·through querying.· And I'm trying to think if there's
`
`·5· ·some kind of pathological case where you would not do
`
`·6· ·that.
`
`·7· · · · · · But generally, if you tell a person of ordinary
`
`·8· ·skill in the art of the technology and these IPRs -- you
`
`·9· ·know, use the word database, they would think of a
`
`10· ·system where you have storage and you have retrieval
`
`11· ·based on query.· That's the -- that's the usual type of
`
`12· ·idea that would pop in their head.
`
`13· ·Q.· · · ·Do you believe that the claims of the patents
`
`14· ·here require the use of a database?
`
`15· · · · · · MR. MALONEY:· Objection.· Form.
`
`16· · · · · · THE WITNESS:· First of all, you said -- there's
`
`17· ·a couple pluralities in there I've got to clear up.· You
`
`18· ·said these patents -- so there's two patents, I believe,
`
`19· ·referring to '515 and '720.
`
`20· · · · · · And you didn't really specify which claims, and
`
`21· ·you didn't really specify where the database occurs.· If
`
`22· ·you could narrow it down, it would be easier for me to
`
`23· ·accurately answer.
`
`24· · · · · · MR. PONDER:
`
`25· ·Q.· · · ·Sure.· I'm just wondering if you believe any
`
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`Page 20
`·1· ·challenge claim of the '515 or '720 patents requires the
`
`·2· ·use of a database to -- to practice the claims.
`
`·3· ·A.· · · ·I don't recall offering an opinion about that.
`
`·4· ·I don't remember if that came up in one of the things I
`
`·5· ·analyzed.· I don't recall offhand.· Is there some
`
`·6· ·opinion in my declaration you could point to that would
`
`·7· ·be relevant here, or is this just out the context of my
`
`·8· ·declaration?
`
`·9· ·Q.· · · ·This is just out context of your declaration
`
`10· ·and the claims.
`
`11· ·A.· · · ·So if I didn't offer an opinion in the
`
`12· ·declarations about that question, then I probably didn't
`
`13· ·study that question.· I don't recall studying that
`
`14· ·question right now unless I'm forgetting something.
`
`15· · · · · · So I would really have to go back and think
`
`16· ·about it and read through the patents and see exactly
`
`17· ·what you are asking.· So I don't -- just sitting here
`
`18· ·right now, I can't give you a quick answer.
`
`19· ·Q.· · · ·Okay.· So sitting here right now, you don't
`
`20· ·know whether or not the challenge claims require the use
`
`21· ·of a database?
`
`22· · · · · · MR. MALONEY:· Objection.· Scope.
`
`23· · · · · · THE WITNESS:· Yeah.· I think it's the same
`
`24· ·answer.· I just -- it wasn't an issue that I recall
`
`25· ·coming up unless I'm forgetting something.· So I
`
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`·1· ·wouldn't be able to answer that right now; that's
`
`Page 21
`
`·2· ·correct.
`
`·3· · · · · · MR. PONDER:
`
`·4· ·Q.· · · ·Are there other ways to store data other than
`
`·5· ·in a database?
`
`·6· ·A.· · · ·Yes.
`
`·7· ·Q.· · · ·What are -- what are common ways to store data
`
`·8· ·that are not in a database?
`
`·9· ·A.· · · ·Well, to the extent that a database requires
`
`10· ·querying in some organized fashion -- you know, data
`
`11· ·could be stored, for example, on -- on a CD-ROM in -- or
`
`12· ·even just in local -- local registers or RAM in some
`
`13· ·unorganized fashion that would not be considered a
`
`14· ·database.
`
`15· ·Q.· · · ·Can you store data on a magnetic or solid-state
`
`16· ·hard disk drive in a format that is not a database?
`
`17· · · · · · MR. MALONEY:· Objection.· Scope.· Form.
`
`18· · · · · · THE WITNESS:· So I -- that was not an issue
`
`19· ·that came up here, and I don't think I offered an
`
`20· ·opinion about that.· I don't really know why that's
`
`21· ·relevant to any of the opinions I offered.· And if you
`
`22· ·are asking it in the context of these patents or outside
`
`23· ·the context, that -- that's another variation on the
`
`24· ·question.
`
`25· · · · · · And if it was in the context of the patents, I
`
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`Page 22
`·1· ·would really have to go back and look at how database
`
`·2· ·plays a role in the patents and whether I can answer yes
`
`·3· ·or no because it really matters how the word is used.
`
`·4· ·And I don't recall having any opinions about that in my
`
`·5· ·report.
`
`·6· · · · · · MR. PONDER:
`
`·7· ·Q.· · · ·Okay.· Would a POSITA in 2011 know how to store
`
`·8· ·data on a magnetic or solid-state hard disk that does
`
`·9· ·not make use of a database?
`
`10· · · · · · MR. MALONEY:· Objection.· Form.· Scope.
`
`11· · · · · · THE WITNESS:· When you say knows how to store,
`
`12· ·could you clarify what you mean by that.
`
`13· · · · · · MR. PONDER:
`
`14· ·Q.· · · ·Sure.· Were you a POSITA in 2011?
`
`15· ·A.· · · ·I certainly had at least those skills.
`
`16· ·Q.· · · ·Okay.· Were you able to store data on a
`
`17· ·magnetic hard disk or solid-state hard disk in 2011
`
`18· ·without using a database?
`
`19· ·A.· · · ·Again, my same question holds.· When you say
`
`20· ·able to store, I really -- I think there's multiple
`
`21· ·interpretations of that phrase, able to.· So maybe you
`
`22· ·could clarify that.
`
`23· ·Q.· · · ·Was data stored in 2011 on hard disk drives in
`
`24· ·a format that did not use the database?
`
`25· · · · · · MR. MALONEY:· Objection.· Scope.
`
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`Page 23
`·1· · · · · · THE WITNESS:· I think that gets back to the
`
`·2· ·same question that I had trouble answering before
`
`·3· ·without further research because you are using language
`
`·4· ·that may be important in this particular IPR.· And I
`
`·5· ·would have to see exactly how the database is used in
`
`·6· ·that context, which didn't arise in my report.
`
`·7· · · · · · And so if we're talking completely outside of
`
`·8· ·the context of this -- these IPRs, you know, I'd really
`
`·9· ·need to know more details about your hypothetical to
`
`10· ·answer it.
`
`11· · · · · · MR. PONDER:
`
`12· ·Q.· · · ·Okay.· So you are an expert in computer
`
`13· ·science/electrical engineering, and you are telling me
`
`14· ·you are uncomfortable saying whether a person of
`
`15· ·ordinary skill in the art would have known in 2011 how
`
`16· ·to store data on a hard disk drive without using a
`
`17· ·database?
`
`18· ·A.· · · ·Well, that's -- that's a different question
`
`19· ·than you asked before.· You used the word able to, and
`
`20· ·now you are saying the phrase how to store.· So you are
`
`21· ·modifying the question a little bit.· And the issue is
`
`22· ·not whether or not I know whether somebody could do
`
`23· ·something; it's I don't really understand your question
`
`24· ·with specificity enough to give you an accurate answer.
`
`25· · · · · · If you could -- I think it's vague and there's
`
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`·1· ·multiple interpretations.
`
`Page 24
`
`·2· ·Q.· · · ·So the word store was not something that a
`
`·3· ·POSITA would know what that means in 2011?
`
`·4· ·A.· · · ·Well --
`
`·5· · · · · · MR. MALONEY:· Objection.· Scope.
`
`·6· · · · · · THE WITNESS:· I'm sorry.· Store could have
`
`·7· ·multiple interpretations also.· If you are just talking
`
`·8· ·about -- for example, you know, if I'm editing a file
`
`·9· ·and then I save that file to memory -- or save it to a
`
`10· ·hard drive or RAM, however you want to save it, that's
`
`11· ·certainly one form of storage.
`
`12· · · · · · But at the same time, before you even formally
`
`13· ·save it, it may also be stored in temporary cache.· It
`
`14· ·might be stored in other forms of buffering in local
`
`15· ·RAM.· It may be swapped out to hard drives.· There's all
`
`16· ·sorts of different storages going on there, at least
`
`17· ·four or five different types.· And you didn't really
`
`18· ·specify details about --
`
`19· · · · · · MR. PONDER:
`
`20· ·Q.· · · ·Well, I asked you if you knew how to store --
`
`21· ·if a POSITA would know how to store data on a hard disk
`
`22· ·drive.· So maybe you could explain why you would need to
`
`23· ·know intermediate steps of storage to know whether data
`
`24· ·can be stored on a hard drive.
`
`25· ·A.· · · ·Well, when you say would a POSITA know how to
`
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`Page 25
`·1· ·store data on a hard drive, one possibility might be
`
`·2· ·that a POSITA is using a software program such as a text
`
`·3· ·editor and then presses one or two keys and that invokes
`
`·4· ·software which then takes the data and ultimately stores
`
`·5· ·it on a hard drive.
`
`·6· · · · · · Or it might involve a POSITA making a hardware
`
`·7· ·system that stores data.· And that's much more
`
`·8· ·complicated.· It might be a firmware system.· It might
`
`·9· ·be, you know, done with assembly code.· It might be some
`
`10· ·-- maybe a POSITA doesn't actually do it but understands
`
`11· ·the theory of it.· So when you say knows how to store,
`
`12· ·there's many different variations of that.
`
`13· ·Q.· · · ·Okay.· So is it fair to say that a POSITA in
`
`14· ·2011 know that there's many different ways to store
`
`15· ·data?
`
`16· ·A.· · · ·A POSITA completely outside the context of
`
`17· ·these patents would certainly understand the notions of
`
`18· ·storage of data, and that would include hard drives in
`
`19· ·various different ways and manners.
`
`20· ·Q.· · · ·Okay.· And is one way to store data, at least
`
`21· ·by 2011 -- was to store files on a hard disk drive?
`
`22· · · · · · MR. MALONEY:· Objection.· Scope.
`
`23· · · · · · THE WITNESS:· Well, again, I'm answering
`
`24· ·outside of the context of these IPRs because I don't
`
`25· ·know if there's some special language.· But just outside
`
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`Page 26
`·1· ·of these IPRs, storage and data on a hard drive that --
`
`·2· ·the concept would be certainly known in multiple ways by
`
`·3· ·a POSITA.
`
`·4· · · · · · MR. PONDER:
`
`·5· ·Q.· · · ·Are there ways to store data that permits
`
`·6· ·querying that does not involve the use of a database?
`
`·7· · · · · · MR. MALONEY:· Objection.· Form.· Scope.
`
`·8· · · · · · THE WITNESS:· Well, that's a question I would
`
`·9· ·have to think about a little bit because that goes to
`
`10· ·construing exactly what database means in the context of
`
`11· ·your question and whether it applies to these IPRs or
`
`12· ·just outside of these IPRs.· It's not something I formed
`
`13· ·an opinion about, and I think I would have to think
`
`14· ·about that more.
`
`15· · · · · · MR. PONDER:
`
`16· ·Q.· · · ·Sir, what did a database refer to in 2011 to a
`
`17· ·POSITA?
`
`18· · · · · · MR. MALONEY:· Objection.· Form.· Scope.
`
`19· · · · · · THE WITNESS:· I don't think my -- I offered an
`
`20· ·opinion construing what a database was to a POSITA in
`
`21· ·2011 or, for that matter, anytime.· I don't recall any
`
`22· ·construction about that in my report.
`
`23· · · · · · And construing things correctly in the context
`
`24· ·of patents and various other things, you know, takes
`
`25· ·some thought.· And I don't think I can just give you a
`
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`·1· ·quick answer right now.
`
`·2· · · · · · MR. PONDER:
`
`Page 27
`
`·3· ·Q.· · · ·Okay.· So you are not comfortable telling me
`
`·4· ·what the plain and ordinary meaning of database in 2011
`
`·5· ·to a POSITA is?
`
`·6· · · · · · MR. MALONEY:· Objection.· Form.· Scope.
`
`·7· · · · · · THE WITNESS:· Well, I think to the extent that
`
`·8· ·it played a role in any opinions that I had, I think the
`
`·9· ·plain and ordinary meaning is just what it says:· It's
`
`10· ·plain and ordinary.· And it would be clear to a POSITA.
`
`11· ·So maybe you are asking me a different question that I
`
`12· ·don't understand

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