`571-272-7822
`
`
`
`
`
`Paper 42
`Date: July 21, 2021
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________
`
`SATCO PRODUCTS, INC.,
`Petitioner
`
`v.
`
`SEOUL VIOSYS CO., LTD.,
`Patent Owner.
`
`__________
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`__________
`
`Record of Oral Hearing
`Held: July 7, 2021
`__________
`
`Before ERICA A. FRANKLIN, JEFFREY W. ABRAHAM,
`ELIZABETH M. ROESEL, Administrative Patent Judges.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`APPEARANCES:
`
`ON BEHALF OF THE PETITIONER:
`
`
`HEATH J. BRIGGS, ESQ.
`STEPHEN M. ULLMER, ESQ.
`of: Greenberg Traurig, LLP
`1144 15th Street
`Suite 3300
`Denver, Colorado 80202
`(303) 685-7418 (Briggs)
`(303) 572-6579 (Ullmer)
`briggsh@gtlaw.com
`ullmers@gtlaw.com
`
`ANDREW SOMMER, ESQ.
`of: Greenberg Traurig, LLP
`1750 Tysons Boulevard
`Suite 1000
`McLean, Virginia 22102
`(703) 749-1370
`sommera@gtlaw.com
`
`
`ON BEHALF OF THE PATENT OWNER:
`
`
`CHARLES H. SANDERS, ESQ.
`JONATHAN M. STRANG, ESQ.
`of: Latham & Watkins, LLP
`200 Clarendon Street
`Boston, Massachusetts 02116
`(617) 948-6022
`charles.sanders@lw.com
`
`
`
`The above-entitled matter came on for hearing on Wednesday,
`
`July 7, 2021, commencing at 10:00 a.m. EDT, via Videoconference.
`
`
`
`
`
`
`
`2
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`P-R-O-C-E-E-D-I-N-G-S
`
`9:59 a.m.
`
`JUDGE ROESEL: Good morning, everyone. This is
`Administrative Patent Judge Elizabeth Roesel, and with me today are Judges
`Erica Franklin and Jeffrey Abraham. And we're convening by
`videoconference to hear argument in two cases. Both are captioned Satco
`Products v. Seoul Viosys. The first case is IPR2020-00704 concerning
`U.S. Patent 8,860,331. The second case is IPR2020-00750 concerning U.S.
`Patent 8,716,946.
`The cases will be argued sequentially with a ten-minute break after
`the arguments in the '704 case. A court reporter is here to transcribe the
`arguments. The court reporter will prepare a separate transcript for each
`case, which will be entered into the respective record. It's possible that
`members of the public or the press are listening to the arguments today.
`Counsel, would you please introduce yourselves, starting with
`Petitioner?
`MR. BRIGGS: Yes. Good morning, Your Honor. This is Heath
`Briggs from the law firm Greenberg Traurig, lead counsel in both of the
`cases you mentioned. I will not be doing the argument for either case.
`Mr. Drew Sommer will be doing the argument for the first case, and Mr.
`Stephen Ullmer, who's in the same room with me here, will be doing the
`argument for the second case.
`JUDGE ROESEL: Patent Owner?
`MR. SANDERS: Good morning, Your Honors. This is Charles
`Sanders on behalf of Patent Owner, Seoul Semiconductor. I have with me
`my colleagues, Jon Strang, Emre Yuzak, Jeff Miller, and our client
`3
`
`
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`representative, Eday Han (phonetic). I will be doing the arguments, both of
`them, today.
`JUDGE ROESEL: Thank you. According to our May 26th
`hearing order, each party will have 45 minutes of argument time for each
`case. Petitioner will argue first and may reserve rebuttal time to respond to
`Patent Owner's arguments. Patent Owner will argue second and may
`reserve time to present a surrebuttal limited to responding to Petitioner's
`rebuttal arguments.
`So the parties may present arguments on patentability of the
`challenged claims as well as -- no, there are no others today. Okay. I will
`set a timer and let each counsel know when the allotted time has expired, but
`I will not interrupt your arguments. So please keep track of your own time.
`Each party has filed demonstrative exhibits. Neither party has filed
`objections to the demonstratives. These demonstratives may be used as a
`visual aid in presenting your arguments. However, neither the
`demonstratives nor your oral presentations may be used to advance
`arguments or introduce evidence that is not already in the record. Each
`Judge has the entire record, including the demonstratives. So please do
`refer to your demonstratives, papers, exhibits by number so that we can find
`them.
`
`As a courtesy, counsel should refrain from interrupting the other
`side's presentation. Any objections should be stated as part of your own
`argument. When you are not speaking, please mute your line. If anyone
`has technical difficulties, please let us know immediately by contacting the
`people who set up the videoconference.
`
`
`
`4
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`So, with that, if there's no preliminaries, the Petitioner may begin
`with the '704 case.
`MR. SOMMER: Good morning, Your Honor. This is Andrew
`Sommer on behalf of Petitioner, Satco Products, Inc. I'd like to reserve 15
`minutes for rebuttal, please.
`I'd like to start today's presentation with the discussion of the claim
`construction issue that is before Your Honors. And we submit that the
`central point of dispute is whether the claims require the LED chip to
`include the growth substrate. And we submit that the Patent Owner is
`reading this limitation into the claims. The claims themselves do not
`require it, and nothing about the claim language requires the presence of the
`growth substrate.
`And so, if Your Honors would turn to Slide 6, this is a demonstrative
`illustrating what we think the Patent Owner is trying to do. We don't really
`believe that there is a dispute as to what an array or a plurality of light-
`emitting cells happens to be. The Patent Owner has proposed some
`language about it being a discrete light-emitting semiconductor structure,
`and we don't take issue with that.
`The only real dispute here is whether it needs to be on the growth
`substrate on which those cells were grown. And we submit that the
`intrinsic evidence counsels against importing that limitation into the claims.
`Turning to Slide 7 of our demonstrative exhibits, we submit that the
`claims themselves provide substantial reasons for not importing this growth
`substrate limitation. First of all, Claim 1 already recites a single substrate
`limitation in the claim. And like the steel baffles at issue in the en banc
`Phillips decision, the fact that the word single substrate or the phrase single
`5
`
`
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`substrate already appears in the claims suggests that the light-emitting diode
`chip, or the LED chip, does not imply a single growth substrate as the Patent
`Owner proposes.
`We also submit that the absence of a substrate requirement in Claim
`11 is quite telling. Here, the Applicant decided not to include a substrate
`limitation. And so the difference between the claims are also very
`informative as to whether a substrate requirement is necessary for finding
`that a device or some assembly of light-emitting cells is a LED chip.
`Additionally, we think that the Patent Owner's construction excludes
`embodiments. And there's a dispute in the record between the reply and the
`surreply as to whether it excludes the embodiment of Figure 6. We think
`that Figure 6 is used to illustrate two different embodiments, one of which is
`described in column 21 of the patent. And I don't think that there's a
`dispute that in that alternative embodiment the substrate has been removed,
`exposing the layers.
`You can see on our Slide 8 -- and this is from Figure 6 of the '331
`patent -- layer 21 and layer 20 are removed, and this allows roughening or a
`texture to be applied to the surface 25. And what that does is it causes the
`light to refract at different angles, and it helps with extraction efficiency in
`terms of the light leaving the LED. We think that this embodiment would
`be excluded if you require a growth substrate to be included as part of the
`limitation for the LED chip-comprising aspect of these claims.
`Now, Patent Owner's expert made some telling admissions about the
`general understanding of what an LED chip is. We asked him about this
`embodiment where the substrate would be removed, and we asked him
`whether -- and this is on Slide 9 of our presentation. We asked him if, in
`6
`
`
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`this example described in the '331 patent, once the substrate 20 has been
`removed to allow roughening of the bottom surface of layer 25, is the
`resulting structure no longer an LED chip?
`He said it depends. It very well could still be a chip. And so we
`followed up on that, and if you turn to Slide 10, we asked him why that
`would be. And he said, in its most fundamental meaning, the LED chip is
`some sort of collection of individual cells formed in some other into a
`collection that has some sort of structure to it.
`And we submit that each of our prior art references disclose cells that
`are attached to some form of structure regardless of the claim construction,
`or regardless of whether you apply Patent Owner's construction or not.
`And that includes Nagai and Martin. And I think that's evident from the
`fact that in Patent Owner's response, Patent Owner doesn't argue that we
`failed to prove that Martin discloses this particular aspect of the claim under
`a plain-meaning construction that does not include a requirement of the
`growth substrate.
`Turning to Slide 11, Patent Owner's expert continued to explain his
`understanding of an LED chip. And he said, you know, you could have an
`intermediate carrier or you could have a final mount to the substrate, the
`final substrate of choice, but you're going to have a rigid attachment. We
`think that's all that's really required for this concept of an LED chip. It
`doesn't require the original growth substrate.
`We submit that the specification also shows that chips on a growth
`substrate is a preferred embodiment. And if you turn to Slide 12, some text
`that's called out in the reply at pages 4 to 5 supports that understanding
`because in describing Figure 5, it describes using broader language about
`7
`
`
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`how cells can be positioned on the substrate, and then it describes the
`preferred embodiment or a preferred embodiment in which they're formed
`by forming electrode layers on the substrate and patterning using
`photolithography and etching.
`So that's how you could form a number of cells. We actually think
`that this is consistent with what Martin is actually doing, and this can be
`found Exhibit 1001, so the '331 patent, at column 8, lines 30 to 46.
`So the intrinsic record of the patent supports a conclusion that a
`growth substrate is not a requirement of the claims. We also submit that
`the Patent Owner's construction conflicts with claims in the parent patent,
`the '332 patent. And if you turn to Slide 14, we've reproduced the relevant
`claims here.
`Claim 1 recites an LED chip, and that LED chip comprises certain
`features. There is no substrate limitation in this particular claim. Claim
`11 then says that the light-emitting cells are separate from a growth
`substrate. And the point here is that if the phrase LED chip comprising a
`plurality of light-emitting cells necessarily implied that there was a substrate
`present, Claim 11 would make no sense.
`Now, Patent Owner has responded in its surreply saying, oh, in this
`context, separate just means that it could be spaced apart, and there could be
`an intervening layer between the cells and the substrate. That's not how the
`word, separate, is used in the '331 patent.
`If you look at the '331 patent, when it describes the growth substrate
`being separate, it actually talks about a physical separation. It is the
`embodiment in Figure 6 in which the growth substrate is removed, and that's
`found at column 21, lines 36 to 40, of the '331 patent.
`8
`
`
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`JUDGE ROESEL: May I interrupt you there, counsel? Would --
`would the Figure 6 embodiment -- would that be covered by Claim 1 of the
`'331 patent, which recites the light-emitting diode chip arranged on a single
`substrate?
`MR. SOMMER: We believe so, Your Honor. The entirety of the
`structure is referred to as the light-emitting diode chip. So that would
`include, although not explicitly shown in Figure 6, the bridge rectifier,
`which the claim requires to be formed on that single substrate, as well as the
`cells. So the entirety of that structure is formed on the single substrate in
`Figure 6.
`JUDGE ROESE: Even after you've removed the cells from the
`substrate? That's where I'm confused.
`MR. SOMMER: Yeah. In Figure 6, the contacts 53 at the top of
`that figure are used to bond to an additional submount, which becomes a
`new substrate after the original substrate is removed to -- to hold everything
`together.
`If you look at some of the testimony that we've cited from Dr.
`Doolittle, if you remove it and you don't have anything holding it together,
`all these, you know, individual cells will simply fall apart. Right? So you
`have to have some carrier, whether it be an intermediate carrier or the final
`carrier, in order to hold this circuitry together. And it's very, very fragile in
`terms of, you know, very thin layers of metal and semiconductor material.
`JUDGE ROESEL: So that concept of attaching the cells to a new
`substrate, that's taught in the '331 patent?
`MR. SOMMER: I believe so, by teaching that it's flip-chip bonded
`to -- or it is in a flip-chip configuration. That's certainly what that means,
`9
`
`
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`right? That the chip is flipped upside down and placed on another
`substrate. We believe that is what the '331 patent is teaching in that
`context.
`So, with that, unless there are other questions about the claim
`construction issue, I'd like to move on to -- actually, I'd like to address a
`couple of arguments that the Patent Owner has made regarding claim
`construction and Hattori. Specifically, they've explained in their briefing
`that the light-emitting cell is a coined term, but then they go and look to
`Hattori for what light -- LED chip means.
`And, quite frankly, we don't understand the logic behind doing so.
`If LED chip had some special meaning, they were obligated to put that in the
`patent itself. And if they were coining a term, light-emitting cells, they
`should have explained in the patent what they meant by that. And we
`actually believe they did; it's just simply the junctions or the individual light-
`emitting structures formed and placed or positioned on a substrate.
`So looking to Hattori to determine what a definition of an LED chip
`might be isn't the proper analysis if you're looking at a coined term. In fact,
`if you look at Phillips, what we're supposed to do for claim construction is
`determine if a term has a plain and ordinary meaning in the context of the
`patent you're trying to construe. Okay?
`And we think that there is an ordinary meaning in the context of the
`patent that you're trying to construe, and you don't need to look beyond the
`patent to figure out what that ordinary meaning is.
`Indeed, Hattori is consistent with the notion that an LED chip might
`include a growth substrate, and we don't disagree that it might include the
`substrate. But we don't think that the term has been defined in a manner to
`10
`
`
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`require a growth substrate, which is what the Patent Owner's construction
`would have.
`Patent Owner has argued that the lack of a plain and ordinary
`meaning is -- is -- is reflected in Dr. Pattison's testimony. You'll see this in
`Slide 11 of the Patent Owner's demonstratives. It's also at Patent Owner
`Response, page 9, and in the surreply at pages 2 to 3. And if you look at
`the questions that are being asked and the testimony that's given, none of it
`is in the context of the '331 patent. And, in fact, the question says, outside
`of the context of the '331 patent, are you familiar with this term?
`So it doesn't show that the -- Dr. Pattison failed to apply the plain
`meaning within the context of the patent, and we don't think that he did.
`Patent Owner has also cited a case called SIMO Holdings in its
`surreply at pages 4 to 6. Reading that case shows that it stands in stark
`contrast to what's going on here. In SIMO Holdings, the District Court
`construed the word, and, in a patent claim, A-N-D, as meaning and/or.
`And the reason that the District Court rationalized its construction was it
`said it had to include all of the embodiments within the scope of the claim.
`And so it interpreted and to mean and/or.
`The Federal Circuit said, no, that's not correct. Our canon of
`construction regarding interpreting claims to encompass the embodiments
`really gives way to the express language of the claim. And so, if an
`embodiment is not consistent with the natural reading of the claim, you're
`not to try to bend the language to get it to fit, or so to speak.
`So you're not supposed to try to wrap the claim language around all
`embodiments where it otherwise is not a good fit. And that's the primary
`rationale underlying that case. That's not an issue here.
`11
`
`
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`So, turning to Martin, we think that Martin discloses the LED chip
`limitations under either construction. And, turning specifically to Slide 25
`of our presentation, Martin teaches a plurality of LEDs formed on a single
`substrate. That's found in paragraph 5. Figure 3 shows this. The
`showing in the petition is undisputed under a claim construction in which
`growth substrate is not a part of the claim.
`Under Patent Owner's interpretation of growth substrate, we still
`think it's taught. And if you turn to Slide 28, Martin teaches forming an
`array of cells or LED 7 on a single substrate 3 and then trenching between
`them. And that's shown as Item 8. And those trenches are formed by
`etching down to the substrate.
`As Your Honors pointed out in the Institution Decision, those
`trenches are given different item numbers depending on which figure you're
`looking at. For example, as reflected in paragraph 20 of Martin, Exhibit
`1004, trenches are labeled as 87 in that particular figure. The fact that
`Martin uses different reference numbers among different figures is not
`dispositive about whether Martin cuts up the chip as Patent Owner proposes
`and then reattaches it to another substrate.
`In fact, if you turn to Slide 29, Martin is discussing a reference called
`Wojnarowski. And what he's saying is one of the problems with
`Wojnarowski is that it includes a bunch of separate LEDs which are
`cumbersome and difficult to build and package because they need to be
`affixed to a common carrier.
`And so what he says is, you know, I solved his problem -- this is
`paragraph 29 of Martin -- by using a single monolithic array on a single
`submount, which simplifies building and packaging. And Patent Owner
`12
`
`
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`says, and it argues in its Patent Owner response, that there's one of two ways
`to interpret Martin.
`The way that it chooses to interpret Martin is to interpret it in a way
`that Martin exhibits the same problem that Martin purports to solve. We
`don't think that that's a reasonable interpretation of the Martin reference.
`Turning to Slide 31, we think that the Martin file history also
`supports this, and it certainly supports the distinction that's underscored in
`the background section of the Martin reference, which is it was
`distinguishing a reference during prosecution called Lefebvre. And in
`distinguishing it, they said the prior art includes a plurality of diodes grown
`on a single substrate.
`And that's illustrated in Figures 1 and 2 of the prior art. They're
`discrete LEDs mounted on a circuit board. And the way that they tried to
`overcome that is to add a requirement that the light-emitting diodes are
`formed or grown on a single substrate. To make this clear, what they were
`describing is a bunch of LEDs grown on a single monolithic substrate. So
`we believe that that meets the claims under Patent Owner's proposed
`construction.
`So, unless there are questions on that, I'd like --
`JUDGE ROESEL: Yes, I'd like to interrupt you there. And that
`is, in the DI, we identified two theories that were advanced in the petition
`concerning this single substrate and how it reads on Martin. And the first
`theory advanced in the petition was that the single substrate corresponded to
`the submount. And the second theory was that one of ordinary skill in the
`art would have modified Martin to put the bridge rectifier on the same
`substrate as the LED.
`
`
`
`13
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`So is Petitioner still pursuing that first theory that we didn't like in
`the DI?
`MR. SOMMER: No, Your Honor. We have not advanced that
`further in this proceeding after considering the DI.
`So I'd like to turn to the discussion of motivation to combine. And
`I think the DI does a good job of paraphrasing the analysis presented in the
`petition as to what the proposed modification is. It's to take diodes that are
`in an array and simply interconnect them to form a bridge rectifier. And so
`this would be, you know, essentially rewiring the array to include a bridge
`rectifier as well as a series -- connected series of LEDs.
`And we think the two references show exactly how to do this, and
`both are consistent with one another in terms of the benefits of doing so.
`So they both point the person of ordinary skill in the art seeking to simplify,
`in certain respects, their system design to put LEDs in the bridge rectifier
`itself.
`
`And so, starting with Uang -- and that is Slide 33 of our presentation
`-- we got this figure from the petition, pages 39 to 40. This is Figure 3 of
`Uang, which is Exhibit 1005, and it shows a plurality of LEDs in the arms of
`the bridge rectifier.
`Masatoshi also describes this technique, and that's shown on Slide
`37. And this is from Figure 1 of Masatoshi as well as Figure 2. And
`Figure 2 of Masatoshi shows how you can arrange these on a single
`substrate, and Masatoshi says, look, you get certain cost benefits when you
`do this.
`
`
`
`14
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`So there is explicit motivation in the references for the person of
`ordinary skill in the art to try to implement a bridge rectifier made of LEDs
`from the arrays.
`Uang is summarized on Slide 36 -- Uang, paragraph 9, says, you
`solve a problem of local heat dissipation. You can lower the cost and
`improve efficiency of the LEDs. Masatoshi is summarized on our Slide 38,
`says that you get benefits of light emission characteristics and you get
`economic benefits. You can have an increase in illumination brightness.
`You can reduce the number of components. You can enable efficient use
`of space and a reduction of cost.
`So all of these things
`(Simultaneous speaking.)
`JUDGE ROESEL: Counsel, may I interrupt you there? Let's go
`back to, first, your Slide 33 that you presented. And you've got that figure
`from Uang showing the LEDs as part of the bridge rectifier. Now, Patent
`Owner points out that that figure includes other circuitry in the bridge
`rectifier, but it's not highlighted by Petitioner, including the diodes D1
`through D4, and then there's a resistor.
`That was not mentioned in the petition, as I recall. Whether it's
`Petitioner's contention that only the diodes would be incorporated in the
`bridge rectifier in Martin or -- what about these other circuit components?
`MR. SOMMER: Well, we didn't address the other circuit
`components because they weren't claimed. And, obviously, the law doesn't
`require us to do a physical incorporation of the Uang design into Martin.
`But I think that the person of ordinary skill in the art would have some
`options available to them.
`
`
`
`15
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`Obviously, in order to maximize the simplicity or the cost of
`manufacture, you would use just LEDs in the array to wire the bridge
`rectifier. However, if you wanted to drive down the number of LEDs in the
`bridge rectifier, you could add these diodes, which is -- it's why they're
`present, or why we believe they're present, in Uang: because it minimized
`concerns with reverse breakdown. Same thing with the resistor. It
`conditions the power source being applied to the bridge rectifier.
`But in terms of whether you need to, we don't believe you need to
`add any of these components to Martin in order to make a functional device
`that achieves the benefits noted in the prior art.
`JUDGE ROESEL: Now, none of those other components is
`addressed in the petition, right? So the options that are available to the
`person of ordinary skill in the art, as far as those other components, that's not
`discussed, right?
`MR. SOMMER: I don't believe we discussed those components in
`the petition, Your Honor.
`JUDGE ROESEL: And then I would like to ask you a couple
`questions about Slide 36. I think -- so this, again, you're presenting the
`Uang reference. And Uang makes some -- you know, touts the advantages
`of putting the LEDs in the bridge rectifier, but what is the -- so it's making
`some comparisons, right?
`It's saying it solves the problem of local heat dissipation and lowers
`the costs and improves the efficiency, but what's the comparative? Like,
`you're saying that this would improve Martin, right? But is that what Uang
`is saying? Would it improve a circuit like Martin's, or is it improving
`something else?
`
`
`
`16
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`MR. SOMMER: I believe it is saying that it would improve a
`circuit like Martin, and that's how a person of ordinary skill in the art would
`understand it. And I believe you can see that reflected in paragraph 25 of
`Uang, which -- let me just pull it up so that I don't misquote it.
`But it talks about how the working time of the LEDs is less than half
`a cycle, which is something that Patent Owner points out as being a
`drawback. You're not generating as much light. But this is -- Uang says,
`well, that gives it a chance to cool down.
`And if you look at paragraph 205 of Dr. Doolittle's declaration, what
`he says is as these LEDs get hotter, they continue to get less efficient in
`terms of emitting light, and they just generate more heat. So what Uang is
`doing is actually improving the efficiency of the LED by giving it a period
`in which it's not generating so much heat to cool down. Then it powers
`back up; it cools down. And so they do that in an alternating fashion
`through the arms of the bridge rectifier.
`Certainly, then, we submit that that is some benefit to Martin
`because, as Patent Owner points out, Martin would be on most of the time,
`which means Martin's array is generating a tremendous amount of heat,
`which is reducing the internal efficiency of these LEDs.
`So, unless Your Honors have any questions, I'll get back to the
`reasons for combining. And one of those is costs. And we submit that
`both Masatoshi and Uang note that there is this cost benefit. You don't
`need to design a bridge rectifier and have a separate circuit, different
`processes for manufacturing this circuit out of silicon. Instead, you use the
`LEDs of the array in the arms of the bridge rectifier.
`
`
`
`17
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`And we think that that's actually confirmed by statements that the
`Patent Owner made, or the Patent Owner's sister company, Seoul
`Semiconductor, made in the European Patent Office when trying to argue for
`patentability of a very similar patent. It's not directly related to this, but
`they did say, look, when you combine everything on a common substrate,
`you reduce manufacturing complexity and cost.
`And that's actually corroborated by Dr. Doolittle's testimony, which
`is summarized on page 40 and is called on in our reply at page 20. There's
`clear benefits of having everything on the same substrate is what he says,
`and he says the whole power of integration that the '331 is trying to address
`both in terms of cost economics, power yield, and reliability.
`So that's exactly what Masatoshi and Uang were teaching the person
`of ordinary skill in the art. The '331 patent wasn't the first to realize that
`the power of integration reduced cost. And so that would have encouraged
`a person of ordinary skill in the art to proceed with implementing Martin to
`have LEDs in the arms of a bridge rectifier.
`JUDGE ROESEL: So, counsel, may I interrupt again? So I'm
`looking at page 15 of the petition, and there I see Petitioner advancing a
`number of reasons for combining Martin with Uang, including increasing
`efficiency, light output by directly driving more LEDs with AC power while
`reducing heat and cost concerns.
`So cost is certainly mentioned, but there are several other reasons
`that I haven't heard you mention today. Is cost now the main motivation
`that Petitioner is relying upon?
`MR. SOMMER: No, Your Honor. And I believe I did mention
`that -- I was describing how the efficiency of the LED can improve and the
`18
`
`
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`heat dissipation can improve by having LEDs on only part of the time within
`the bridge rectifier. So, you know, Uang's heat dissipation as described in
`paragraph 25 of Uang is also another motivation that would improve
`efficiency. I think you can look at Dr. Doolittle's own testimony at
`paragraph 205 of the declaration where he says LEDs get less efficient as
`they got hotter, and they're hotter when they're on more. That's what Uang
`tells us. So --
`JUDGE ROESEL: May I interrupt again, please? So the -- but
`the theory I see advanced in the petition that efficiency would be increased
`by driving more LEDs with AC power, is that true or not true?
`MR. SOMMER: Yes. That's true, and Masatoshi tells us that, and
`so does Dr. Doolittle's testimony. I think you can even find this argument
`in the Patent Owner's surreply, which is, in order to develop a bridge
`rectifier that can properly rectify the current, you have to add more LEDs.
`That is true. So you end up with -- according --
`(Simultaneous speaking.)
`JUDGE ROESEL: May I interrupt again? Is that putting more
`LEDs in the bridge rectifier, and is taught in the prior art, is that in the
`petition?
`MR. SOMMER: Your Honors, I believe we pointed to the section
`in Masatoshi that talks about a 65 percent power increase. We certainly
`point to Figure 2, which shows the additional LEDs. Where we actually
`mention the 65 percent number I'd have to go back and confirm, but it's
`certainly in our reply as well, you know, that that is what Masatoshi is
`saying.
`
`
`
`19
`
`
`
`IPR2020-00704
`Patent 8,860,331 B2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`I think the Patent Owner doesn't dispute it. It's called out in the
`surreply saying, look, you add more LEDs, you know, you get more output.